1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 MONICA ABITIA, No. 1:21-cv-00334-DAD-GSA 12 Plaintiff, 13 v. ORDER ADOPTING IN PART AND DECLINING TO ADOPT IN PART 14 COMMISSIONER OF SOCIAL FINDINGS AND RECOMMENDATIONS, SECURITY, GRANTING PLAINTIFF’S APPEAL, AND 15 REMANDING THIS CASE TO DEFENDANT Defendant. COMMISSIONER 16 (Doc. Nos. 20, 24) 17

18 19 Plaintiff Monica Abitia, proceeding with counsel, brought this action seeking judicial 20 review of the Commissioner of Social Security’s final decision denying plaintiff’s application for 21 benefits under the Social Security Act. (Doc. No. 1.) The matter was referred to a United States 22 Magistrate Judge pursuant to

(b)(1)(B) and Local Rule 302. 23 On July 31, 2023, the assigned magistrate judge issued findings and recommendations 24 recommending that plaintiff’s appeal of the defendant Commissioner’s decision (Doc. No. 20) be 25 denied, defendant’s decision denying plaintiff’s application for benefits be affirmed, and the 26 Clerk of the Court be directed to enter judgment in favor of defendant. (Doc. No. 24 at 14.) The 27 findings and recommendations found that the administrative law judge (“ALJ”) had committed 28 multiple errors in determining that plaintiff was limited to frequent, rather than occasional, 1 handling, fingering, and manipulating. (Id. at 6–7.) The findings and recommendations 2 nonetheless recommended that the ALJ’s determination in this regard be affirmed as supported by 3 specific and legitimate reasons. (Id. at 7–8.) Finally, the findings and recommendations found 4 that the ALJ sufficiently considered plaintiff’s subjective testimony regarding her pain and 5 limitations under the stricter standard requiring such an evaluation to be supported by specific, 6 clear and convincing reasons. (Id. at 10–14.) 7 The pending findings and recommendations were served on the parties and contained 8 notice that any objections thereto were to be filed within fourteen (14) days after service. (Id. at 9 14.) Plaintiff filed her objections on August 14, 2023. (Doc. No. 25.) Defendant filed his 10 opposition to plaintiff’s objections on August 18, 2023. (Doc. No. 26.) 11 In accordance with the provisions of

(b)(1)(C), this court has conducted a 12 de novo review of the case. Having carefully reviewed the entire file, including plaintiff’s 13 objections and defendant’s opposition thereto, the court will adopt in part and decline to adopt in 14 part the pending findings and recommendations. 15 A. Whether the ALJ Properly Discounted the Opinion of Dr. Rios 16 For applications like plaintiff’s that were filed before March 27, 2017, the ALJ may reject 17 a contradicted opinion of a treating or examining physician only for “specific and legitimate” 18 reasons supported by substantial evidence. Woods v. Kijakazi,

, 789 (9th Cir. 2022). 19 The undersigned agrees with the magistrate judge’s conclusion that, despite multiple errors, the 20 ALJ’s finding that plaintiff was limited to frequent manipulative activities is supported by 21 specific and legitimate reasons. 22 The magistrate judge noted two major errors committed by the ALJ in determining that 23 plaintiff was limited to frequent manipulative activities. First, the ALJ incorrectly stated that one 24 of plaintiff’s examining physicians, Dr. Rios, found “negative Tinel’s and Phalen’s sign despite 25 slight wasting of the left thenar pads.”1 (Doc. No. 13-1 at 40.) In fact, as the magistrate judge 26 pointed out in the pending findings and recommendations, Dr. Rios recorded a positive Tinel’s 27

28 1 Tinel’s test and Phalen’s test are examinations used to diagnose carpal tunnel syndrome. 1 sign for plaintiff’s left hand. (See Doc. No. 24 at 7; see also Doc. No. 13-1 at 576.) The ALJ 2 then compounded this error by giving “little weight” to Dr. Rios’s finding that plaintiff was 3 limited to occasional manipulative activities in part because such a finding was inconsistent with 4 a “negative Tinel’s and Phalen’s sign.” (Doc. No. 13-1 at 40.) 5 Second, despite initially stating that “evidence from treating sources predating the 6 claimant’s application for benefits” was “not relevant to the time period under adjudication” (id. 7 at 31), the ALJ nevertheless gave “significant weight” to the assessment of Dr. Siekerkotte 8 produced on January 28, 2015—nearly eight months prior to the relevant time period (id. at 36– 9 37). Moreover, the ALJ gave little weight to Dr. Rios’s finding of occasional manipulative 10 activities—a finding from an examination conducted within the relevant time period on 11 January 12, 2016—in part “because Dr. Siekerkotte found no manipulative limitations.” (Id. at 12 40.) In sum, the ALJ gave significant weight to an opinion pre-dating the relevant time period by 13 nearly eight months, then used that opinion along with misconstrued medical evidence to discount 14 an opinion rendered within the relevant time period. 15 However, the court agrees with the magistrate judge that the ALJ did provide other 16 specific and legitimate reasons to support a finding that plaintiff was limited to frequent 17 manipulative activities. In this regard, the ALJ correctly noted that “Dr. Rios found intact 18 sensation, [and] full grip strength with fine and gross finger movements preserved,” and that “the 19 hospital records document[ed] a good functional ability throughout the extremities based on 20 electrodiagnostic testing on July 11, 2018.” (Id.) (citation omitted). Plaintiff argues in her 21 opening brief in support of remand that a negative electromyography (“EMG”) test alone is not 22 sufficient to “rule out carpal tunnel syndrome or corresponding limitations.” (Doc. No. 20 at 8.) 23 However, as the magistrate judge pointed out in the pending findings and recommendations, the 24 ALJ did not rule out carpal tunnel syndrome, but rather found that plaintiff’s carpal tunnel 25 syndrome limited her merely to frequent manipulative activities. (Doc. No. 24 at 8; see also Doc. 26 No. 13-1 at 26 (“The claimant has the following medically severe combination of impairments: 27 . . . bilateral carpal tunnel syndrome . . . .”)). The court therefore adopts the magistrate judge’s 28 finding that the ALJ provided specific and legitimate reasons in support of his conclusion that 1 plaintiff was limited to frequent, rather than occasional, manipulative activities. 2 B. Whether the ALJ Properly Discounted Plaintiff’s Subjective Testimony 3 However, there remains the question of whether the ALJ provided specific, clear and 4 convincing reasons in discounting plaintiff’s subjective testimony. 5 An ALJ must employ a two-step test to “determine whether a claimant’s testimony 6 regarding subjective pain or symptoms is credible.” Garrison v. Colvin,

(9th 7 Cir. 2014). 8 First, the ALJ must determine whether the claimant has presented objective medical evidence of an underlying impairment which 9 could reasonably be expected to produce the pain or other symptoms alleged. . . . If the claimant satisfies the first step of this 10 analysis, and there is no evidence of malingering, the ALJ can reject the claimant’s testimony about the severity of her symptoms 11 only by offering specific, clear and convincing reasons for doing so. This is not an easy requirement to meet: The clear and convincing 12 standard is the most demanding required in Social Security cases. 13

at 1014–15 (internal citations and quotation marks omitted). Here, the ALJ found that 14 plaintiff had presented objective medical evidence of underlying impairments that “could 15 reasonably be expected to cause the alleged symptoms” but that plaintiff’s “statements 16 concerning the intensity, persistence and limiting effects of these symptoms are not entirely 17 consistent with the medical evidence and other evidence in the record for the reasons explained in 18 this decision.” (Doc. No. 13-1 at 30.) Of particular note is that the ALJ found that the objective 19 medical evidence “confirms the presence of . . . bilateral carpal tunnel syndrome . . . .” (Id.) 20 In her opening brief in support of remand, plaintiff provided a “summary of relevant 21 testimony” from the hearing before the ALJ detailing her own view of her symptoms and 22 limitations. (See Doc. No. 20 at 5–6.) Plaintiff then argued that the ALJ failed to provide 23 specific, clear and convincing reasons for discounting her subjective testimony regarding her 24 symptoms. (Id. at 8–11.) The pending findings and recommendations rejected that argument, 25 finding that the ALJ had provided specific, clear and convincing reasons as to why the ALJ was 26 discounting plaintiff’s testimony regarding her “5th grade reading level, difficulty using public 27 transportation without guidance from bus drivers or passengers . . . difficulty understanding some 28 ///// 1 food labels without guidance from her sisters . . . her post-traumatic stress disorder, anxiety and 2 fear of crowded places.” (Doc. No. 24 at 12–13.)2 3 The findings and recommendations also found that the ALJ properly considered plaintiff’s 4 testimony “as to numbness and tingling in her hands, dropping things once or twice daily, and use 5 of night splints” by restricting plaintiff to frequent, rather than occasional, manipulative activities. 6 (Id. at 13.) In his opinion, the ALJ “conclude[d] the claimant’s subjective allegations of 7 debilitating pain, limitation, and mental issues precluding all work activity are not supported by 8 the objective evidence.” (Doc. No. 13-1 at 41.) The ALJ found plaintiff’s “testimony at the 9 hearing was not persuasive or consistent with the objective evidence such as the benign physical 10 examination findings throughout the record,” that plaintiff’s testimony was undermined by her 11 activities of daily living, and that some of plaintiff’s symptoms “have been responsive to 12 treatment.” (Id.) As noted above, the ALJ gave little weight to Dr. Rios’s findings because Dr. 13 Siekerkotte found no manipulative limitations, because of the negative neurodiagnostic testing, 14 and because occasional manipulative activities were inconsistent with the (mischaracterized) 15 findings of Dr. Rios. (Id. at 40.) The ALJ also gave “much weight” to the opinions of two non- 16 examining physicians, Dr. Frye and Dr. Bobba.3 (Id. at 40–42.) Dr. Frye and Dr. Bobba both 17 found that plaintiff was limited to frequent manipulative activity. (Doc. No. 13-1 at 106, 122.) 18 Specifically, in the section of Dr. Frye’s and Dr. Bobba’s reports instructing them to explain 19 plaintiff’s manipulative limitations and to “[c]ite specific facts upon which your conclusions are 20 based,” Dr. Frye and Dr. Bobba each wrote in full: “Freq grasp and fingering and feeling LUE 21 [left upper extremities], splints prn [splints as needed].” (Doc. No. 13-1 at 106, 122.) 22

23 2 Because the court concludes that the action will be remanded for further proceedings on an open record in light of the ALJ’s failure to provide specific, clear and convincing reasons to 24 discount plaintiff’s testimony regarding the numbness, cramps, and pain in her hands, the court need not—and therefore does not—consider whether the ALJ provided specific, clear and 25 convincing reasons to discount the remainder of plaintiff’s subjective testimony.

26 3 The court notes that despite the ALJ giving “much weight” to Dr. Frye’s opinion, the ALJ did 27 not appear to note that Dr. Frye highlighted Dr. Rios’s finding of a positive Thalen’s sign. (See Doc. No. 13-1 at 103) (“L[eft] CTS [carpal tunnel syndrome] w/ thenar wasting w/ some 28 preservation of grip strength and apparently + findings.”). 1 1. Medical Evidence of Record and Benign Physical Findings 2 The court concludes that the ALJ failed to provide specific, clear and convincing reasons 3 to explain why he discounted plaintiff’s subjective testimony regarding the numbness and pain in 4 her hands and her tendency to drop things during the day. The Ninth Circuit has considered 5 circumstances similar to these and stated: 6 The ALJ discredited Trevizo’s testimony regarding her ‘weak grip and numbness in her fingers’ because she found that Dr. House 7 wrote that Trevizo ‘displayed a normal grip.’ It is uncontradicted that Trevizo received carpal tunnel surgery on both hands. Her 8 primary care physician noted substantial physical limitations in her gripping ability as a result. The ALJ offered no basis, much less a 9 ‘clear and convincing one,’ for crediting the opinion of an examining psychologist with respect to Trevizo’s grip over that of 10 Trevizo’s primary treating physician and Trevizo’s own testimony. Moreover, Dr. House merely observed that Trevizo ‘displayed a 11 normal pencil grip.’ This signals only that Trevizo held a pencil in a normal manner and not that there were no limitations to her 12 gripping strength or fine or gross manipulation abilities, which Dr. House would have been in no position to assess. 13 14 Trevizo v. Berryhill,

(9th Cir. 2017). Here, the ALJ discredited plaintiff’s 15 testimony regarding her numbness, hand cramps, and hand pain partly on the basis of the opinion 16 of Dr. Siekerkotte and the reports of Dr. Frye and Dr. Bobba. But Dr. Rios, the only physician to 17 examine plaintiff within the relevant time period, found positive signs of carpal tunnel syndrome 18 and recommended only occasional manipulative activities as a result. The ALJ offered no clear 19 and convincing basis for crediting the opinion of an examining doctor outside the relevant time 20 period with respect to plaintiff’s manipulative capabilities over that of an examining doctor within 21 the relevant time period. Nor did the ALJ provide clear and convincing reasons for crediting the 22 reports of non-examining physicians Frye and Bobba over the opinion of examining physician 23 Rios.4 Cf. Garrison,

(noting that under the regulations that existed when 24 plaintiff Abitia filed her application for benefits, “the opinion of an examining physician is 25 entitled to greater weight than that of a non-examining physician”). This is especially true in light 26 4 The court also notes that Dr. Frye and Dr. Bobba each stated in their reports that they gave 27 “Great Weight” to the opinion of Dr. Rios because Dr. Rios provided a “comprehensive exam that is internally consistent and congruent with longitudinal evidence on file from other venues.” 28 (Doc. No. 13-1 at 105, 121.) 1 of the ALJ misconstruing Dr. Rios’s objective findings as benign, i.e., overlooking Dr. Rios’s 2 finding of a positive Thalen’s sign. 3 The ALJ also noted the negative neurodiagnostic results in his attempt to explain why 4 plaintiff’s pain was not as severe as she claimed. However, recent decisions from the Ninth 5 Circuit cast doubt on such an approach: 6 [A]n exam showing ‘no neurological defects’ and a ‘normal mood,’ at best, provides a reason to discount Ferguson’s testimony about 7 his neurological deficits and mood. The ALJ did not explain, and we do not see, how the absence of neurological defects and a 8 normal mood during a medical exam are inconsistent with Ferguson’s testimony about the severity and frequency of his 9 headaches. For example, the ALJ did not identify any evidence indicating that Ferguson cannot experience severe and frequent 10 headaches in the absence of neurological defects. 11 Ferguson v. O’Malley,

, 1200 (9th Cir. 2024); see also Glanden v. Kijakazi, 86

, 847 (9th Cir. 2023) (“[T]he ALJ discussed instances where results of exams or 13 imaging did not fully substantiate Glanden’s pain reports. But, as we have recognized, subjective 14 pain is not always verifiable through a physical examination.”).5 Here, plaintiff’s negative 15 neurodiagnostic exam results would provide, at best, a reason to discount hypothetical testimony 16 regarding neurological defects in plaintiff’s hands. The ALJ did not explain, and it is not clear, 17 how the absence of neurological defects during a medical exam is inconsistent with plaintiff’s 18 testimony about the severity and frequency of numbness, cramping, and pain in her hands. For 19 example, the ALJ did not identify any evidence indicating that plaintiff cannot experience severe 20 and frequent hand numbness, cramping, and pain given the results of the neurodiagnostic testing. 21 This lack of explanation from the ALJ is particularly noteworthy given that Dr. Singh stated in 22 the conclusion of the neurodiagnostic testing that “[f]urther clinical correlation is recommended.” 23 (Doc. No. 13-1 at 673.) In sum, the medical evidence does not provide clear and convincing 24 reasons to discount plaintiff’s subjective testimony regarding her hand symptoms. See Glanden, 25 86 F.4th at 847 (“[T]he ALJ determined that aspects of the existing record evidence conflicted 26 ///// 27 5 The court recognizes that the pending findings and recommendations were not issued with the 28 benefit of the Ninth Circuit’s recent decisions in Glanden and Ferguson. 1 with Glanden’s alleged symptoms. None of these potential inconsistencies rises to the level of 2 clear and convincing reasons to reject his testimony.”). 3 2. Activities of Daily Living 4 The ALJ also discounted plaintiff’s subjective testimony because “[h]er activities of daily 5 living include household chores, childcare, shopping, personal care, socializing, and 6 entertainment. These activities are not consistent with one who suffers such severe limitations as 7 to preclude all work activity.” (Doc. No. 13-1 at 41.) 8 The Ninth Circuit’s recent decision in Ferguson demonstrates that this conclusory analysis 9 comes short of providing clear and convincing reasons for discounting plaintiff’s testimony: 10 The ALJ noted that Ferguson’s daily activities include ‘watching television and playing video games,’ ‘help[ing] care for his 11 mother’s wild cats,’ prepar[ing] simple meals,’ ‘going out to his shop to work on projects’ (such as a model house), and ‘walk[ing] 12 every now and then.’ . . . But, the ALJ did not explain how, in his view, Ferguson’s testimony about those daily activities is 13 inconsistent with his testimony about the severity and frequency of his headaches. And we see no reasonable inference that such an 14 inconsistency exists. Ferguson testified that he experiences headaches two or three times a week, and that sometimes, the 15 headache lasts ‘a day or two.’ Further, Ferguson testified that when he experiences headaches, he does not ‘get out of [his] room,’ and 16 he does ‘nothing.’ Ferguson can both do nothing when he has severe headaches and engage in his daily activities when he does 17 not. Ferguson need not ‘vegetate in a dark room’ to qualify for disability. 18 19 Ferguson, 95 F.4th at 1203 (alterations in original) (internal citations omitted).6 The ALJ offered 20 no explanation as to why household chores, childcare, shopping, personal care, socializing, and 21 entertainment would be inconsistent with plaintiff’s alleged limitations, even if the ALJ were 22 correctly characterizing plaintiff’s testimony.7 Nor does the court see any reasonable inference 23 that such an inconsistency exists. Plaintiff testified that she drops things when her “hands go 24 numb . . . [o]nce or twice a day” and that her hands cramp when she uses a pencil. (Doc. No. 13-

25 6 Again, the court recognizes that the findings and recommendations were not issued with the benefit of the Ninth Circuit’s decision in Ferguson. 26

27 7 Because the court concludes that plaintiff’s activities of daily living as characterized by the ALJ do not provide a clear and convincing basis for discounting her subjective hand testimony, the 28 court need not—and therefore does not—consider whether that characterization is accurate. 1 1 at 69.) Plaintiff can both engage in her daily activities when her hands are functioning and not 2 do so when her hands are not. Plaintiff need not “vegetate in a dark room to qualify for 3 disability.” Ferguson, 95 F.4th at 1203. This is particularly true in light of the vocational 4 expert’s testimony suggesting that plaintiff would be disabled if she were limited to occasional 5 manipulative activities (see Doc. No. 13-1 at 83–84), as she was found to be by the only doctor to 6 examine her and issue an opinion during the relevant time period. Accordingly, plaintiff’s 7 activities of daily living do not provide a specific, clear and convincing basis for discounting her 8 hand pain and hand cramp testimony. See Ferguson, 95 F.4th at 1203 (“Because there is no 9 inconsistency between Ferguson’s headache testimony and his daily activities, the ALJ’s 10 reference to that purported inconsistency is not a specific, clear, and convincing reason to 11 discount Ferguson’s headache testimony.”).8 12 3. Conservative Treatment 13 The final reason provided by the ALJ in support of discounting plaintiff’s testimony was 14 that “some of her alleged complaints and medical concerns have been responsive to treatment and 15 do not impose a disabling degree of limitation.” (Doc. No. 13-1 at 41.) The ALJ “conclude[d] 16 the claimant has had some chronic jaw pain and recurrent hand/wrist pain. However, treatment 17 has been very conservative and the diagnostic evidence fails to show medical conditions 18 warranting greater levels of care.” (Id. at 34.) 19 The court notes that while the ALJ stated that he “considered pain as a factor” in assessing 20 plaintiff’s manipulative limitations (Doc. No. 13-1 at 40), the ALJ did not appear to consider 21 plaintiff’s testimony regarding the numbness in her hands and propensity to drop things 22 throughout the day. Cf. Brown-Hunter v. Colvin,

(9th Cir. 2015) (finding that 23

24 8 The Ninth Circuit has “repeatedly warned that ALJs must be especially cautious in concluding that daily activities are inconsistent with testimony about pain, because impairments that would 25 unquestionably preclude work and all the pressures of a workplace environment will often be consistent with doing more than merely resting in bed all day.” Garrison,

; see 26 also

(citing Bjornson v. Astrue,

(7th Cir. 2012) (“The failure to recognize 27 these differences [between activities of daily living and activities in a full-time job] is a recurrent, and deplorable, feature of opinions by administrative law judges in social security disability 28 cases.”)). 1 the ALJ failed to provide specific, clear and convincing reasons where “the ALJ stated only that 2 she found, based on unspecified claimant testimony and a summary of medical evidence, that ‘the 3 functional limitations from the claimant’s impairments were less serious than she has alleged’”). 4 Plaintiff’s testimony that her hands go numb and that she drops things once or twice per day 5 despite her already allegedly limited activities of daily living, if credited as true, would clearly be 6 relevant to the determination of how often she can manipulate objects in the course of full-time 7 employment. 8 Moreover, the ALJ’s vague invocation of “conservative treatment” here does not provide 9 a specific, clear and convincing reason to support discounting plaintiff’s testimony regarding her 10 numbness, pain, cramping, and tendency to drop things. “[E]vidence of ‘conservative treatment’ 11 is sufficient to discount a claimant’s testimony regarding severity of an impairment.” Parra v. 12 Astrue,

(9th Cir. 2007) (citation omitted). However, “[a] claimant cannot be 13 discredited for failing to pursue non-conservative treatment options where none exist,” such as 14 where “the record does not reflect that more aggressive treatment options are appropriate or 15 available.” Lapeirre-Gutt v. Astrue,

(9th Cir. 2010).9 Here, the ALJ 16 pointed to no evidence in the record, nor does the court see any, suggesting that more aggressive 17 treatment options were appropriate or available for plaintiff. Nor did the ALJ specify which more 18 aggressive treatments plaintiff should have pursued. See Block v. Berryhill, No. 2:16-cv-02230- 19 EFB,

, at *5 (E.D. Cal. Mar. 31, 2018) (“Moreover, ‘the fact that treatment 20 may be routine or conservative is not a basis for finding subjective symptom testimony unreliable 21 absent discussion of the additional, more aggressive treatment options the ALJ believes are 22 available.’”) (citation omitted); Kimberli M. S. v. Kijakazi, No. 21-cv-01836-AJB-MDD, 2023

, at *12 (S.D. Cal. Mar. 3, 2023) (“The problem with the conservative-treatment 24 rationale, however, is that the ALJ never suggested what more aggressive treatment options might 25 be pursued.”), report and recommendation adopted by

(S.D. Cal. Apr. 11, 26 2023); Wheeler v. Kijakazi, No. 1:21-cv-01225-JLT-BAM,

, at *4 (E.D. Cal. 27 9 Citation to this unpublished Ninth Circuit opinion is appropriate pursuant to Ninth Circuit 28 Rule 36-3(b). 1 June 23, 2023) (“Finally, the ALJ did not identify what more aggressive treatment [ ] she believed 2 to be appropriate for Plaintiff’s conditions. Consequently, even if conservative, the treatment 3 Plaintiff received for her pain does not support the ALJ’s adverse evaluation of Plaintiff’s 4 subjective statements.”) 5 The lack of explanation from the ALJ regarding more aggressive potential treatments is 6 particularly important in light of plaintiff’s otherwise limited residual functional capacity 7 (“RFC”). Due to plaintiff’s several severe impairments, the ALJ concluded that plaintiff: (a) was 8 limited to lifting and carrying 20 pounds occasionally and 10 pounds frequently and was therefore 9 limited mostly to light work; (b) could have “no more than occasional face-to-face interaction 10 with the general public, supervisors, and coworkers”; (c) could not “understand, remember, 11 and/or apply information necessary to perform complex and detailed work tasks or make 12 judgments on complex and detailed work-related job assignments”; and (d) could not “cope with 13 the stress normally associated with semi-skilled or skilled employment” due to her mental 14 limitations. (Doc. No. 13-1 at 29.) When the vocational expert suggested that plaintiff being 15 limited to occasional manipulative activities would render her disabled (id. at 83–84), it was only 16 because there were so few jobs a claimant with the RFC detailed above could perform to begin 17 with. Plaintiff does not argue here that her manipulative limitations, taken apart from all her 18 other limitations, are sufficient to rule out all work. For instance, plaintiff did not “claim that she 19 experienced pain approaching the highest level imaginable” in a manner that “was inconsistent 20 with the ‘minimal, conservative treatment’ that she received.” Meanel v. Apfel,

, 21 1114 (9th Cir. 1999). Rather, plaintiff has alleged moderate recurring hand pain and numbness 22 that doctors might reasonably find does not warrant more aggressive treatment on its own, but 23 which renders plaintiff disabled in combination with her many other limitations and impairments. 24 See Perez v. Colvin, No. 14-cv-02626-JPR,

, at *5 (C.D. Cal. Mar. 31, 2016) 25 (“[T]he ALJ failed to identify any other treatment that was currently recommended or available 26 for Plaintiff’s impairments or point to anything in the record to show that any more aggressive 27 treatment than the treatment Plaintiff was already receiving was a standard method for treating 28 the conditions causing the type of physical and mental limitations alleged by Plaintiff. The ALJ 1 cannot fault Plaintiff for failing to pursue nonconservative treatment options if none existed.”) 2 (citing Lapeirre-Gutt,

); cf. Revels v. Berryhill,

(9th Cir. 3 2017) (“Any evaluation of the aggressiveness of a treatment regimen must take into account the 4 condition being treated.”).10 5 The court therefore concludes that the ALJ failed to provide specific, clear and convincing 6 reasons for discounting plaintiff’s testimony regarding her hand pain, numbness, cramping and 7 tendency to drop things. Accordingly, the court will remand this action to the ALJ for further 8 proceedings on an open record. (See Doc. Nos. 20 at 11 (“[I]t is respectfully requested that the 9 decision of the ALJ be vacated and the case be remanded for further proceedings including a de 10 novo hearing and new decision.”); 21 at 19 (“Should this court find reversible error, the 11 Commissioner concurs with plaintiff’s assertion that the appropriate remedy would be to remand 12 this case to the Agency for further proceedings.”)); see also Ferguson, 95 F.4th at 1204 (“In sum, 13 substantial evidence does not support the ALJ’s RFC assessment because the ALJ did not 14 articulate any specific, clear, and convincing reasons for discounting Ferguson’s headache 15 symptom testimony. . . . The Commissioner does not contend that the ALJ’s error was harmless. 16 Consequently, we reverse the judgment of the district court with instructions to remand to the 17 ALJ to reconsider the credibility of Ferguson’s headache symptom testimony in a manner 18 consistent with this opinion.”). 19

20 10 The court further notes that the ALJ’s lack of explanation prevented plaintiff from explaining why she did not seek the additional unspecified treatment. See Carmickle v. Comm’r, Soc. Sec. 21 Admin.,

(9th Cir. 2008) (“[A]lthough a conservative course of treatment can undermine allegations of debilitating pain, such fact is not a proper basis for rejecting the 22 claimant’s credibility where the claimant has a good reason for not seeking more aggressive 23 treatment.”). For instance, one such good reason is the inability to afford greater treatment, see Orn v. Astrue,

(9th Cir. 2007), and plaintiff testified that she receives “[f]ood 24 stamps,” “[w]elfare” in the form of “cash aid[],” and Medi-Cal (see Doc. No. 13-1 at 67–68). Evidence in the record also suggests plaintiff has an IQ of approximately 70, and the ALJ 25 concluded that plaintiff had several mental limitations described above. (See, e.g., id. at 29, 35, 38); cf. Regennitter v. Comm’r of Soc. Sec. Admin.,

, 1297 n.1 (9th Cir. 1999) 26 (“Particularly in light of Regennitter’s mental illnesses and low IQ . . . these ambiguous 27 statements do not support the inference that Regennitter could have received medical treatment from [the Oregon Health Plan] but he chose not to pursue it because his complaints are not as 28 severe as he asserts.”). 1 CONCLUSION 2 Accordingly, for the reasons explained above: 3 1. The court adopts in part the findings and recommendations issued on July 31, 2023 4 (Doc. No. 24) finding that the administrative law judge provided specific and 5 legitimate reasons to support discounting the opinion of Dr. Rios; 6 2. The court declines to adopt the findings and recommendations (Doc. No. 24) 7 finding that the ALJ provided specific, clear and convincing reasons for 8 discounting plaintiff's testimony regarding her hand pain, numbness, cramping and 9 tendency to drop things and concludes the opposite; 10 3. The court also therefore declines to adopt the recommendation that plaintiffs 11 appeal be denied; 12 4. Plaintiff's appeal from the decision of the defendant Commissioner (Doc. No. 20) 13 is granted; 14 5. This case is remanded to the Commissioner for further proceedings consistent with 15 this order; and 16 6. The Clerk of the Court is directed to enter judgment in favor of plaintiff and close 17 this case. 18 IT IS SO ORDERED. | Dated: _ April 30,2024 □□□ A. 2, axel 20 DALE A. DROZD UNITED STATES DISTRICT JUDGE

22 23 24 25 26 27 28 13