Kudos Inc v. Kudoboard LLC
Kudos Inc v. Kudoboard LLC
Trial Court Opinion
1 2 3 4 5 UNITED STATES DISTRICT COURT 6 NORTHERN DISTRICT OF CALIFORNIA 7 8 KUDOS INC, Case No. 20-cv-01876-SI
9 Plaintiff, ORDER RE: PENDING MOTIONS 10 v. Re: Dkt. Nos. 61, 64, 67, 69, 63, 71, 75 11 KUDOBOARD LLC, et al., 12 Defendants.
13 14 On November 5, 2021, the Court heard oral argument on the parties’ cross-motions for 15 summary judgment on plaintiff’s Seventh Affirmative Defense of latches, Dkt. No. 61 (Plaintiff’s MSJ), Dkt. No. 64 (Defendant’s MSJ); plaintiff’s motion for summary judgment on defendant’s 16 Second Affirmative Defense and Counterclaim of cancellation based on genericness, Dkt. No. 61 17 (Plaintiff’s MSJ); plaintiff’s motion to exclude the opinions of defendant’s linguistic expert Dr. 18 Eggington, Dkt. No. 69 (Plaintiff’s Motion to Exclude); and defendant’s motion to exclude two 19 reports prepared by plaintiff’s consumer-confusion expert Mark Keegan. Dkt. No. 67 (Defendant’s 20 Motion to Exclude). 21 Having considered the papers and arguments made, the Court will DENY both parties’ 22 summary judgment motions on latches, GRANT IN PART plaintiff’s motion for summary judgment 23 as it pertains to cancellation based on genericness, GRANT IN PART plaintiff’s motion to exclude 24 the opinion of William Eggington, and GRANT IN PART and DENY IN PART defendant’s Motion 25 to Exclude Mark Keegan’s evidence and testimony. The parties also filed various administrative 26 motions to file under seal, Dkt. Nos. 63, 71, 75, which the Court GRANTS subject to the limited exceptions presented in the text accompanying footnotes 2 and 4 of this Order. 27 1 2 BACKGROUND1 3 I. The Parties 4 Plaintiff, Kudos, Inc. (“Kudos”), operates an internet-based software communication 5 platform that enables users to exchange feedback and recognition with other users. As Kudos puts 6 it, the platform was founded on the idea that internet-based communications could be used to 7 encourage positive interactions within businesses and other institutions. Accordingly, Kudos 8 considers itself a leader in the “employee recognition and rewards software” space. 9 The company owns various federally registered marks on the terms “kudos” and “kudo 10 rewards.” On August 12, 2012, the U.S. Patent and Trademark Office issued a registered mark for 11 “kudos” to plaintiff Kudos for “internet-based social networking services.” Reg. 4,190,212. Several 12 additional registered marks for “kudos” followed: Reg. 4,641,604 (“computer application 13 software…for use in the provision of recognition, feedback, and review of…employee, enterprise, 14 product, and business performance”); Reg. 5,870,820 (“computer application software…for use in 15 group collaboration in connection with an online social network…uploading and sharing digital 16 files, use directories, photographs, images, videos, messages, emojis…publishing user profiles, 17 blogs, image galleries, newsletters, public announcements, and invitations…preparing and 18 publishing digital leader boards…generating, tracking, and reporting information, analytics, and 19 statistics relating to employee performance, activity, and engagement”); Reg. 5,870,821 (similar to 20 ’820, but for “software as a service”); Reg. 4,224,053 (“peer-to-peer software in the field of an 21 employee recognition and reward system that incorporates the allocation and collection of 22 points…to drive corporate performance”); Reg. 4,284,697 (“a web site where users can post ratings, 23 reviews and recommendations on employers and employees”); Reg. 4,725,421 (“software 24 application…that enables internet users to submit comments of personal recognition and review”); 25 Reg. 4,725,409 (“financial transaction services…providing secure commercial transaction and 26 payments options”). Kudos also owns three registrations on the mark “kudos rewards”: Reg. 27 1 4,534,578 (“arranging and conducting incentive awards program to promote the sale and use of 2 software services in the field of performance review and recognition”); Reg. 4,725,411 (“financial 3 transaction services…providing secure commercial transaction and payments options”); Reg. 4 4,725,423 (“computer software application…that enables internet users to submit comments of 5 personal recognition and review”). 6 Defendant, Kudoboard LLC (“Kudoboard”), is an online greeting card company that 7 provides a platform for consumers to create and send digital or printed greeting cards. Aaron Rubens 8 founded Kudoboard in 2015 and registered the Kudoboard.com domain name in February of that 9 year. Kudoboard filed an application to register the Kudoboard mark in 2016 and received a USPTO 10 registration on February 28, 2017 for “a website allowing users to create customized online group 11 greeting cards.” Reg. 5,152,792. 12 13 II. The Dispute 14 Kudos alleges it first became aware of Kudoboard in February 2019, when it saw Kudoboard 15 listed alongside itself in the “employee recognition software” category of G2.com, a product review 16 and recommendation website. One month later, Tom Short, a Kudos employee, received a LinkedIn 17 message from Kudoboard’s Aaron Rubens suggesting a potential collaboration. Upon request, 18 Kudoboard later sent a “pitch deck” to Kudos so that Kudos could evaluate a potential acquisition. 19 Nothing came of the interaction. Afterwards, Kudos’ CEO Muni Boga informed Kudoboard that 20 she believed it was infringing on the Kudos marks. On June 7, 2019, counsel for Kudos sent a letter 21 to Kudoboard objecting to its continued use of the Kudoboard mark. A second letter to the same 22 effect was sent on September 6, 2019. This lawsuit followed. 23 The Kudos complaint, filed on March 17, 2020, includes four claims against Kudoboard: (i) 24 infringement of federally registered trademarks,
15 U.S.C. § 1114; (ii) false designation of origin 25 and unfair competition,
15 U.S.C. § 1125(a); (iii) common law trademark infringement and unfair 26 competition; and (iv) state statutory unfair competition,
Cal. Bus. & Prof. Code § 17200et. seq. 27 Kudoboard filed its First Amended Answer and Counterclaims on September 3, 2020. 1 Seventh Affirmative Defense that plaintiff’s claims are barred by the doctrine of latches. Also, 2 defendant alleges as its Second Affirmative Defense and sole Counterclaim that the “kudos” marks 3 registered as ’488, ’604, ’053, ’212, ’697, ’409, ’411, ’421, ’423, ’820, and ’821 are generic and 4 should be cancelled,
15 U.S.C. §§ 1064, 1119. 5 The parties have subsequently filed several motions that are now pending. On September 6 24, 2021, plaintiff moved for partial summary judgment on defendant’s Second Affirmative Defense 7 and Counterclaim on cancellation based on genericness and defendant’s Seventh Affirmative 8 Defense of latches. Dkt. No. 61. That same day, defendant also moved for summary judgment on 9 latches. Dkt. No. 64. On October 10, 2021, defendant moved to exclude evidence and testimony 10 from plaintiff expert Mark Keegan. Dkt. No. 67. And that same day, plaintiff moved to exclude 11 the report and opinions of defendant expert William Eggington as pertaining to genericness. Dkt. 12 No. 69. The Court held a consolidated hearing on November 5, 2021. 13 14 DISCUSSION 15 I. Cross-Motions for Summary Judgment on Latches 16 Both parties move for summary judgment on whether plaintiff’s claims are barred by latches. 17 Dkt. No. 61 (Plaintiff’s MSJ); Dkt. No. 64 (Defendant’s MSJ). A Court should grant summary 18 judgment “if the movant shows that there is no genuine dispute as to any material fact and the 19 movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). The moving party bears 20 the initial burdens of production and persuasion. Nissan Fire & Marine Ins. Co., Ltd. v. Fritz Cos., 21 Inc.,
210 F.3d 1099, 1102(9th Cir. 2000). If the movant meets its initial burden, the opposing party 22 must go beyond the pleadings and “by its own evidence set forth specific facts showing that there is 23 a genuine issue for trial.” Far Out Productions, Inc. v. Oskar,
247 F.3d 986, 997(9th Cir. 2001). 24 The Court cannot weigh conflicting evidence, and all justifiable inferences must be drawn in favor 25 of the non-movant. Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
475 U.S. 574, 587(1986). 26 When parties submit cross-motions for summary judgment, “each motion must be considered on its 27 own merits” by reviewing “the evidence submitted in support of each cross-motion.” Fair Hous. 1 1. Legal Framework for Latches 2 In trademark law, latches imposes an equitable time limitation on infringement lawsuits 3 when the party asserting the trademark right “had ample opportunity to discover [and enjoin] the 4 defendant’s activities before defendant developed a substantial business” but failed to do so. E- 5 Systems, Inc. v. Monitek, Inc.,
720 F.2d 604, 607(9th Cir. 1983). The burden is on the party 6 asserting latches to “show it suffered prejudice as a result of the plaintiff’s unreasonable delay in 7 filing suit.” Jarrow Formulas, Inc., v. Nutrition Now, Inc.,
304 F.3d 829, 835(9th Cir. 2002). 8 Although latches is an equitable defense separate from statute of limitations, Courts may presume 9 that latches applies when a suit is brought outside of “the limitations period for [an] analogous action 10 at law.”
Id. at 838; Pinkette Clothing, Inc. v. Cosmetic Warriors Ltd.,
894 F.3d 1015, 1025(9th Cir. 11 2018). Conversely, if “the plaintiff filed suit within the analogous limitations period, the strong 12 presumption is that laches is inapplicable. Jarrow Formulas,
304 F.3d at 835. 13 The Court’s analysis thus begins with the applicable limitations period. Here, defendant 14 urges the Court to apply a two-year statute of limitations to plaintiff’s lawsuit, rendering latches 15 presumptively applicable. Defendant cites to the California Supreme Court’s decision in Mission 16 Imports, Inc. v. Superior Ct. for the proposition that “[a]n action for trademark infringement sounds 17 in tort.”
31 Cal. 3d 921, 931(1982). Based on this statement, defendant reasons that, as with other 18 actions “sounding in tort,” plaintiff’s claims are subject to the two-year statute of limitations 19 contained in Ca. Civ. Proc. Code § 339, not the four-year catch-all in § 343. In response, plaintiff 20 cites to Kiva Health Brands LLC v. Kiva Brands Inc., in which a federal district court decided to 21 “follow the weight of the authority in the Circuit and hold that the most analogous California law 22 for… Lanham Act claims is California’s trademark infringement statute, which carries with it a 23 four-year limitations period.”
439 F. Supp. 3d 1185, 1194 (N.D. Cal. 2020). Admittedly, in the 24 underlying cases cited by Kiva Health, the parties stipulated to a four-year period. However, in those 25 cases, the Ninth Circuit also indicated that a four-year limitations period was nonetheless 26 appropriate. See
id.,citing Internet Specialties W., Inc. v. Milon-DiGiorgio Enterprises, Inc., 559
27 F.3d 985, 990 n. 2 (9th Cir. 2009) (“Neither party disputes the imputation of the four-year limitations 1 use.”), and Miller v. Glenn Miller Prods., Inc.,
454 F.3d 975, 997 (9th Cir. 2006) (“Lanham Act 2 claims are governed by the analogous state statute of limitations, which in this case are state 3 trademark infringement and dilution claims under
Cal. Bus. & Prof. Code §§ 14330and 14335. 4 Therefore, the statute of limitations for all of Plaintiffs’ eleven causes of action is four years.”). 5 Accordingly, the Court will follow the guidance of the Ninth Circuit and incorporate a four-year 6 limitations period. 7 Latches will presumptively apply if plaintiff brought its case four years after possessing 8 actual or constructive knowledge of defendant’s infringing use. See Jarrow,
304 F.3d at 838. Even 9 if latches presumptively applies, however, the Court will still need to ascertain whether plaintiff’s 10 delay was reasonable and whether defendant was prejudiced by the delay. Jarrow,
304 F.3d at 835. 11 As explained further below, there are disputed issues of material fact on (1) when plaintiff 12 should be charged with constructive knowledge, and (2) the reasonability of the delay, as to deny 13 defendant’s and plaintiff’s respective motions for summary judgment. Thus, the Court need not 14 reach the issue of prejudice. 15 16 2. Length of Delay and Constructive Knowledge 17 Courts measure the length of the delay “from the time the plaintiff knew or should have 18 known about its potential cause of action.” Jarrow,
304 F.3d at 838. The latter type of awareness, 19 properly referred to as constructive knowledge, is “judged from an objective reasonable person 20 standard,” Fitbug, 78 F. Supp. 3d at 1186, and charges a trademark owner “with the information it 21 might have received had due inquiry been made.” Saul Zaentz Co. v. Wozniak Travel, Inc.,
627 F. 22Supp. 2d 1096, 1110 (N.D. Cal. 2008). A trademark holder is “not required to constantly monitor 23 every nook and cranny of the entire nation and to fire both barrels of [its] shotgun instantly upon 24 spotting a possible infringer,” but reasonable diligence is expected.
Id.25 Neither party disputes that plaintiff lacked “actual knowledge” until February 2019, when it 26 saw Kudoboard listed on the G2.com website as a competitor. Rather, defendant insists that plaintiff 27 had constructive knowledge for many years prior to filing suit because (i) defendant had a notable 1 coverage, Dkt. Nos. 65-3 ¶ 11, 65-5; 65-6; 65-9, 65-12 at 2-3; (ii) defendant registered its mark with 2 the USTPO in 2016, Dkt. No. 65-3; and (iii) plaintiff had a robust system in place for monitoring 3 and litigating potentially infringing marks throughout this period. Plaintiff concedes that it 4 has used a variety of way to identify potential infringers including using an electronic watch 5 services designed to alert Kudos to third party trademark applications seeking to register 6 KUDOS and KUDO-containing trademarks; periodic human review of internet websites that review software services like G2 and Capterra; periodic human review of internet websites using 7 search databases like Google search; periodic human review of the USPTO’s digital database of trademark applications and registrations; and periodic human reviews of instances of actual 8 confusion that become known to Kudos employees or agents. Since 2015, generally there have been no material changes in the types of activities undertaken by Plaintiff to identify potential 9 third-party infringers, other than the fact that Plaintiff did not make use of automated trademark 10 watch services until around September of 2017.
11 Dkt. No. 66-9 at 4. Plaintiff also declares that it “began using a trademark watch service in 12 September of 2017, and so [it] had no trademark watch service that could have alerted [it] to the 13 publication or registration of Defendant’s application.” Dkt. 74-2 ¶ 8. 14 Accordingly, there exists a material dispute as to when plaintiff should have known about 15 defendant’s potentially infringing uses, given its enforcement policy and defendant’s public 16 presence and federally registered mark. The facts here are unlike those in Saul Zaentz, where 17 defendant’s company was featured on national media (including two Oprah Winfrey show 18 appearances) and plaintiff possessed search reports prepared by counsel that repeatedly named 19 plaintiff as a potential infringer. 627 F. Supp. 2d at 1112. The question whether local media 20 appearances (even in an online age) would have put an objectively reasonably diligent trademark 21 holder on constructive notice is a disputed question of fact. Further, even granting that plaintiff did 22 not have a trademark watch service until 2017, the fact that plaintiff pursued other users of “kudo” 23 and “kudos” before that date raises a factual issue of whether it should have detected Kudoboard 24 with its existing policing efforts. Accordingly, defendant’s motion for summary judgment fails to 25 establish the lack of a genuinely disputed material fact on an essential element of latches. 26
27 /// 1 3. Reasonableness of Delay 2 Courts determine whether a delay was reasonable by evaluating a plaintiff’s “legitimate 3 excuses” and comparing the delay to the time allotted by an analogous limitations period. Jarrow, 4
304 F.3d at 839. For example, the Ninth Circuit in Jarrow affirmed the district court’s conclusion 5 that delay was unreasonable where the plaintiff waited seven years to file suit—more than “double 6 the time available to file suit under the analogous limitations period.”
Id.The Ninth Circuit also 7 affirmed the district court’s finding that plaintiff’s excuse was invalid where it could have easily 8 made alternative arrangements to obtain the evidence it needed to file suit.
Id. at 839. In addition 9 to considering potential excuses, courts may also balance the six equitable factors set forth in E- 10 Systems: (i) strength and value of trademark rights asserted; (ii) plaintiff’s diligence in enforcing 11 mark; (iii) harm to senior user if relief denied; (iv) good faith ignorance by junior user; (v) 12 competition between senior and junior users; and (vi) extent of harm suffered by junior user because 13 of senior user’s delay.
720 F.2d at 607. 14 Assuming the Court could fix the length of delay, plaintiff fails to establish a factually 15 undisputed excuse that would render its delay reasonable as a matter of law. It is true that if the 16 four-year limitations period applies and the earliest plaintiff could have known of defendant was in 17 2016 (when defendant filed the Kudoboard registration), then the delay would not be presumptively 18 unreasonable because the case was filed within the four-year period. But that does not resolve the 19 matter; defendant could rebut the presumption by pointing to evidence directed at the equitable E- 20 Systems factors. For example, defendant asserts that it has used the mark in good faith, as evidenced 21 by its open and obvious use coupled with its USPTO filings. (To which plaintiff disagrees, arguing 22 that in 2016, defendant signed up for a free trial of Kudos and then “pursued a switch in strategy to 23 pursue the enterprise or employee recognition markets.” Dkt. No. 74-12, Ex. C.). Defendant could 24 also argue that it is not in competition with plaintiff because Kudoboard is in the business of digital 25 greeting cards, and Kudos is not. Dkt. No 64 at 22. (To which plaintiff disagrees, arguing that both 26 parties offer services “associated with providing employee appreciation, increasing employee 27 happiness and engagement, boosting and morale, and building team culture.” Dkt. No. 74 at 15). 1 suit given the length of delay. The Court is not permitted to weigh conflicting evidence to settle 2 disputed facts. Accordingly, plaintiff’s motion for summary judgment fails to establish the lack of 3 a genuinely disputed material fact on an essential element of latches, namely, the reasonableness of 4 delay. 5 Because the Court finds disputed issues of fact as to the length and reasonableness of delay, 6 the Court need not consider the final element of latches: prejudice to the defendant. Both parties’ 7 motions for summary judgment on latches are denied. 8 9 II. Plaintiff’s Motion for Summary Judgment on Genericness 10 Plaintiff moves for summary judgment on defendant’s Second Affirmative Defense and 11 Counterclaim of trademark cancellation based on genericness. Dkt. No. 61 (Plaintiff’s Motion). 12 Summary judgment should be granted when the record, read in the light most favorable to the non- 13 movant, indicates that there is no genuine issue of material fact such that the moving party is entitled 14 to judgment as a matter of law. Fed. R. Civ. P. 56; Celotex Corp. v. Catrett,
447 U.S. 317(1986). 15 Usually, the moving party bears the initial burdens of production and persuasion. Nissan Fire & 16 Marine Ins. Co., Ltd. v. Fritz Cos., Inc.,
210 F.3d 1099, 1102(9th Cir. 2000). But because federally 17 registered marks are entitled to a “presumption of validity,” when petitioning for cancellation of 18 registered marks, the burden automatically shifts to the non-movant to demonstrate that the “marks 19 do not deserve protection.” Threshold Enterprises Ltd. v. Pressed Juicery, Inc.,
445 F. Supp. 3d 20139, 148 (N.D. Cal. 2020). Accordingly, defendant must go beyond the pleadings and “by its own 21 evidence set forth specific facts showing that there is a genuine issue for trial” on whether the 22 “kudos” mark is generic. Far Out Productions,
247 F.3d at 997. 23 24 1. Legal Standard for Genericness 25 Generic marks are not protectable. Elliott v. Google, Inc.,
860 F.3d 1151, 1155(9th Cir. 26 2017). A mark becomes generic “when the public appropriates a trademark and uses it as a generic 27 name for particular types of goods or services irrespective of its source.”
Id.For example, ASPRIN, 1 by consumers as identifying the source rather than the type of product (i.e., Bayer’s Aspirin 2 Medication, DuPont’s Cellophane Wrap, Otis Elevator Company’s Escalator). Elliott,
860 F.3d at 31156. These marks lost their protection when consumers began using the marks not to name the 4 particular trademarked good, but to name the broader “class” of goods to which the trademarked 5 goods belonged as “particular…exemplification[s].” United States Pat. & Trademark Off. v. 6 Booking.com B. V.,
140 S. Ct. 2298, 2304(2020). 7 In a recent case involving Booking.com, the Supreme Court framed the genericness inquiry 8 as whether the “Booking.com” mark, “taken as a whole, signifies to consumers the class of online 9 hotel-reservation services” rather than one exemplification of a hotel-reservation service.
Id.The 10 court explained that if “Booking.com” were generic, we might expect a potential consumer 11 “searching for a trusted source of online hotel-reservation services, could ask a frequent traveler to 12 name her favorite ‘Booking.com’ provider.”
Id.Accordingly, the Court will follow a two-step 13 process to evaluate claims of genericness: (i) identify the “class of goods” in which the trademarked 14 good is but one exemplification, and (ii) analyze whether the relevant consuming public primary 15 perceives of the mark as referring to the particular good or to the class of goods. See Threshold 16 Enterprises, 445 F. Supp. 3d at 148, citing Filipino Yellow Pages, Inc. v. Asian J. Publications, Inc., 17
198 F.3d 1143, 1147 (9th Cir. 1999). See also Elliott,
860 F.3d at 1156(framing the genericness 18 inquiry as “whether the primary significance of the word ‘google’ to the relevant public is as a 19 generic name for internet search engines, or as a mark identifying the Google search engine in 20 particular”). 21 22 2. Identifying the Class 23 To identify the relevant class of goods, the Court need look no further than plaintiff’s own 24 federal registrations.
15 U.S.C. § 1064(3) (cancellation is appropriate when a registered mark 25 “becomes the generic name for the goods or services…for which it is registered.”); Magic Wand, 26 Inc. v. RDB, Inc.,
940 F.2d 638, 640(Fed. Cir. 1991) (“a proper genericness inquiry focuses on the 27 description of services set forth in the certificate of registration.”). 1 users could exchange praise, recognition, or other forms of media. Generalizing from the 2 registrations, the “kudos” mark held by plaintiff is directed to a good or service within the class of 3 “employee recognition and rewards software,” “social recognition software,” or “employee 4 experience” platforms. Dkt. No. 61 at 8. With this “class” of goods or services in mind, defendant’s 5 burden on summary judgment on the issue of genericness will be to offer evidence from which a 6 trier of fact could infer that potential consumers of the goods or services within that class view the 7 “primary significance” of “kudos” as referring to the class of “employee recognition and rewards 8 software” rather than the particular good or service that plaintiff provides. Elliott,
860 F.3d at 1156; 9
Id. at 1157(a claim of genericness “must be made with regard to a particular type of good or 10 service.”). 11 12 3. Primary Significance to Relevant Consumers 13 Defendant’s genericness analysis begins by observing that “kudos” is a “common and widely 14 used noun” defined as “praise, credit, or glory for an achievement” or “acclaim or praise for 15 exceptional achievement.” Dkt. No. 72 (Defendant’s Opposition). Defendant then offers three 16 grounds for the Court to find the existence of a genuine dispute of material fact on whether 17 consumers perceive the “primary significance” of kudos as a generic term. None of these reasons, 18 however, are directed to the proper inquiry—namely, consumer’s use of the word “kudos” as a 19 generic referent to employee recognition software programs, which is the class of goods involved 20 in this analysis. 21 First, defendant points to evidence suggesting plaintiff itself believes its marks are generic, 22 citing the deposition of Kudos founder and Chief Customer Officer, Tom Short, where he was shown 23 a video interview in which he stated that the word “kudos” “personifies recognition,” and while 24 there might be other words that “might feel right,” kudos in particular “personifies the category.” 25 Dkt. 72-6, Ex. 4 at 80-82 (filed under seal).2 Defendant also directs the Court’s attention to the 26 27 2 Defendant filed Exhibit 4 under seal per plaintiff’s confidentiality designation. Dkt. No. 71. District Courts have “inherent supervisory power” over the decision whether to seal documents. Brennan v. Opus 1 actions of Rare Method Capital Corporation, Kudos’ predecessor company which initially registered 2 the Kudos mark. Upon request of the USPTO, Rare Method submitted a disclaimer that “kudos” is 3 “descriptive of the applicant’s services.” Dkt. 66-12 at 4. 4 Second, defendant highlights instances where plaintiff and its customers use the term kudos 5 “generically” in reference to plaintiff’s products. However, defendant conflates trademark 6 genericism with a common noun usage. Defendant cites language from Kudos’ website, which 7 states, for example, “We’ve got lots of solutions for making sure everyone gets Kudos,” Dkt. No. 8 66-15 at 6, and “By default, Kudos are sent publicly. If you would like to send your Kudos privately, 9 you can do so…” Dkt. No. 66-16 at 2. Defendant also cites to various consumer reviews on the 10 software review website, Capterra.com, for the proposition that consumers use the term “kudos” 11 “generically.”3 Dkt. No. 65-32, Ex. 33. Defendant also cites to deposition testimony of Nikki 12 Weisgarber, Director of Client Success, who testifies that customers refer to Kudos as a means of 13 “sending,” “giv[ing],” “reciev[ing],” and “provid[ing]” “kudos.” Dkt. No. 66-17, Ex. 51: 117, 123 14 (filed under seal).4 15 Third, defendant states that third parties use the term “kudos” without any reference to 16 plaintiff. For example, defendant refers the Court to paragraphs 47 through 54 of its Amended 17 Counterclaim, where it notes that (i) LinkedIn began using the term “kudos” to describe a 18 technology feature that enables users to share appreciation with other users, Dkt. No 21-1 ¶ 48, (ii) 19 a company Flagger Force allows people to go online “to provide kudos” to a specific team member, 20 id. ¶ 49, (iii) UMass Lowell allows its employees to go online to “submit a kudos nomination to 21
22 3 Defendant errs by conflating “generic” noun usage with generic usage as a class referent for employee recognition and rewards software. Even if defendant were correct that generic noun usage could be probative 23 of trademark genericism, the Capterra reviews do not offer the support which defendant claims. Out of the nearly 100 consumer reviews contained in Exhibit 33, the Court identifies only one instance in which a 24 reviewer uses “kudos” as a generic noun that does not refer to the Kudos company. See id. at 13 (“I like that you can choose to send your kudos privately or publicly…I like that you can get kudos on your birthday.”). 25 In the vast majority of the Capterra reviews, consumers use “kudos” to refer to plaintiff. See, e.g., id. at 19 (“I like to be able to give my co-workers thanks in a professional and interesting way for their contributions. 26 Kudos provides an excellent medium to compliment one another in the workplace.”). 27 4 Defendant filed Exhibit 51 under seal per plaintiff’s confidentiality designation. Dkt. No. 63. The 1 recognize a University employee,” id. ¶ 50, (iv) the employee recognition platform Disco allows 2 users to celebrate teammates “by giving them kudos,” id. ¶ 51, id. ¶ 52 (similar), id. ¶ 53 (similar), 3 id. ¶ 54 (similar). Defendant also cites to an expert report prepared by Dr. William Eggington, a 4 linguistic expert. In his report, Dr. Eggington draws on corpus linguistics—a methodology that 5 involves computer-based empirical analysis of natural language uses to study linguistic behaviors. 6 See Dkt. No. 66-14 (Eggington Expert Report). Based on analysis from various linguistic databases, 7 Eggington concludes that English speakers use “kudo” and “kudos” “generically” without reference 8 to a any company or third party. Id. ¶ 44. He does not, however, present any evidence that English 9 speakers use “kudo” or “kudos” to refer to a class of employee recognition software. Rather, 10 Eggington conflates trademark genericness with generic noun usage. 11 12 4. Analysis 13 Viewing the evidence in the light most favorable to defendant, the Court finds no evidence 14 from which a trier of fact could infer that consumers primarily perceive “kudos” to refer to the 15 “class” of employee recognition and engagement software. To establish genericism, defendant 16 needed to offer evidence that relevant consumers, when in the market for employee recognition or 17 rewards software, could turn to a friend or colleague and ask them to name their “favorite kudos 18 provider.” See Booking.com B. V.,
140 S. Ct. at 2304-05. Defendant offers no evidence to support 19 such public perceptions. Merely establishing that “kudos” is generic for something—in this case, 20 the term’s own dictionary meaning—does not establish that “kudos” is generic for the relevant class 21 of goods. See Elliott,
860 F.3d at 1157(petitioner’s claim that “the word ‘google’ has become a 22 generic name for ‘the act’ of searching the internet” does not establish the genericness of the term 23 “Google” as it pertains to search engines). It is unsurprising that most of instances of “kudos” that 24 appear in English corpora will not reference a third-party commercial entity, such as plaintiff’s 25 company, and that other companies, such as LinkedIn, use “kudos” to refer to the act of giving praise 26 or recognition. As defendant’s own expert recognizes, the term “kudos” has an independent 27 dictionary meaning and first appeared in the Corpus of Historical American English in 1870. Dkt. 1 Defendant argues that Dr. Eggington’s report, by establishing that the public uses “kudos” 2 in a “non-source identifying” way, would permit a fact finder to infer that the term is generic. But 3 this is not enough. It is true that “[g]eneric terms are not protectable because they do not identify 4 the source of a product.” Elliott,
860 F.3d at 1155. However, defendant also needs to produce 5 evidence affirmatively demonstrating that relevant consumers primarily perceive the “kudos” mark 6 to refer to employee recognition software, the relevant class.5 7 Thus, even assuming Dr. Eggington’s report were admissible, the Court will grant plaintiff’s 8 Partial Motion for Summary Judgment on defendant’s Second Affirmative Defense and 9 Counterclaim of cancellation based on genericness. 10 11 III. Plaintiff’s Partial Motion to Exclude Testimony of Dr. Eggington 12 Plaintiff moves to exclude the opinions of Dr. Eggington, the linguistic expert retained by 13 defendants. Dkt. No. 69 (Plaintiff’s Motion). As defendant describes it, Dr. Eggington would offer 14 three opinions: (1) English speakers use the terms “kudo” and “kudos” to either express “glory, 15 fame, or renown” or to give praise, credit, or congratulations; (2) English speakers use the terms 16 “kudo” and “kudos” “generically” without reference to any company or third party; and (3) 17 consumers think of the word “kudoboard” as a “single semantic unit” that references an electronic 18 “board” where praise, credit, or congratulations are exchanged. Dkt. No. 79 at 6 (Defendant’s 19 Opposition); Part VII.44 of Eggington’s Report, Dkt. No. 66-14 at 13. Plaintiff’s motion to exclude 20 Eggington does not appear to take issue with the first or third opinions. Rather, plaintiff’s motion 21 targets the second opinion, see text in ECF docket entry 69 (“Exclude Eggington Report and 22 Opinions re: Genericness”), and the Court thus treats the Motion as a Partial Motion to Exclude. 23 24 25
26 5 The mere absence of a necessary condition for protection (i.e., source-identification) does not itself 27 permit a trier of fact to infer that a term is generic. See Wilson v. Horton’s Towing,
906 F.3d 773, 782(9th Cir. 2018) (“Plaintiff's argument commits the logical fallacy of mistaking a sufficient factor for a necessary 1 1. Legal Standard 2 Under Federal Rule of Evidence 702, expert testimony is admissible if it reflects “scientific, 3 technical, or other specialized knowledge that will assist the trier of fact to understand the evidence 4 or to determine a fact in issue.” Fed. R. Evid. 702. The Rule also requires that the testimony be 5 based on sufficient facts or data and be the product of reliable principles and methods that were 6 reliably applied.
Id.The district courts are tasked with acting as “gatekeepers” to prevent the 7 admission of unreliable, irrelevant, or unhelpful expert testimony. Daubert v. Merrell Dow Pharms., 8 Inc.,
509 U.S. 579, 589(1993); Elsayed Mukhtar v. Cal. State Univ., Hayward,
299 F.3d 1053, 1063 9 (9th Cir. 2002), amended by
319 F.3d 1073(9th Cir. 2003). 10 When ascertaining the reliability of an expert’s methods, a court may rely on several non- 11 exhaustive factors: (1) whether the theory or technique is generally accepted within a relevant 12 scientific community, (2) whether the theory or technique has been subjected to peer review and 13 publication, (3) the known or potential rate of error, and (4) whether the theory or technique can be 14 tested. Daubert,
509 U.S. at 593-94; see also Kumho Tire Co., Ltd. v. Carmichael,
526 U.S. 137 15(1999). Reliability is only half the of equation; Rule 702 embodies the “twin concerns” of reliability 16 and helpfulness. Stilwell v. Smith & Nephew, Inc.,
482 F.3d 1187, 1192(9th Cir. 2007). 17 To determine the helpfulness of an expert’s proffered testimony, courts consider whether the 18 testimony makes a fact of consequence more or less probable, which is “in essence a relevance 19 inquiry.” Hemmings v. Tidyman’s Inc.,
285 F.3d 1174, 1184 (9th Cir. 2002); Daubert,
509 U.S. at 20591 (“Expert testimony which does not relate to any issue in the case is not relevant, and ergo, non- 21 helpful.”). Stated differently, the Court’s role is to “determine whether there is ‘a link between the 22 expert’s testimony and the matter to be proved.’” Stilwell,
482 F.3d at 1192. 23 24 2. Summary of Dr. Eggington’s “Genericness” Opinion 25 To devise his report, Dr. Eggington relied on various databases. First, Dr. Eggington looked 26 to the Corpus of Historical American English, where he found 51 occurrences of “kudos,” none of 27 which was associated to any third-party such as plaintiff. Dkt. No. 66-14 ¶ 20. Second, Dr. 1 2,760 “hits” for kudos. Id. ¶ 20. After using a native feature in COCA to randomly select 200 2 “concordance lines” (the lines of text containing the “hits”), Eggington looked at the four words 3 before and after each hit (the “collocates”) and determined that none of the collocates revealed a 4 “relation to a third-party commercial company or anything like it.” Id. ¶ 24-26. Third, Dr. 5 Eggington examined data from iWeb and GloWbe, and again found no links between kudos and a 6 third-party commercial entity. Id. ¶ 29. Fourth, he “scraped” text from various Reddit forums, id. 7 ¶ 32, including “r/business,” and did not find “kudos” being used to refer to a third-party entity. Id. 8 Searching “#kudos” on Instagram and “kudos” on Facebook produced similar results. Id. ¶ 36. 9 Lastly, Eggington reported that he compiled and analyzed “a corpus consisting of [documents from] 10 60 employee recognition programs,” and concluded that, based on his analysis of those documents, 11 kudos “is a generic term not associated with a specific third party.” Id. ¶ 41. 12 3. Reliability 13 Plaintiff contests Dr. Eggington’s methods and factual foundations as unreliable. For 14 example, plaintiff asks the Court to query why Dr. Eggington only limited his collocate search on 15 COCA to four words on each side, rather than, say, eight words before and after each occurrence of 16 “kudos.” Plaintiff also targets the construction of the putative “employee recognition scheme.” In 17 plaintiff’s view, the “Employee Recognition Corpus” was built from “an improper sampling of 18 documents” “cherry-picked” by defense counsel that conspicuously omits any documentation 19 pertaining to Kudos, its marks, or its products. Dkt. No. 69 at 10. Elsewhere, plaintiff remarks that 20 Dr. Eggington’s Facebook and Reddit searches were “entirely divorced” from the relevant 21 commercial context of consumers of the goods and services of the type offered by Kudos. Id. at 9. 22 Defendant responds that Dr. Eggington is a highly qualified expert whose methods are “well- 23 accepted by linguists.” Dkt. No. 79 at 12. Further, defendant insists that Dr. Eggington’s 24 methodology is both tested and testable, such that nothing stops plaintiff from hiring an expert to 25 undertake a similar empirical analysis using either the same or more liberal parameters. 26 The Court need not resolve these methodological disputes. Even if Dr. Eggington’s report 27 were methodologically sound, the opinion he seeks to proffer is unhelpful because it bears no “link” 1 to trademark genericness. Stilwell,
482 F.3d at 1192. 2 3 4. Helpfulness 4 Dr. Eggington opines that “[t]he terms KUDOS and KUDO are used by English speakers 5 generically without reference to any company, or third party.” Part VII.44.b of Eggington’s Report, 6 Dkt. No. 66-14 at 13. Notably, Dr. Eggington’s report does not explicitly define what he means by 7 “generically.” It is undisputed that he does not mean “generic” in the trademark sense, as the non- 8 protectable status that arises “when the ‘primary significance of the registered mark to the relevant 9 public’ is as the name for a particular type of good or service irrespective of its source.” Elliott, 860 10 F.3d at 1156. Even defendant concedes that Dr. Eggington’s opinion does not go to the ultimate 11 issue of genericism. Dkt. No. 79 at 27 (“It is highly appropriate that Dr. Eggington does not offer 12 an ultimate conclusion on trademark genericness based on his linguistic analysis”). 13 Instead, “generic” usage, as detailed in Eggington’s report, seems to denote noun usage 14 consistent with a dictionary definition that “does not refer to or create an exclusive association with 15 any specific third party.” Dkt. No. 66-14 ¶ 35. But if that is what Eggington means by “generic,” 16 then his opinion makes no fact of consequence to trademark genericness more or less probable than 17 it would be without the report. The fact that English speakers primarily use “kudos” as a noun 18 according to its dictionary definition without regard to commercial entities suggests nothing about 19 whether relevant consumers primarily perceive of “kudos” as a signifier of employee recognition 20 and rewards software. Further, even if the report had minimal probative value, by conflating 21 trademark genericness with generic noun usage, Dr. Eggington’s report substantially risks 22 misleading the jury on the proper inquiry. 23 Thus, the Court will grant in part plaintiffs’ motion and exclude the opinion in Part VII.44.b 24 of Eggington’s Report, Dkt. No. 66-14 at 13 (“The terms KUDOS and KUDO are used by English 25 speakers generically without reference to any company, or third party.”), and all characterizations 26 of “kudos” or “kudo” as “generic” terms. 27 1 IV. Defendant’s Motion to Exclude Mark Keegan’s Evidence and Testimony 2 Defendant moves to exclude two reports prepared by plaintiff’s expert, Mark Keegan. Dkt. 3 No. 67 (Defendant’s Motion). In the first report, Keegan conducted a survey to assess consumer 4 confusion between plaintiff and defendant’s products. Dkt. No. 73-15 (Keegan Affirmative Report). 5 The second report rebuts the opinions of Dr. Eggington. Dkt. No. 68-3, Ex. 3 (Keegan Rebuttal 6 Report). To determine the admissibility of Keegan’s Affirmative and Rebuttal Reports, the Court 7 will rely on the same Daubert/Rule 702 framework articulated in above. 8 9 1. Affirmative Report 10 a. Legal Standard 11 When assessing the validity and reliability of a consumer survey, the court should “consider 12 a number of criteria, including whether: (1) the proper universe was examined and the representative 13 sample was drawn from that universe; (2) the survey’s methodology and execution were in 14 accordance with generally accepted standards of objective procedure and statistics in the field of 15 such surveys; (3) the questions were leading or suggestive; (4) the data gathered were accurately 16 reported; and (5) persons conducting the survey were recognized experts.” Kwan Software Eng'g, 17 Inc. v. Foray Techs., LLC, No. C 12-03762 SI,
2014 WL 572290, at *4 (N.D. Cal. Feb. 11, 2014), 18 quoting Medisim Ltd. v. BestMed LLC,
861 F.Supp.2d 158, 166(S.D.N.Y. 2012). 19 20 b. Affirmative Report Summary 21 Keegan is a recognized expert in consumer behavior and consumer surveys. Dkt. No. 73- 22 14, Ex. A (Keegan Declaration). Plaintiff commissioned Keegan to “conduct a study to determine 23 the extent to which, if at all, there is a likelihood of confusion among consumers between the 24 defendants’ KUDOBOARD-branded software and the plaintiff’s KUDOS-branded software.” Dkt. 25 No. 73-15 ¶ 3. The “relevant consumers,” according to the resulting Affirmative Report, were 26 “current users of employee recognition and engagement software.” Id. ¶ 17. Keegan thus assembled 27 a sample of “381 users of employee recognition and engagement software” to test for likelihood of 1 To assemble his sample, Keegan screened potential respondents with a series of questions 2 “designed to identify and qualify members of the target audience for this study: current users of 3 employee recognition and engagement software.” Dkt. No. 73-15 ¶ 47. Surmising that such 4 software tends to be used in corporate work environments, Keegan only permitted respondents who 5 indicated that they “work for a company or organization (full- or parttime)” to continue the survey. 6 Id. ¶ 48. Retirees, students, self-employed, or unemployed respondents “were terminated.” Id. 7 Respondents who remained were then asked what type of software they used in the workplace. Id. 8 ¶ 51. Potential options included productivity software, accounting software, employee recognition 9 and engagement software, CRM software, logistics or supply chain software, or “Don’t know/None 10 of these.” Id. Only respondents “who selected ‘Employee recognition and engagement software’ 11 were considered current users within the relevant market and were permitted to continue with the 12 survey. All other respondents were terminated.” Id. ¶ 52. 13 Having assembled his 381 respondents, Keegan designed and executed a survey based on 14 the “Squirt” survey format, which places “respondents in a marketplace scenario” and exposes them 15 to sequential “stimuli showing the contested marks” in order to measure the “extent to which 16 consumers believe the products or services using the contested marks originate” from the same 17 source. Dkt. No. 73-15 ¶ 24. First, respondents were shown screenshot of Kudo’s website 18 homepage, which prominently displays the Kudo mark. Id. ¶ 25. Next, respondents were shown a 19 randomized series of webpage screenshots from four other companies that offer employee 20 recognition and engagement software products, including Kudoboard’s business-level product 21 webpage. Id. (The three non-Kudoboard websites acted as “controls.” Id. ¶ 27-28.). As Keegan 22 puts it, “[t]he sequential lineup presentation simulates the user experience that a user of employee 23 recognition and engagement software would experience when searching for and purchasing or 24 adopting the types of products that are sold by Kudos and Kudoboard.” Id. ¶ 26. After displaying 25 the Kudos webpage—but before displaying any of the other four screenshots—the survey presented 26 the following on-screen text: 27 encountered them in the workplace. Please take as much time as you would like to look at 1 the pages. You can click on each image for an enlarged view. 2 Dkt. No. 73-15 ¶ 62. After displaying the stimuli, a series of questions followed designed to assess 3 the likelihood of confusion between Kudos and Kudoboard. See generally, id. ¶¶ 47-77 (detailing 4 survey questions). 5 Based on the survey results, Keegan concluded that his study confirms “the presence of a 6 likelihood of confusion among relevant consumers between KUDOBOARD and KUDOS: 7 approximately half of all respondents—49.9 percent—indicated a belief that KUDOBOARD and 8 KUDOS are the same company or are somehow affiliated.” Dkt. No. 73-15 ¶ 82. And out of those 9 respondents who reported confusion, approximately half “mentioned the name similarity between 10 the two marks as a reason for their belief.” Id. ¶ 83. After factoring in the control measurement, 11 Keegan ultimately derived “an average net confusion measurement of 15.1 percent.” Id. ¶ 86. 12
13 c. Analysis 14 Defendant’s motion presents two arguments for excluding Keegan’s Affirmative Report. 15 First, defendant argues that Keegan selected the wrong “universe” for his study when he selected 16 “current users” of “employee recognition and engagement software” rather than prospective 17 purchasers of Kudoboard products. Dkt. No. 67. Defendant notes that Keegan did not even “ask 18 about purchase intentions” when selecting his respondents, Dkt. 68-4 at 7, and by only allowing 19 those who self-identified as current users of employee recognition and engagement software to 20 participate, Keegan’s universe “excludes potential Kudoboard customers, while over-including 21 existing users of undefined ‘employee recognition’ software.” Dkt. No. 80 at 6. 22 Second, defendant argues that Keegan failed to present “unadulterated stimuli” that would 23 allow respondents to “draw their own conclusions about the connection, if any, between the two 24 parties.” Dkt. No. 67 at 13. Defendant believes that the text displayed after the Kudos webpage, 25 which told respondents that they were about to see “additional pages for companies offering 26 employee recognition and engagement software,” improperly presented a leading question that 27 1 The Court agrees with defendant. To be “probative and meaningful,” surveys “must rely 2 upon responses by potential consumers of the products in question.” Dreyfus Fund Inc. v. Royal 3 Bank of Canada,
525 F. Supp. 1108, 1116(S.D.N.Y. 1981). Accordingly, the utilization of an 4 improper universe can render a survey inadmissible. See Universal City Studios, Inc. v. Nintendo 5 Co.,
746 F.2d 112, 118(2d Cir. 1984) (excluding a survey on consumer confusion when the survey 6 “was conducted among individuals who had already purchased or leased Donkey Kong machines 7 rather than those who were contemplating a purchase or lease.”). The “appropriate universe of 8 respondents in a trademark-related survey are those consumers ‘most likely to purchase’ the 9 competing products” sold by the junior user of the mark. Hi-Tech Pharms. Inc. v. Dynamic Sports 10 Nutrition, LLC, No. 1:16-CV-949,
2021 WL 2185699, at *17 (N.D. Ga. May 28, 2021). 11 Here, Keegan relied exclusively on current users of employee recognition software rather 12 than prospective buyers of Kudoboard’s good or service. The design choice is particularly puzzling 13 given that Keegan himself recognized that “the appropriate population from which to sample is 14 likely purchasers of products bearing the junior user’s [i.e., Kudoboard’s] mark.” Dkt. No. 73-15 15 ¶ 18. Plaintiff attempts to salvage the survey universe by arguing that “users of employee 16 recognition software are not outside the scope of Defendant’s target consumers” because Kudoboard 17 operates in the employee recognition and engagement software space. Dkt. No. 73 at 19-20. But 18 even assuming that Kudoboard has enterprise-level customers that use its digital group greeting card 19 platform for employee recognition and engagement, Keegan’s sample selection does not capture a 20 representative sample of the customers “most likely to purchase” Kudoboard’s products, which may 21 also include educators, community groups, and casual users. Stated differently, the survey universe 22 was “under-inclusive in that it excluded otherwise qualified consumers, arguably some of the most 23 likely consumers to have knowledge of the products at issue.” Hi-Tech Pharms. Inc.,
2021 WL 242185699, at *18. 25 The Court will also exclude the report on the independent basis that Keegan presented 26 respondents with leading stimuli, rendering the results unreliable. Plaintiff characterizes the text 27 that preceded the display of the four non-Kudos webpages as “merely” a “technical instructional 1 “[s]hown below, in random order, are additional pages for companies offering employee recognition 2 and engagement software,” is nothing like the technical instruction telling respondents that they 3 could “click to enlarge” an image, as in Louis Vuitton Malletier S.A. v. Sunny Merch. Corp,
97 F. 4Supp. 3d 485, 508 (S.D.N.Y. 2015), the case cited by plaintiffs. Rather, the statement constitutes a 5 lead-in that departs from simulated market conditions by substantively describing the products that 6 followed. Thus, the Court will grant defendant’s motion as it pertains to Keegan’s Affirmative 7 Report. 8 9 2. Keegan’s Rebuttal Report 10 a. Legal Standard 11 An expert qualified in one area is not necessarily qualified to offer expert testimony in 12 another area. See Kumho Tire Co. v. Carmichael,
526 U.S. 137(1999). Further, mere “awareness” 13 or a fleeting “familiarly” in a particular subject does not qualify one as an expert in that subject. 14 Vaxiion Therapeutics, Inc. v. Foley & Lardner LLP,
593 F. Supp. 2d 1153, 1163(S.D. Cal. 2008). 15 16 b. Rebuttal Report Summary 17 In his Rebuttal Report, Keegan concludes that the “analyses presented in the Eggington 18 Report are not valid or reliable evidence with regard to consumer understanding or perception of 19 the terms KUDOS, KUDO, or KUDOBOARD.” Dkt. No. 73-16 ¶ 7. In support of that conclusion, 20 the Rebuttal Report describes “fatal[] flaw[s]” in the Eggington Report.
Id.21 First, Keegan states that Dr. Eggington’s methodology focused on the wrong universe and 22 market level by conducting a linguistic analysis “on broad public use of the term KUDOS across all 23 varieties of written materials.” Id. ¶ 13. Such a focus, Keegan opines, does not “convey any useful 24 information about how consumers within the relevant market of employee recognition and 25 engagement software use and understand the term KUDOS.” Id. 26 Second, Keegan opines that the Eggington Report is not reliable evidence for confusion. 27 “The appropriate and accepted method” for investigating potential confusion, Keegan writes, “is 1 analysis” Id. ¶¶ 16, 21, 23. 2 Third, Keegan believes that because “the Eggington Report provides no consumer survey 3 evidence on the issue of the genericness,” it cannot provide “reliable evidence on consumer 4 perceptions of the term KUDOS within the relevant market on the genericness issue.” Id. ¶ 32. 5 Fourth, Keegan states that Dr. Eggington creates a false hurdle when concluding that no 6 third-party entity, including plaintiff, is associated with the name “Kudos.” Id. ¶ 33. “This 7 conclusion,” Keegan writes, “establishes a false hurdle that is not necessary for an entity (e.g., the 8 plaintiff) to be afforded trademark protection in a mark.” Id. 9 Fifth, Keegan believes Eggington’s methodology was not transparent, as the Eggington 10 Report only includes two short paragraphs in the “Research Methodology” section and does not 11 “actually explain the method that is used.” Id. ¶ 39-40. 12 13 c. Analysis 14 Defendant argues that because Keegan has no education, training, or experience in 15 linguistics, he is not qualified to critique the “linguistic opinions” of Eggington. Dkt. No. 67 at 15- 16 17 (Defendant’s Motion). Second, defendant argues that Keegan’s Rebuttal Report seeks to usurp 17 the jury’s role by “comparing the efficacy of two different fields of analysis” in stating that consumer 18 surveys are categorically better than Dr. Eggington’s methods. Id. at 18. 19 The Court first notes that Keegan’s third and fourth rebuttal opinions, pertaining to Dr. 20 Eggington’s opinions on genericness, are rendered irrelevant given the Court’s exclusion of Dr. 21 Eggington’s genericness opinions. Accordingly, the third and fourth rebuttal opinions are excluded 22 due to irrelevance. 23 As to the remaining rebuttal opinions (first, second, and fifth), the Court finds that Keegan’s 24 rebuttal testimony is admissible. Keegan does not draw on the field of linguistics to derive his 25 rebuttal opinions; he does not proclaim to know the “correct” method of conducting a corpus-based 26 linguistic study. Rather, Keegan’s opinions stem from his expertise in the “the area of trademark 27 genericness and the design and execution of quantitative studies measuring trademark genericness.” 1 other fields fare in establishing a contested fact in litigation. See Aviva Sports, Inc. v. Fingerhut 2 || Direct Mktg., Inc.,
829 F. Supp. 2d 802, 835(D. Minn. 2011) (“It is the proper role of rebuttal 3 experts to critique plaintiffs’ expert’s methodologies and point out potential flaws in the plaintiff’s 4 || experts’ reports.”). Thus, rather than usurping the jury’s role, Keegan’s rebuttal would help the jury 5 situate Dr. Eggington’s opinion in a broader context and thereby better evaluate its contents. 6 Thus, the Court will grant in part and deny in part defendant’s Motion to Exclude Keegan’s 7 || Rebuttal Report. The Court grants the motion as it pertains to Keegan’s Affirmative Report and the 8 || third and fourth opinions contained in the Rebuttal Report. The Court denies the motion as it 9 || pertains to the first, second, and fifth opinions in the Rebuttal Report, which do not relate to Dr. 10 || Eggington’s excluded genericness opinion. 11 12 CONCLUSION 5 13 Based on the foregoing, the Court DENIES plaintiffs and defendant’s Motions for Summary 14 || Judgment on the Seventh Affirmative Defense of latches, GRANTS plaintiff's Motion for Summary 3 15 || Judgment on defendant’s Second Affirmative Defense and Counterclaim of genericness, GRANTS a 16 || PART plaintiffs Motion to Exclude the opinions of Dr. Eggington, and GRANTS IN PART and 3 17 || DENIES IN PART defendant’s Motion to Exclude the opinions of Mark Keegan. Further, the Court 18 GRANTS the parties’ administrative motions to file under seal, Dkt. Nos. 63, 71, 75, subject to the 19 limited exceptions presented in the text accompanying footnotes 2 and 4 of this Order. 20 21 IT IS SO ORDERED. 22 Dated: November 20, 2021 Sate WU tee 23 SUSAN ILLSTON United States District Judge 25 26 27 28
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