Chavez-Chavez v. Barmann
Chavez-Chavez v. Barmann
Trial Court Opinion
1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 MARIO CHAVEZ-CHAVEZ, Case No. 1:25-cv-00865-KES-CDB
12 Plaintiff, FINDINGS AND RECOMMENDATIONS TO DISMISS ACTION WITHOUT 13 v. PREJUDICE FOR PLAINTIFF’S FAILURE TO PROSECUTE AND TO OBEY COURT 14 BERNARD C. BARMANN, et al., ORDERS
15 Defendants. (Doc. 6)
16 14-DAY OBJECTION PERIOD 17 18 Background 19 Plaintiff Mario Chavez-Chavez (“Plaintiff”) initiated this action with the filing of a 20 complaint on July 16, 2025. (Doc. 1). Plaintiff did not pay the filing fee in this action and, instead, 21 applied to proceed in forma pauperis (“IFP”) pursuant to
28 U.S.C. § 1915. (Doc. 2). Upon its 22 review of Plaintiff’s application, on July 17, 2025, the Court ordered Plaintiff to complete and file 23 within 21 days an Application to Proceed in District Court Without Prepaying Fees or Costs (Long 24 Form)—AO 239, noting that Plaintiff’s IFP application demonstrates that Plaintiff’s income and 25 resources could be above the poverty threshold and the information provided is insufficient for the 26 Court to determine whether Plaintiff is entitled to proceed without prepayment of fees. (Doc. 3). 27 The Court attached an AO 239 form to its order (Doc. 3-1) and served the order on Plaintiff (see 28 docket entry “Service by Mail,” dated July 17, 2025). 1 Plaintiff failed to either file a completed AO 239 form or pay the $405.00 filing by the 2 deadline set therein. In its order, the Court admonished Plaintiff that “[a]ny failure by Plaintiff 3 to timely comply with this order will result in a recommendation that the action be 4 dismissed.” (Doc. 3 at 2; emphasis in original). Accordingly, on August 12, 2025, the Court 5 ordered Plaintiff to either show cause in writing why sanctions should not be imposed for failure 6 to obey a court order, or alternatively, file a completed and signed AO 239 form or pay the filing 7 fee. (Doc. 6). The Court warned that “[a]ny failure by Plaintiff to timely comply with this 8 order will result in the recommendation that this action be dismissed, without prejudice, for 9 Plaintiff’s failure to obey a court order and for failure to prosecute.”
Id. at 2(emphasis in 10 original). 11 On August 29, 2025, the Court’s order to show cause of August 12 was returned by the 12 U.S. Postal Service marked “Undeliverable; Return to Sender, Not Delierable as Addressed, 13 Unable to Forward.” Nevertheless, the Court’s service is deemed fully effective pursuant to Local 14 Rule 182(f). Plaintiff failed to file a response to the Court’s show cause order or pay the filing fee 15 and the time to do so has expired. For the reasons below, the undersigned will recommend that 16 the Court dismiss this action without prejudice. 17 Governing Legal Standards 18 Local Rule 110, corresponding with Federal Rule of Civil Procedure 11, provides that 19 “[f]ailure of counsel or of a party to comply with these Rules or with any order of the Court may 20 be grounds for imposition by the Court of any and all sanctions … within the inherent power of 21 the Court.” E.D. Cal. Local Rule 110. The Court has the inherent power to control its docket and 22 may, in the exercise of that power, impose sanctions where appropriate, including dismissal of the 23 action. Bautista v. Los Angeles Cnty.,
216 F.3d 837, 841 (9th Cir. 2000). A court may dismiss an 24 action based on a party’s failure to prosecute an action, obey a court order, or comply with local 25 rules. See, e.g., Ferdik v. Bonzelet,
963 F.2d 1258, 1260-61(9th Cir. 1992) (dismissal for failure 26 to comply with a court order to amend a complaint); Malone v. U.S. Postal Serv.,
833 F.2d 128, 27 130-31 (9th Cir. 1987) (dismissal for failure to comply with a court order); Henderson v. Duncan, 28 1 rules). 2 “In determining whether to dismiss an action for lack of prosecution, the district court is 3 required to weigh several factors: (1) the public’s interest in expeditious resolution of litigation; 4 (2) the court’s need to manage its docket; (3) the risk of prejudice to the defendants; (4) the public 5 policy favoring disposition of cases on their merits; and (5) the availability of less drastic 6 sanctions.” Carey v. King,
856 F.2d 1439, 1440-41(9th Cir. 1988) (quotation and citation 7 omitted). These factors guide a court in deciding what to do and are not conditions that must be 8 met in order for a court to take action. In re Phenylpropanolamine (PPA) Products Liability 9 Litigation,
460 F.3d 1217, 1226(9th Cir. 2006) (citation omitted). 10 Discussion 11 Here, Plaintiff has failed to comply with the Court’s orders. Plaintiff has filed no response 12 to either the Court’s order directing Planitiff file a long form IFP application or its order to show 13 cause (Docs. 3, 6), nor an AO 239 form, nor paid the filing fee, and the time to do so has passed. 14 There are no other reasonable alternatives available to address Plaintiff’s failure to respond and 15 otherwise obey this Court’s orders. Thus, the first and second factors—the expeditious resolution 16 of litigation and the Court’s need to manage its docket—weigh in favor of dismissal. Carey, 856 17 F.2d at 1440. 18 The third factor, risk of prejudice to Defendants, also weighs fairly in favor of dismissal 19 since a presumption of injury arises from the occurrence of unreasonable delay in prosecuting an 20 action. See Anderson v. Air W.,
542 F.2d 522, 524(9th Cir. 1976). This matter cannot proceed 21 further without Plaintiff’s participation to prosecute the case. The presumption of injury holds 22 given Plaintiff’s unreasonable delay in prosecuting this action. Thus, the third factor—a risk of 23 prejudice to the Defendants—also weighs in favor of dismissal. Carey,
856 F.2d at 1440. 24 The fourth factor usually weighs against dismissal because public policy favors disposition 25 on the merits. Pagtalunan v. Galaza,
291 F.3d 639, 643(9th Cir. 2002). However, “this factor 26 lends little support to a party whose responsibility it is to move a case toward disposition on the 27 merits but whose conduct impedes progress in that direction.” In re PPA,
460 F.3d at 1228. 28 1 to comply with this Court’s orders and is, thus, impeding the progress of this action. Therefore, 2 the fourth factor — the public policy favoring disposition of cases on their merits — also weighs 3 in favor of dismissal. Carey,
856 F.2d at 1440. 4 Finally, the Court’s warning to a party that failure to obey the court’s order will result in 5 dismissal satisfies the “considerations of the alternatives” requirement. Ferdik,
963 F.2d at 1262. 6 Here, the Court twice cautioned Plaintiff regarding possible dismissal for failure to obey the 7 Court’s orders, first in its order directing Plaintiff to file a long form IFP application and, second, 8 in its order to show cause. See (Doc. 3 at 2) (“Any failure by Plaintiff to timely comply with 9 this order will result in a recommendation that the action be dismissed.”) (emphasis in 10 original); (Doc. 6 at 2) (“Any failure by Plaintiff to timely comply with this order will result 11 in the recommendation that this action be dismissed, without prejudice, for Plaintiff’s failure 12 to obey a court order and for failure to prosecute.”) (emphasis in original). 13 Plaintiff was adequately forewarned that the failure to timely respond to the show cause 14 order could result in terminating sanctions. Because Plaintiff has failed to comply with this Court’s 15 orders, and in so doing is failing to prosecute his case, the undersigned will recommend dismissal 16 of this action. 17 Conclusion and Recommendation 18 For the reasons given above, IT IS RECOMMENDED as follows: 19 1. This action be dismissed without prejudice for Plaintiff’s failure to prosecute this action 20 and to comply with the Court’s orders; and 21 2. The Clerk of the Court close this case. 22 These Findings and Recommendations will be submitted to the United States District Judge 23 assigned to this case, pursuant to the provisions of
28 U.S.C. § 636(b)(l). Within 14 days after 24 being served with a copy of these Findings and Recommendations, a party may file written 25 objections with the Court. Local Rule 304(b). The document should be captioned, “Objections to 26 Magistrate Judge’s Findings and Recommendations” and shall not exceed 15 pages without leave 27 of Court and good cause shown. The Court will not consider exhibits attached to the Objections, 28 1 Any pages filed in excess of the 15-page limitation may be disregarded by the District 2 || Judge when reviewing these Findings and Recommendations under
28 U.S.C. § 636(b)()(C). A 3 || party’s failure to file any objections within the specified time may result in the waiver of certain 4 || rights on appeal. Wilkerson v. Wheeler,
772 F.3d 834, 839(9th Cir. 2014). 5 IT IS SO ORDERED. Dated: _ September 2, 2025 | MnnrD bo 7 UNITED STATES MAGISTRATE JUDGE 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
Reference
- Full Case Name
- MARIO CHAVEZ-CHAVEZ v. BERNARD C. BARMANN, et al.
- Status
- Unknown