Cejas v. Brown`
Trial Court Opinion
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF CALIFORNIA
ANDREW A. CEJAS, Case No.: 18-cv-00543-WQH (JLB)
Plaintiff,
REPORT AND
v. RECOMMENDATION REGARDING
DEFENDANTS’ MOTION FOR
ROBERT BROWN, et al.,
SUMMARY JUDGMENT
Defendants.
[ECF No. 74]
Plaintiff Andrew A. Cejas (“Plaintiff” or “Cejas”), a state prisoner proceeding pro se and in forma pauperis, brings this civil rights action pursuant to 42 U.S.C. § 1983. (ECF Nos. 1, 13.) Plaintiff’s complaint alleges that from 2016 through 2018, officials at the Richard J. Donovan Correctional Facility (“RJD”) imposed a substantial burden on the exercise of his Buddhist faith in violation of the First Amendment and the Religious Land Use and Institutionalized Persons Act (“RLUIPA”), 42 U.S.C. § 2000cc, et seq., and denied him equal protection of the law in violation of the Fourteenth Amendment. (See ECF No. 1 at 22–34.) Presently before the Court is a motion for summary judgment filed by Defendants F. Hadjadj, R. Brown, J. Davies, and P. Covello (collectively, “Defendants”). (ECF No. 74.) Plaintiff opposes Defendants’ motion. (ECF Nos. 90, 97.)
The Court submits this Report and Recommendation to United States District Judge William Q. Hayes pursuant to 28 U.S.C. § 636(b)(1) and Local Civil Rule 72.3 of the Local Rules of Practice for the United States District Court for the Southern District of California. After a thorough review of Defendants’ motion, Plaintiff’s opposition and objections, the record in this case, and the applicable law, the Court hereby RECOMMENDS that the District Court GRANT Defendants’ motion for summary judgment.
I. BACKGROUND
A. Allegations in Plaintiff’s Complaint Plaintiff commenced this 42 U.S.C. § 1983 civil rights action on March 15, 2018. (ECF No. 1; see also ECF Nos. 3, 10.) In his complaint, Plaintiff claims that Defendants imposed a substantial burden on the exercise of his Buddhist faith in violation of the First Amendment and RLUIPA and denied him equal protection of the law in violation of the Fourteenth Amendment. (See ECF No. 1 at 22–34.)1
Plaintiff alleges that he has been a serious and sincere Buddhist practitioner for over ten years. (Id. at 23–24.) He adheres to all mandates and participates in all religious acts which are prescribed by Buddhist law and consistent with his imprisonment. (Id. at 23.) Plaintiff’s Buddhist faith mandates meditation, chanting, and prostration, in an indoor setting. (Id. at 24.) Plaintiff alleges that meditation must be learned from a master and, without personal supervision, it cannot be properly undertaken. (Id.) Plaintiff and his fellow Buddhist practitioners at RJD use the chapel as a monastery and rely on the “more advanced meditator prisoners” to teach the others, unless a volunteer or monk visits the chapel. (Id.)
Plaintiff alleges that Buddhists are scheduled for weekly chapel access at RJD, but weekly chapel access is denied. (Id. 16–17, 24–34.) On Facility D, where Plaintiff was housed,2 Buddhists were scheduled for services on Mondays from 9:20 a.m. through 11:30 a.m. (Id. at 24.) Plaintiff claims that Defendants had a duty to provide supervision for Buddhist services, but failed to do so “from 2016 through 2018 and now.” (Id. at 25– 34.) The failure of Defendants to provide supervision led to the denial of weekly chapel access, which Plaintiff claims substantially burdened the exercise of his Buddhist faith. (Id. at 9–10, 17, 24–34.)
Plaintiff further claims that Defendants, who had a responsibility to guarantee weekly Buddhist services, failed to make alternative accommodations for when the supervising chaplain3 or Buddhist volunteers failed to show up for services. (Id. at 9–14, 25–30.) Plaintiff suggests that alternative accommodations, such as designating an inmate minister or hiring a Buddhist chaplain, were available. (Id. at 16–18, 26, 32.) Plaintiff alternatively suggests that, in the absence of chapel access, Defendants should have provided other weekly indoor accommodations for Buddhist services, such as the dining hall, housing unit’s dayroom, or empty classrooms. (Id. at 29–30.)4
Lastly, Plaintiff alleges that Defendants favor other religions by granting them a guaranteed weekly service and weekly chaplain supervision in violation of the Equal
With respect to Defendants, Plaintiff alleges that defendant Covello, as Chief Deputy Warden, is responsible for policy operation at RJD and is the “moving force behind [California Department of Corrections and Rehabilitation (“CDCR”)] policies.” (Id. at 12.) He also alleges that defendant Brown, as the Community Resource Manager at RJD, is “the policy maker for all religious groups, chapel schedules, religious items, religious approved holiday and religious banquets” and “oversees all religious programs.” (Id. at 13.) In addition, Plaintiff alleges that defendant Hadjadj, who is a Jewish Rabbi at RJD, is also responsible for overseeing Buddhist services, and that defendant Davies, an “A/A/PIO,” is personally involved in the supervision of defendants Brown and Hadjadj “in directing them to communicate and cover Buddhist services weekly.” (Id. at 13–14, 19.)
B. Facility D Buddhist Chapel Services From 2016 through 2018, weekly Buddhist services on Facility D at RJD “were to be supervised by brown card volunteers,5 or by the Jewish Chaplain if a volunteer was not available.” (ECF No. 97-2 at 67.) Defendant Brown, as the Community Resources Manager at RJD,6 was responsible for coordinating chaplain supervision and specifically assigned the Jewish Chaplain to supervise the Buddhist services when a brown card volunteer was unavailable. (Id. at 69.) In his position, Defendant Brown “worked closely with the brown card volunteers to provide consistent and meaningful services. [He] also recruited and provided more brown cards to the Buddhist volunteers.” (Id. at 70.)
Meeting for Facility D (“Weekly Chapel Reports’) at RJD indicate that Facility D held Buddhist chapel services as follows:’
- Date Buddhist Service Notes
(Week Of) Met: Yes or No
(# of Inmates and Volunteers meses [Yes sie Yes ss/le6 Yes? s/is/l6 Yes sie tYes | volunteer available 9/26/16 {Unknown 10/36 Yes floo/le Yes
Yes | 10/24/16 Yes |
The Court addresses the admissibility of the Weekly Chapel Reports below. all of the information in this chart derives from the Weekly Chapel Reports unless otherwise noted.
The Weekly Chapel Reports for August 8, 15, and 22, 2016 were only attached Plaintiff's opposition and were missing from Defendants’ motion for summary judgment. (See ECF No. 97 at 362-64.)
No Weekly Chapel Report was submitted for this week. However, Plaintiff claims there was no group worship on September 26, 2016. (ECF No. 97 at 112.)
Date Buddhist Service Notes (Week Of) Met: Yes or No
(# of Inmates and Volunteers
Ne vi4ie 26 Yes 1i2s/ie Yes fiziie [Yes | 29/6 Yes NAT OAT Yes
Yes 1/23/17 Yes
+3 27 Yes |
2/1317 LYes(4-4) (2/20/17 LYes(7-I) [2/277 Yes(-3) 3/617 Yes(4-I) (3/13/17 Yes4-2" fT (3/2017 YesG-I) 47/7 Yes(4-2P
Yes(5-1)— S/IS/W7_ iL Yes(5-2)
||
Plaintiff filed a CDCR 22 form indicating that a Buddhist service was not held }on March 13, 2017. (See ECF No. 97-2 at 102; see also ECF No. 97 at 104, 115.)
2 Plaintiff filed a CDCR 22 form indicating that a Buddhist service was not held on April 17, 2017. (See ECF No. 97-2 at 103; see also ECF No. 97 at 116.)
Date Buddhist Service Notes (Week Of) Met: Yes or No
(# of Inmates and Volunteers
6/19/77 Yes(4-2) 737 dt Ves(S-I) r
W247 LYes(-I) U3IA7_ dT YesG-1I) 8/717 YesQ2-4) 8/21/47 Yes(6-3) 8/287 YesG-1I)
+3 9/47 es(N-I) p87 jo/2s7_LYes(7-1I)— 10/27 Yes) O97 Ves(S-IP 1/16/17 Yes(8-2)— (10/23/17 Yes) 10/30/17 Yes)
Yes(-2) Per P. Covello, in a Second Level Appeal Response (Log No. RJD-D-17- 03023) to Plaintiff, a review of Facility D Chapel Reports from 7/24/17 to 8/21/17 demonstrated that the “Buddhist community had services and coverage by a chaplain or volunteer every week, except the week of 8/[1]4/17.” (See ECF No. 3 at 12.)
Plaintiff filed a CDCR 22 form indicating that he was not released for the Buddhist service on September 18, 2017 and September 25, 2017. (See ECF Nos. | at 21: 97 at 105—06; 97-2 at 106.)
Plaintiff filed a CDCR 22 form indicating that on October 9, 2017, the inmates were called out for the Buddhist service around 9:20 a.m. and arrived at the chapel only to find there was no one there to supervise and were therefore sent back to their cells around 10:00 am. (See ECF No. 97-2 at 107: see also ECF No. 97 at 106.)
Date Buddhist Service Notes (Week Of) Met: Yes or No
(# of Inmates and Volunteers
1137 Yes(@-I) p1WV2017 (7-3) 11/27/17_— sd Yes(4-5) 7 Yes) }12/is/7_ Yes(-3) ew Year’s Da 1/22/18 dL Yes7-1y@ [2/19/18 | Unknown” (2/26/18 | Unknown 3/1918 LYes@1) 13/26/18 | Yes(-1I) }4/o/ig_ sf Ves(8-3) a Plaintiff claims that Defendant Hadjadj did not show up to supervise this service. (ECF No. 97 at 99, 106-07, 122: see also ECF No. 97-3 at 29.) However, other records indicate it was held and Cejas did not attend. (ECF No. 97-1 at 109.)
No records were submitted for the weeks of February 19, 2018 and February 26, 2018. Plaintiff contends that Buddhist services were not held on these weeks. (ECF Nos. 97 at 122; 97-3 at 82.)
Additional records indicate that the volunteer did not show up until 11:45 a.m. ! (ECF Nos. 74-1 at 90: 97-1 at 119.)
Date Buddhist Service Notes (Week Of) Met: Yes or No
(# of Inmates and Volunteers
(Memorial Day). Service held on 5/30/18.'° Service held on 6/5/18. i 22,
0 On or about June 5, 2018, weekly Buddhist services switched from Mondays to Tuesdays. (See ECF Nos. 97 at 100, 208; 97-1 at 125; see also ECF Nos. 74-1 at 97- ! 97-3 at 82.)
2 There was no properly dated Weekly Chapel Report submitted for this week. (But see ECF No. 97-1 at 74.) However, weekly sign-in records indicate—and Plaintiff does not dispute—that a service was held. (ECF Nos. 97-1 at 145; 97 at 128.)
Date Buddhist Service Notes (Week Of) Met: Yes or No
(# of Inmates and Volunteers
Christmas Year’s Da
2 No Weekly Chapel Report was submitted for this week. However, weekly sign-in records indicate—and Plaintiff does not dispute—that a service was held. (ECF Nos. 97-1 at 148; 97 at 128.)
The Weekly Chapel Reports indicate that additional weekly services were on April 5, 12, 19, 26 2019. (See ECF No. 74-1 at 138-41.)
(Week Of) Met: Yes or No
(# of Inmates and Volunteers
(ECF No. 74-1 at 1-142; see also ECF Nos. 97 at 360—99; 97-1 at 1-103.) The weekly sign-in sheets, which Plaintiff claims are true and correct copies of prisoner clerk reports, support the Weekly Chapel Reports. (See ECF Nos. 97 at 72; 97-1 at 105-53.) . LEGAL STANDARD
Federal Rule of Civil Procedure 56 empowers a court to enter summary judgment factually unsupported claims or defenses to “secure the just, speedy and inexpensive determination of every action.” Celotex Corp. v. Catrett, 477 U.S. 317, 327 (1986). Summary judgment is appropriate if the materials in the record, together with the affidavits, any, show that there is no genuine issue as to any material fact and that the moving party entitled to judgment as a matter of law. Fed. R. Civ. P. 56; Albino v. Baca, 747 F.3d
Each party’s position as to whether a fact is disputed or undisputed must be supported by: (1) citation to particular parts of materials in the record, including but not limited to depositions, documents, declarations, or discovery: or (2) a showing that the materials cited do not establish the presence or absence of a genuine dispute or that the opposing party cannot produce admissible evidence to support the fact. Fed. R. Civ. P. 56(c)(1). The court may consider other materials in the record not cited to by the parties, but it is not required to do so. Fed. R. Civ. P. 56(c)(3). Ifa party supports its motion by declaration, the declaration must set out facts that would be admissible in evidence and show that the affiant or declarant is competent to testify on the matters stated. Fed. R. Civ. P. 56(c)(4). An affidavit will not suffice to create a genuine issue of material fact if it 1s
“conclusory, self-serving . . . [and] lacking detailed facts and any supporting evidence.” F.T.C. v. Publ’g Clearing House, Inc., 104 F.3d 1168, 1171 (9th Cir. 1997).
The moving party bears the initial burden of demonstrating the absence of a genuine issue of material fact for trial. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 256 (1986). A fact is material if it could affect the outcome of the suit under the governing substantive law. Id. at 248. Where, as here, the opposing party will have the burden of proof at trial, the moving party need only point out “that there is an absence of evidence to support the nonmoving party’s case.” Celotex, 477 U.S. at 325.
When a defendant seeking summary judgment has carried its burden under Rule 56(c), the burden shifts to the plaintiff who “must do more than simply show that there is some metaphysical doubt as to the material facts.” Scott v. Harris, 550 U.S. 372, 380 (2007) (quoting Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586–87 (1986)). The plaintiff “must come forward with specific facts showing that there is a genuine issue for trial.” Matsushita, 475 U.S. at 587 (internal citation omitted). If the plaintiff fails to make a sufficient showing of an essential element of its case, the defendant is entitled to judgment as a matter of law. Celotex, 477 U.S. at 322–23. In ruling on a motion for summary judgment, the nonmoving party’s evidence is to be believed, and all justifiable inferences are to be drawn in that party’s favor. Anderson, 477 U.S. at 255. III. DISCUSSION
A. Admissibility of Weekly Reports of Chapel Service on Facility D Defendants attach the Weekly Chapel Reports at RJD for the period from July 25, 2016 to April 29, 2019 to the Declaration of John P. Walters filed in support of their motion for summary judgment. (ECF No. 74-1 at 1–2, ¶ 2, Exh. 4.) Mr. Walters received these Weekly Chapel Reports “[a]s part of the litigation of this case.” (Id.) Mr. Walters states that these Weekly Chapel Reports are “generated and maintained by [CDCR] at [RJD]” and “detail[] the chapel services for various religious groups that were scheduled each week on that facility.” (Id.)
After filing their motion for summary judgement, Defendants filed a separate declaration from the Litigation Coordinator at RJD, L. Garnica (“Garnica”). (ECF No. 96.) Garnica states that CDCR at RJD creates and maintains the Weekly Chapel Reports. (Id. at 2.) Garnica adds that the reports are regularly created and kept at the prison and that he is familiar with them. (Id.) Garnica further states that the reports detail the chapel services for various religious groups that were scheduled each week on Facility D at RJD, and that a true and correct copy of the Weekly Chapel Reports for the period from July 25, 2016 to April 29, 2019 were attached to Mr. Walters’ declaration. (Id.)
In support of his opposition, Plaintiff attaches a true and correct copy of the same Weekly Chapel Reports to his declaration.24 (ECF No. 97 at 72, ¶¶ 2, 4; Exh. K (ECF No. 97 at 359–399 to ECF No. 97-1 at 103).) Plaintiff states that he received these records from Mr. Walters through discovery in this case. (Id. at 72, ¶ 2.) Plaintiff further states that the records were generated and maintained by prisoners that were chapel clerks and detail the weekly chapel services for various religious groups that were scheduled each week by defendant Brown for Facility D. (Id.)
Although he attaches these records to his opposition, Plaintiff objects to the admission of the Weekly Chapel Reports for purposes of considering Defendants’ motion for summary judgment, arguing they have not been properly authenticated. (Id. at 73, ¶ 7; see also ECF No. 90.) Plaintiff argues that the Weekly Chapel Reports are inadmissible for purposes of considering Defendants’ motion for summary judgment as they are not authenticated by the chapel clerks. (Id.) He further argues that the reports are inadmissible hearsay. (Id. at 11.)
1. Authentication The authentication of a document requires “evidence sufficient to support a finding that the item is what the proponent claims it is.” Fed. R. Evid. 901(a); see also Las Vegas Sands, LLC v. Nehme, 632 F.3d 526, 532–33 (9th Cir. 2011). An inquiry into authenticity concerns the genuineness of an item of evidence, not its admissibility. Orr v. Bank of Am., NT & SA, 285 F.3d 764, 773 (9th Cir. 2002).
Here, the Weekly Chapel Reports have been authenticated through judicial admission as they were produced by Defendants in this action—as confirmed by Plaintiff— and introduced by Plaintiff in support of his opposition. See Metro-Goldwyn-Mayer Studios, Inc. v. Grokster, Ltd., 454 F. Supp. 2d 966, 972 (C.D. Cal. 2006) (authentication may be accomplished by judicial admission, such that documents produced during discovery are deemed authentic when offered by a party-opponent) (citing Maljack Prods., Inc. v. GoodTimes Home Video Corp., 81 F.3d 881, 889 n.12 (9th Cir. 1996); In re Homestore.com, Inc. Sec. Litig., 347 F.Supp.2d 769, 781 (C.D. Cal. 2004)); see also Orr, 285 F.3d at 777 n.20; Anand v. BP W. Coast Prod. LLC, 484 F. Supp. 2d 1086, 1092 n.11 (C.D. Cal. 2007).
In addition, the Weekly Chapel Reports have been authenticated through their distinctive characteristics. See Fed. R. Evid. 901(b)(4). The characteristics of the Weekly Chapel Reports in terms of “appearance, contents, [and] substance . . . taken together with all the circumstances” allow the Court to conclude that the documents are what they appear to be: official prison records. Id.; see also Las Vegas Sands, LLC, 632 F.3d at 533 (“Under Rule 901(b)(4), documents . . . could be authenticated by review of their contents if they appear to be sufficiently genuine.” (citation omitted)); Abdullah v. CDC, No. CIV S–06– 2378 MCE JFM P, 2010 WL4813572, at *3 (E.D. Cal. Nov. 19, 2010) (overruling an objection for lack of authentication where it could not be reasonably disputed that the records were from the plaintiff’s prison file or that they were created and maintained by prison officials).
As the Weekly Chapel Reports have been authenticated, the Court overrules Plaintiff’s objection to the consideration of the Weekly Chapel Reports for lack of proper authentication.
2. Hearsay Plaintiff also objects to the Weekly Chapel Reports as hearsay. (ECF No. 97 at 11.) Hearsay is an out-of-court statement which is offered to prove the truth of the matter asserted in the statement. See Muniz v. United Parcel Serv., Inc., 738 F.3d 214, 223 (9th Cir. 2013) (citing Fed. R. Evid. 801(c)). “In the absence of a procedural rule or statute, hearsay is inadmissible unless it is defined as non-hearsay under Federal Rule of Evidence 801(d) or falls within a hearsay exception under Rules 803, 804 or 807.” Orr, 285 F.3d at 11 778 (citing Fed. R. Evid. 802; 30B Federal Practice & Procedure: Evidence § 7031 at 279). Courts in this Circuit have regularly held that prison records fall within the hearsay exception for records of a regularly conducted business activity found in Federal Rule of Evidence Rule 803(6). See, e.g., Gonzales v. Carrillo, No. EDCV 11-1028-JAK JPR, 2013
“Rule 803(6) allows the admission of business records when ‘two foundational facts are proved: (1) the writing is made or transmitted by a person with knowledge at or near the time of the incident recorded, and (2) the record is kept in the course of regularly conducted business activity.’” Sea-Land Serv., Inc. v. Lozen Int’l, LLC., 285 F.3d 808, 819 (9th Cir. 2002) (quoting United States v. Miller, 771 F.2d 1219, 1237 (9th Cir. 1985)). These facts must be proved through the testimony of the custodian of the records or other qualified witness, though not necessarily the declarant. Miller, 771 F.3d at 1237 (citing United States v. Ordonez, 737 F.2d 793, 805 (9th Cir. 1983)). “The phrase ‘other qualified witness’ is broadly interpreted to require only that the witness understand the record- keeping system.” United States v. Ray, 930 F.2d 1368, 1370 (9th Cir. 1990), as amended on denial of reh’g (Apr. 23, 1991) (finding sufficient a qualified witness where she demonstrated that she was familiar with, and understood, the record keeping system). The record will not be admissible, however, if the opponent shows that the source of information or the method or circumstances of preparation indicate a lack of trustworthiness. Miller, 771 F.3d at 1237 (citing Ordonez, 737 F.3d at 805); see also Fed. R. Evid. 803(6)(E).
In his declaration, Garnica, the Litigation Coordinator at RJD, states that the Weekly Chapel Report is “regularly created and kept at the prison” and that he is “familiar with it.” (ECF No. 96 at 2.) Garnica further states that the report details “the chapel services for various religious groups that were scheduled each week on that facility.” (Id.) Garnica adds that his office obtained and provided a true and correct copy of the weekly reports for the period from July 25, 2016 to April 29, 2019 to the Office of the Attorney General in this case. (Id.) These documents were later produced in discovery to Plaintiff. (ECF No. 87 at 72.) Garnica is available to testify to these facts if called upon to do so. (ECF No. 96 at 1.)
Although Garnica’s declaration does not fully lay out the requisite foundational facts for the business records exception, it is sufficient to ensure the Court that Garnica could lay such a foundation at trial. On a motion for summary judgment, a district court may consider inadmissible evidence as long as the evidence could be presented in an admissible form at trial. See Fraser v. Goodale, 342 F.3d 1032, 1036 (9th Cir. 2003); Block v. City of Los Angeles, 253 F.3d 410, 418–19 (9th Cir. 2001); see also Jeffries v. Las Vegas Metro. Police Dep’t, 713 F. App’x 549, 550 (9th Cir. 2017); Allision v. Dolich, 148 F. Supp. 3d 23 1142, 1145 (D. Or. 2015) (considering payroll registers on a motion for summary judgment even if the qualified witness did not adequately identify the payroll registers as admissible business records because “this flaw may clearly be cured at trial”).
Plaintiff suggests that the Weekly Chapel Reports are inaccurate, and more services were cancelled than is indicated on the reports. (See, e.g., ECF Nos. 97 at 83, 113, 116; 97-3 at 80–83.) Plaintiff does not, however, show that the “source of information or the method or circumstances of preparation indicate a lack of trustworthiness.” See Fed. R. Evid. 803(6)(E) (emphasis added); see also United States v. Siders, 712 F. App’x 601, 603 (9th Cir. 2017) (“The content of a record does not impact the way in which it was received, processed, or maintained.”); United States v. Catabran, 836 F.2d 453, 457–58 (9th Cir. 1988) (“Any question as to the accuracy of the [records] . . . would have affected only the weight of the [records], not their admissibility.”). Rather, as noted above, the weekly sign- in sheets, which Plaintiff claims are true and correct copies of prisoner clerk reports, support the Weekly Chapel Reports. (See ECF No. 97-1 at 72, 105–53.) As Plaintiff fails to show a lack of trustworthiness, the Court finds that the Weekly Chapel Reports could be admissible under the hearsay exception for records of a regularly conducted business activity at trial. Accordingly, Plaintiff’s hearsay objection in the context of this motion for summary judgment is overruled.
B. Res Judicata Defendants argue that “Plaintiff’s lawsuit is barred by res judicata because he already settled the claims in a prior lawsuit, and expressly waived all past, present, and future claims regarding his alleged lack of access to Buddhist chapel services.” (ECF No. 74 at 8.) Specifically, Defendants assert that the claims in this action are precluded by the earlier action Plaintiff filed in this District in 2015, Cejas v. Brown, Case No. 15-cv-00949- WQH (MDD) (S.D. Cal.) (“2015 Action”). (Id. at 8–10.)
1. 2015 Action On April 29, 2015, Plaintiff filed a separate civil rights action under Section 1983 against defendants R. Brown, W.O. Brown, F. Hadjadj, K. Seibel, G. Murphy, and R.L. Briggs, all of whom were state officials working at RJD. (2015 Action, ECF No. 1 at 1–2, 10–12.)25 In a complaint substantially similar to the present one, Plaintiff alleged that the
Plaintiff further alleged the following: that defendant K. Seibel, as the Chief Deputy Warden, was responsible for policy operations at RJD; defendant R. Brown, the Community Resource Manager at RJD, was responsible for overseeing all religious programs; defendant Hadjadj, a Rabbi at RJD, was responsible for overseeing Buddhist services; defendant W.O. Brown, a chaplain at RJD, had a duty to provide supervision for Buddhist services; and defendants G. Murphy and R.L. Briggs were responsible for the final decision of inmate appeals at the third level. (Id. at 2, 10–12, 23.)
The 2015 Action was settled at an Early Neutral Evaluation Conference held before the Honorable Mitchell D. Dembin on May 4, 2016. (2015 Action, ECF No. 28.) On May 12, 2016, the parties signed a Stipulation for Voluntary Dismissal with Prejudice under Federal Rule of Civil Procedure 41(a)(1)(A)(ii), as the parties had “resolved th[e]
The Settlement Agreement (“Agreement”) between Cejas and CDCR on behalf of the defendants in the 2015 Action was signed by Cejas on May 12, 2016. (ECF No. 74-1 at 146.) The Agreement covered “all of the claims and allegations in the Complaint [filed in the 2015 Action] and any amendments thereto against Defendants, whether named or unnamed and whether served or unserved, and any past or current employees of CDCR.” (Id. at 144.)
By signing the Agreement, Plaintiff agreed to release “CDCR, Defendants, whether named or unnamed and whether served or unserved, and any past or current CDCR employees from all claims, past, present and future, known or unknown, that arise or could arise from the facts alleged in the Complaint.” (Id. at 145.) Plaintiff also expressly waived the provisions of California Civil Code § 1542, which states:
A general release does not extend to claims which the creditor does not know or suspect to exist in his or her favor at the time of executing the release, which if known by him or her must have materially affected his or her settlement with the debtor.
(Id.)
2. Analysis “The preclusive effect of a federal-court judgment is determined by federal common law.” Taylor v. Sturgell, 553 U.S. 880, 891 (2008); see also Ruiz v. Snohomish Cnty. Pub. Util. Dist. No. 1, 824 F.3d 1161, 1164 (9th Cir. 2016). Under federal common law, the doctrine of res judicata bars the re-litigation of claims previously decided on their merits. Headwaters, Inc. v. U.S. Forest Serv., 399 F.3d 1047, 1051 (9th Cir. 2005). “Res judicata, or claim preclusion, provides that a final judgment on the merits of an action precludes the parties from relitigating all issues . . . that were or could have been raised in that action.” Rein v. Providian Fin. Corp., 270 F.3d 895, 898–99 (9th Cir. 2001). The elements necessary to establish res judicata are: “(1) an identity of claims, (2) a final judgment on the merits, and (3) privity between parties.” Headwaters, Inc., 399 F.3d at 1052 (citing Tahoe–Sierra Pres. Council, Inc. v. Tahoe Reg’l Plan. Agency, 322 F.2d 1064, 1077 (9th Cir. 2003)).
a. Final Judgment on the Merits A stipulated dismissal of an action with prejudice in a federal district court constitutes a final judgment on the merits and precludes a party from reasserting the same claims in a subsequent action in the same court. Id. at 1052 n.4 (finding that a stipulated dismissal with prejudice in a federal court bars refiling of the same claim in the same district court). The parties in the 2015 Action filed a stipulated dismissal with prejudice in this District. (2015 Action, ECF No. 31.) Therefore, the stipulation constitutes a final judgment on the merits for purposes of res judicata. Moreover, the parties’ resolution of their claims by way of a settlement agreement constitutes a final judgment on the merits. See Int’l Union of Operating Eng’rs–Emps. Constr. Indus. Pension, Welfare & Training Tr. Funds v. Karr, 994 F.2d 1426, 1429 (9th Cir. 1993) (“Karr”) (finding that dismissal of action with prejudice pursuant to a settlement agreement was a final judgment on the merits preventing reassertion of same claim in subsequent action); Green v. Ancora-Citronelle Corp., 577 F.2d 1380, 1383 (9th Cir. 1978) (finding that the fact a judgment “was the result of the parties’ stipulation of settlement does not detract from its being considered a conclusive determination of the merits of that action for purposes of collateral estoppel where . . . it is clear that the parties intended the stipulation of settlement and judgment entered thereon to adjudicate once and for all the issues raised in that action” (citing 1B J. Moore & T. Currier, Moore’s Federal Practice ¶ 0.444(1) (2d ed. 1974))).
Based on the foregoing, the Court finds that there was a final judgment on the merits for purposes of res judicata.
b. Privity Between Parties Generally, a person who is not a party to an action is not entitled to the benefits of res judicata. However, where “two parties are so closely aligned in interest that one is the virtual representative of the other, a claim by or against one will serve to bar the same claim by or against the other.” Nordhorn v. Ladish Co., Inc., 9 F.3d 1402, 1405 (9th Cir. 1993). “There is privity between officers of the same government so that a judgment in a suit between a party and a representative of the [government] is res judicata in relitigation of the same issue between that party and another officer of the government.” Sunshine Anthracite Coal Co. v. Adkins, 310 U.S. 381, 402–03 (1940); see also Scott v. Kuhlmann, 746 F.2d 1377, 1378 (9th Cir. 1984).
Here, the plaintiff is the same in both cases, as well as two of the defendants–R. Brown and F. Hadjadj. Although J. Davies and P. Covello were not defendants in the 2015 Action, the Court finds that there is privity because Plaintiff sued all of the defendants in both cases in their official capacity as CDCR representatives. Moreover, it is clear that the defendants are interchangeable as government representatives. (Compare ECF No. 1 at 2 (suing P. Covello in his capacity as Chief Deputy Warden of RJD), with 2015 Action, ECF No. 1 at 10 (suing K. Seibel in his capacity as Chief Deputy Warden at RJD).) Accordingly, the Court finds that there is privity between parties for purposes of res judicata.
c. Identity of Claims In determining whether a present dispute concerns the same claims as those asserted in prior litigation, the Ninth Circuit considers:
(1) [W]hether rights or interests established in the prior judgment would be destroyed or impaired by prosecution of the second action; (2) whether substantially the same evidence is presented in the two actions; (3) whether the two suits involve infringement of the same right; and (4) whether the two suits arise out of the same transactional nucleus of facts. The last of these criteria is the most important.
Headwaters Inc., 399 F.3d at 1052 (alteration in original) (quoting Costantini v. Trans World Airlines, 681 F.2d 1199, 1201–02 (9th Cir. 1982); see also Karr, 994 F.2d at 1430 (noting that “the factors cited in Costantini are ‘tools of analysis, not requirements’” (quoting Derish v. San Mateo–Burlingame Bd. of Realtors, 724 F.2d 1347, 1349 (9th Cir. 1983))).
The two suits–the present one and the 2015 Action–clearly involve alleged infringement of the same rights, i.e., violations of the Free Exercise Clause of the First Amendment, RLUIPA, and the Equal Protection Clause of the Fourteenth Amendment. However, nothing before the Court shows how prosecution of this action would impair the rights or interests established in the 2015 Action.27
It is further apparent that new and different evidence would be presented in this action. The evidence before the Court on Defendants’ motion for summary judgment post- dates the settlement in the 2015 Action. For example, Defendants attach Weekly Chapel Reports for the period from July 25, 2016 to April 29, 2019. (See ECF No. 74-1 at 1–2.) The 2015 Action, however, was settled on May 4, 2016 and closed on June 29, 2016. (2015 Action, ECF Nos. 28; 33.)
In fact, the adjudication of the present case need not involve any evidence that predates 2016. Plaintiff’s allegations only relate to the time period from 2016 through 2018 and to the present. (See ECF No. 1 at 1, 25–34.) In addition, on May 13, 2017, Plaintiff submitted a CDCR 22 form to defendant Brown regarding the failure to provide weekly Buddhist services on May 8, 2017, as well as April 3, 10, and 17, 2017. (ECF No. 3 at 15.) Thereafter, Plaintiff submitted a CDCR 602 appeal, dated June 12, 2017, referencing and attaching his earlier CDCR 22 form. (Id. at 4.) The CDCR 602 appeal, assigned Log No. 17-3023, requested the following: (1) that defendant Brown, as the supervisor, respond to his CDCR 22 form; and (2) provision of weekly, supervised chapel access by a CDCR chaplain or an inmate minister or other persons if the chaplain or Buddhist volunteers are unavailable, or provision of an alternative indoor area for weekly Buddhist services. (Id.; ECF No. 97 at 268–69.) In a reply to the first level response, dated July 25, 2017, Plaintiff stated that there had not been weekly Buddhist services in “over 6
Based on the foregoing, the Court concludes the two suits do not arise out of the same transactional nucleus of facts, as the alleged infringements occurred at different times. “It is well established . . . that the difference in timing means that the two situations do not involve the same ‘claim’ for claim-preclusion purposes, even if all the conduct is alleged to be unlawful for the same reason.” Asetek Danmark A/S v. CMI USA Inc., 852
Defendants argue that there is an identity of claims because the suits overlap— Plaintiff alleged in the 2015 Action that the violations occurred “[f]rom 2013 through 2015
For the foregoing reasons, the Court finds that Defendants have failed to establish that Plaintiff’s complaint is barred by res judicata.
C. Declaratory and Injunctive Relief and RLUIPA In his Prayer for Relief, in addition to monetary damages, Plaintiff seeks declaratory and injunctive relief specific to RJD. (ECF No. 1 at 34–36.) Defendants argue that Plaintiff’s transfer to Avenal State Prison in November 2019 moots his claims for non- monetary relief brought under Section 1983 and his entire RLUIPA claim, as RLUIPA
Generally, when an inmate is transferred, an individual claim for injunctive relief against the inmate’s former prison becomes moot. Dilley v. Gunn, 64 F.3d 1365, 1368 (9th Cir. 1995).32 The same is true for claims seeking declaratory relief. Alvarez v. Hill, 667
8 F.3d 1061, 1064 (9th Cir. 2012) (citing Rhodes v. Stewart, 488 U.S. 1, 2–4 (1988) (per curiam)). The reason is that the transferred inmate is no longer subject to the prison conditions or policies he challenges. Id. Here, because Plaintiff’s claims only challenge the conditions at RJD, unless an exception to the mootness doctrine applies, Plaintiff’s claims under Section 1983 for injunctive and declaratory relief and his entire RLUIPA claim33 are moot.
A claim that is “capable of repetition, yet evading review” is an exception to the mootness doctrine. See Wiggins v. Rushen, 760 F.2d 1009, 1011 (9th Cir. 1985) (citing
Plaintiff argues that there is a reasonable expectation that he will be subjected to the same action again because he will be transferred back to RJD for trial in the 2014 Action and possibly this case. (ECF No. 97 at 30.) The Court takes judicial notice of the docket in Plaintiff’s 2014 Action34 and finds that it is more than purely speculative that Plaintiff will be transferred back to RJD. However, based on the Court’s review of the Weekly Chapel Reports in 2019, there is no reasonable expectation that Plaintiff will be subjected to the same action—rising to the level of actionable misconduct—again. Moreover, Plaintiff cannot satisfy the second prong of the “capable of repetition, yet evading review” exception, because the nature of the claims here, RJD substantially burdening Buddhist inmates’ religious practices, is not of limited duration, too short to be fully litigated prior to its cessation or expiration. Plaintiff’s claims for non-monetary relief brought under Section 1983 and his RLUIPA claim are therefore moot.
Based on the foregoing, Defendants are entitled to summary judgment on Plaintiff’s claims for non-monetary relief brought under Section 1983 and his entire RLUIPA claim. Accordingly, the Court RECOMMENDS that the District Court GRANT Defendants’ motion for summary judgment with respect to Plaintiff’s Section 1983 declaratory and injunctive relief claims and his RLUIPA claim.
D. First Amendment Free Exercise Clause Defendants argue they are entitled to summary judgment on Plaintiff’s First Amendment free exercise claim because the “occasional cancellation of chapel access did not substantially burden Plaintiff’s exercise of Buddhism.” (ECF No. 74 at 11–12.) Defendants further argue that even if the Court finds that Defendants violated the First Amendment, they are entitled to qualified immunity. (ECF No. 74 at 15–16.)
1. Legal Standard The Free Exercise Clause of the First Amendment “requires government respect for, and noninterference with, the religious beliefs and practices of our Nation’s people.” Cutter v. Wilkinson, 544 U.S. 709, 719 (2005). “Inmates clearly retain protections afforded by the First Amendment including its directive that no law shall prohibit the free exercise of religion.” O’Lone v. Est. of Shabazz, 482 U.S. 342, 348 (1987) (citations omitted).
“To merit protection under the free exercise clause of the First Amendment, a religious claim must satisfy two criteria.” Malik v. Brown, 16 F.3d 330, 333 (9th Cir. 1994). First, an inmate must show that his religious belief is “sincerely held.” Id. (quoting Callahan v. Woods, 658 F.2d 679, 683 (9th Cir. 1981)). Second, the inmate must demonstrate that his claim is “rooted in religious belief, not in ‘purely secular’ philosophical concerns.” Id. (quoting Callahan, 658 F.2d at 683). To be deeply rooted in religious belief, an inmate’s claim need not be compelled by or central to his religion. See Thomas v. Rev. Bd. of Ind. Emp. Sec. Div., 450 U.S. 707, 715–16 (1981) (“The guarantee of free exercise is not limited to beliefs which are shared by all of the members of a religious sect.”); Shakur v. Schriro, 514 F.3d 878, 884–85 (9th Cir. 2008) (noting that the “sincerity test” and not the “centrality test” applies to a free exercise analysis). Instead, “[d]etermining whether a claim is ‘rooted in religious belief’ requires analyzing whether the [inmate]’s claim is related to his sincerely held religious belief.” Malik, 16 F.3d at 333 (quoting Callahan, 658 F.2d at 683–84).
Once the inmate makes this initial showing, he must then establish that a prison official’s actions “substantially burdens [the] practice of [his] religion.” Jones v. Williams, 791 F.3d 1023, 1031 (9th Cir. 2015). “A substantial burden . . . place[s] more than an inconvenience on religious exercise; it must have a tendency to coerce individuals into acting contrary to their religious beliefs or exert substantial pressure on an adherent to modify his behavior and to violate his beliefs.” Ohno v. Yasuma, 723 F.3d 984, 1011 (9th Cir. 2013) (quoting Guru Nanak Sikh Soc’y of Yuba City v. County of Sutter, 456 F.3d 978, 988 (9th Cir. 2006) (internal quotation marks and alterations omitted)).
The free exercise right, however, is necessarily limited by the fact of incarceration and may be curtailed to achieve legitimate correctional goals or to maintain prison security. O’Lone, 482 U.S. at 348–49. Even when a prison policy or practice substantially burdens an inmate’s religious exercise, it will not violate the First Amendment if the government can demonstrate that the policy or practice “is reasonably related to legitimate penological interests.” Turner v. Safley, 482 U.S. 79, 89 (1987), superseded on other grounds as stated in Warsoldier v. Woodford, 418 F.3d 989, 994 (9th Cir. 2005); see also Jones, 791 F.3d at 19 1032.
2. Discussion
a. Plaintiff’s Sincerely Held Religious Beliefs Plaintiff practices the Buddhist faith. (ECF No. 97 at 71.) In practicing his religion, Plaintiff contends that he requires the ability to engage in indoor group worship with other Buddhists on a weekly basis. (Id.) Plaintiff claims this is a sincerely held religious belief. (Id.) There is nothing in the record before the Court which challenges the sincerity of Plaintiff’s faith or his religious belief in indoor weekly group worship. Accordingly, the Court finds this aspect of the case is not in dispute and turns to the next criteria.
b. Substantial Burden Plaintiff claims that Defendants substantially burdened his ability to engage in indoor group worship with other Buddhists on a weekly basis in two ways. First, Plaintiff claims that weekly scheduled services at RJD required supervision. (ECF No. 97 at 8, 40– 42.) Therefore, Defendants substantially burdened the practice of his Buddhist faith when they failed to provide “chaplain supervision, prison officer supervision, volunteer supervision, and/or inmate minister supervision” for scheduled Buddhist services on a weekly basis. (Id. at 4, 71–72.) Second, Plaintiff claims that Defendants substantially burdened the practice of his Buddhist faith when they failed to provide any “alternative indoor area for exercising group worship.” (Id. at 6–8, 71–72.) Plaintiff asserts that Facility D had other indoor areas that could have been used for mandatory group worship, including “the library, gym, eating areas, and dayrooms when supervision was not available.” (Id. at 9, 71–72.) However, Defendants “did not provide a readily available alternative to group worship” as “Plaintiff and other Buddhist prisoners did not have another area or place to assemble in a group with or without supervision.” (Id. at 42.) Plaintiff claims the “only place available to assemble in a group was the chapel.” (Id.) Plaintiff further claims that he could not engage in “group worship” in his cell because his religion mandated assembly in a group with other Buddhist members. (Id. at 43.)
In their motion for summary judgment, Defendants argue that Plaintiff cannot establish that he was substantially burdened in the practice of his faith. (ECF No. 74 at 12.) Defendants contend that they provided “both Buddhist volunteers and regular weekly access to the chapel for Buddhist services.” (Id.) Defendants claim that Plaintiff received chapel access two out of every three weeks on average and when chapel was cancelled, it was for a variety of reasons, such as holidays, weather, security and programming issues with the prison, and absences by volunteers. (Id.) Defendants argue that the occasional cancellation of chapel access did not substantially burden Plaintiff’s exercise of Buddhism or cause him to violate his religious beliefs. (Id.)
Defendants summarize RJD’s Weekly Chapel Reports as follows: [T]he records show that Buddhist services were provided in the chapel on 65% of the weeks from July 2016 to May 2019. For example, Buddhist chapel services occurred on fifteen of twenty-one available weeks from July through December 2016 (71%); on thirty-six of fifty-three available weeks in 2017 (67%); on twenty-eight of fifty-two available weeks in 2018 (53%); and on fourteen of seventeen available weeks from January to May 2019 (82%). (Ex. 4.) In short, Plaintiff complains about occasional cancellations of the weekly Buddhist chapel service. Further, some of the cancellations were the results of holidays, weather, and prison security and program issues – not staffing and volunteer issues. (Ex. 4.) Finally, Buddhist volunteers attended most of the services. (Ex. 4.)
(ECF No. 74 at 7.)
The Court’s review of the evidence presented indicates that for the 146-week period from July 25, 2016 through May 6, 2019, Buddhist services were not held due to: (1) documented “no shows” on approximately 28 occasions; (2) holidays (including non- Buddhist holidays) on approximately 7 occasions; (3) no programs/services/lists from program office on approximately 8 occasions; and (4) bad weather on 1 occasion. There are an additional 3 occasions for which the records are unclear, but for which Plaintiff denies services were held and Defendants fail to establish services occurred. Accordingly, based on the evidence before the Court, Defendants have established that Buddhist services were held in approximately 99 out of 146 weeks presented or 68% of the time.35 Services were not held on 47 of the 146 weeks, or the remaining 32% of the time. Plaintiff
Although the cancellation of Buddhist services could be sporadic, on occasion it occurred nearly every week. For example, in the 17 weeks between March 27, 2017 and July 17, 2017, Buddhist chapel service was only held 5 times. In other words, it was cancelled in 12 out of the 17 weeks. Again, in the 25 weeks between December 4, 2017 and May 21, 2018, Buddhist chapel service was only demonstrably held 6 times. In other words, it was cancelled in 19 out of the 25 weeks.
“[G]overnment action places a substantial burden on an individual’s right to free exercise of religion when it tends to coerce the individual to forego h[is] sincerely held religious beliefs or to engage in conduct that violates those beliefs.” Jones, 791 F.3d at 12 1033. Defendants argue that their actions did not place a substantial burden on Plaintiff’s exercise of his Buddhist faith. Specifically, Defendants argue that Plaintiff “cannot show” that he was ever prevented from engaging in conduct which he sincerely believes is consistent with his faith. (ECF No. 74 at 12 (citing Malik, 16 F.3d at 333).) Defendants further argue that “[t]here is no evidence that missing one out of three weekly services caused Plaintiff to violate his religious beliefs.” (Id. at 6.)
Here, the Ninth Circuit’s decision in Canell v. Lightner, 143 F.3d 1210 (9th Cir. 1998) is instructive. In Canell, the plaintiff alleged that Lightner, a licensed minister in the Church of God, violated his First Amendment rights by actively seeking to convert him to his Christian faith. Id. at 1211–12. The alleged violations occurred during a ten-week period when the plaintiff was held in a pretrial detention center. Id. at 1211–12. For six weeks of that time, Lightner worked three nights a week as a correctional officer in the plaintiff’s housing unit. Id. at 1211. The plaintiff alleged that Lightner regularly brought his Bible to work and placed it in the inmates’ plain view and engaged in religious debate and discussion with inmates, performed mock preaching, and sang Christian songs while on duty. Id. The plaintiff further alleged that Lightner disturbed his Muslim prayers by singing Christian songs or preaching. Id. at 1212. During the six weeks Lightner worked in the module which housed the plaintiff, he only worked a maximum of eighteen days. Id.
The Ninth Circuit affirmed summary judgment in favor of Lightner on the plaintiff’s free exercise claim that Lightner’s “mock-preaching and espousal of religious views interfered with [his] efforts to pray,” holding that “Lightner’s alleged activities do not constitute a substantial burden on [the plaintiff’s] free exercise of his religion.” Id. at 1214– 15. In so holding, the Ninth Circuit noted that the plaintiff’s “only allegation is that on some occasions Lightner interfered with his prayer activities by preaching about Christian gospel.” Id. at 1215. It further reasoned that “[w]hile Lightner’s evangelizing may have constituted an intrusion upon [the plaintiff’s] prayers on some occasions during the brief period involved, we agree with the district court’s conclusion that these intrusions were ‘relatively short-term and sporadic’ and did not constitute a substantial interference.” Id.
Relying on Canell, courts have consistently held that an isolated or sporadic interference does not substantially burden the free exercise of religion. See Brown v. Washington, 752 F. App’x 402, 405 (9th Cir. 2018) (holding that “a one-time set of circumstances amounting to no more than an unintentional interference” with the plaintiff’s ability to exercise his religious beliefs was an “isolated incident” and “not enough to constitute a substantial burden of plaintiff’s religious beliefs”);36 Randolph v. Baker, No. 3:17-cv-00506 MMD WGC, 2019 WL 7880031, at *7 (D. Nev. Oct. 18, 2019) (collecting cases), adopted by 2019 WL 6790297 (D. Nev. Dec. 12, 2019); Whitely v. CDCR, No. 2:16-cv-1534 KJM-EFB P, 2019 WL 931835, at *4 (E.D. Cal. Feb. 26, 2019) (collecting cases); Chaparro v. Ducart, No. C 14-4955 LHK (PR), 2016 WL 491635, at *5 (N.D. Cal. Feb. 9, 2016) (granting defendants’ motion for summary judgment because four missed
4 App’x 254 (9th Cir. 2017).
Based on the foregoing, the Court finds that Plaintiff has raised a genuine dispute of material fact as to whether there was a substantial burden on the exercise of his faith. Specifically, Plaintiff has raised a genuine dispute of material fact as to whether the failure to make available an indoor location for Buddhist services on a consistent weekly basis coerced Plaintiff to forego his sincerely held religious belief in weekly indoor group worship. The failure was not, as Defendants suggest, occasional. Rather, the failure was, at times, frequent and there is a genuine dispute of material fact as to whether it had the effect of coercing Plaintiff into acting contrary to his religious beliefs. See Ohno, 723 F.3d
c. Turner Analysis The Court’s analysis does not, however, stop there. The free exercise right is necessarily limited by the fact of incarceration and may be curtailed to achieve legitimate correctional goals or to maintain prison security. O’Lone, 482 U.S. at 348–49. Thus, even when a prison policy or practice substantially burdens an inmate’s religious exercise, it will not violate the First Amendment if the government can demonstrate that the policy or practice “is reasonably related to legitimate penological interests.” Turner, 482 U.S. at 89.
The test for determining whether prison regulations or official acts impinged on Plaintiff’s constitutional right to free exercise of his religion is set forth in Turner and requires the Court to consider four factors in determining whether a prison regulation is reasonably related to legitimate penological interests: (1) whether there is a valid rational connection between the prison regulation and the legitimate government interest put forward to justify it;38 (2) whether there are alternative means of exercising the right that remain open to prison inmates; (3) whether accommodation of the asserted constitutional right will impact guards and other inmates or prison resources generally; and (4) whether there is an absence of ready alternatives versus the existence of obvious, easy alternatives. Shakur, 514 F.3d at 884 (quoting Turner, 482 U.S. at 89–90). In conducting this analysis, courts are to give significant deference to the views of prison officials in light of the “inordinately difficult” nature of prison operation. Turner, 482 U.S. at 84–85. Moreover, while “[t]he exercise of discretion . . . may produce seeming ‘inconsistencies,’ . . . inconsistent results are not necessarily signs of arbitrariness or irrationality.” Thornburgh v. Abbott, 490 U.S. 401, 416 n.15 (1989).
Here, Defendants have not addressed any of the factors set forth in Turner. Defendants have not offered any evidence or argument regarding a legitimate penological interest for the cancellation of nearly a third of weekly Buddhist services on Facility D at RJD over a nearly three-year period. Defendants have also not offered any evidence or argument addressing whether alternative means existed for Plaintiff to practice his religion and the impact of those accommodations. Accordingly, the Court finds that Defendants have failed to establish there is no genuine dispute of material fact as to whether they violated Plaintiff’s First Amendment rights under the Free Exercise Clause.
d. Qualified Immunity “The doctrine of qualified immunity protects government officials ‘from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.’” Stanton v. Sims, 571 U.S. 3, 4–5 (2013) (quoting Pearson v. Callahan, 555 U.S. 223, 231 (2009)). Courts analyze two prongs to determine whether qualified immunity applies: officers have qualified immunity “unless (1) they violated a federal statutory or constitutional right, and (2) the unlawfulness of their conduct was ‘clearly established at the time.’” Easley v. City of Riverside, 890 F.3d 851, 855 (9th Cir. 2018) (quoting District of Columbia v. Wesby, 138 S. Ct. 577, 589 (2018)). “Clearly established means that, at the time of the officer’s conduct, the law was sufficiently clear that every reasonable official would understand that what he is doing is unlawful.” Wesby, 138 S. Ct. at 589 (quoting Ashcroft v. al-Kidd, 563
Here, the Court finds that Defendants are entitled to qualified immunity on Plaintiff’s First Amendment free exercise claim. The unlawfulness of Defendants’ conduct was not clearly established at the time of the events alleged in the complaint. Although “[i]t was well established in 2007, and remains so today, that government action places a substantial burden on an individual’s right to free exercise of religion when it tends to coerce the individual to forego her sincerely held religious beliefs or to engage in conduct that violates those beliefs,” Jones, 791 F.3d at 1033, it was also well-established in 1998 that intrusions that are “relatively short-term and sporadic,” do not constitute substantial interference. Canell, 143 F.3d at 1215. In Canell, the intrusions, which included, inter alia, mock preaching and singing Christian hymns over the inmate’s Muslim prayers, occurred occasionally on no more than eighteen days over a six-week period of time. Thus, in Canell, the interference was more direct but for a shorter duration of time than in the present case, and those intrusions were determined not to constitute a substantial burden on the inmate’s free exercise of religion. The only other clear guidance39 falls on the opposite end of the spectrum: it was well-established at the time of the events alleged in the complaint that “an outright ban on a particular religious exercise is a substantial burden on that religious exercise.” Greene, 513 F.3d at 988. However, that is not what occurred here. Defendants made an effort to provide weekly Buddhist services and provide supervision, including appointing a supervising chaplain and obtaining volunteers. (See ECF No. 97-2 at 69–70.) There was no clearly established law at the time of Defendants’ actions holding that failing to accommodate Plaintiff’s religious practices in the manner and to the extent at issue here constitutes an unlawful, substantial burden on the free exercise of religion.
Defendants are therefore entitled to qualified immunity on Plaintiff’s First Amendment claim.40 Accordingly, the Court RECOMMENDS that the District Court
E. Fourteenth Amendment Equal Protection Clause Finally, the Court turns to Defendants’ argument that they are entitled to summary judgment on Plaintiff’s equal protection claim. (ECF No. 74 at 14–15.)
1. Legal Standard The Fourteenth Amendment Equal Protection Clause prohibits the states from denying any person the equal protection of the laws, with the general objective “that all persons similarly situated should be treated alike.” City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439 (1985). A viable equal protection claim under § 1983 requires a prisoner to show that the defendant acted with an intent or purpose to discriminate against the prisoner based on membership in a protected class. Lee v. City of Los Angeles, 250
13 F.3d 668, 686 (9th Cir. 2001) (citing Barren v. Harrington, 152 F.3d 1193, 1194 (9th Cir. 1998), cert. denied, 525 U.S. 1154 (1999)). The “intent” component of a discrimination claim requires the prisoner to demonstrate that “the defendant acted at least in part because of [the prisoner]’s protected status.” Serrano v. Francis, 345 F.3d 1071, 1082 (9th Cir. 2003).
In the religious exercise context, “[p]risoners enjoy religious freedom and equal protection of the law subject to restrictions and limitations necessitated by legitimate penological interests.” Freeman v. Arpaio, 125 F.3d 732, 737 (9th Cir. 1997) (citing Bell v. Wolfish, 441 U.S. 520, 545–46 (1979)), overruled on other grounds by Shakur, 514 F.3d 22 at 884–85. “[P]rison officials cannot discriminate against particular religions,” and “must afford an inmate of a minority religion ‘a reasonable opportunity of pursuing his faith comparable to the opportunity afforded fellow prisoners who adhere to conventional religious precepts.’” Id. (quoting Cruz v. Beto, 405 U.S. 319, 322 (1972)). However, “prisons need not provide identical facilities or personnel to different faiths.” Id. (citation omitted). Rather, prisons “must make ‘good faith accommodation of the [prisoners’] rights in light of practical considerations.’” Id. (quoting Allen v. Toombs, 827 F.2d 563, 569 (9th Cir. 1987)) (alteration in original). To defeat summary judgment on a religious discrimination claim, the prisoner must set forth specific facts showing that there is a genuine dispute “as to whether he was afforded a reasonable opportunity to pursue his faith as compared to prisoners of other faiths and that such conduct was intentional.” Id.
2. Discussion In his complaint, Plaintiff alleges that from “2016 through 2018 and now,” Defendants intentionally discriminated against Buddhists by not scheduling weekly services, by not providing weekly chapel access, and by not providing chaplain supervision every week, as compared to other similarly situated religious groups. (ECF No. 1 at 33.) Plaintiff alleges that Defendants provided weekly chaplain supervision to other similarly situated religious groups. (Id. at 33–34.)
In their motion for summary judgment, Defendants argue generally that “Plaintiff’s claim fails because he cannot even establish that there was discrimination, let alone intentional discrimination, or that Defendants each engaged in such actions towards [Buddhist inmates].” (ECF No. 74 at 14.) In response, Plaintiff argues that while he was denied access to weekly Buddhist services, prisoners of other faiths were allowed to attend services with or without supervision by Defendants. (ECF No. 97 at 55.) Plaintiff further contends that each Defendant intentionally and arbitrarily discriminated against Buddhist inmates as follows: Covello and Davies knew about the impending violations and failed to prevent cancellation of Buddhist services, and although they directed Hadjadj to supervise Buddhist services, he refused; Hadjadj was directed to supervise Buddhist services, but he refused to supervise them because it was not his religious faith; and Brown was responsible for the supervision of Hadjadj. (Id. at 56–58.)
Based on its review of the Weekly Chapel Reports submitted by Defendants, the Court finds that there is nothing to substantiate Plaintiff’s claim of discrimination such that other religions received chapel access every week and Buddhists did not. There does not appear to be a single week where every religious group but Buddhists received services. (See ECF No. 74-1 at 4–159.) Moreover, cancellations for “no shows” and “no clerks” and “not scheduled” and “no program,” as well as holidays cancellations occurred across all religions. (See id.)41
In response, Plaintiff has not set forth specific facts showing that there is a genuine dispute “as to whether he was afforded a reasonable opportunity to pursue his faith as compared to prisoners of other faiths.” Freeman, 125 F.3d at 737. Defendants are therefore entitled to summary judgment on Plaintiff’s equal protection claim. Accordingly, the Court RECOMMENDS that the District Court GRANT Defendants’ motion for summary judgment with respect to Plaintiff’s Fourteenth Amendment equal protection claim.
IV. CONCLUSION
For the reasons discussed above, IT IS HEREBY RECOMMENDED that the District Court issue an Order: (1) adopting this Report and Recommendation; (2) GRANTING Defendants’ motion for summary judgment.
IT IS ORDERED that no later than October 23, 2020, any party to this action may file written objections with the Court and serve a copy on all parties. The document should be captioned “Objections to Report and Recommendation.”
IT IS FURTHER ORDERED that any reply to the objections shall be filed with the Court and served on all parties no later than November 6, 2020. The parties are advised that failure to file objections within the specified time may waive the right to raise those
1991).
IT IS SO ORDERED.
Dated: September 30, 2020
Uh Bur hand n. Jill L. Burkhardt ited States Magistrate Judge
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