In Re McVickers
In Re McVickers
Opinion of the Court
Petitioner, by application for the writ of habeas corpus, seeks review of the adjudication or finding that he, “having been previously three times convicted, upon charges separately brought and tried, and having served separate terms therefor in state and/or federal penitentiaries for crimes enumerated in Section 644 of the Penal Code . . ., is an habitual criminal under the provisions of Section 644 of the Penal Code.” For the reasons hereinafter expressed we have concluded that a prisoner can, on application for habeas corpus, attack and secure appropriate relief from such an adjudication of habitual criminal status where it appears from the facts shown, either upon the face of the record or by satisfactory proof, that as a matter of law a prior conviction upon which the adjudicated status depends is of a crime which does not meet the definition of any offense enumerated in section 644. From the showing here it appears as a matter of law that petitioner in truth has been not three times but only twice convicted of felonies enumerated in section 644 of the Penal Code.
The pertinent provisions of the Penal Code under which petitioner was adjudged an habitual criminal, as they read at the time petitioner committed the primary offenses of which he was convicted (violations of the state narcotic laws) and at the time judgment against petitioner was entered, were as follows: Section 644 (as am. Stats. 1935, p. 1699) : “Every person convicted in this state of any felony who shall have been previously twice convicted upon charges separately brought and tried, and who shall have served separate terms therefor in any state prison and/or federal penitentiary, either in this state or elsewhere, of the crime of . . . burglary, . . . grand theft, . . . forgery, . . . shall be adjudged an habitual criminal and shall be punished by imprisonment in the state prison for life and shall not be eligible for release on parole until he shall have served a minimum of at
It is settled that “In order to adjudge a defendant an habitual criminal the test is not whether he shall have been twice convicted of any felonies, but whether he shall have been twice convicted of felonies enumerated in section 644 of the Penal Code.” (Italics added.) (People v. Lohr (1938), 28 Cal.App.2d 397, 399 [82 P.2d 615].) It is also settled that the crimes enumerated in section 644 must be understood to be crimes as defined in the laws of California and, if committed elsewhere, regardless of the names by which they may be designated, must in their substance come within California’s definitions of the enumerated crimes. (People v. McGee (1938), 24 Cal.App.2d 391, 394 [75 P.2d 533] ; People v. Morrison (1938), 26 Cal.App.2d 616, 618 [80 P.2d 94] ; People v. Lohr (1938), supra; People v. McChesney (1940), 39 Cal.App.2d 36, 41 [102 P.2d 455] ; In re Taylor (1944), 64 Cal.App.2d 47, 50 [148 P.2d 143] ; In re Connell (1945), 68 Cal.App,2d 360, 363 [156 P.2d 483] ; In re Howard (1945), 69 Cal.App.2d 164 [158 P.2d 408].) Petitioner seeks to show that two of the prior convictions which formed the basis of the adjudication that he is an habitual criminal—one a conviction of an offense against the laws of Utah and one a conviction of an offense against the laws of the United States— were of offenses the adjudicated elements of which did not amount to “crimes enumerated in section 644“ as defined by the laws of California.
The record of petitioner’s conviction of the primary or
After the time to appeal had expired petitioner moved the trial court to vacate or modify the judgment. Petitioner's attack on the judgment was directed only at the determination as to prior convictions. His motion was denied and he appealed. The order denying his motion was affirmed. (People v. McVicker (1940), 37 Cal.App.2d 470 [99 P.2d 1110].) Petitioner’s principal contentions on that appeal were substantially the same as those now advanced, namely, that the Utah conviction and the federal conviction were not in their "actual substance such as to constitute any basis for lawful adjudication of habitual criminality. The District Court of Appeal relied on the following language from People v. Moore (1935), 9 Cal.App.2d 251, 255 [49 P.2d 615], quoted with approval in People v. Lumbley (1937), 8 Cal.2d 752, 760 [68 P.2d 354] : “We fail to see how the position of defendant in this proceeding [in effect, a petition for writ of error coram nobis] is any different from that of a person who pleads guilty to a crime believing in fact that he was guilty of the same at the time of his plea, when, as a matter of law, the facts could not establish his guilt. In the latter situation a defendant would have the undoubted right to make a motion to change his plea. [Citations.] If, however, the defendant
The arguments against permitting a collateral attack, by application for habeas corpus, on a determination that the petitioner is an habitual criminal are set forth in Thompson v. Harris (1944), 107 Utah 99 [152 P.2d 91, 92] (where “the information affirmatively disclosed that the two previous convictions upon which the state would rely to show that Thompson was an habitual criminal were not sufficient to support a conviction under the Habitual Criminal statute”). It is there said that the writ of habeas corpus can be used “to correct jurisdictional errors and to determine whether or not the petitioner had been deprived of any constitutional right.
The courts of this state have uniformly permitted more extensive use of the writ of habeas corpus to review adjudications of habitual criminality than would be possible under thé view of the Utah court quoted above. We are satisfied, for the reasons hereinafter set forth, that the writ can consistently be made available to a prisoner who has been adjudged an habitual criminal although in truth and fact he is not, without so enlarging its scope as to make it in effect (as suggested in the above quotation) a writ of error to review the correctness of a conviction. It is important to note that petitioner here raises no question as to the validity or correctness of a judgment of conviction. Sis attach is directed only against a determination of facts on which depend the length of time during which he can be legally imprisoned and the possibility of his being released on parole.
The so-called adjudication of habitual criminal status is not and cannot be an element of adjudicated guilt, nor is it, properly speaking, a part of the judgment of conviction. Despite language of some cases (People v. Delany (1874), 49 Cal. 394; People v. Coleman (1904), 145 Cal. 609, 612 [79 P. 283]) to the contrary, statutes which provide for increased punishment of those who have previously offended do not create specific, aggravated crimes. Section 644 of the Penal Code does not create a substantive offense, habitual criminality; rather it provides for more severe punishment, proportionate to their persistence in crime, of those who have proved immune to lesser punishment. (24 C.J.S. 1143, § 1958.) That prior convictions are not elements of a substantive offense is necessarily so under the reasoning of the
From the foregoing discussion it follows that formal adjudication that a prisoner is an habitual criminal does not constitute an adjudication of guilt. It involves merely the determination of certain facts, all of which are matters of record, and, ordinarily, the declaration of a conclusion from such facts. The facts, rather than the conclusion, operate to prolong the prisoner’s confinement and limit his right to parole. Although this court has said that the trial court should in proper cases “formally adjudge” that defendant is an habitual criminal, it has held that such formal adjudication is unnecessary. (In re Boatwright (1932), 216 Cal. 677, 683 [15 P.2d 755] ; People v. Vaile (1935), 2 Cal.2d 441, 444 [42 P.2d 321] ; see 24 C.J.S. 1174, _§ 1971, subd. b.) It is, therefore, obvious that a determination of habitual criminal status, even though referred to as an adjudication, does not involve the validity or finality of a judgment of conviction, as such, but relates only to the length of the term of imprisonment and the right to parole, and, hence, an attack on the adjudication of habitual criminal status is not an attack on the judgment of conviction.
It is a part.of the philosophy of the indeterminate sentence law and our whole penological system that, within prescribed
Since the finding or adjudication as to a former conviction and habitual criminal status is severable from the proceedings and judgment on the primary offense (see 8 Cal.Jur. 646, § 617) no, violence is done to the finality of the judgment of conviction by permitting a collateral attack on the determination as to a prior conviction. The fact of a prior conviction is not ordinarily difficult of proof; it can be shown by certified copies of the indictment or information and the judgment. Service of a term of imprisonment can be shown by prison records. Nor is the precise extent of that which is res judicata, or the legal effect, of a foreign prior conviction difficult of ascertainment; both can be determined by examination of the pleadings and consideration of the judicially noticed law of the other state in the light also of' the law of this state. The language of section 668 of the Penal Code and the decisions hereinabove cited denote the limits of inquiry proper either on the trial or on review: whether the prisoner has been “convicted in another state” and served a term of imprisonment therefor in a state prison or a federal penal institution, and whether the essential elements of the offense of which he has been convicted are the same or substantially the same as those required by California law to constitute an offense enumerated in section 644. Therefore,
The extent of the growth of the function of habeas corpus collaterally to attack judgments of conviction in this state is illustrated by comparing with recent decisions (e. g., In re Connor (1940), 16 Cal.2d 701, 712 [108 P.2d 10]; In re Bell (1942), 19 Cal.2d 488 [122 P.2d 22], and cases there cited; In re Byrnes (1945), 26 Cal.2d 824, 827 [161 P.2d 376]) the case of Ex parte Max (1872), 44 Cal. 579, 581, which pointed out the “obvious distinction between the office of a writ of error or an appeal, on the one hand, and a writ of habeas corpus upon the other.” Petitioner Max, as it appeared from the judgment roll, was found guilty of a crime which amounted to a misdemeanor; he was adjudged guilty of a felony and sentenced to imprisonment in the state prison; it was held that this was mere error which could not be inquired into on habeas corpus. In contrast is the declaration in In re Byrnes (1945), supra, at page 827, that “It is well settled that a writ of habeas corpus ordinarily may not be employed as a substitute for an appeal [citation], yet the scope of inquiry in such proceedings has been broadened rather than narrowed [citation], and the writ may be used to present questions of law that cannot otherwise be reviewed or are so important as to justify an extraordinary remedy [citation].” (Italics added.) Likewise, in In re Bell (1942), supra, at page 494, we find the statement, “There are other situations in which habeas corpus is used, not as a test of jurisdiction, but to review a question of law that cannot otherwise be raised or is so important as to render the ordinary procedure inadequate. ’ ’
Corresponding to the development of habeas corpus as a means of attack on a judgment of conviction has been a broadening of the scope of the writ as a means of attack on an adjudication of habitual criminal status. The eases which have broadened this function of the writ present a logical and chronological line of development, but they do not expressly recognize such development nor do they state grounds for a distinction between the scope of habeas corpus to attack collaterally a judgment of conviction and its scope to attack collaterally an adjudication of habitual criminality. Without
Furthermore, it should be noted, in a habeas corpus proceeding we are not by our statute or by recent judicial holdings necessarily confined under all circumstances to that which appears on the face of the record. Section 1484 of the Penal Code provides that on such proceedings the petitioner may “allege any fact to show either that his imprisonment or detention is unlawful, or that he is entitled to his discharge. The court or judge must thereupon proceed in a summary way to hear such proof as may be produced against such imprisonment or detention, or in favor of the same, and to dispose of such party as the justice of the case 'may require. ...” (Italics added.) Habeas corpus is essentially a collat
In addition to the objections, hereinabove discussed (that upholding the decisions of the cases which have broadened the historical scope of habeas corpus review might result in a situation where no judgment would be final and habeas corpus would be available to retry all issues of fact on which final judgments of conviction are based), other objections to the use of the writ in eases such as this have been suggested. Our attention is called to People v. Stone (1945), 69 Cal.App.2d
Sections 644 and 668 of the Penal Code contemplate that a defendant shall have been convicted in a judicial proceeding of a crime enumerated in section 644. All the essentia] facts of his guilt must be res judicata. In applying section 644 the courts of this state may take cognizance only of what has been lawfully adjudicated. Any other rule would lead to absurd consequences. If our trial courts could take evidence to prove, and upon that evidence adjudicate for themselves, that a defendant had been convicted in another state of grand theft as defined in our code despite the fact that he had been there charged, tried, and convicted under a statute defining another offense (here, an offense the only adjudicated elements of which amount to petty theft in California), then our courts could also take evidence and decide that the defendant had been convicted in the other state of robbery or burglary or bribery, or any other offense enumerated in section 644, even though he had never been charged with, placed upon trial for, or adjudged guilty of, any of those offenses in such other state. Respondent relies upon certain language in In re Taylor (1944), supra, 64 Cal.App.2d 47, 51, relating to the presumption of the verity of a judgment. But if the presumption of the verity of a judgment were implicitly relied upon in habeas corpus proceedings then such proceedings could rarely if ever benefit a defendant after conviction. The language referred to actually is not at all in point on the question before us. The Taylor case was decided adversely to the
The pertinent averment of the information in this case is that prior to the commission of the alleged substantive offenses petitioner in 1924 “was, in the District Court of the State of Utah . . . convicted of the crime of Grand Larceny, a felony, and . . . served a term of imprisonment therefor.”
The conclusion above announced is in full accord with the decision of the District Court of Appeal (hearing in this court denied) in People v. Lohr (1938), supra, 28 Cal.App.2d 397, 399, 400, wherein it was expressly held that “It was necessary for the prosecution to charge and prove that the prior convictions were among those set forth in section 644 in order to adjudge the defendant an habitual criminal” (italics added) and that where the “charge in the information does not designate the section of the . . . Act upon which defendant was convicted and the record furnishes ... no assistance in this regard” the reviewing (as well as the trial) court “must therefore assume” that defendant suffered the prior conviction for the least offense punishable under the statute. To the same effect is People v. Morrison (1938), 26 Cal.App.2d 616 [80 P.2d 94], The proposition declared is eminently correct. It is in accord with the often stated principle that “the defendant is entitled to the benefit of every reasonable doubt, whether it arise out of a question of fact, or as to the true interpretation of words or the 'construction of language used in a statute.” (People v. Ralph (1944), 24 Cal.2d 575, 581 [150 P.2d 401], and cases there cited.)
It has long been the law, even in regard to a judgment of conviction, that “if it affirmatively appears by the record that the prisoner was tried and sentenced for the commission of an act which,' under the law, constitutes no crime, the judgment is void and the prisoner should be discharged.” (Ex parte Mirande (1887), 73 Cal. 365, 371. [14 P. 888]; see, also, Ex parte Kearny (1880), 55 Cal. 212, 221.) Here it affirmatively appears by the record that the prior Utah conviction alleged in the information and admitted by defendant is a conviction of an offense which, insofar as the adjudicated facts are concerned, is by California law a misdemeanor and, hence, constitutes no basis for habitual criminal adjudication. No question of sufficiency or weight of evidence is involved; the facts are not disputed. Upon the undisputed facts it follows inescapably as a matter of law that the Utah prior conviction cannot support habitual criminal adjudication. In the same sense in which it is said, for example, that the Industrial Accident Commission does not have jurisdiction to award permanent, total disability payments where the evidence without conflict establishes only temporary, partial disability, it
Petitioner contends that the determination that he was previously convicted of “forgery, a felony,” and served a term of imprisonment therefor is also insufficient as a basis of the adjudication that he is an habitual criminal. This contention probably would have to be sustained if we were confined to matters appearing in the trial court record of conviction. The information, in this regard, charged merely that the defendant (petitioner, here) had been previously “in the United States District Court . . . convicted upon nine counts of the crime of Violation of Section 218 of the Criminal Code of the United States .. . . and said defendant served a term of imprisonment therefor in the federal prison. ’ ’ Section 218 of the Criminal Code (18 U.S.C.A. § 347) enumerates many prohibited acts some of which, if comparable to any state offense, would amount to no more than misdemeanors but others of which are comparable to the state crime of forgery. We have hereinabove referred to the fact that in habeas corpus proceedings we are not necessarily confined to consideration of matters of record in the trial proceedings. We are satisfied that section 1484 of the Penal Code in directing the court or judge “to hear such proof as may be produced against such imprisonment or detention, or in favor of the same” (italics added), fully authorizes the reception of evidence dehors the record if such evidence is directed to the proof of an issue which is cognizable in the proceeding. We are further satisfied that the issue as to whether petitioner’s convictions in the federal court were for felonies the essential substance of which is the same or substantially the same as the California crime of forgery (enumerated in section 644 of the Penal Code), is properly before this court and that the documentary evidence produced by respondent “in favor of” the detention of petitioner may properly be considered by us. From such documentary evidence (certified copies of the indictment and judgment in the federal matter) it appears that petitioner was convicted of nine counts of forging postal money orders. Section 470 of our Penal Code, which defines forgery, lists as the subjects of forgery “almost every conceivable kind and character of writing.” (People v. Munroe (1893), 100 Cal. 664, 665 [35 P. 326, 38 Am.St.Rep.
It is immaterial that forgery was not one of the offenses enumerated in section 644 of the Penal Code in 1928, when petitioner committed and was convicted of the forgeries. Petitioner is not being punished for the forgeries but for the primary offenses of violations of the Narcotics Act. (In re Rosencrantz (1928), supra, 205 Cal. 534, 540; People v. Biggs (1937), 9 Cal.2d 508, 512 [71 P.2d 214, 116 A.L.R. 205].) At the time the primary offenses were committed forgery was one of the crimes enumerated in section 644 of the Penal Code. The determination that petitioner had been previously convicted of forgery was, therefore, proper as a basis for adjudging him an habitual criminal.
The correctness of the determination as to the prior conviction of burglary in Nevada is not here attacked.
For the reasons above stated it appears that petitioner is an habitual criminal who has been previously twice, but not three times, convicted of felonies enumerated in section 644 of the Penal Code (as am. Stats. 1935, p. 1699) and that he is, therefore, entitled to be accorded the benefits as well as the penalties of the law applicable to persons who have suffered two, rather than three, prior convictions; since he is not, as such habitual criminal, presently entitled to discharge or to release on parole, the writ is discharged and the petitioner is remanded to custody.
Gibson, C. J., Shenk, J., and Carter, J., concurred.
Concurring in Part
I concur with the conclusion reached in the majority opinion that the writ should be discharged and that the petitioner should be remanded to custody. I further concur with the conclusion
The majority opinion reaches the conclusions from which I dissent after a lengthy discussion of the circumstances under which an habitual criminal adjudication may be nullified in a proceeding on habeas corpus. However, as the majority opinion here does not nullify but, on the contrary, sustains the trial court’s adjudication that petitioner is “an habitual criminal,” and as the conclusion in the majority opinion, which is the subject of disagreement, concerns only the effect of the habitual criminal adjudication upon petitioner’s eligibility for parole, I shall discuss more fully in my dissent in another pending case (In re Seeley, post, p. 294 [176 P.2d 24] the question of the circumstances under which an habitual criminal adjudication may be nullified in a habeas corpus proceeding. Suffice it to say here that I am entirely willing to concede that the scope of review on habeas corpus may be different when the issue is the effect, rather than the validity, of a final judgment. ,In those cases in which habeas corpus is used to test the validity of a final judgment in a criminal case, the general rule is, subject to certain exceptions which will be discussed in my dissent in the Seeley case, that the “attack upon the judgment is subject to rules applicable to collateral assaults upon judgments in other cases. Accordingly, the writ lies only when the judgment is void upon its face. . . .” (13 Cal.Jur. 240.) But the rule appears to be otherwise when habeas corpus is used to test the effect of the judgment, for it is said in Hurd on Habeas Corpus 330, quoted with approval in In re Corryell, 22 Cal. 178, at page 182: “It acts directly on the effect of the judgment, to wit, the imprisonment ; but only collaterally on the judgment itself. ’ ’
As shown by the provisions of our habitual criminal law
Assuming therefore that the inquiry with respect to the third prior conviction of grand theft is not confined to the face of the record in the criminal action in which the habitual criminal adjudication was made, the entire showing made in this proceeding, including that appearing on the face of the record, may be briefly stated. In a criminal action instituted in this state in 1938, petitioner was convicted of three felonies consisting of violations of the state narcotic laws. In that action petitioner admitted three prior convictions of felonies and service of terms therefor in state and federal prisons. The three prior convictions, as alleged in the information and admitted by petitioner, were (1) a conviction in 1924, in Utah, of the crime of grand larceny, a felony; (2) a conviction in 1925, in Nevada, of the crime of burglary, first degree, a felony; and (3) a conviction in 1928, in the federal court in California, of nine counts of violation of section 218 of the United States Criminal Code (T. 18 U.S.C.A., § 347), a felony (forging and uttering United States post-office money orders).
The additional showing made in this proceeding with respect to the challenged third prior conviction of grand larceny consists of presenting to this court a copy of the information and copy of the proceedings on sentence in the criminal action in Utah in'1924. It appears from the information that petitioner was jointly charged with another defendant with having committed the crime of ‘ ‘ Grand Larceny, a felony, ’ ’ in that ‘ ‘ The said defendants, on May 27, 1924, at the County of Weber, State of Utah, wilfully, unlawfully and feloniously took, stole and drove away a certain light six Studebaker automobile, Model 1923, bearing motor No. BM95849, belonging to B. Rosenberg, the same having a value in excess of $50.00.” Petitioner and his codefendant there entered pleas of guilty to the offense charged and were sentenced to and served terms for their offense in the Utah State Prison. Thus petitioner has merely shown that the challenged Utah prior conviction in 1924 of ‘ ‘ Grand Larceny, a felony, ’ ’ was for the theft in 1924 of a 1923 Studebaker automobile “having a value in excess of $50.00.”
While it is true that this state had, prior to the time of the commission of the Utah offense, raised from $50 to $200 the value element in its definition of “grand larceny” (Stats. 1923, ch. 129, p. 271; now known as “grand theft,” Stats. 1927, ch. 619, p. 1047), and while it is further true that this state had not, prior to the time of the commission of the Utah offense, provided that the theft of an automobile of any value should constitute grand theft (see amendment to Pen. Code,
The majority opinion makes an entirely different approach to this problem and I am not certain of its implications. Is it implied by the majority opinion that regardless of the value of the property taken, a prior conviction of grand larceny in another jurisdiction can never be counted as a prior conviction here if the value element of the crime, as defined in the other jurisdiction, is less than $200 ? Or is it implied that such prior conviction of grand larceny may be counted provided the value of the property taken exceeds $200? If the latter be the implication intended by the majority opinion, then does not the majority opinion imply that the burden of proof with respect to the value element is on respondent rather than on petitioner in this habeas corpus proceeding ?
The majority opinion states; “The pleading and proof or admission of a conviction for grand larceny in Utah, without more, establishes that petitioner was convicted of the theft of
As the majority opinion herein discusses quite generally the nature and operation of our habitual criminal law (Pen. Code, § 644), it appears appropriate here to make certain general observations with respect to these matters. As above indicated, however, the question of the circumstances under which a judgment adjudicating the accused to be an habitual criminal may be nullified on habeas corpus will be more fully discussed in my dissent in the Seeley case.
The majority opinion discusses “the philosophy of the indeterminate sentence law.” This discussion appears to be beside the point in a ease dealing with our habitual criminal law. The Legislature of our state was fully aware of the philosophy which had been embraced in our indeterminate sentence law when it decided to adopt a different philosophy with respect to habitual criminals by providing in our habitual criminal law that the sentence should be determinate rather than indeterminate. (See People v. Vaile, 2 Cal.2d 441, 445 [42 P.2d 321].) The Legislature clearly decreed that the indeterminate sentence law should have no application to habitual criminals when it fixed the sentence of every habitual criminal, regardless of whether he had suffered two or more prior convictions, at “imprisonment in the state prison for life.” (Pen. Code, § 644, as am. Stats. 1935, p. 1699.) The distinction between those having suffered two prior convic
There are many who doubt the soundness of the philosophy underlying our habitual criminal law but there is no doubt concerning the philosophy which is embraced therein. The Legislature deemed it entirely sound and consistent to embrace one philosophy in our indeterminate sentence law, which applies to those with less than two prior convictions, and to embrace a different philosophy in our habitual criminal law which applies to those with two or more prior convictions. In view of the action of the Legislature, it does not appear proper for the courts to base their reasoning upon a confusion of these two philosophies.
It is reasoning based upon a confusion of these two philosophies which leads to the majority view that no particular finality or sanctity should be attached to a judgment making a “formal adjudication that a prisoner is an habitual criminal”; and that an attack on an habitual criminal adjudication “is directed only against a determination of facts,” in which attack the rules applicable to collateral attack upon judgments should not be applied. I cannot agree with these conclusions. '
Section 644 of the Penal Code provides that one who has suffered two or more of the specified prior convictions “shall be adjudged an habitual criminal and shall be punished by imprisonment in the state prison for life.” Such adjudication is a final adjudication of the accused’s status as an habitual criminal just as a judgment of conviction of a felony is a final adjudication of the accused’s status as a felon. If the Legislature had not so intended, there would have been no purpose in providing in mandatory terms for such adjudication. Any judgment making such adjudication is subject to
There are certain recent cases decided in the District Courts of Appeal, some of which are cited in the majority opinion and some of which lend support to the views expressed in the majority opinion. The first of these cases was In re Connell, 68 Cal.App.2d 360 [156 P.2d 483], which was decided in 1945. The court there, without discussing the question, apparently treated the scope of review on habeas corpus of an habitual criminal adjudication as being at least equally as broad as the scope of review on appeal. In this respect I believe the court erred. It is significant to note that the decision in the Connell case was based upon authorities dealing with direct attack upon appeal. Not a single authority was cited there dealing with collateral attack on habeas corpus. The court there did not confine its review to an examination of the face of the record in the criminal proceeding in which the habitual criminal adjudication had been made, but examined the record of the petitioner’s prior conviction of “auto theft, a felony” committed in Utah in 1935, and the laws of Utah for the purpose of nullifying the habitual criminal adjudication and ordering petitioner’s discharge from custody. For
The Connell case was thereafter cited with approval and followed in In re Howard, 69 Cal.App.2d 164 [158 P.2d 408]. In that case respondent questioned “the propriety of habeas corpus under the circumstances” but that question was apparently brushed aside without discussion, upon the authority of the Connell ease and two cases involving direct attack, upon appeal. The Howard case was in turn cited with approval in In re Kingsbury, 74 Cal.App.2d 959 [170 P.2d 82], but it appears possible that the court there confined the scope of review to the “face of the record” [p. 1088). Both the Connell case and the Howard case were cited with approval in In re Thompson, 72 Cal.App.2d 747 [165 P.2d 533], but there the habitual criminal adjudication was not nullified as the court was dealing only with the effect of such habitual criminal adjudication in its relation to a third prior conviction of “larceny,” a felony, in Wisconsin. Neither the Connell case nor the Howard case was cited in the recent case of In re Williams, 76 Cal.App.2d 161 [172 P.2d 558], but that decision does declare void a judgment adjudging the petitioner to be an habitual criminal, without discussion of the scope of review on habeas corpus. For the reasons stated herein as well as in my dissent in the Seeley case, I am of the opinion that these recent decisions of the District Courts of Appeal should be disapproved insofar as they hold or indicate that when habeas corpus is used to attack the validity of an habitual criminal adjudication, the scope of review may extend beyond the face of the record in the proceeding in which the habitual criminal adjudication was made.
The earlier case of In re Taylor, 64 Cal.App.2d 47 [148 P.2d 143], is discussed in the majority opinion. No relief was given petitioner there even though the prior conviction under consideration was one for the crime of “Larceny, a felony,” committed in North Carolina. The scope of review on habeas corpus was not discussed, but the court held that as the burden of proof was on the petitioner in a habeas corpus proceeding and as the petitioner had failed to sustain the burden, the writ should be discharged. That case is direct authority for denying any relief to petitioner here as he has wholly failed to show that the offense committed in Utah, and
It must be conceded that the habitual criminal laws have presented many perplexing problems to the courts and to others charged with the administration of our penal laws. Many of these problems arise because of the differences in the laws of the several states where the prior convictions have been had. In some states certain offenses are defined in a manner similar to offenses defined in our Penal Code but are given different names. In other states certain offenses which are given names similar to offenses specified in our Penal Code are defined as having somewhat different statutory elements. The present case presents a typical example. This state defines theft (Pen. Code, § 484) and divides the crime into two degrees (Pen. Code, § 486) known as grand theft (Pen. Code §487) and petty theft (Pen. Code, § 488). In many other states the crime of “theft” is unknown as such but most states define a similar offense under the name of “larceny.” The essence of the offense of theft or larceny is generally the unlawful taking of the property of another but the statutory definitions vary in the several jurisdictions. (32 Am.Jur. 886.) Furthermore, some states provide for no degrees of larceny and make any larceny a felony. Other states divide larceny into two degrees, ordinarily distinguished by.the names “grand larceny” and “petit larceny,” and make the first a felony and the second a misdemeanor. Here again, however, the statutory distinctions between the two degrees differ. As stated in Wharton’s Criminal Law (12th ed.) volume 2, section 1098, “The variations under statute [as to degrees of larceny] are too numerous to be stated here.”
This state now defines grand theft as the' taking of certain specified property of any value, or the taking of certain other specified property “of' a value exceeding fifty' dollars,” or the taking of other property generally “of a value exceeding two hundred dollars,” or the talcing of property of any value “from the person of another.” (Pen. Code, § 487.) Research fails to disclose any other state which has a statutory definition of the crime of “grand theft” or of “grand larceny” which is substantially identical. It appears that' many other
As I read the majority opinions in this case and in the Seeley case, I am inclined to think that it is implied in said opinions that a conviction of “grand larceny” in Utah may, under certain circumstances, be counted in this state as such prior conviction. If this were not the rule, then an accused who had committed several offenses of “grand larceny” in Utah could never be adjudged an habitual criminal in this state by reason of such priors, even though property of great value had been taken in the commission of each of said offenses. Furthermore, any other rule would be contrary to the rule indicated by numerous decisions in this state including In re Taylor, supra, 64 Cal.App.2d 47; People v. Morrison, 26 Cal.App.2d 616 [80 P.2d 94]; People v. Hayes, supra, 3 Cal.App. 2d 59; People v. Pace, 2 Cal.App.2d 464 [38 P.2d 202] ; and People v. Shaw, supra, 137 Cal.App. 533.
The doubt concerning the above mentioned implication arises by reason of several expressions used in said majority opinions. In the majority opinion herein, it is said that the examination of such prior conviction for the purpose mentioned requires “merely a consideration of documentary and record evidence”; that “In applying section 644 the courts of this state may take cognizance only of what has been lawfully adjudicated” in the other jurisdiction; that “any court in which it (the Utah prior conviction of grand larceny) is presented must look at once to Utah’s definition of grand larceny to ascertain whether the conviction there of that offense is a conviction of a felony enumerated in our section 644”; and that “Here it affirmatively appears by the record that the prior Utah conviction alleged in the information and admitted by defendant is a conviction of an offense which, insofar as the adjudicated facts are concerned, is by California law
The customary method of alleging “grand larceny” in Utah is no doubt exemplified by the Utah information which was filed against petitioner in 1924. The only required allegation regarding value in Utah was that the property taken had a value “in excess of $50.00.” Any allegation of a higher value would have been an immaterial allegation. If the information had alleged that the property taken was of the value of $1,000, the Utah court would have properly informed petitioner on arraignment for plea that if he had taken property of a value in excess of $50, any dispute as to the value as between $50.01 and the higher value alleged in the information was wholly immaterial. Likewise, the Utah court would have properly instructed the jury to like effect in the event that there had been a conflict in the evidence on value at the trial. In case of either a plea of guilty or a verdict of guilty of “grand larceny” in Utah, the only fact “adjudicated” with respect to value would have been that the property had a value “in excess of $50.00,” as required by the Utah statute. We therefore cannot content ourselves, as do said majority opinions, with talking of “adjudicated facts” or “adjudicated elements,” for if we do, no prior conviction of “grand larceny” in Utah could ever be counted as a prior conviction in this state so long as there remains any difference whatever in the value element as required by the Utah definition of grand larceny and as required by the California definition of grand
It is true that a conviction in Utah for grand larceny might be either (1) for an offense involving property of a value of from $50.01 to $200 or (2) for an offense involving property of great value, perhaps of the value of $10,000 or more; and it is further true that in California an offense committed in this state and falling within the first class would be a misdemeanor only. (Pen. Code, §§ 487, 488.) It therefore appears that the crimes of grand larceny in Utah and grand theft in California are crimes which are similar but as to which the statutory definitions are not substantially identical. Under such circumstances it appears appropriate, when the prosecution relies upon a prior conviction of grand larceny in Utah, that the burden should be placed on the prosecution in the trial court to prove that the actual offense committed in Utah, and for which the accused suffered his felony conviction there, was an offense within the purview of sections 644 and 668 of the Penal Code. In such case, if the prosecution fails to assume the burden imposed upon it, then the accused has his remedy by way of a direct attack on appeal. But if a judgment adjudicating the accused to be an habitual criminal becomes final and the question is raised by the accused on habeas corpus, it is equally appropriate that the burden should be placed upon the accused in such proceeding in accordance with established rules. Assuming therefore that petitioner here is entitled to the widest latitude in his attack upon the effect, rather than upon the validity, of the habitual criminal adjudication, petitioner has made no showing whatever that the offense committed in Utah, and for which he suffered his conviction there in 1924, was not an offense within the purview of sections 644 and 668 of the Penal Code.
Reference is made in the majority opinion to certain language appearing in People v. McVicker, supra, 37 Cal.App. 2d 470, in which case an order denying this petitioner’s motion to vacate the judgment adjudicating his habitual criminal status was affirmed. That was not a proceeding on habeas
For the reasons stated, I am of the opinion that the writ should be discharged and that the petitioner should be remanded to custody without any declaration by this court that petitioner “has been previously twice, but not. three times, convicted of felonies enumerated in section 644 of the Penal Code.”
Edmónds, J., and Traynor, J., concurred.
Reference
- Full Case Name
- In Re JOHN FRANCIS McVICKERS, on Habeas Corpus
- Cited By
- 162 cases
- Status
- Published