Meyer v. Board of Medical Examiners
Meyer v. Board of Medical Examiners
Opinion of the Court
This is an appeal from a judgment denying a peremptory writ of mandate in a proceeding brought to review the action of the respondent Board of Medical Examiners of the State of California in ordering the suspension of appellant’s license as a physician and surgeon. Appellant challenges the propriety of the respondent board’s order, but his position cannot be sustained in the light of applicable statutory law as construed in relation to the problem at hand.
So far as here material, the facts in chronological order appear as follows: On February 17, 1947, appellant, a licensed physician and surgeon, upon entry of a plea of guilty, was convicted of a violation of section 11164 of the Health
Upon completion of one-half of the probationary period theretofore prescribed and in response to appellant’s motion made on February 20, 1948, the superior court ordered that his “probation be terminated and [he be] discharged therefrom under Section 1203.3 Penal Code, that plea of ‘Guilty’ be changed to ‘Not Guilty’ and that cause be dismissed under Section 1203.4 Penal Code.” On March 2, 1948, appellant presented to respondent board at its regularly scheduled meeting a certified copy of the court’s order. However, said board concluded that such order “terminating probation and dismissing the information” did not in the disciplinary proceeding before it “remove or wipe out the conviction suffered by” appellant; and upon reciting the facts “resulting in the conviction”—that appellant had made a sale of “two vials containing forty tablets of a preparation of morphine” to a state narcotic officer for “$125.00 in marked money”—said board determined that appellant had been convicted of “an offense involving moral turpitude” and by reason of such conviction was “guilty of unprofessional conduct.” Accordingly, respondent board as of March 15, 1948, ordered the suspension of appellant’s license for 90 days and placed him on probation for three years. Appellant thereupon applied to the superior court for a writ of mandate to compel respondent board to set aside its order and decision. Argument was had upon respondent board’s demurrer filed in return to appellant’s petition, and it was sustained without leave to amend. The court then entered its judgment denying relief to appellant. From such judgment this appeal is taken.
Respondent board has authority to suspend the license of a physician who is found to be guilty of unprofessional conduct, and it is expressly provided by statute that “conviction ... of any offense involving moral turpitude constitutes unprofessional conduct,” with the “record of the conviction” serving as “conclusive evidence” thereof. (Bus. & Prof. Code, § 2383.) There is no question here but that appellant’s violation of section 11164 of the Health and Safety Code was an offense involving moral turpitude. So pertinent is the case of In re Phillips, 17 Cal.2d 55 [109 P.2d 344, 132 A.L.R. 644], holding that an attorney disbarred after his conviction of a crime involving moral turpitude was not entitled to have his name restored to the roll of practicing attorneys upon dismissal of the criminal proceeding against him in pursuance of section 1203.4 of the Penal Code. After noting that “the order granting probation is based upon the premise of the defendant’s guilt,” this court discussed the effect of the probation procedure as follows, at page 61: “ The powers possessed by the trial courts under the probation statutes
The rationale of the Phillips case is significant in that it was decided at a time when the State Bar Act referable to conviction of a crime involving moral turpitude as cause for suspension or disbarment (Bus. & Prof. Code, §§ 6101-6102, Stats. 1939, ch. 34, § 1, p. 357) was essentially the same as the present provisions of the Medical Practice Act (Bus. & Prof. Code, § 2383, Stats. 1937, ch. 399, p. 1275), and the plea or verdict of guilty was deemed the “record of conviction” in “conclusive evidence” of the unprofessional conduct. After the date of the Phillips decision, section 6102 of the Business and Professions Code was amended (Stats. 1941, ch. 1183, § 1, p. 2942) to provide for the disbarment “irrespective of a subsequent order under the provisions of section 1203.4 of the Penal Code.” Such amendment served to. settle the question of legislative intent in conformity with what this court had held was the proper construction of the probation statute as a nonoperative factor in relation to a disbarment order as the outgrowth of a disciplinary proceeding.
Appellant argues that the Phillips case—involving an attorney—does not present parallel considerations to the instant case—involving a physician—because this court in the exercise of its inherent judicial power may discipline its own
Like views have prevailed in other situations limiting the effect of a dismissal after conviction, insofar as the existence of guilt by reason of commission of the criminal "act is recognized, despite the benefits accorded by the probation statute. Thus (1) an express proviso in section 1203.4 of the Penal Code makes the conviction count against the defendant under the prior conviction statutes if he is subsequently convicted (People v. Hainline, 219 Cal. 532, 535 [28 P.2d 16]; People v. Barwick, 7 Cal.2d 696, 699 [62 P.2d 590]) or if it is offered for impeachment purposes in a subsequent prosecution (People v. James, 40 Cal.App.2d 740, 746 [105 P.2d 947]); (2) the conviction must be considered for the purpose of suspending
Consistent with the foregoing considerations, it is our conclusion that the respondent board was clearly acting in the premises pursuant to its statutory authority, and that appellant’s subjection to such disciplinary proceeding and the consequences thereof cannot be construed as a “penalty” or “disability” which was released under the probation statute. (In re Phillips, supra, 17 Cal.2d 55, 61 [109 P.2d 344, 132 A.L.R. 644].)
The judgment is affirmed.
Gibson, C. J., Edmonds, J., and Traynor, J., concurred.
Dissenting Opinion
I dissent.
The construction placed upon section 1203.4 of the Penal Code by the majority of this court is wholly unwarranted and is, furthermore, directly opposed to the reason for the enactment of the section.
Section 1203.4 of the Penal Code provides: “Every defendant who has fulfilled the conditions of his probation for the entire period thereof, or who shall have been discharged from probation prior to the termination of the period thereof, shall at any time thereafter be permitted by the court to withdraw his plea of guilty and enter a plea of not guilty, or if he has been convicted after a plea of not guilty, the court shall set aside the verdict of guilty; and in either case the court shall thereupon dismiss the accusations or information against such defendant, who shall thereafter be released from all penalties and disabilities resulting from the offense or crime of which he has been convicted. The probationer shall.be informed of this right and privilege in his probation papers. The probationer may make such application and change of plea in person or by attorney authorizing [authorized] in writing; provided, that in any subsequent prosecution of such defendant for any. other offense, such prior conviction may be pleaded and proved and shall have the same effect as if probation had not been granted or the accusation or information dismissed. ’ ’
The superior court, on February 20, 1948, pursuant to the above provisions, ordered that appellant’s probation be terminated and that he be discharged therefrom, that his plea of guilty be changed to one of “not guilty” and that the cause be dismissed. Thereafter, respondent board, relying solely on the record of conviction, pursuant to section 2383 of the Business and Professions Code, ordered the suspension of appellant’s license for 90 days, and placed him on probation for three years. Section 2383 (Bus. & Prof. Code) provides that: ‘ ‘ The conviction of a felony or of any offense involving moral turpitude constitutes unprofessional conduct within the meaning of this chapter. The record of the conviction is conclusive evidence of such unprofessional conduct.”
The majority rely heavily on the case of In re Phillips, 17 Cal.2d 55 [109 P.2d 344, 132 A.L.R. 644]. I did not agree with the majority in that case, and I most certainly am not in
In the Phillips case, the majority opinion stated; . . action in mitigation of the defendant’s puMshment should not affect the fact that his guilt has been finally determined according to law.” This holding, which is approved by the majority in this case, nullifies the effect of the proceeding had in the superior court under section 1203.4 of the Penal Code, and, in effect, obliterates the section. In the original action, appellant was fined, sentenced and placed on probation for two years. This conviction was set aside under the section providing that he be released from all “penalties and disabilities.” Notwithstanding this action, this court allows the respondent board to impose even greater penalties and disabilities upon appellant than those to which he had been subjected by reason of his conviction.
The “Decision” of respondent board states that it is based upon “the record, including the transcript, without taking additional evidence, and upon written argument presented to the Board.” [Emphasis added.] Since the accusations or information against the defendant had been dismissed by the superior court prior to the decision of the board, how could the record of the original trial be used as the basis for the board’s decision? The statute (Pen. Code, § 1203.4) makes one exception, and only one, where the subsequently dismissed conviction may be used against a defendant. This court has added another.
Mr. Justice Shenk, in Ms dissenting opinion in the Phillips case, pointed out that the majority had deviated from the rule laid down in a number of previous cases. At the present time, the Business and Professions Code, section 6102, is in
The majority point out that the Legislature could not have intended that the proceeding under section 1203.4 of the Penal Code was to wipe out the defendant’s guilt because (1) of the express proviso contained in the section; (2) because the conviction may be used for impeachment purposes (People v. James, 40 Cal.App.2d 740, 746 [105 P.2d 947]); (3) because it may be used for the purpose of suspending or revoking a driver’s license, (Veh. Code, § 309); (4) because it may be used in a second prosecution for failure to provide for a minor child, and because all matters inherent in the conviction (that is, the adjudication on the issue of parentage) were admissible in evidence, (People v. Majado, 22 Cal.App.2d 323 [70 P.2d 1015]).
I would like to point out, in this connection, that in People v. James, supra, the defendant was charged with the crime of grand theft. The fact that he had been previously convicted and the conviction dismissed pursuant to section 1203.4 of the Penal Code was used to impeach him. This case does not add another exception to the statute, but falls squarely within the one there contained. The court in the James ease said, at page 747 : “It seems highly probable that by the amendment to this section [the exception] after the decision in People v. Mackey, supra, the legislature intended to broaden the section in its application and particularly provided that in any subsequent prosecution of the defendant prior convictions may be pleaded and proved.” [Emphasis that of the court.] It was also said that “We therefore conclude that where a defendant who has been previously convicted of a felony and granted probation and a dismissal obtained as in the instant case, and is subsequently prosecuted for another offense, in becoming a witness in his own behalf, he subjects himself to impeachment upon the ground that he has been convicted of a felony.” [Emphasis that of the court.]
And in People v. Majado, supra, the defendant was found guilty, under section 270 of the Penal Code, of failure to provide for a minor child. The only question raised there was whether the court erred in admitting in evidence the record of a prior conviction which had been subsequently dismissed pursuant to section 1203.4 of the Penal Code. Note that this case, too, falls squarely within the exception to the section and is not additional thereto. Both People v. James, and People v. Majado, supra, cite with approval statements made
“The concluding portion of the act, which provides that if the probationer commits a second offense he shall forfeit all the rights with which he was clothed at the time the court ordered the information dismissed, constitutes the amendment of 1927 . . . Said amendment simply and justly provides that persons who have refused to profit by the grace extended to them upon the first offense shall, upon conviction of a subsequent felony, suffer the penalty of the law as prescribed for the punishment of all other offenders.” [Emphasis added.]
Section 309 of the Vehicle Code is an express additional statutory exception to the Penal Code section under consideration. It reads as follows: “A termination of probation and dismissal of charges pursuant to section 1203.4 of the Penal Code shall not affect any revocation or suspension of any license of the probationer under the provisions of this chapter. The probationer’s prior conviction shall be considered a conviction for the purpose of revoking or suspending any license issued to him on the ground of two or more convictions.”
If appellant’s suspension and probation is to be based upon the dismissed conviction, it would seem that he had gained no rights and no privileges of which he could be stripped. If the defendant is to be considered guilty for all purposes, despite the fact that there are only two statutory provisions whereby he may be so considered, it would seem that section 1203.4 of the Penal Code makes provision for a useless procedure.
It appears to me to be obvious that the Legislature intended that a person whose conviction has been set aside, and the accusation against him dismissed, should not suffer the stigma usually attached to such a conviction unless he is later prosecuted for another offense. If the Legislature did not so intend, why is the defendant permitted to withdraw his plea of guilty and enter one of not guilty ? The section clearly contemplates giving the offender a second chance to take his place in the community. Inherent in this contemplation is the thought
Shenk, J., and Schauer, J., concurred.
Appellant’s petition for a rehearing'was denied July 14, 1949. Shenk, J., Carter, J., and Schauer, J., voted for a rehearing.
Reference
- Full Case Name
- PAUL OLIVER MEYER, Appellant, v. THE BOARD OF MEDICAL EXAMINERS Et Al., Respondents
- Cited By
- 45 cases
- Status
- Published