(PC) Younger v. Officer Alvarez

United States District Court for the Eastern District of California

(PC) Younger v. Officer Alvarez

Trial Court Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 BRANDI ADRIENNE YOUNGER, No. 1:24-cv-00098-KES-SAB (PC) 12 Plaintiff, ORDER ADOPTING IN PART FINDINGS AND RECOMMENDATIONS 13 v. Doc. 11 14 ALVAREZ, et al.,

15 Defendants.

16

17 Plaintiff is proceeding pro se and in forma pauperis in this action filed pursuant to 42

18 U.S.C. § 1983

. This matter was referred to a United States magistrate judge pursuant to 28

19 U.S.C. § 636

(b)(1)(B) and Local Rule 302. 20 On March 7, 2024, the assigned magistrate judge screened plaintiff’s initial complaint, 21 Doc. 1, and determined that plaintiff failed to state a claim against defendant Arreola regarding 22 the conditions of her1 confinement and that this action should proceed only on plaintiff’s failure 23 to protect claim against defendants Alvarez, Gonzales, and Harris. Doc. 9. The magistrate judge 24 concluded that the conditions plaintiff endured of being handcuffed outside for approximately 11 25 hours, well in excess of CDCR’s policy not to handcuff inmates for more than 4 hours, were 26 27 1 In her objections, plaintiff asked that the Court address plaintiff by her preferred pronouns of 28 “she” and “her.” 1 temporary and not sufficiently severe to implicate the Eighth Amendment.

Id. at 4

. Moreover, 2 the magistrate judge found that alleged violations of state statutes or prison regulations do not 3 support a claim under § 1983. Id. at 5. The magistrate judge provided plaintiff two options: (1) 4 file a first amended complaint or (2) notify the Court that she intends to proceed on her failure to 5 protect claim only. Id. at 6. Plaintiff filed a first amended complaint on April 2, 2024. Doc. 10. 6 Though the magistrate judge warned that the amended complaint must be complete on its own 7 and that the Court cannot refer to the prior complaint when screening the first amended 8 complaint, Doc. 9 at 6, the first amended complaint contains somewhat fewer details regarding 9 plaintiff’s claims. See generally Doc. 10. 10 On April 12, 2024, the assigned magistrate judge screened plaintiff’s first amended 11 complaint and issued findings and recommendations recommending that this action proceed only 12 on plaintiff’s failure to protect claim against Alvarez, Gonzales, and Harris, and that the 13 conditions of confinement claim under the Eighth Amendment against Arreola be dismissed for 14 failure to state a cognizable claim for relief. Doc. 11. Specifically, the findings and 15 recommendations found that “[w]hile [the handcuffing of plaintiff] may have been unpleasant, the 16 conditions [p]laintiff endured were temporary and not sufficiently severe to implicate the Eighth 17 Amendment.” Id. at 4. The findings and recommendations state that further leave to amend 18 would be futile given that plaintiff has already had an opportunity to cure the pleading 19 deficiencies and failed to do so in her first amended complaint. Id. Plaintiff timely filed 20 objections.2 Doc. 12. 21 In accordance with

28 U.S.C. § 636

(b)(1), the Court has conducted a de novo review of 22 this case. Having carefully reviewed the file, including the findings and recommendations and 23 plaintiff’s objections, the Court concludes that the findings and recommendations regarding the 24 legal sufficiency of plaintiff’s claims are supported by the record and proper analysis. However, 25 pro se complaints should be liberally construed and “may only be dismissed if it appears beyond 26

27 2 The objections were due by April 26, 2024. Though received by the court on April 29, 2024, they were timely as plaintiff’s proof of service reflects that they were deposited with prison 28 authorities on April 24, 2024, to be mailed. See Doc. 12 at 4. 1 doubt that the plaintiff can prove no set of facts in support of his [or her] claim.” Mangiaracina 2 v. Penzone,

849 F.3d 1191, 1195

(9th Cir. 2017). Therefore, with this directive in mind and given 3 that the contents of plaintiff’s objections indicate plaintiff may be able to allege additional facts to 4 support her claims, the Court will decline to adopt the findings and recommendations insofar as 5 they recommend not allowing plaintiff further leave to amend. Rather, this Court will grant 6 plaintiff one final opportunity to amend her complaint to state a claim for unconstitutional 7 conditions of confinement or excessive force relating to the handcuffing incident and/or to state 8 her failure to protect claim against defendant Arreola. 9 In her objections, plaintiff appears to object to the magistrate judge’s recommendation that 10 her claim for failure to protect proceed against Alvarez, Gonzales, and Harris only, stating with 11 emphasis that all defendants, including defendant Arreola, acted with deliberate indifference and 12 had knowledge and warning of the alleged attack she suffered. Id. at 1-3. However, plaintiff’s 13 first amended complaint does not indicate how Arreola was involved in the allegations regarding 14 plaintiff’s failure to protect claim. See Doc. 10 at 3. In fact, Arreola is not mentioned at all in 15 plaintiff’s failure to protect claim in her first amended complaint. See id. As the findings and 16 recommendations state, and as plaintiff’s objections acknowledge, a plaintiff’s complaint “must 17 demonstrate that each defendant personally participated in the deprivation of [p]laintiff’s rights.” 18 Jones v. Williams,

297 F.3d 930, 934

(9th Cir. 2002). Therefore, the findings and 19 recommendations correctly find that the first amended complaint fails to state a claim for failure 20 to protect as to defendant Arreola. Given that plaintiff’s objections indicate that defendant 21 Arreola had knowledge and warning of the attack she suffered or was otherwise also involved in 22 failing to protect plaintiff, the Court will grant plaintiff an opportunity to further amend her 23 complaint to include facts supporting this allegation. 24 Plaintiff also states in her objections that the magistrate judge mistakenly “misquotes [her] 25 claims,” explaining that the defendants used “‘punishment/retaliation’ for [her] asserting [her] 26 rights, [] being transgender or identifying with the LGBTQ community, which defendants hated 27 and failed to [] protect . . . [her].” Doc. 12 at 1. However, plaintiff’s first amended complaint 28 does not make any allegation regarding “punishment” or “retaliation” or connect her handcuffing 1 to her LGBTQ+ status. Nor is it clear what plaintiff is referencing when she states that 2 defendants punished her or retaliated against her for asserting her rights. To the extent plaintiff 3 may mean that she was handcuffed for “being transgender or identifying with the LGBTQ 4 community,” this allegation—if made—is conclusory and lacks the specificity required by 5 Rule 12(b)(6). As further noted below, plaintiff may file a second amended complaint including 6 specific relevant allegations regarding the handcuffing incident and the circumstances, including 7 any conduct by plaintiff, that led up to the incident, if she intends to assert a claim regarding her 8 conditions of confinement and/or a failure to protect claim against defendant Arreola. 9 Plaintiff objects to the magistrate judge’s conclusion that she failed to state a claim against 10 the defendants under the Eighth Amendment regarding being handcuffed “for hours” outside in 11 the heat. Doc. 12 at 2. In her objections, she states that “[a]ll defendants who joined each other 12 to punish me, with a deliberate indifference, to the handcuff treatment used by these same 13 defendants.”

Id.

(emphases added). She further indicates that such treatment was “over a long 14 period of time” and that she was “tightly cuffed to the extent it stopped the blood circulation in 15 [her] wrists[,] left and right hand[,] and numbed [her] fingers[,] etc.”

Id.

Plaintiff’s first amended 16 complaint does not contain these allegations. See generally Doc. 10. First, the first amended 17 complaint does not indicate that all defendants were involved in this incident, but rather mentions 18 only defendant Arreola and an unnamed correctional officer, who refused her request to move her 19 to a cage. Second, as already noted, though plaintiff’s objections state that defendants placed her 20 in handcuffs to punish her or retaliate against her (potentially, liberally construed, for belonging 21 to the LGBTQ+ community), her first amended complaint offers no context as to why she was 22 handcuffed. Finally, plaintiff’s first amended complaint states merely that she was left in 23 handcuffs “for hours” and that she “was in a lot of pain,” but does not contain specifics that her 24 initial complaint and objections contain as to how many hours nor specifics about the type of pain 25 she endured. 26 As the findings and recommendations point out, “[t]he Eighth Amendment’s prohibition 27 on cruel and unusual punishment protects prisoners from the ‘unnecessary and wanton infliction 28 of pain’ that is ‘totally without penological justification.’” Hope v. Pelzer,

536 U.S. 730

, 737 1 (2002). For claims regarding conditions of confinement, first “the plaintiff must make an 2 ‘objective’ showing that the deprivation was ‘sufficiently serious’ to form the basis for an Eighth 3 Amendment violation.” Johnson v. Lewis,

217 F.3d 726, 731

(9th Cir. 2000) (citing Wilson v. 4 Seiter,

501 U.S. 294, 298

(1991)). Second, the plaintiff must make a ‘subjective’ showing that 5 the prison official acted ‘with a sufficiently culpable state of mind.’”

Id.

(citing Wilson,

501 U.S. 6

at 298). “In making this [second] determination in the context of prisons, we must ascertain 7 whether the officials involved acted with ‘deliberate indifference’ to the inmates’ health or 8 safety.” Hope,

536 U.S. at 737-38

(citation omitted). Prison officials act with deliberate 9 indifference when they know of and disregard an excessive risk to inmate health or safety.

Id.

at 10 738. “The circumstances, nature, and duration of the deprivations are critical in determining 11 whether the conditions complained of are grave enough to form the basis of a viable Eighth 12 Amendment claim.” Johnson,

217 F.3d at 731

. “The more basic the need, the shorter the time it 13 can be withheld.”

Id.

“More modest deprivations can also form the objective basis of a violation, 14 but only if such deprivations are lengthy or ongoing.”

Id. at 732

. 15 Plaintiff’s deprivation was relatively brief.

Id.

(holding that the several days prisoners 16 were forced to stay in the yard was a “relatively brief” amount of time and precluded them from 17 bringing a claim for “minor deprivations”). Therefore, plaintiff may only bring a claim 18 challenging the constitutionality of her conditions of confinement if she can show “evidence of 19 substantial deprivations.”

Id.

(emphasis added) (finding that, though relatively briefly withheld, 20 plaintiffs showed “evidence of substantial deprivations of shelter, food, drinking water, and 21 sanitation” where some plaintiffs were left outside for 17 hours in cold temperatures and others 22 for four days in hot temperatures, were given spoiled food due to the heat, did not have sufficient 23 access to drinking water in heat, and lacked toilet facilities). 24 Plaintiff’s first amended complaint alleges that she was left in handcuffs “for hours,” that 25 she had to “eat while in handcuffs,” that she “was in a lot of pain,” that she asked the correctional 26 to move to a cage instead, and that she was in the “hot heat for hours.” Doc. 10 at 5. The 27 findings and recommendations correctly conclude that the first amended complaint, on its own, 28 likely fails to show a deprivation that was sufficiently serious to state a conditions of confinement 1 claim. Her original complaint contains a few additional details, including that the duration of her 2 handcuffing lasted for around eleven hours and that she was made to eat in unsanitary conditions, 3 though plaintiff fails to allege the specifics of the unsanitary conditions. Moreover, in her 4 original complaint and her objections, most liberally construed, she arguably states that she was 5 handcuffed because of her LGBTQ+ affiliation and not because of any security concern or unique 6 circumstances necessitating it. Given this, it does not appear “beyond doubt that the plaintiff can 7 prove no set of facts in support of his [or her] claim.” Mangiaracina,

849 F.3d at 1195

. Thus, one 8 final chance to amend is warranted. 9 Based on plaintiff’s objections that she was “tightly” cuffed and that she was retaliated 10 against for her status as an LGBTQ+ individual, it appears possible that she may be intending to 11 bring an excessive force claim under the Eighth Amendment. “In excessive force cases brought 12 under the Eighth Amendment, the relevant inquiry is ‘whether force was applied in a good-faith 13 effort to maintain or restore discipline, or maliciously and sadistically to cause harm.’” Hughes 14 v. Rodriguez,

31 F.4th 1211, 1221

(9th Cir. 2022) (citation omitted). A five-factor test is applied 15 “to determine whether the use of force was malicious and sadistic: (1) the extent of injury 16 suffered by an inmate; (2) the need for application of force; (3) the relationship between that need 17 and the amount of force used; (4) the threat reasonably perceived by the responsible officials; and 18 (5) any efforts made to temper the severity of the forceful response.”

Id.

(cleaned up). 19 “It is well settled that overly tight handcuffing can constitute excessive force.” Wall v. 20 County of Orange,

364 F.3d 1107, 1112

(9th Cir. 2004); see also Brooks v. Ruiz, Case No. 2:21- 21 cv-02010,

2024 WL 2702916

(C.D. Cal. Apr. 22, 2024) (holding plaintiff stated excessive force 22 claim where plaintiff alleged he was tightly restrained for two hours causing numbness, 23 discomfort, and prolonged pain and where “[defendant’s] conduct in ignoring [p]laintiff’s request 24 to loosen the restraints . . . [did] not appear to be a good-faith effort to maintain or restore 25 discipline but rather raise[d] an inference of malicious intent to cause [p]laintiff harm”); Owens v. 26 Padilla, No. C 06-4778 RMW (PR) (N.D. Cal. Aug. 22, 2008) (drawing all inferences in 27 plaintiff’s favor and finding that plaintiff stated claim for excessive force where plaintiff alleges 28 he was handcuffed behind his back for six and a half hours); Buckley v. Evans, No. 2:02-cv- 1 01451-JKS,

2007 WL 2900173

(E.D. Cal. Sept. 28, 2007) (holding reasonable jury could find 2 excessive force in case where prisoner was kept in handcuffs and leg irons for nearly five hours, 3 complained constantly they were too tight, and where testimony might permit an inference that 4 there was no proof of a necessity for any force). “Although the level at which tight handcuffing 5 becomes unconstitutional is not well defined, the Ninth Circuit has found a triable issue when the 6 handcuffs caused demonstrable injury or unnecessary pain, or when officers ignored or refused 7 requests to loosen the handcuffs once alerted that the handcuffs were too tight.” Brooks, 2024

8 WL 2702916

, at *4. 9 As noted, the first amended complaint does not provide the context or circumstances that 10 led to plaintiff being handcuffed, and thus, there is no basis for the Court to conclude that such 11 shackling was “totally without penological justification.” See Hope,

536 U.S. at 737

; see also

12 Hughes, 31

F.4th 1221 (“In excessive force cases brought under the Eighth Amendment, the 13 relevant inquiry is ‘whether force was applied in a good-faith effort to maintain or restore 14 discipline, or maliciously and sadistically to cause harm.’”). 15 However, liberally construed, her original complaint and objections may indicate that she 16 was handcuffed for being transgender and not for any valid purpose, which sufficiently alleged, 17 would speak to the second, third, and fourth Hughes factors. As for the first factor, though her 18 first amended complaint states that she was handcuffed “for hours” and that she was in “a lot of 19 pain,” it fails to state with specificity the duration or the details regarding the pain the handcuffing 20 caused her that her original complaint and objections provide. Additionally, as to the fifth factor, 21 plaintiff alleges that she asked the correctional officer near her if she “could go to a cage” instead 22 of being handcuffed. While plaintiff’s first amended complaint fails to sufficiently state this 23 claim, her objections and several filings construed together indicate that she may be able to assert 24 such a claim in a further amended complaint. Therefore, granting plaintiff further leave to amend 25 as to this claim is also warranted. 26 Accordingly, the Court will grant plaintiff one final opportunity to further amend her 27 complaint, as plaintiff may be able to allege additional facts to state an excessive force claim 28 and/or a claim regarding her conditions of confinement, and because plaintiff may be able to 1 allege additional facts regarding defendant Arreola’s participation in her failure to protect claim. 2 If plaintiff chooses to file a second amended complaint, that complaint must bear the docket 3 number assigned to this case and must be labeled “Second Amended Complaint.” Plaintiff is 4 again reminded that an amended complaint supersedes any prior complaints. Ramirez v. Cty. of 5 San Bernardino,

806 F.3d 1002, 1008

(9th Cir. 2015) (amended complaint supersedes a prior 6 complaint and the prior complaint thereafter is treated as non-existent). The amended complaint 7 must be “complete in itself without reference to the prior or superseded pleading.” Local Rule 8 220. Thus, plaintiff must allege all facts in the second amended complaint concerning the 9 alleged incidents to support her claims for failure to protect and for cruel and unusual 10 punishment under the Eighth Amendment. Once plaintiff files a second amended complaint, 11 the original complaint and the first amended complaint will no longer serve any function in the 12 case and the allegations contained within them cannot help to bolster any of plaintiff’s claims 13 contained in the second amended complaint. 14 /// 15 /// 16 /// 17 /// 18 /// 19 /// 20 /// 21 /// 22 /// 23 /// 24 /// 25 /// 26 /// 27 /// 28 /// 1 Accordingly, IT IS HEREBY ORDERED: 2 1. The Court adopts in part the findings and recommendations issued on April 12, 3 2024 (Doc. 11); 4 2. Within 30 days of the date of service of this Order, plaintiff may file a second 5 amended complaint that complies with this Order; 6 3. If plaintiff does not timely file a second amended complaint, this case will proceed 7 only on plaintiffs failure to protect claim against defendants Alvarez, Gonzales 8 and Harris as recommended by the findings and recommendations (Doc. 11), and 9 any other claims in plaintiff’s first amended complaint will be dismissed pursuant 10 to this Order. 11 12 13 | □□ □□ SO ORDERED. _ 14 Dated: _ December 29, 2024 4h 5 UNITED STATES DISTRICT JUDGE

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Reference

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