Rosen v. Netsaits
Rosen v. Netsaits
Opinion of the Court
Proceedings: Order Dismissing Plaintiffs Action Without Prejudice for Failure to Serve All Parties
I. FACTUAL AND PROCEDURAL BACKGROUND
On August 5, 2010, Barry Rosen commenced this action under the Copyright Act, 17 U.S.C. § 101 et seq., against defendants Netsaits, B.V. (“Netsaits”), Jennsights, Inc. (“Jennsights”), and certain fictitious defendants.
On August 16, 2010, Rosen filed a proof of service on Jennsights.
On September 30, 2010, Rosen filed another proof of service on Netsaits.
On December 13, 2012, the court issued an order to show cause why the case should not be dismissed for failure to serve the defendants. The order described the ways in which the service of process Rosen claimed to have completed appeared to be deficient.
II. DISCUSSION
A. Service Under Rule 4 of the Federal Rules of Civil Procedure
Under Rule 4(h) of the Federal Rules of Civil Procedure, a domestic or foreign corporation may be served in a judicial district of the United States by following the law for service of summons of the state where the district court is located or where service is made, or “by delivering a copy of the summons and of the complaint to an officer, a managing or general agent, or any other agent authorized by appointment or by law to receive service of process and — if the agent is one authorized by statute and the statute so requires — by also mailing a copy of each to the defendant.” Fed.R.Civ.Proc. 4(h)(1).
A foreign corporation may be served outside the United States in any manner prescribed by Rule 4(f) for serving an individual in a foreign country, except personal delivery under Rule 4(f)(2)(C)(i). Fed.R.Civ.Proc. 4(h).
Under Rule 4(f), an individual may be served in a foreign country:
(1) by any internationally agreed means of service that is reasonably calculated to give notice, such as those authorized by the Hague Convention on the Service Abroad of Judicial and Extrajudicial Documents;
(2) if there is no internationally agreed means, or if an international agreement allows but does not specify other means, by a method that is reasonably calculated to give notice:
(A) as prescribed by the foreign country’s law for service in that country in an action in its courts of general jurisdiction;
(B) as the foreign authority directs in response to a letter rogatory or letter of request; or
(C) unless prohibited by the foreign country’s law, by:
(i) delivering a copy of the summons and of the complaint to the individual personally;
(ii) or using any form of mail that the clerk addresses and sends to the individual and that requires a signed receipt; or
(3) by other means not prohibited by international agreement, as the court orders. Fed.R.Civ.Proc. 4(f).
Service must be effected within 120 days of filing the complaint. Fed.R.Civ.Proc. 4(m) (“If a defendant is not served within 120 days after the complaint is filed, the court — on motion or on its own after notice to the plaintiff — must dismiss the action without prejudice against that defendant or order that service be made within a specified time”).
B. Sufficiency of Plaintiffs Proofs of Service
1. August 16, 2010 Proof of Service
As the court noted in the order to show cause, Rosen’s August 16 proof of service contained the wrong caption. Rosen’s August 16, 2010 proof of service reflects that an individual named Daniel Hendershot served a copy of the summons and the eom
Rosen filed a declaration in response to the court’s order to show cause.
In his declaration, Rosen states that he has personal knowledge that the process server properly served the correct summons and complaint on Jennsights’s authorized agent. He does not explain, however, how he could have personal knowledge that the correct summons and complaint were served, given that he was not the individual who served the documents. Rosen’s bare assertion that the proper documents were served is insufficient to prove that effective service was made given documentary evidence to the contrary. Even considering the facts set forth in Rosen’s declaration, the court cannot determine whether Hendershot correctly delivered the summons and complaint in this matter (Rosen v. Netsaits, No. 10-5825 MMM (FMOx)) on Jennsights’ agent for service, or whether he erroneously served the summons and complaint in Rosen v. Choopa, No. CV 10-2181 MMM (FMOx).
2. September 15, 2010 Proof of Service
On September 15, 2010, Rosen filed a proof of service reflecting that he had served a copy of the complaint and summons on Netsaits at “Lisserweg 37, Weteringbrug, Noord Holland, Netherlands 2156LA” in the manner prescribed by Rule 4(f) of the Federal Rules of Civil Procedure.
As Rosen is aware, a plaintiff can serve a defendant in the Netherlands by international mail in accordance with Rule 4(f). Pursuant to Rule 4(f), a plaintiff may serve a foreign defendant using “any form of mail requiring a signed receipt, to be addressed and dispatched by the clerk of the court to the party to be served.” Brockmeyer v. May, 383 F.3d 798, 805 (9th Cir. 2004) (citing Fed.R.Civ.Proc. 4(f)(2)(C)(ii)). A plaintiff may also serve a foreign defendant by mail as specifically directed by the district court. Id. at 805-06 (citing Fed.R.Civ.Proc. 4(f)(3)).
Rosen has adduced no evidence that he served Netsaits by via mail dispatched by the clerk of the court, nor has he filed proof of a signed receipt. Rosen’s September 15 proof of service fails, therefore, to show that he properly served Netsaits under Rule 4(f).
3. September 30, 2010 Proof of Service
On September 30, 2010, Rosen filed another proof of service reflecting that he served Gerco Marsch, an officer of Netsaits, on September 16, 2010, at Lisserwig 37, Weteringbrug 2156, Netherlands, pursuant to the California Code of Civil Procedure.
In his declaration responding to the court’s order to show cause, Rosen identifies Bols as a local taxi driver.
As the court stated in the order to show cause, Rosen must demonstrate that he properly served Netsaits in accordance with the Hague Convention, pursuant to Rule 4(f)(1), or “as prescribed by [Netherlands] law for service in that country in an action in its courts of general jurisdiction,” pursuant to Rule 4(f)(2)(A). Fed.R.Civ.Proc. 4(f)(l)-(2). Article 10(c) of the Hague Convention on the Service Abroad of Judicial and Extrajudicial Documents (“Hague Convention”) permits personal service to be effected by “judicial officers, officials or other competent persons.” The Netherlands is a signatory to the Hague Convention, and does not oppose personal service under Article 10.
While Rosen asserts that local counsel told him that any competent person could effect service in the Netherlands, he cites no authority demonstrating ■ that service by Bols was effective under Netherlands law, nor does he cite any law contradicting the Hague Convention documents cited by the court in its order to show cause. The fact that Rosen
4. Rosen’s November 3, 2011 Proof of Service
On November 3, 2011, Rosen filed another proof of service, asserting that he had served a copy of the summons and complaint on the Director of Netsaits, Gerco Marsch, by personal service, at Lisseweg 37, Weteringbrug 2156, Netherlands. The handwritten date of service on the proof of service cannot be deciphered.
In its order to show cause, the court specifically directed that Rosen “produce a translated copy of the document attached to his January 3 proof of service, as well as a declaration explaining the significance of the seal on the proof of service form.” The court warned that “[failure to comply with these requirements will result in immediate dismissal of Rosen’s claims.”
III. CONCLUSION
For the reasons stated, Rosen has failed to file proofs of service demonstrating that he has complied with Rule 4(f), (h), or (m). Accordingly, the court dismisses his complaint without prejudice for failure to effect timely service under Rule 4.
. Complaint, Docket No. 1 (Aug. 5, 2010).
. Proof of Service, Docket No. 4 (Aug. 16, 2010).
. Id.
. Request to Enter Default, Docket No. 9 (Sept. 23, 2010).
. Notice of Deficiency, Docket No. 10 (Sept. 24, 2010). Rosen has not attempted to clarify, since the clerk entered the notice of deficiency, who accepted service for Jennsights.
. Notice of Deficiency, Docket No. 11 (Sept. 24, 2010).
. Id.
. Proof of Service, Docket No. 15 (Jan. 3, 2011).
. Order to Show Cause Why Case Should Not be Dismissed for Failure to Serve Defendant ("OSC”), Docket No. 17 (Dec. 13, 2012)
. Id.
. Id.
. Id.
. Id.
. Proof of Service, Docket No. 4 (Aug. 16, 2010).
. Declaration of Barry Rosen re Order to Show Cause Why Case Should Not Be Dismissed for Failure to Serve Defendant (“Rosen Deckl.
. Rosen Decl., ¶¶ 6-7.
. Plaintiff did not name Choopa as a defendant in this action.
. Proof of Service, Docket No. 8 (Sept. 15, 2010).
. Id.
. OSC at 5.
. Rosen Decl., ¶ 17.
. Id., ¶ 16.
. Rosen's declaration identifies this attempt at service as having taken place on September 17, 2010. (Id, ¶ 19.)
. Proof of Service, Docket No. 12 (Sept. 30, 2010).
. Id.
. Rosen Decl., ¶ 19.
. Id.
. Id., Exhs. 1-2.
. See Response of the Netherlands to Questionnaire of July 2008 relating to the Hague convention of 15 November 1965 on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters, available at http://www. hcch.net/upload/wop/2008netherlandsl4.pdf.
. Id. at 5 ("In civil procedures the servicing of documents is done by a bailiff'); id. at 28 (defining "judicial officers, officials or other competent persons” as “bailiffs”).
. Rosen’s declaration identifies this attempt at service as having taken place on October 19, 2010. (Rosen Decl., ¶ 27.)
. The date of service appears to read "1g-10-2010" at 14.00.
. OSC at 5.
. Rosen Decl., Exh. 3.
Reference
- Full Case Name
- ROSEN v. NETSAITS
- Cited By
- 1 case
- Status
- Published