In re Qualcomm Inc.
In re Qualcomm Inc.
Opinion of the Court
ORDER DENYING APPLICATIONS FOR LEAVE TO OBTAIN DISCOVERY FOR USE IN FOREIGN PROCEEDINGS
(Re: Docket No. 1)
A few months back, Applicant Qual-comm Incorporated received an Examiner’s Report from the Korean Fair Trade Commission. The news was not good: the Examiner charged Qualcomm and its licensing of standard-essential patents with violating South Korean antitrust law. The KFTC has set a date for Qualcomm to respond, but Qualcomm must do so without access to any materials the Examiner considered or even cited that were supplied by third parties. Deprived of this access in Korea, Qualcomm now turns to this court for help pursuant to 28 U.S.C.
I.
A curious quirk of our law is that American courts are not limited to American disputes. If foreign tribunals and parties to their proceedings need evidence from third parties located in the United States, they may take discovery of such evidence through a court-supervised procedure enacted by Congress. If the third party is willing to turn over the evidence, no problem. United States law “does not preclude a person within the United States from voluntarily giving his testimony or statement, or producing a document or other thing, for use in a proceeding in a foreign or international tribunal before any person and in any manner acceptable to him.”
To that end, Section 1782(a) holds that “[t]he district court of the district in which a person resides or is found may order him to give his testimony or statement or to produce a document or other thing for use in a proceeding in a foreign or international tribunal, including criminal investigations conducted before formal accusation.” The statute adds that “[t]he order may be made.. .upon the application of any interested person and may direct that the testimony or statement be given, or the document or other thing be produced, before a person appointed by the court.” A further provision adds that “[t]he order may prescribe the practice and procedure, which may be in whole or part the practice and procedure of the foreign country or the international tribunal, for taking the testimony or statement or producing the document or other thing. To the extent that the order does not prescribe otherwise, the testimony or statement shall be taken, and the document or other thing produced, in accordance with the Federal Rules of Civil Procedure.”
The KFTC is an administrative agency that enforces compliance with the Republic of Korea’s Monopoly Regulation and Fair Trade Act.
The Examiner’s Report is akin to a statement of charges, and it must include what is known as appended data, or evidence supporting the Examiner’s position.
After the Report is issued, the examinee may present a written response and defend itself at a hearing.
Qualcomm now applies ex parte under Section 1782 for leave to take discovery from Respondents to prepare its response to the Examiner’s Report and for hearing before the KFTC Committee.
II.
This court has subject matter jurisdiction over Qualcomm’s applications under Section 1782. Although these applications may be sought ex parte under Civ. L.R. 7-10, this court exercised its discretion to allow briefing at this stage by the targets of interest.
III.
When considering a Section 1782 application, the court must first determine whether Section 1782’s three statutory requirements are satisfied, and then whether the four factors laid out in Intel support issuing a subpoena. Section 1782 first requires that “the person from whom the discovery is sought resides or is found in the district of the district court to which the application is made.”
However, simply because a court has the authority under Section 1782 to grant an application does not mean that it is required to do so.
(1) whether the material sought is within the foreign tribunal’s jurisdictional reach and thus accessible absent Section 1782 aid; (2) the nature of the foreign tribunal, the character of the proceedings underway abroad, and the receptivity of the foreign government or the court or agency abroad to U.S. federal-court jurisdictional assistance; (3) whether the Section 1782 request conceals an attempt to circumvent foreign proof-gathering restrictions or other policies of a foreign country or the United States; and (4) whether the subpoena contains unduly intrusive or burdensome requests.42
Applying the above standards, while Qualcomm’s applications satisfy Section 1782’s statutory requirements, the Intel considerations weigh against granting Qualcomm’s requested subpoenas.
As for the Samsung Entities — the only Respondent to seriously contest this factor — while they do not reside here,
The Samsung Entities argue that none of these facts is sufficient to render them found in this district.
Section 1782’s second and third statutory requirements also are satisfied. As to the second requirement, the discovery sought is for use in a proceeding before the KFTC, which is a foreign administrative agency. Intel held that Section 1782 “authorizes, but does not require, a federal district court to provide assistance to a complainant in a European Commission proceeding that leads to a dispositive ruling, i.e., a final administrative action both responsive to the complaint and reviewable in court.”
Second, the Intel factors nonetheless collectively weigh against granting Qualcomm’s applications. The first factor, “whether the material sought is within the foreign tribunal’s jurisdictional reach and thus accessible absent Section 1782 aid,”
[wjhen the person from whom discovery is sought is a participant in the foreign proceeding..., the need for § 1782(a) aid generally is not as apparent as it ordinarily is when evidence is sought*1039 from a nonparticipant in the matter arising abroad. A foreign tribunal has jurisdiction over those appearing before it, and can itself order them to produce evidence. In contrast, nonpartieipants in the foreign proceeding may be outside the foreign tribunal’s jurisdictional reach; hence, their evidence, available in the United States, may be unobtainable absent § 1782(a) aid.63
Apple, MediaTek and the Samsung Entities argue that they are participants in the KFTC proceedings because they gave documents and information to the KFTC’s investigatory team.
It is unclear from the information available to the court, however, whether cooperating with the Examiner’s investigation makes these Respondents participants in the KFTC proceedings. The KFTC Committee makes the final ruling whether an antitrust violation has occurred, and both Qualcomm and the Examiner will appear before the Committee to argue their positions. None of the Respondents argues that it will be appearing before the Committee, or that it bears any relevant relation to either Qualcomm or the Examiner. In that light, Qualcomm and the Examiner are the participants in the KFTC proceedings, and so cooperating with the Examiner’s investigation does not mean that the Respondents are participants before the foreign tribunal responsible for adjudicating the dispute.
The issue of whether an entity is a participant, however, is not dispositive; Intel puts it in the context of whether the foreign tribunal has the authority to order an entity to produce the disputed evidence. Other courts have interpreted this to focus on whether the evidence “is available to the foreign tribunal,” because in some circumstances, evidence may be available to a foreign tribunal even if it is held by a nonparticipant to the tribunal’s proceedings.
The second Intel factor, which is “the nature of the foreign tribunal, the character of the proceedings underway-abroad, and the receptivity of the foreign government or the court or agency abroad to U.S. federal-court judicial assistance,”
Qualcomm argues that the court should disregard the information in the amicus brief, because it “does not come from the General Counsel’s office responsible for administration of the hearing phase of the proceedings or from the KFTC Committee that will make the ultimate decision.”
The third Intel factor, which is whether an applicant seeks “to circumvent foreign proof-gathering restrictions or other policies of a foreign country or the United States,” also favors Respondents. The KFTC states that it has procedures for requesting “copies of documents and data supporting” the Examiner’s Report and that Qualcomm has a pending request for those materials.
[permitting Qualcomm to sidestep Korean legal procedures and obtain these materials directly from the Companies under U.S. law would subvert the KFTC’s power to control when and how confidential investigatory materials are released. Currently, the KFTC can balance Korean policy goals and the privacy and confidentiality rights of third parties against the target of the investigation’s potential need for the information. .. .This balancing would be impossible, however, if the target of an investigation into a potential violation of Korean law could run to the U.S. courts and obtain all materials provided to the KFTC(along [sic] with other materials) by third parties with some connection to the U.S.81
Qualcomm argues that its applications do not circumvent the KFTC’s Case Handling Procedures because it seeks more discovery under its Section 1782 applications than it can obtain through the Case Handling Procedures.
The fourth Intel factor, which is “whether the subpoena contains unduly in
From Apple, Qualcomm seeks the following:
• All documents provided by Apple to the KFTC in connection with any investigation or proceeding from January 1, 2011 to the present, concerning “Qualcomm, Mobile Devices, Modem Chipsets, and/or Cellular IPR, and all documents quoted, cited or referenced therein.”91
• Documents from January 1, 2005, to the present, sent by Apple to Qual-comm “sufficient to show any request by Apple to Qualcomm for a license only to Cellular IPR or any response by Qualcomm to such a request.”92
• Documents provided by Apple to Qualcomm “sufficient to show any request by Apple for a list of any Qualcomm IPR or any response by Qualcomm to such a request.”93
• All documents filed or served by Samsung in several cases between Samsung and Apple.94
• A deposition related to these topics.95
From Intel, Broadcom, MediaTek, Samsung, Texas Instruments and VIA Technologies, Qualcomm requests the following:
• “All documents You have provided to the KFTC in connection with any investigation or proceeding from January 1, 2011 to the present,” concerning “Qualcomm, Mobile Devices, Modem Chipsets, and/or Cellular IPR, and all documents quoted, cited or referenced therein.”96
• “Documents received by You from January 1, 2005 to the present” from a Modem Chipset customer or potential customer “sufficient to show any concerns on the part of such customer or potential customers regarding Your lack of an exhaustive license from Qualcomm to Cellular IPR.”97
*1044 • “Documents from January 1, 2005 to the present sufficient to show any decision by You to limit Your sales or development of Modem Chipsets or any components of a Modem • Chipset due to Your lack of an exhaustive license from Qualcomm to Cellular IPR.”98
• Depositions related to these topics.99
From Samsung, Qualcomm also requests “[a]ll. documents filed or served by” Samsung in or with respect to five different lawsuits.
Qualcomm’s requests are not narrowly tailored temporally, geographically or in their subject matter. They are not limited to documents or information connected to the KFTC proceedings at issue or to activity in or affecting Korea;
Qualcomm argues that its requests are not unduly burdensome or intrusive for several reasons. Most importantly, while production may be burdensome or intrusive, the inquiry is whether it is unduly so in light of the relevance of the information, and these documents are, in Qualcomm’s view, highly relevant.
Qualcomm’s arguments are unpersuasive, however, because when weighed against the relevance of the information sought, the requests are overbroad. It specifically seeks more documents than those that Respondents collected and gave to the Examiner; indeed, one purpose of pursuing discovery under Section 1782 rather than the KFTC’s Case Handling Procedures is that the Procedures give Qualcomm access to a more limited range of material than Section 1782 does. As for the “documents sufficient to show” requests, even if Qual-comm believes that no responsive documents exist, the requests for production and deposition nonetheless require Respondents to search through troves of material spanning over a decade. These requests are not narrowly tailored.
IV.
The Intel factors strongly weigh against granting Qualcomm’s requests for Section 1782 subpoenas. Qualcomm’s applications are DENIED.
SO ORDERED.
. See Docket No. 1 (all docket references are to Case No. 5:16-mc-80002-PSG unless otherwise specified); Case No. 5:16-mc-80003-PSG, at Docket No. 1; Case No. 5:16-mc-80004-PSG, at Docket No. 1; Case No. 5:16-mc-80005-PSG, at Docket No. 1; Case No. 5:16-mc-80006-PSG, at Docket No. 1; Case No. 5:16-mc-80007-PSG, at Docket No. 1; Case No. 5:16-mc-80008-PSG, at Docket No. 1.
. See Intel v. Advanced Micro Devices, Inc., 542 U.S. 241, 124 S.Ct. 2466, 159 L.Ed.2d 355 (2004).
. 28 U.S.C. § 1782(b).
. 28 U.S.C. § 1782(a). Additional relief may be available by request under the Hague Evidence Convention, but that alternative is not at issue here.
. See Docket No. 25-4 at V 5.
. See id. at V 6.
. See Docket No. 22-6 at ¶ 5.
. See id. at ¶ 6.
. See Docket No. 22-6 at ¶¶ 6, 11-15, 22; MRFTA, Art. 62 ("No commissioner, public official who performs or has performed his/ her duties under this Act.. .shall divulge any confidential information of an enterpriser or an enterprisers’ organization which he/she learned in the course of carrying out his/her duties, or use it for the purpose, other than to enforce this Act.”).
. See id. at ¶ 7, 9.
. See id. at ¶ 9.
. See Docket No. 25-4 at ¶ 10.
. See id.
. See Docket No. 22-6 at ¶ 14.
. See id.; KFTC Rules, Art. 29-2.
. See Docket No. 22-6 at ¶ 13; KFTC Rules, Art. 29 ¶ 10.
. See id. at ¶ 11.
. See id.
. See id. at ¶¶ 8-9.
. See id. at ¶ 9.
. See Docket No. 25 at 2.
. See Docket No. 25-4 at ¶ 9.
. See Docket No. 22-6 at ¶ 10.
. See Docket No. 25 at 2.
. A "standard” is a collection of technical specifications that allow mobile devices from various sources to interoperate on a cellular network. Patents are essential to a standard if they must be practiced in order to comply with the standard’s requirements. See Commonwealth Sci. & Indus. Research Organisation v. Cisco Sys., Inc., 809 F.3d 1295, 1304 (Fed.Cir. 2015).
. See Docket No. 1 at 3.
. See id.; Case No. 5:16-mc-80003-PSG, at Docket No. 1 at 3; Case No. 5:16-mc-80004-PSG, at Docket No. 1 at 3; Case No. 5:16-mc-80005-PSG, at Docket No. 1 at 3; Case No. 5:16-mc-80006-PSG, at Docket No. 1 at 4; Case No. 5:16-mc-80007-PSG, at Docket No. 1 at 3; Case No. 5:16-mc-80008-PSG, at Docket No. 1 at 4.
. See Docket No. 25 at 3.
. See id.
. See Docket No. 1; Case No. 5:16-mc-80003-PSG, at Docket No. 1; Case No. 5:16-mc-80004-PSG, at Docket No. 1; Case No. 5:16-mc-80005-PSG, at Docket No. 1; Case No. 5:16-mc-80006-PSG, at Docket No. 1; Case No. 5:16-mc-80007-PSG, at Docket No. 1; Case No. 5:16-mc-80008-PSG, at Docket No. 1.
. See Docket No. 22; Case No. 5:16-mc-80003-PSG, at Docket No. 25; Case No. 5:16-mc-80005-PSG, at Docket No. 21; Case No. 5:16-mc-80006-PSG, at Docket No. 16; Case No. 5:16-mc-80007-PSG, at Docket No. 19.
. See Docket No. 16.
. See Docket Nos. 25, 27.
. See Docket No. 15; Case No. 5:16-mc-80003-PSG, at Docket No. 16; Case No. 5:16-mc-80005-PSG, at Docket No. 16; Case No. 5:16-mc-80007-PSG, at Docket No. 16.
. 28 U.S.C. § 1782(a).
. In re Godfrey, 526 F.Supp.2d 417, 422 (S.D.N.Y. 2007) (quoting Hans Smit, American Assistance to Litigation in Foreign and International Tribunals: Section 1782 of Title 28 of the U.S.C. Revisited, 25 Syracuse J. Int'l L. & Com. 1, 10 (1998)).
. 28 U.S.C. § 1782(a).
. Intel, 542 U.S. at 249, 124 S.Ct. 2466 (quoting S. Rep. No. 1580, 88th Cong., 2d Sess., 7 (1964), U.S. Code Cong. & Admin. News 1964, pp. 3782, 3788).
. 28 U.S.C. § 1782(a).
. Id.
. See Intel, 542 U.S. at 264, 124 S.Ct. 2466.
. In re Republic of Ecuador, Case No. C-10-80225, 2010 WL 3702427, at *2 (N.D.Cal. Sept. 15, 2010) (citing Intel, 542 U.S. at 264-65, 124 S.Ct. 2466).
.See Case No. 5:16-mc-80005-PSG, at Docket No. 21 at 6. MediaTek argues that while MediaTek USA is found here, its foreign affiliates are not, and that MediaTek USA does not possess any relevant documents. See Four Pillars Enterprises Co., Ltd. v. Avery Dennison Corp., 308 F.3d 1075 (9th Cir. 2002) (acknowledging support for the view that § 1782 was not intended to support discovery of material located outside the United States); In re Judicial Assistance Pursuant to 28 U.S.C. 1782 by Macquarie Bank Ltd., Case No. 2:14-CV-00797-GMN, 2015 WL 3439103, at *10 (D.Nev. May 28, 2015), reconsideration denied sub nom. Matter of A Petition for Judicial Assistance Pursuant to 28 U.S.C. § 1782 by Macquarie Bank Ltd., Case No. 214CV00797GMNNJK, 2015 WL 7258483 , (D.Nev. Nov. 17, 2015) ("[t]he legislative history to § 1782 indicates that it was intended to aid in obtaining oral and documentary evidence in the United States and some of its drafters have expressed policy concerns with applying it more broadly, which together have given courts reason to think that Congress intended to reach only evidence located within the United States.”) (quotation marks omitted); Norex Petroleum Ltd. v. Chubb Ins. Co. of Canada, 384 F.Supp.2d 45, 57 (D.D.C. 2005) (concluding that the location of the documents outside of the United States strongly "militate[s] against ordering that the requested documents.. .be produced”). Because the Intel factors weigh against granting Qual-comm's subpoena, the court does not reach the issue of whether it may authorize discovery of documents held outside the United States.
. See Locations, Broadcom.com, https:// www.broadcom.com/contactdocations.php (last visited Jan. 20, 2016).
. See Case No. 5:16-mc-80007-PSG at Docket No. 1 at 5.
. See Sales Offices, VIA, http://www.viatech. com/en/about/sales-offices/ (last visited Jan. 20, 2016).
. In re Godfrey, 526 F.Supp.2d at 422 (citing Hans Smit, American Assistance to Litigation in Foreign and International Tribunals: Section 1782 of Title 28 of the U.S.C. Revisited, 25 Syracuse J. Int’l L. & Com. 1, 10 (1998)).
. SEC is headquartered in Korea, SEA is headquartered in New Jersey and STA was merged into SEA last year. See Case No. 5:16-mc-80006-PSG at Docket No. 16 at 1.
. See, e.g., Samsung Electronics Co., Ltd. v. Apple Inc., Case No. 5:1 1-cv-02079-LHK, 2011 WL 1769468 (N.D.Cal. Apr. 27, 2011); Apple Inc. v. Samsung Electronics Co. Ltd. et al., Case No. 5:11-cv-01846-LHK, 2011 WL 1523876 (N.D.Cal. Apr. 15, 2011); Apple Inc. v. Samsung Electronics Co., Ltd. et al., Case No. 5:12-cv-00630-LHK, 2015 WL 4967769 (N.D.Cal. Feb. 8, 2012).
. See Docket No. 25 at 23.
. See Case No. 5:16-mc-80006-PSG at Docket No. 16 at 7.
. See, e.g., Grynberg v. Ivanhoe Energy, Inc., 490 Fed.Appx. 86, 96 (10th Cir. 2012); Soma Med. Int’l v. Standard Chartered Bank, 196 F.3d 1292, 1296 (10th Cir. 1999); King v. Am. Family Mut. Ins. Co., 632 F.3d 570, 579 (9th Cir. 2011); Senne v. Kan. City Royals Baseball Corp., 105 F.Supp.3d 981 (N.D.Cal. May 20, 2015); Godfrey, 526 F.Supp.2d at 421 n. 1.
. See Case No. 5:16-mc-80006-PSG at Docket No. 1 at 6; Samsung Electronics Co., Ltd. v. Apple Inc., Case No. 5:11-cv-02079-LHK, 2011 WL 1769468 (N.D.Cal. Apr. 27, 2011); Apple Inc. v. Samsung Electronics Co. Ltd. et al., Case No. 5:11-cv-01846-LHK (N.D.Cal. Apr. 15, 2011); Apple Inc. v. Samsung Electronics Co., Ltd. et al., Case No. 5:12-cv-00630-LHK, 2015 WL 4967769 (N.D.Cal. Feb. 8, 2012). The Samsung Entities cite AstraZeneca Pharms. LP v. Mylan Pharms. Inc. (In re Rosuvastatin Calcium Patent Litig.), Case No. MDL No. 08-1949, 2005 WL 4658294, 2009 U.S. Dist. LEXIS 117355 (D.Del. Dec. 11, 2009). See Case No. 5:16-mc-80006-PSG at Docket No. 16 at 8. The court in that case found it relevant that the company had been haled into the forum as a defen- ' dant, but here, Samsung was both a plaintiff and counterclaimant in its litigation with Apple.
. See, e.g., Soma Med. Int’l v. Standard Chartered Bank, 196 F.3d at 1296 (finding that filing suit to "recover monies and/or foreclose on trust deeds” did not render the company' subject to general jurisdiction in a breach of contract case); Mobius Risk Grp., LLC v. Glob. Clean Energy Holdings, Inc., Case No. CIV.A. H-10-1708, 2012 WL 590926, at *4 (S.D.Tex. Feb. 22, 2012) ("[Ajctively participating] in recent, unrelated litigation” is “insufficient. . .to make a nonresident defendant subject to general jurisdiction in the forum state”); Blackwell v. Marina Assocs., Case No. Civ.A. 05-5418, 2006 WL 573793, at *5 (E.D.Pa. Mar. 9, 2006) ("[T]he fact that defendant has brought suit'in Pennsylvania.. .is immaterial” because "there is no allegation that Blackwell’s personal injury claim has any relationship with any of these other actions”); Travelers Cas. & Sur. Co. v. Interclaim (Berm.) Ltd., 304 F.Supp.2d 1018, 1025 (N.D.Ill. 2004) ("Travelers.. .has not carried its burden by providing any authority whatsoever for the dubious proposition that general jurisdiction may be asserted on the basis of involvement in an unrelated lawsuit.”).
. See Docket No. 25 at 24.
. Other cases have recognized that designating an agent for service of process and holding a license support a finding of continuous and systematic contacts. See, e.g., Bancroft & Masters, Inc. v. Augusta National Inc., 223 F.3d 1082, 1086 (9th Cir. 2000); Hirsch v. Blue Cross, Blue Shield of Kansas City, 800 F.2d 1474, 1478 (9th Cir. 1986). Under California law in particular, registering to do business manifests a company's intent to engage in repeated and successive business activities in this state. See Cal. Corp. Code § 2105(a) ("A foreign corporation shall not transact intra
.Samsung acknowledges that one of its subsidiaries maintains a permanent headquarters in this District, but cites cases to show that the presence of a wholly-owned subsidiary within a district is insufficient to establish that the parent is "found” there. See Case 5:16-mc-80006-PSG at Docket No. 16 at 9. However, one court rejected that factor only to the extent it was the sole reason the court could decide that the parent was "found” in the' district, see In re Application of Nokia Corp., Case No. l:07-MC-47, 2007 WL 1729664, at *4 n. 3 (W.D.Mich. June 13, 2007) ("Nokia does not suggest that the Court may conclude that Bosch resides in or is present in this district merely because a Bosch subsidiary is present here.”), and another disregarded a local office because the subsidiaries were not headquartered or incorporated in the District. See In re Certain Funds, Accounts, &/or Inv. Vehicles Managed by Affiliates of Fortress Inv. Grp. LLC, Case No. 14 CIV. 1801 NRB, 2014 WL 3404955, at *5 (S.D.N.Y. July 9, 2014).
. See Coremetrics, Inc. v. Atomic Park.com, LLC, 370 F.Supp.2d 1013, 1024 (N.D.Cal. 2005) ("[Ejven though AtomicPark’s contacts with California taken individually would not sustain general jurisdiction, the Court concludes that, based on the totality of the contacts, they are sufficiently substantial, continuous, and systematic so as to support a finding of general jurisdiction.”).
. Intel, 542 U.S. at 255, 124 S.Ct. 2466.
. See Docket No. 2 at ¶¶ 5, 9.
. See In re Ex Parte Application of Glob. Energy Horizons Corp., Case No. 5:15-MC-80078-PSG, 2015 WL 1325758, at *2 (N.D.Cal. Mar. 24, 2015) ("there can be no real dispute that GEHC qualifies as an interested person because it is a party to the foreign proceeding”).
. In re Republic of Ecuador, 2010 WL 3702427, at *2 (citing Intel, 542 U.S. at 264-65, 124 S.Ct. 2466).
. Intel, 542 U.S. at 264, 124 S.Ct. 2466.
. See Docket No. 22 at 7; Case No. 5:16-mc-80005-PSG, at Docket No. 21 at 9; Case No. 5:16-mc-80006-PSG, at Docket No. 19 at 5.
. See Case No. 5:16-mc-80003-PSG at Docket No. 25 at 9, 11.
. See Case No. 5:16-mc-80007-PSG at Docket No. 19 at 5.
. See In re Kreke Immobilien KG, Case No. 13 Misc. 110 NRB, 2013 WL 5966916, at *4-5 (S.D.N.Y. Nov. 8, 2013) (rejecting application to take U.S. discovery from Deutsche Bank when proposed defendant in foreign proceedings was Deutsche Bank’s wholly owned subsidiary); In re Cathode Ray Tube (CRT) Antitrust Litig., Case No. C-07-5944-SC, 2013 WL 183944, at *2 (N.D.Cal. Jan. 17, 2013) (noting that "it is obvious that Sharp actually seeks information about [other] Defendants, some of whom are subject to Korean discovery rules as parties to the Korean Litigation”); In re Application of OOO Promnefstroy for an Order to Conduct Discovery for Use in a Foreign Proceeding, Case No. M 19-99(RJS), 2009 WL 3335608, at *5-7 (S.D.N.Y. Oct. 15, 2009) (rejecting application to take U.S. discovery of corporate secretary and director of Yukos companies when other Yukos directors were plaintiffs in the action and could produce the requested discovery).
. In re Microsoft, 428 F.Supp.2d 188, 194 (S.D.N.Y. 2006); see also In re Judicial Assistance Pursuant to 28 U.S.C. 1782 by Macquarie Bank Ltd., 2015 WL 3439103 at *6 ("Although the case law at times refers to whether the person’ is within the foreign tribunal’s jurisdictional reach, the key issue is whether the material is obtainable through the foreign proceeding"); In re Ex Parte LG Elecs. Deutschland GmbH, Case No. 12CV1197-LAB MDD, 2012 WL 1836283, at *2 (S.D.Cal. May 21, 2012) (first Intel factor weighed against applicant where target was not a party to foreign lawsuit because the information could be requested from the other parties to that proceeding); In re Application of OOO Prom-
. See Docket No. 25-4 at ¶ 11.
. Intel, 542 U.S. at 264, 124 S.Ct. 2466.
. See, e.g., In re Ex Parte Application of Nokia Corp., Case No. 513MC80217EJDPSG, 2013 WL 6073457, at *3 (N.D.Cal. Nov. 8, 2013); Ex Parte Rigby, Case No. 13-cv-0271 MMA (MDD), 2013 WL 622235, at *3 (S.D.Cal. Feb 19, 2013).
. Docket No. 16 at 1, 3.
. In re Application of Chevron Corp., 709 F.Supp.2d 283, 292 (S.D.N.Y. 2010).
. See In re Application of Microsoft Corp., Case No. C 06-80038 JF (PVT), 2006 WL 825250, at *2-3 (N.D.Cal. Mar. 29, 2006) (denying a request where "it appears that the European Commission is not receptive to U.S. federal court judicial assistance in this case”) (emphasis original); see also Advanced Micro Devices, Inc. v. Intel Corp., Case No. C 01-7033, 2004 WL 2282320, at *2 (N.D.Cal. Oct. 4, 2004) ("[T]he EC is not receptive to judicial assistance in this case.”); In re Application of Microsoft Corp., 428 F.Supp.2d at 194 (finding second Intel factor "cuts sharply against” a request where "the [European] Commission has explicitly stated that it opposes the discovery sought by Microsoft and is not receptive to U.S. judicial assistance,” and that "[gjrant-ing discovery in the face of opposition from the foreign tribunal would undermine the spirit and purpose of the statute by discouraging ... other foreign tribunals from heeding similar sovereignty concerns posited by our governmental authorities to foreign courts.”).
. Docket No. 25 at 9.
. See id. at 10; Docket No. 25-4 at ¶ 6.
. See Docket No. 25 at 9-10.
. Docket No. 16 at 1-3 (e.g., "The KFTC opposes Qualcomm Incorporated’s applications... The KFTC asks the Court to deny Qualcomm’s applications.. .the KFTC has no need for the requested discovery.”).
. Id. at 2.
. Id. at 1.
. Id. at 2.
. See Docket No. 25 at 11-12.
. See id. at 12:
. Id.
. Id.
. See id. at 12-16.
. See In re Application of Microsoft Corporation, 2006 WL 825250 at *3; see also In re Application of Microsoft Corp., 428 F.Supp.2d at 195-96 (quoting Pravin Banker Assocs., Ltd. v. Banco Popular Del Peru, 109 F.3d 850, 854 (2d Cir. 1997)) (granting Section 1782 application "would contravene the purpose of § 1782 by pitting this Court against the Commission, rather than fostering cooperation between them, and would violate established principles of comity, under which 'United States courts ordinarily refuse to review acts of foreign governments and defer to proceedings taking place in foreign countries'.”). Only recently, the United States and Korea affirmed this principle of comity. In September 2015, the U.S. Department of Justice and Federal Trade Commission signed a "Memorandum of Understanding on Antitrust Cooperation” with the KFTC. Among other provisions, the agencies agreed to "give careful consideration to the enforcement objectives and important interests of the other country’s competition authority or authorities in conducting its enforcement activities.” Memorandum of Understanding on Antitrust Cooperation Between the United States Department of Justice and the United States Federal Trade Commission, of the One Part, and the Korea Fair Trade Commission, of the Other Part (Sept. 8, 2015), § 1.3, available at
https://www.ftc.gov/system/files/documents/ cooperation_agreements/150908kftc-ftc-dojmou.pdf; Docket No. 22-1 at ¶ 13; Docket No. 22-5. Cf. In re Rubber Chemicals Antitrust Litig., 486 F.Supp.2d 1078 (N.D.Cal. 2007) (under Rule 26, plaintiff is not entitled to discover communications made pursuant to the EC's Leniency Program between a defendant’s affiliate and the EC, based upon principles of comity); In re Degitechnic, Case No. C07-414-JCC, 2007 WL 1367697, at *5 (W.D.Wash. May 8, 2007) (Section 1782 "application seeking discovery never sought in France certainly appears to be a circumvention attempt”); In re Application of OOO Promnefstroy for an Order to Conduct Discovery for Use in a Foreign Proceeding, 2009 WL 3335608 at *9 ("granting the [§ 1782] Application would only frustrate the careful balance struck by the Dutch courts in the underlying Dutch Proceedings”).
. Intel, 542 U.S. at 265, 124 S.Ct. 2466.
. See Matter of Application of O2CNI Co., Ltd., Case No. C 13-80125 CRB (LB), 2013 WL 5826730, at *15-16 (N.D.Cal. Oct. 29, 2013).
. Fed. R. Civ. P. 26(b)(1).
. Docket No. 1-1 at ECF p. 9.
. Id.
. Id.
. See id.
. See id. at ECF p. 17.
. Case No. 5:16-mc-80003-PSG at Docket No. 1-1 at ECF p. 9; Case No. 5:16-mc-80004-PSG at Docket No. 1-1 at ECF p. 9; 5:16-mc-80005-PSG at Docket No. 1 at ECF p. 22; 5:16-mc-80006-PSG at Docket No. 1-1 at ECF p. 9; 5:16-mc-80007-PSG at Docket No. 1-1 at ECF p. 9; 5:16-mc-80008-PSG at Docket No. 1 at ECF p. 22.
. Case No. 5:16-mc-80003-PSG at Docket No. 1-1 at ECF p. 9; Case No. 5:16-mc-80004-PSG at Docket No. 1-1 at ECF p. 9; 5:16-mc-80005-PSG at Docket No. 1 at ECF p. 22; 5:16-mc-80006-PSG at Docket No. 1-1 at ECF p. 10; 5:16-mc-80007-PSG at Docket No. 1-1 at ECF p. 9; 5:16-mc-80008-PSG at Docket No. 1 at ECF p. 22.
. Case No. 5:16-mc-80003-PSG at Docket No. 1-1 at ECF p. 9; Case No. 5:16-mc-80004-PSG at Docket No. 1-1 at ECF p. 9; 5:16-mc-80005-PSG at Docket No. 1 at ECF p. 22; 5:16-mc-80006-PSG at Docket No. 1-1 at ECF p. 9; 5:16-mc-80007-PSG at Docket No. 1-1 at ECF p. 9; 5:16-mc-80008-PSG at Docket No. 1 at ECF p. 22.
. Case No. 5:16-mc-80003-PSG at Docket No. 1-1 at ECF p. 16; Case No. 5:16-mc-80004-PSG at Docket No. 1-1 at ECF p. 16; 5:16-mc-80005-PSG at Docket No. 1 at ECF p. 29; 5:16-mc-80006-PSG at Docket No. 1-1 at ECF p. 17; 5:16-mc-80007-PSG at Docket No. 1-1 at ECF p. 16; 5:16-mc-80008-PSG at Docket No. 1 at ECF p. 29.
. Case No. 5:16-mc-80006-PSG at Docket No. 1-1 at ECF p. 9.
. See Advanced Micro Devices, Inc. v. Intel Corp., 2004 WL 2282320 at *2-3 (finding the requested documents unduly intrusive and overbroad where § 1782 applicant "made no attempt to tailor its application to the subject matter of the EC complaint. For example, [applicant’s] document requests do not contain the words ‘Europe’ or ‘European’, the name of any European country, or the name or description of any European OEM or retailer.”); In re Veiga, 746 F.Supp.2d 8, 25-26 (D.D.C. 2010) (finding lack of geographic limitation caused fourth Intel factor to weigh against applicant).
. See Thompson v. Doel, Case No. 5:13-mc-80088-EJD (PSG) (N.D. Cal.), ECF No. 2 (Order Denying Without Prejudice Ex Parte Application Pursuant to 28 U.S.C. § 1782 at 3-4) (denying application for "extraordinary” overbreadth where applicant sought "over five years of activity from the [email] account at issue without explaining at all why such a wide swath is necessary”).
. See Matter of Application of O2CNI Co., Ltd., 2013 WL 5826730 at *15-16 (suggesting that the requesting party has an obligation to conduct its own review before it may request information of others); see also Chevron Corp. v. Donziger, Case No. 12-MC-80237 CRB (NC), 2013 WL 4536808, at *11 (N.D.Cal. Aug. 22, 2013) (stating, with respect to a motion to quash under Fed. R. Civ. P. 45, that "the court must limit the extent of the discovery sought. ..if it can be obtained from a source that is more convenient or less burdensome”).
. See In re Cathode Ray Tube (CRT) Antitrust Litig., Case No. C-07-5944-SC, 2012 WL 6878989, at *4 .(discussing confidentiality concerns in the context of intrusiveness and burden); In re Application of Microsoft Corporation, 428 F.Supp.2d at 196 (stating that Microsoft's "discovery request remains unduly intrusive and burdensome in that it seeks documents that may be protected as confidential by the Commission’s rules on access to file and that are privileged under U.S. law”).
. See Docket No. 22 at 16.
. See id.
. See In re Republic of Ecuador, 2010 WL 3702427, at *5.
. See Docket No. 25 at 17-18.
. See id. at 18.
. See id. at 19.
Reference
- Full Case Name
- IN RE EX PARTE APPLICATION OF QUALCOMM INCORPORATED, Applicant. In re Ex Parte Application of Qualcomm Incorporated, Applicant. In re Ex Parte Application of Qualcomm Incorporated, Applicant. In re Ex Parte Application of Qualcomm Incorporated, Applicant. In re Ex Parte Application of Qualcomm Incorporated, Applicant. In re Ex Parte Application of Qualcomm Incorporated, Applicant. In re Ex Parte Application of Qualcomm Incorporated, Applicant
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- Published