Ravgen, Inc. v. Quest Diagnostics Incorporated

United States District Court for the Central District of California

Ravgen, Inc. v. Quest Diagnostics Incorporated

Trial Court Opinion

Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 1 of 24 Page ID #:3735

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7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 Ravgen, Inc., 11 Case No. 21-cv-09011-RGK-GJS Plaintiff, 12 v. STIPULATED PROTECTIVE 13 ORDER1 Quest Diagnostics Incorporated, 14 Defendant. 15

16 Quest Diagnostics Incorporated,

17 Counterclaimant, 18 v. 19 Ravgen, Inc., 20

21 Counterclaim- 22 Defendant.

23 24 25

26 27 28 1 This Stipulated Protective Order is substantially based on the model protective order provided under Magistrate Judge Gail J. Standish’s Procedures. Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 2 of 24 Page ID #:3736

1 1. A. PURPOSES AND LIMITATIONS 2 Discovery in this action is likely to involve production of confidential, 3 proprietary or private information for which special protection from public 4 disclosure and from use for any purpose other than prosecuting this litigation may 5 be warranted. Accordingly, the parties hereby stipulate to and petition the Court to 6 enter the following Stipulated Protective Order. The parties acknowledge that this 7 Order does not confer blanket protections on all disclosures or responses to 8 discovery and that the protection it affords from public disclosure and use extends 9 only to the limited information or items that are entitled to confidential treatment 10 under the applicable legal principles. 11 B. GOOD CAUSE STATEMENT 12 This action is likely to involve trade secrets, customer and pricing lists and 13 other valuable research, development, commercial, financial, technical and/or 14 proprietary information for which special protection from public disclosure and 15 from use for any purpose other than prosecution of this action is warranted. Such 16 confidential and proprietary materials and information consist of, among other 17 things, confidential business or financial information, information regarding 18 confidential business practices, or other confidential research, development, or 19 commercial information (including information implicating privacy rights of third 20 parties), information otherwise generally unavailable to the public, or which may be 21 privileged or otherwise protected from disclosure under state or federal statutes, 22 court rules, case decisions, or common law. Accordingly, to expedite the flow of 23 information, to facilitate the prompt resolution of disputes over confidentiality of 24 discovery materials, to adequately protect information the parties are entitled to keep 25 confidential, to ensure that the parties are permitted reasonable necessary uses of 26 such material in preparation for and in the conduct of trial, to address their handling 27 at the end of the litigation, and serve the ends of justice, a protective order for such 28 information is justified in this matter. It is the intent of the parties that information 2 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 3 of 24 Page ID #:3737

1 will not be designated as “CONFIDENTIAL” or “CONFIDENTIAL – 2 ATTORNEYS’ EYES ONLY” (defined below) for tactical reasons and that nothing 3 be so designated without a good faith belief that it has been maintained in a 4 confidential, non-public manner, and there is good cause why it should not be part 5 of the public record of this case. 6 C. ACKNOWLEDGMENT OF PROCEDURE FOR FILING UNDER SEAL 7 The parties further acknowledge, as set forth in Section 14.3, below, that this 8 Stipulated Protective Order does not entitle them to file confidential information 9 under seal; Local Civil Rule 79-5 sets forth the procedures that must be followed 10 and the standards that will be applied when a party seeks permission from the court 11 to file material under seal. 12 There is a strong presumption that the public has a right of access to judicial 13 proceedings and records in civil cases. In connection with non-dispositive motions, 14 good cause must be shown to support a filing under seal. See Kamakana v. City and 15 County of Honolulu,

447 F.3d 1172, 1176

(9th Cir. 2006), Phillips v. Gen. Motors 16 Corp.,

307 F.3d 1206

, 1210-11 (9th Cir. 2002), Makar-Welbon v. Sony Electrics, 17 Inc.,

187 F.R.D. 576, 577

(E.D. Wis. 1999) (even stipulated protective orders 18 require good cause showing), and a specific showing of good cause or compelling 19 reasons with proper evidentiary support and legal justification, must be made with 20 respect to Protected Material that a party seeks to file under seal. The parties’ mere 21 designation of Disclosure or Discovery Material as CONFIDENTIAL or 22 CONFIDENTIAL – ATTORNEYS’ EYES ONLY does not—without the 23 submission of competent evidence by declaration, establishing that the material 24 sought to be filed under seal qualifies as confidential, privileged, or otherwise 25 protectable—constitute good cause. 26 Further, if a party requests sealing related to a dispositive motion or trial, then 27 compelling reasons, not only good cause, for the sealing must be shown, and the 28 relief sought shall be narrowly tailored to serve the specific interest to be protected. 3 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 4 of 24 Page ID #:3738

1 See Pintos v. Pacific Creditors Ass’n,

605 F.3d 665, 677-79

(9th Cir. 2010). For 2 each item or type of information, document, or thing sought to be filed or introduced 3 under seal in connection with a dispositive motion or trial, the party seeking 4 protection must articulate compelling reasons, supported by specific facts and legal 5 justification, for the requested sealing order. Again, competent evidence supporting 6 the application to file documents under seal must be provided by declaration. 7 Any document that is not confidential, privileged, or otherwise protectable in 8 its entirety will not be filed under seal if the confidential portions can be redacted. 9 If documents can be redacted, then a redacted version for public viewing, omitting 10 only the confidential, privileged, or otherwise protectable portions of the document, 11 shall be filed. Any application that seeks to file documents under seal in their 12 entirety should include an explanation of why redaction is not feasible. 13 2. DEFINITIONS 14 2.1 Action: this pending federal lawsuit, Ravgen, Inc. v. Quest Diagnostics 15 Incorporated, United States District Court for the Central District of California, 16 Case No. 21-cv-01646-RGK-GJS, and Ravgen, Inc. v. Quest Diagnostics 17 Incorporated, United States District Court for the Western District of Texas, Case 18 No. 6:20-cv-00972-ADA. 19 2.2 Challenging Party: a Party or Non-Party that challenges the 20 designation of information or items under this Order. 21 2.3 “CONFIDENTIAL” Information or Items: information (regardless of 22 how it is generated, stored or maintained) or tangible things that qualify for 23 protection under Federal Rule of Civil Procedure 26(c), and as specified above in 24 the Good Cause Statement. 25 2.4 “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” Information or 26 Items: “CONFIDENTIAL” Information or Items that the Designating Party 27 reasonably and in good faith believes are so highly sensitive that their disclosure to 28 anyone other than those described in Section 7.3 would be injurious to the 4 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 5 of 24 Page ID #:3739

1 commercial interests of the Designating Party. The Parties agree that documents 2 designated “RESTRICTED – ATTORNEYS’ EYES ONLY” shall have the same 3 protections described herein as documents designated “CONFIDENTIAL – 4 ATTORNEYS’ EYES ONLY.” 5 2.5 “THRID PARTY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” 6 Information or Items: “CONFIDENTIAL” Information or Items that a third party 7 reasonably and in good faith believes are so highly sensitive that their disclosure to 8 anyone other than those described in Section 7.4 would be injurious to the 9 commercial interests of the third party. 10 2.6 Counsel: Outside Counsel of Record and House Counsel (as well as 11 their support staff). 12 2.7 Designating Party: a Party or Non-Party that designates information or 13 items that it produces in disclosures or in responses to discovery as 14 CONFIDENTIAL or CONFIDENTIAL—ATTORNEYS’ EYES ONLY. 15 2.8 Disclosure or Discovery Material: all items or information, regardless 16 of the medium or manner in which it is generated, stored, or maintained (including, 17 among other things, testimony, transcripts, and tangible things), that are produced or 18 generated in disclosures or responses to discovery in this matter. 19 2.9 Expert: a person with specialized knowledge or experience in a matter 20 pertinent to the litigation who has been retained by a Party or its counsel to serve as 21 an expert witness or as a consultant in this Action. 22 2.10 House Counsel: attorneys admitted to a state bar who are employees of 23 a Party to this Action whose primary responsibility is to oversee litigation involving 24 the Party, who are not competitive decisionmakers (i.e., who do not render advice 25 on or participate in the Party’s decisions (pricing, sales, marketing, product design, 26 etc.) made in light of similar or corresponding information about a competitor), and 27 who do not provide day-to-day advice to the Party regarding patent prosecution 28 issues. For the avoidance of doubt, an individual is not a competitive decisionmaker 5 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 6 of 24 Page ID #:3740

1 solely by virtue of participating in the negotiation of settlement agreements. House 2 Counsel does not include Outside Counsel of Record or any other outside counsel. 3 2.11 Non-Party: any natural person, partnership, corporation, association or 4 other legal entity not named as a Party to this action. 5 2.12 Outside Counsel of Record: attorneys who are not employees of a 6 party to this Action but are retained to represent or advise a party to this Action and 7 have appeared in this Action on behalf of that party or are affiliated with a law firm 8 that has appeared on behalf of that party, and includes support staff. 9 2.13 Party: any party to this Action, including all of its officers, directors, 10 employees, consultants, retained experts, and Outside Counsel of Record (and their 11 support staffs). 12 2.14 Producing Party: a Party or Non-Party that produces Disclosure or 13 Discovery Material in this Action. 14 2.15 Professional Vendors: persons or entities that provide litigation 15 support services (e.g., photocopying, videotaping, translating, preparing exhibits or 16 demonstrations, and organizing, storing, or retrieving data in any form or medium) 17 and their employees and subcontractors. 18 2.16 Protected Material: any Disclosure or Discovery Material that is 19 designated as CONFIDENTIAL or CONFIDENTIAL—ATTORNEYS’ EYES 20 ONLY. 21 2.17 Receiving Party: a Party that receives Disclosure or Discovery 22 Material from a Producing Party. 3. SCOPE 23 The protections conferred by this Stipulation and Order cover not only 24 Protected Material (as defined above), but also (1) any information copied or 25 extracted from Protected Material; (2) all copies, excerpts, summaries, or 26 compilations of Protected Material; and (3) any testimony, conversations, or 27 presentations by Parties or their Counsel that might reveal Protected Material. 28 6 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 7 of 24 Page ID #:3741

1 Any use of Protected Material at trial shall be governed by the orders of the 2 trial judge. This Order does not govern the use of Protected Material at trial. 3 4. DURATION 4 FINAL DISPOSITION of the action is defined as the conclusion of any 5 appellate proceedings, or, if no appeal is taken, when the time for filing of an appeal 6 has run. Except as set forth below, the terms of this protective order apply through 7 FINAL DISPOSITION of the action. The Parties hereby stipulate that they will be 8 contractually bound by the terms of this agreement beyond FINAL DISPOSITION 9 until a Designating Party agrees otherwise in writing or a court order otherwise 10 directs, but will have to file a separate action for enforcement of the agreement once 11 all proceedings in this case are complete. 12 Once a case proceeds to trial, information that was designated as 13 CONFIDENTIAL or CONFIDENTIAL—ATTORNEYS’ EYES ONLY or 14 maintained pursuant to this protective order used or introduced as an exhibit at trial 15 becomes public and will be presumptively available to all members of the public, 16 including the press, unless compelling reasons supported by specific factual findings 17 to proceed otherwise are made to the trial judge in advance of the trial. See 18 Kamakana,

447 F.3d at 1180-81

(distinguishing “good cause” showing for sealing 19 documents produced in discovery from “compelling reasons” standard when merits- 20 related documents are part of court record). Accordingly, for such materials, the 21 terms of this protective order do not extend beyond the commencement of the trial. 22 5. DESIGNATING PROTECTED MATERIAL 23 5.1 Exercise of Restraint and Care in Designating Material for Protection. 24 Each Party or Non-Party that designates information or items for protection under 25 this Order must take care to limit any such designation to specific material that 26 qualifies under the appropriate standards. The Designating Party must designate for 27 protection only those parts of material, documents, items or oral or written 28 communications that qualify so that other portions of the material, documents, items 7 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 8 of 24 Page ID #:3742

1 or communications for which protection is not warranted are not swept unjustifiably 2 within the ambit of this Order. 3 Mass, indiscriminate or routinized designations are prohibited. Designations 4 that are shown to be clearly unjustified or that have been made for an improper 5 purpose (e.g., to unnecessarily encumber the case development process or to impose 6 unnecessary expenses and burdens on other parties) may expose the Designating 7 Party to sanctions. 8 If it comes to a Designating Party’s attention that information or items that it 9 designated for protection do not qualify for protection, that Designating Party must 10 promptly notify all other Parties that it is withdrawing the inapplicable designation. 11 5.2 Manner and Timing of Designations. Except as otherwise provided in 12 this Order (see, e.g., second paragraph of section 5.2(a) below), or as otherwise 13 stipulated or ordered, Disclosure or Discovery Material that qualifies for protection 14 under this Order must be clearly so designated before the material is disclosed or 15 produced. 16 Designation in conformity with this Order requires: 17 (a) for information in documentary form (e.g., paper or electronic 18 documents, but excluding transcripts of depositions or other pretrial or trial 19 proceedings), that the Producing Party affix at a minimum, the legend 20 “CONFIDENTIAL” or “CONFIDENTIAL—ATTORNEYS’ EYES ONLY” 21 (hereinafter “CONFIDENTIAL legend”), to each page that contains protected 22 material. If only a portion of the material on a page qualifies for protection, the 23 Producing Party also must clearly identify the protected portion(s) (e.g., by making 24 appropriate markings in the margins). 25 A Party or Non-Party that makes original documents available for inspection 26 need not designate them for protection until after the inspecting Party has indicated 27 which documents it would like copied and produced. During the inspection and 28 before the designation, all of the material made available for inspection shall be 8 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 9 of 24 Page ID #:3743

1 deemed CONFIDENTIAL – ATTORNEYS’ EYES ONLY. After the inspecting 2 Party has identified the documents it wants copied and produced, the Producing 3 Party must determine which documents, or portions thereof, qualify for protection 4 under this Order. Then, before producing the specified documents, the Producing 5 Party must affix the appropriate “CONFIDENTIAL legend” to each page that 6 contains Protected Material. If only a portion of the material on a page qualifies for 7 protection, the Producing Party also must clearly identify the protected portion(s) 8 (e.g., by making appropriate markings in the margins). 9 (b) for testimony given in depositions that the Designating Party identifies 10 the Disclosure or Discovery Material on the record, before the close of the 11 deposition all protected testimony. 12 (c) for information produced in some form other than documentary and 13 for any other tangible items, that the Producing Party affix in a prominent place on 14 the exterior of the container or containers in which the information is stored the 15 appropriate “CONFIDENTIAL legend.” If only a portion or portions of the 16 information warrants protection, the Producing Party, to the extent practicable, shall 17 identify the protected portion(s). 18 5.3 Inadvertent Failures to Designate. If timely corrected, an inadvertent 19 failure to designate qualified information or items does not, standing alone, waive 20 the Designating Party’s right to secure protection under this Order for such material. 21 Upon timely correction of a designation, the Receiving Party must make reasonable 22 efforts to assure that the material is treated in accordance with the provisions of this 23 Order. 24 6. CHALLENGING CONFIDENTIALITY DESIGNATIONS 25 6.1 Timing of Challenges. Any Party or Non-Party may challenge a 26 designation of confidentiality at any time that is consistent with the Court’s 27 Scheduling Order. 28 6.2 Meet and Confer. The Challenging Party shall initiate the dispute 9 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 10 of 24 Page ID #:3744

1 resolution process under Local Rule 37.1 et seq. 2 6.3 The burden of persuasion in any such challenge proceeding shall be on 3 the Designating Party. Frivolous challenges, and those made for an improper 4 purpose (e.g., to harass or impose unnecessary expenses and burdens on other 5 parties) may expose the Challenging Party to sanctions. Unless the Designating 6 Party has waived or withdrawn the confidentiality designation, all parties shall 7 continue to afford the material in question the level of protection to which it is 8 entitled under the Producing Party’s designation until the Court rules on the 9 challenge. 10 7. ACCESS TO AND USE OF PROTECTED MATERIAL 11 7.1 Basic Principles. A Receiving Party may use Protected Material that is 12 disclosed or produced by another Party or by a Non-Party in connection with this 13 Action only for prosecuting, defending or attempting to settle this Action. Such 14 Protected Material may be disclosed only to the categories of persons and under the 15 conditions described in this Order. When the Action has been terminated, a 16 Receiving Party must comply with the provisions of section 15 below (FINAL 17 DISPOSITION). 18 Protected Material must be stored and maintained by a Receiving Party at a 19 location and in a secure manner that ensures that access is limited to the persons 20 authorized under this Order. 21 7.2 Disclosure of “CONFIDENTIAL” Information or Items. Unless 22 otherwise ordered by the court or permitted in writing by the Designating Party, a 23 Receiving Party may disclose any information or item designated 24 “CONFIDENTIAL” only to: 25 (a) the Receiving Party’s Outside Counsel of Record in this Action, as 26 well as employees of said Outside Counsel of Record to whom it is reasonably 27 necessary to disclose the information for this Action; 28 (b) up to five officers, directors, and employees of the Receiving Party, 10 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 11 of 24 Page ID #:3745

1 and up to two House Counsel of the Receiving Party, to whom disclosure is 2 reasonably necessary for this Action and (1) who have signed and returned to the 3 Producing Party the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 4 and (2) whose identity and job title have been disclosed to the Producing Party at 5 least 10 days prior to the date the disclosure is made; 6 (c) Experts (as defined in this Order) of the Receiving Party to whom 7 disclosure is reasonably necessary for this Action and who have signed the 8 “Acknowledgment and Agreement to Be Bound” (Exhibit A) and the “Certification 9 Of Expert” (Exhibit B). Disclosure may be made to such Expert of the Receiving 10 Party only pursuant to and after completion of the procedures set out in Section 8 11 below; 12 (d) the court and its personnel; 13 (e) court reporters and their staff; 14 (f) professional jury or trial consultants, mock jurors, and Professional 15 Vendors to whom disclosure is reasonably necessary for this Action and who have 16 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 17 (g) the author or recipient of a document containing the information or a 18 custodian or other person who otherwise possessed or knew the information in the 19 absence of improper or unauthorized disclosure, provided, however, that no one may 20 show CONFIDENTIAL material to an ex-employee of a Producing Party without 21 first notifying the Producing Party and providing the Producing Party with an 22 opportunity to object prior to such disclosure, and further provided, however, that no 23 advanced notice and no opportunity to object is required prior to disclosing 24 CONFIDENTIAL material to such an author or recipient at a duly noticed 25 deposition; and 26 (h) any mediator or settlement officer, and their supporting personnel, 27 mutually agreed upon by any of the parties engaged in settlement discussions. 28 7.3 Disclosure of “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” 11 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 12 of 24 Page ID #:3746

1 Information and Items: Unless otherwise ordered by the court or permitted in 2 writing by the Designating Party, a Receiving Party may disclose any information or 3 item designated “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” only to: 4 (a) the Receiving Party’s Outside Counsel of Record in this Action, as 5 well as employees of said Outside Counsel of Record to whom it is reasonably 6 necessary to disclose the information for this Action; 7 (b) House Counsel of the Receiving Party qualified to access 8 CONFIDENTIAL information pursuant to section 7.2(b); 9 (c) Experts (as defined in this Order) of the Receiving Party to whom 10 disclosure is reasonably necessary for this Action and who have signed the 11 “Acknowledgment and Agreement to Be Bound” (Exhibit A) and the “Certification 12 Of Expert” (Exhibit B). Disclosure may be made to such Expert of the Receiving 13 Party only pursuant to and after completion of the procedures set out in Section 8 14 below; 15 (d) the court and its personnel; 16 (e) court reporters and their staff; 17 (f) professional jury or trial consultants, mock jurors, and Professional 18 Vendors to whom disclosure is reasonably necessary for this Action and who have 19 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 20 (g) the author or recipient of a document containing the information or a 21 custodian or other person who otherwise possessed or knew the information in the 22 absence of improper or unauthorized disclosure provided, however, that no one may 23 show CONFIDENTIAL – ATTORNEYS’ EYES ONLY material to an ex-employee 24 of a Producing Party without first notifying the Producing Party and providing the 25 Producing Party with an opportunity to object prior to such disclosure, and further 26 provided, however, that no advanced notice and no opportunity to object is required 27 prior to disclosing CONFIDENTIAL – ATTORNEYS’ EYES ONLY material to 28 such an author or recipient at a duly noticed deposition; and 12 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 13 of 24 Page ID #:3747

1 (h) any mediator or settlement officer, and their supporting personnel, 2 mutually agreed upon by any of the parties engaged in settlement discussions. 3 7.4 Disclosure of “THIRD PARTY CONFIDENTIAL – ATTORNEYS’ 4 EYES ONLY” Information and Items: The Parties anticipate receiving and/or 5 producing sensitive information of third parties in this Action. To the extent a third 6 party does not agree to producing sensitive information under sections 7.2 or 7.3, the 7 Parties agree to, at a third party’s request, temporarily limit the disclosure of THIRD 8 PARTY CONFIDENTIAL – ATTORNEYS’ EYES ONLY information only to the 9 recipients below to avoid delays in a Party receiving and/or exchanging such 10 information. This temporary limitation on disclosure will remain in effect while any 11 Party seeking to broaden the disclosure of THIRD PARTY CONFIDENTIAL – 12 ATTORNEYS’ EYES ONLY information to persons other than the recipients 13 identified below (e.g. to persons identified in section 7.3) challenges the THIRD 14 PARTY CONFIDENTIAL – ATTORNEYS’ EYES ONLY designation and/or 15 engages with the third party to broaden the disclosure. The mechanism for 16 challenging THIRD PARTY CONFIDENTIAL – ATTORNEYS’ EYES ONLY 17 information is the same as that for challenging other designations herein. 18 Accordingly, unless otherwise ordered by the court or permitted in writing by 19 the Designating Party, a Receiving Party may disclose any information or item 20 designated “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” only to: 21 (a) the Receiving Party’s Outside Counsel of Record in this Action, as 22 well as employees of said Outside Counsel of Record to whom it is reasonably 23 necessary to disclose the information for this Action; 24 (b) Experts (as defined in this Order) of the Receiving Party to whom 25 disclosure is reasonably necessary for this Action and who have signed the 26 “Acknowledgment and Agreement to Be Bound” (Exhibit A) and the “Certification 27 Of Expert” (Exhibit B). Disclosure may be made to such Expert of the Receiving 28 Party only pursuant to and after completion of the procedures set out in Section 8 13 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 14 of 24 Page ID #:3748

1 below; 2 (c) the court and its personnel; 3 (d) court reporters and their staff; 4 (e) professional jury or trial consultants, mock jurors, and Professional 5 Vendors to whom disclosure is reasonably necessary for this Action and who have 6 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 7 (f) the author or recipient of a document containing the information or a 8 custodian or other person who otherwise possessed or knew the information in the 9 absence of improper or unauthorized disclosure provided, further provided, 10 however, that no advanced notice and no opportunity to object is required prior to 11 disclosing CONFIDENTIAL – ATTORNEYS’ EYES ONLY material to such an 12 author or recipient at a duly noticed deposition; and 13 (g) any mediator or settlement officer, and their supporting personnel, 14 mutually agreed upon by any of the parties engaged in settlement discussions. 15 16 8. PROCEDURE FOR ACCESS BY EXPERTS 17 8.1 If a Receiving Party wishes to disclose another Party’s Protected 18 Material to any Expert, such Receiving Party must provide advance written notice 19 by email to counsel for the Designating Party, which notice must include: (a) the 20 individual’s name and business title; (b) business address; (c) business or 21 profession; (d) the individual’s CV; (e) any previous, current or anticipated 22 relationship (personal or professional) with any of the Parties (and/or their 23 predecessors or successors in interest), an affiliate of a Party (and/or their 24 predecessors or successors in interest), or a Party’s competitor (and/or their 25 predecessors or successors in interest); (f) a list of other cases and proceedings in 26 which the individual has testified (at trial or deposition) within the last four years; 27 (g) an identification of all companies with which the individual has consulted or by 28 which the individual has been employed within the last four years; and (h) a signed 14 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 15 of 24 Page ID #:3749

1 copy of (1) the “Acknowledgment and Agreement To Be Bound By Protective 2 Order” attached hereto as Exhibit A and (2) the “Certification Of Expert” attached 3 hereto as Exhibit B. Employees of an Expert or their firm assisting the Expert are 4 not required to be disclosed in accordance with the procedures of this Section and 5 may access Protected Material upon access being provided to the Expert, provided 6 that the Expert makes such employees aware of the restrictions on the disclosure and 7 use of Protected Material under this Protective Order and, before accessing 8 Protected Material, such employees sign the “Acknowledgment and Agreement To 9 Be Bound By Protective Order” attached hereto as Exhibit A and the “Certification 10 Of Expert” attached hereto as Exhibit B. 11 8.2 The Designating Party will have seven (7) business days from receipt 12 of the notice specified in section 8.1 to object in writing to such disclosure. Any 13 such objection must set forth in detail the grounds on which it is based. After the 14 expiration of the 7-day period, if no objection has been asserted, then Protected 15 Material may be disclosed to the Expert pursuant to the terms of this Order. 16 However, if the Designating Party objects within the 7-day period, the Receiving 17 Party may not disclose Protected Material to the challenged individual absent 18 written resolution of the dispute or Court Order. In the event the Designating Party 19 makes a timely objection, the Parties must meet and confer within three business 20 days by telephone or in person to try to resolve the matter by agreement. If the 21 Parties cannot reach an agreement, the objecting Party may within five (5) business 22 days following the meet and confer move for a protective order preventing 23 disclosure of Protected Material to the Expert or for other appropriate relief. If the 24 objecting Party fails to move for a protective order within the prescribed period, any 25 objection to the Expert is waived, and Protected Material may thereafter be 26 disclosed to such individual. If the objecting Party timely moves for a protective 27 order, Protected Material must not be disclosed to the challenged individual until 28 and unless a final ruling allowing such disclosure is made by this Court or by the 15 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 16 of 24 Page ID #:3750

1 consent of the objecting Party, whichever occurs first. 2 9. USE OF PROTECTED MATERIAL AT DEPOSITIONS 3 Except as may be otherwise ordered by the Court, any person may be 4 examined as a witness at depositions and trial and may testify concerning all 5 Protected Material of which that person has prior knowledge. In addition: 6 (a) a present director, officer, employee, designated Rule 30(b)(6) witness, 7 and/or Expert of a Producing Party may be examined and may testify concerning all 8 Protected Material that has been produced by that Party. 9 (b) a former director, officer, agent, and/or employee of a Producing Party 10 may be examined and may testify concerning all Protected Material of which he or 11 she has prior knowledge, including any Protected Material that refers to matters of 12 which the witness has personal knowledge that has been produced by that Party and 13 that pertains to the period or periods of his or her prior employment with the Party; 14 (c) non-parties may be examined or testify concerning any document 15 containing Protected Material of a Producing Party that appears on its face or from 16 other documents or testimony to have been received from or communicated to the 17 non-party as a result of any contact or relationship with the Producing Party, or a 18 representative of such Producing Party. Any person other than the witness, his or 19 her attorney(s), and any person qualified to receive Protected Material under this 20 Order must be excluded from the portion of the examination concerning such 21 information, unless the Producing Party consents to persons other than qualified 22 recipients being present at the examination. If the witness is represented by an 23 attorney who is not qualified under this Order to receive such information, then prior 24 to the examination, the attorney must be requested to execute the “Acknowledgment 25 and Agreement To Be Bound By Protective Order” attached hereto as Exhibit A, 26 which requires the attorney to maintain the confidentiality of Protected Material 27 disclosed during the course of the examination. In the event that such attorney 28 declines to sign such an agreement, such attorney cannot be shown Protected 16 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 17 of 24 Page ID #:3751

1 Material and cannot be present during questioning relating to the Protected Material; 2 and 3 (d) a witness who previously had access to a document designated 4 “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY,” but 5 who is not under a present non-disclosure agreement with the Producing Party that 6 covers that document, may be examined or testify concerning the document if the 7 witness is advised on the record of the existence of the Protective Order and that the 8 Protective Order requires the Parties to keep confidential any questions, testimony, 9 or documents that are designated as “CONFIDENTIAL” or “CONFIDENTIAL – 10 ATTORNEYS’ EYES ONLY.” The witness may not copy, take notes on, or retain 11 copies of any Protected Material used or reviewed at the deposition. The witness 12 may not take out of the deposition room any exhibit that is marked 13 “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” The 14 Producing Party of any Protected Material used at the deposition may also require 15 that the transcript and exhibits not be copied by the witness or his counsel, that no 16 notes may be made of the transcript or the exhibits, and that any review of the 17 transcript and exhibits by the witness is performed under the supervision of one of 18 the attorneys who is bound by the terms of this Order and any copies sent to the 19 witness or notes taken by the witness are deleted or destroyed once review is 20 complete. 21 10. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED 22 IN OTHER LITIGATION 23 If a Party is served with a subpoena or a court order issued in other litigation 24 that compels disclosure of any information or items designated in this Action as 25 CONFIDENTIAL or CONFIDENTIAL—ATTORNEYS’ EYES ONLY, that Party 26 must: 27 (a) promptly notify in writing the Designating Party. Such notification 28 shall include a copy of the subpoena or court order; 17 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 18 of 24 Page ID #:3752

1 (b) promptly notify in writing the party who caused the subpoena or order 2 to issue in the other litigation that some or all of the material covered by the 3 subpoena or order is subject to this Protective Order. Such notification shall include 4 a copy of this Stipulated Protective Order; and 5 (c) cooperate with respect to all reasonable procedures sought to be 6 pursued by the Designating Party whose Protected Material may be affected. 7 If the Designating Party timely seeks a protective order, the Party served with 8 the subpoena or court order shall not produce any information designated in this 9 action as CONFIDENTIAL or CONFIDENTIAL—ATTORNEYS’ EYES ONLY 10 before a determination by the court from which the subpoena or order issued, unless 11 the Party has obtained the Designating Party’s permission. The Designating Party 12 shall bear the burden and expense of seeking protection in that court of its 13 confidential material and nothing in these provisions should be construed as 14 authorizing or encouraging a Receiving Party in this Action to disobey a lawful 15 directive from another court. 16 11. A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE 17 PRODUCED IN THIS LITIGATION 18 (a) The terms of this Order are applicable to information produced by a 19 Non-Party in this Action and designated as CONFIDENTIAL or CONFIDENTIAL- 20 ATTORNEYS’ EYES ONLY. Such information produced by Non-Parties in 21 connection with this litigation is protected by the remedies and relief provided by 22 this Order. Nothing in these provisions should be construed as prohibiting a Non- 23 Party from seeking additional protections. 24 (b) In the event that a Party is required, by a valid discovery request, to 25 produce a Non-Party’s confidential information in its possession, and the Party is 26 subject to an agreement with the Non-Party not to produce the Non-Party’s 27 confidential information, then the Party shall: 28 (1) promptly notify in writing the Requesting Party and the Non-Party 18 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 19 of 24 Page ID #:3753

1 that some or all of the information requested is subject to a confidentiality 2 agreement with a Non-Party; 3 (2) promptly provide the Non-Party with a copy of the Stipulated 4 Protective Order in this Action, the relevant discovery request(s), and a reasonably 5 specific description of the information requested; and 6 (3) make the information requested available for inspection by the 7 Non-Party, if requested. 8 (c) If the Non-Party fails to seek a protective order from this court within 9 14 days of receiving the notice and accompanying information, the Receiving Party 10 may produce the Non-Party’s confidential information responsive to the discovery 11 request. If the Non-Party timely seeks a protective order, the Receiving Party shall 12 not produce any information in its possession or control that is subject to the 13 confidentiality agreement with the Non-Party before a determination by the court. 14 Absent a court order to the contrary, the Non-Party shall bear the burden and 15 expense of seeking protection in this court of its Protected Material. 16 12. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL 17 If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed 18 Protected Material to any person or in any circumstance not authorized under this 19 Stipulated Protective Order, the Receiving Party must immediately (a) notify in 20 writing the Designating Party of the unauthorized disclosures, (b) use its best efforts 21 to retrieve all unauthorized copies of the Protected Material, (c) inform the person or 22 persons to whom unauthorized disclosures were made of all the terms of this Order, 23 and (d) request such person or persons to execute the “Acknowledgment and 24 Agreement to Be Bound” that is attached hereto as Exhibit A. 25 13. INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE 26 PROTECTED MATERIAL 27 When a Producing Party gives notice to Receiving Parties that certain 28 inadvertently produced material is subject to a claim of privilege or other protection, 19 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 20 of 24 Page ID #:3754

1 the obligations of the Receiving Parties are those set forth in Federal Rule of Civil 2 Procedure 26(b)(5)(B). This provision is not intended to modify whatever 3 procedure may be established in an e-discovery order that provides for production 4 without prior privilege review. Pursuant to Federal Rule of Evidence 502(d) and 5 (e), insofar as the parties reach an agreement on the effect of disclosure of a 6 communication or information covered by the attorney-client privilege or work 7 product protection, the parties may incorporate their agreement in the stipulated 8 protective order submitted to the court. 9 14. EXPORT CONTROL 10 A Receiving Party may not transmit or transport or communicate Protected 11 Material designated as “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ 12 EYES ONLY” to any person, location, or vendor outside of the United States, 13 without the written agreement of the Producing Party or an order of the Court. This 14 provision is not intended to prevent the Receiving Party’s Outside Counsel of 15 Record from transporting Protected Material abroad while working abroad, 16 including for use in depositions (or the foreign equivalent) or related proceedings 17 provided, however, that: (i) use abroad and in any foreign deposition(s) is otherwise 18 consistent with the provisions of this Protective Order; (ii) Outside Counsel of 19 Record undertakes reasonable precautions at all times to ensure the security of 20 Protected Material when being transported and used abroad; and (iii) any material 21 transported outside of the United States for depositions must be securely transported 22 back to the United States after the deposition is complete or provided to counsel for 23 the Producing Party at the conclusion of the deposition. 24 15. MISCELLANEOUS 25 15.1 Right to Further Relief. Nothing in this Order abridges the right of any 26 person to seek its modification by the Court in the future. 27 15.2 Right to Assert Other Objections. By stipulating to the entry of this 28 Protective Order, no Party waives any right it otherwise would have to object to 20 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 21 of 24 Page ID #:3755

1 disclosing or producing any information or item on any ground not addressed in this 2 Stipulated Protective Order. Similarly, no Party waives any right to object on any 3 ground to use in evidence of any of the material covered by this Protective Order. 4 15.3 Filing Protected Material. A Party that seeks to file under seal any 5 Protected Material must comply with Local Civil Rule 79-5. Protected Material 6 may only be filed under seal pursuant to a court order authorizing the sealing of the 7 specific Protected Material at issue. If a Party’s request to file Protected Material 8 under seal is denied by the court, then the Receiving Party may file the information 9 in the public record unless otherwise instructed by the court. 10 16. FINAL DISPOSITION 11 After the final disposition of this Action, as defined in paragraph 4, within 60 12 days of a written request by the Designating Party, each Receiving Party must return 13 all Protected Material to the Producing Party or destroy such material. As used in 14 this subdivision, “all Protected Material” includes all copies, abstracts, compilations, 15 summaries, and any other format reproducing or capturing any of the Protected 16 Material. Whether the Protected Material is returned or destroyed, the Receiving 17 Party must submit a written certification to the Producing Party (and, if not the same 18 person or entity, to the Designating Party) by the 60 day deadline that (1) identifies 19 (by category, where appropriate) all the Protected Material that was returned or 20 destroyed and (2) affirms that the Receiving Party has not retained any copies, 21 abstracts, compilations, summaries or any other format reproducing or capturing any 22 of the Protected Material. Notwithstanding this provision, Counsel are entitled to 23 retain an archival copy of all pleadings, motion papers, trial, deposition, and hearing 24 transcripts, legal memoranda, correspondence, deposition and trial exhibits, expert 25 reports, attorney work product, and consultant and expert work product, even if such 26 materials contain Protected Material. Outside Counsel of Record may also retain an 27 archival copy of attorney work product found in e-mail. Any such archival copies 28 that contain or constitute Protected Material remain subject to this Protective Order 21 Case# 2:21-cv-09011-RGK-GJS PoC es Filed 03/01/22 Page 22 of 24 Page ID

1 || as set forth in Section 4 (DURATION). 2 || 17. VIOLATION 3 |) Any violation of this Order may be punished by appropriate measures including, 4 || without limitation, contempt proceedings and/or monetary sanctions. 5 || ITIS SO STIPULATED, THROUGH COUNSEL OF RECORD. 7 || DATED: February 24, 2022 8 Hl Benjamin N. Luehrs g || Attorneys for Plaintiff 10 11 || DATED: February 24, 2022 12 | 4/ Amanda L. Major 13 || Attorneys for Defendant 14 || FOR GOOD CAUSE SHOWN, IT IS SO ORDERED. 16 ‘7 || DATED: March 1, 2022 18 19 Ty 20 91 || HON. GAIL J. STANDISH United States Magistrate Judge 22 23 24 25 26 27 28 22

Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 23 of 24 Page ID #:3757

1 EXHIBIT A 2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND 3 4 I, _____________________________ [print or type full name], of 5 _________________ [print or type full address], declare under penalty of perjury 6 that I have read in its entirety and understand the Stipulated Protective Order that 7 was issued by the United States District Court for the Central District of California 8 on ______ [date] in the case of Ravgen, Inc. v. Quest Diagnostics Incorporated, 9 Case No. 2:21-cv-09011-RGK-GJS (C.D. Cal.). I agree to comply with and to be 10 bound by all the terms of this Stipulated Protective Order and I understand and 11 acknowledge that failure to so comply could expose me to sanctions and punishment 12 in the nature of contempt. I solemnly promise that I will not disclose in any manner 13 any information or item that is subject to this Stipulated Protective Order to any 14 person or entity except in strict compliance with the provisions of this Order. 15 I further agree to submit to the jurisdiction of the United States District Court for the 16 Central District of California for enforcing the terms of this Stipulated Protective 17 Order, even if such enforcement proceedings occur after termination of this action. 18 I hereby appoint __________________________ [print or type full name] of 19 _______________________________________ [print or type full address and 20 telephone number] as my California agent for service of process in connection with 21 this action or any proceedings related to enforcement of this Stipulated Protective 22 Order. 23 Date: ______________________________________ 24 City and State where sworn and signed: _________________________________ 25 26 Printed name: _______________________________ 27 28 Signature: __________________________________ 23 Case 2:21-cv-09011-RGK-GJS Document 163 Filed 03/01/22 Page 24 of 24 Page ID #:3758

1 EXHIBIT B 2 CERTIFICATION OF EXPERT 3 4 I, _____________________________, state: 5 1. I have read the Protective Order (“Order”) in the matter of Ravgen, Inc. 6 v. Quest Diagnostics Incorporated, Case No. 2:21-cv-09011-RGK-GJS (C.D. Cal.), 7 and understand and will abide by its terms. 8 2. I am not a current or anticipated officer, director, or employee of a 9 Party or of a Party’s competitor. 10 3. If at any time after I execute this Certificate of Expert and during the 11 pendency of the litigation I become an employee or competitor of a Party, I will 12 promptly inform the counsel for the Party who retained me in this litigation. I will 13 not thereafter review any Protected Materials marked as “CONFIDENTIAL – 14 ATTORNEYS’ EYES ONLY” unless and until the Parties agree or the Court orders 15 otherwise. 16 4. I will not use any Protected Material for any purpose other than this 17 litigation. 18 5. I agree to be subject to the authority of the District Court of the Central 19 District of California in the event of any dispute related to this certification. 20 6. I state under penalty of perjury under the laws of the United States that 21 the foregoing is true and correct. 22 23 Executed on _________________, 20__. 24 _____________________________ 25 26 Signature 27 28 24

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