People v. Spriggs
People v. Spriggs
Opinion of the Court
The trial court sitting without a jury convicted defendant of possessing heroin in violation of Health and Safety Code, section 11500. He appeals from the judgment of conviction, contending that the trial court erred in refusing to admit certain evidence.
The evidence is conflicting. Officer Cochran testified that from a darkened doorway he and two other police officers observed defendant and Mrs. Albertina Roland together on the street on the evening of February 17, 1962. When defendant was about 40 feet from the officers, he bent over and placed his hand under a hedge. He withdrew his hand with a piece of paper in it, looked around, again placed his hand under the hedge, and then stood up and began walking with his companion toward the officers. When they reached the doorway, Officer Cochran stepped out and shouted “Police Officer.” Defendant jumped back and threw a balloon and a piece of paper to the ground. Officer Cochran picked up the balloon and paper, and observed a white powder in the balloon. The officers then arrested defendant and Mrs. Roland. At the trial the parties stipulated that the powder was heroin.
Defendant had just been released from prison in the afternoon of the day of the arrest. He testified that he did not purchase or receive narcotics from Mrs. Roland or any other person on that day and that he did not bend over or place his
In 1892 this court held that a hearsay declaration against penal interest was not admissible. (People v. Hall, 94 Cal. 595, 599 [30 P. 7] ; see also People v. Raber, 168 Cal. 316, 319 [143 P. 317]; Ryan v. Bank of Italy, 106 Cal.App. 690, 695 [289 P. 863].) Although still the law in a majority of jurisdictions, this rule has been vigorously criticized by the scholars. (5 Wigmore, Evidence (3d ed.) §§ 1476, 1477; McCormick, Evidence, 549-553; McBaine, Cal. Evidence Manual, § 813; Model Code of Evidence, Rule 509; Uniform Rules of Evidence, Rule 63(10); Holmes, J., dissenting in Donnelly v. United States, 228 U.S. 243, 277 [33 S.Ct. 449, 57 L.Ed. 820].) The traditional rule excluding hearsay declarations against penal interest was first established by the House of Lords in 1844 in the Sussex Peerage ease, 11 Clark & F. 85. Dean Wigmore points out that the Sussex ease was a backward step from earlier English cases admitting declarations against interest. (5 Wigmore, supra, § 1476.) Exclusion of declarations against penal interest now rests only on the historical accident of the Sussex case. (See McBaine, supra, § 813; 5 Wigmore, supra, § 1477.) A minority of courts, however, have departed from the Sussex case and admit hearsay declarations against penal interest. (Hines v. Commonwealth, 136 Va. 728 [117 S.E. 843, 846-850, 35 A.L.R. 431] [hearsay
In 1872 the California Legislature codified many of the common law rules of evidence, including some of the traditional rules governing admissibility of hearsay evidence. (Code Civ. Proc., § 1825.) The codification of the hearsay rule has remained largely unaltered, although in some instances the Legislature has added to its origmal enactment (e.g., Uniform Business Records as Evidence Act, Code Civ. Proc., §§ 1953e-1953h). The Legislature, however, did not freeze the law of evidence to the rules set forth in the Code of Civil Procedure or other statutes. (See Holland v. Zollner, 102 Cal. 633, 637 [36 P. 930, 37 P. 231]; People v. Ah Sam,
The basis for excluding hearsay evidence in California is Code of Civil Procedure section 1845, which states that “A witness can testify of those facts only which he knows of his own knowledge . . . except in those few express cases in which .. . the declarations of others, are admissible.” The “express eases” referred to in section 1845 are commonly known as exceptions to the hearsay rule. The types of admissible hearsay evidence recognized in the common law in 1872 were then
Thus, this court developed the rule that admits hearsay declarations to show the state of mind of the declarant, both at the time of and before the declaration (Adkins v. Brett, 184 Cal. 252, 255-256 [193 P. 251]; Estate of Carson, 184 Cal. 437, 445 [194 P. 5, 17 A.L.R. 239]; Cripe v. Cripe, 170 Cal. 91, 93 [148 P. 520]; Whitlow v. Durst, 20 Cal.2d 523, 524-525 [127 P.2d 530]; Williams v. Kidd, 170 Cal. 631, 648-652 [151 P. 1, Ann. Cas. 1916E 703]); the rule that admits hearsay declarations to establish the future conduct of the declarant (People v. Selby, 198 Cal. 426, 430 [245 P. 426]; Benjamin v. District Grand Lodge No. 4, 171 Cal. 260, 266-267 [152 P. 731]; People v. Wright, 167 Cal. 1, 8 [138 P. 349]; Union Oil Co. v. Stewart, 158 Cal. 149, 157-158 [110 P. 313, Ann. Cas. 1912A 567]; see People v. Merkouris, 52 Cal.2d 672, 682 [344 P.2d 1]; People v. Alcalde, 24 Cal.2d 177, 185-188 [148 P.2d 627]); the rule that admits hearsay declarations to show the past knowledge of the declarant (People v. One 1948 Chevrolet Conv. Coupe, 45 Cal.2d 613, 620-622 [290 P.2d 538, 55 A.L.R.2d 1272]); the rule that admits hearsay testimony of spontaneous or excited utterances regardless of their contemporaneousness with a “transaction in issue”(Lane v. Pacific Greyhound Lines, 26 Cal.2d 575, 581-582 [160 P.2d 21]; Showalter v. Western Pac. R. R. Co., 16 Cal.2d 460, 465-470 [106 P.2d 895]; see Foster v. Pestana, 77 Cal.App.2d 885, 888-889 [177 P.2d 54]; see Code Civ. Proc., § 1850); and the rule that admits hearsay declarations of pain or suffering (Bloomberg v. Laventhal, 179 Cal. 616, 619-620 [178 P. 496]; Lange v. Schoettler, 115 Cal. 388, 393 [47 P. 139]; see Williams v. A.R.G. Bus Co., 47 Cal.App. 568, 570 [190 P. 1036]), and of bodily condition (People v. Brown, 49 Cal.2d 577, 585-587 [320 P.2d 5]; People v. Wright, 167 Cal. 1, 8 [138 P. 349]; see People v. Thomas, 51 Cal.App. 731, 735-736 [197 P. 677]).
Code of Civil Procedure section 1853, section 1870, subdivision 4, and section 1946, subdivision 1, contain piecemeal
The statutes do not exclude hearsay delcarations against penal interest. Their admissibility must therefore be determined in the light of the principle that “the purpose of all rules of evidence is to aid in arriving at the truth, [and] if it shall appear that any rule tends rather to hinder than to facilitate this result... it should be abrogated without hesitation.” (Williams v. Kidd, 170 Cal. 631, 649 [151 P. 1, Ann. Cas. 1916E 703].)
When hearsay evidence is admitted it is usually because it has a high degree of trustworthiness. (Lane v. Pacific Greyhound Lines, 26 Cal.2d 575, 582 [160 P.2d 21]; Mayfield v. Fidelity & Cas. Co., 16 Cal.App.2d 611, 617 [61 P.2d 83]; 5 Wigmore, supra, § 1420.) Thus, declarations against pecuniary or proprietary interest are admitted because they are unlikely to be false. (5 Wigmore, supra, §§ 1457-1475.) A declaration against penal interest is no less trustworthy. As we pointed out in People v. One 1948 Chevrolet Conv. Coupe, 45 Cal.2d 613, 622 [290 P.2d 538, 55 A.L.R.2d 1272], a person’s interest against being criminally implicated gives reasonable assurance of the veracity of his statement made against that interest. Moreover, since the
The question remains whether the admissibility of hearsay declarations against interest depends on the unavailability of the declarant to testify at the trial.
There is no merit to the contention that regardless of the hearsay issue the question was properly objected to for immateriality. The Attorney General contends that the question sought to establish ownership of the narcotics, and not possession, which is all that is needed for a violation of the statute. The question was whether Mrs. Roland stated that the narcotics “were hers.” If she answered “yes,” such evidence, although not conclusive, would clearly be material to the issue of possession. Had the officer been allowed to answer the question, further questions might have brought out that she meant that it was she who had possession. The hearsay objection, however, blocked further inquiry. Since the trial judge correctly applied the then existing law on the hearsay issue, rephrasing the question or making an offer of proof would have been fruitless. Defendant is therefore not precluded from raising the hearsay issue on appeal. (See People v. Kitchens, 46 Cal.2d 260, 262-263 [294 P.2d 17].),
Denying defendant the opportunity to establish that Mrs. Roland admitted possession of the heroin was prejudicial i to him. With such an admission before it, there is a reasonable probability that the trial court would have believed defendant’s testimony and would have concluded that the officer was mistaken and that it was Mrs. Roland, not defendant, who threw the heroin to the ground at the time of the arrest.
The judgment is reversed.
Gibson, C. J., Schauer, J., Peters, J., Tobriner, J., and Peek, J., concurred.
Section 1853 reads: “The declaration, act, or omission of a decedent, having sufficient knowledge of the subject, against Ms pecuniary interest, is also admissible as evidence to that extent against his successor in interest. ’ ’
Section 1870, subd. 4 reads: “In conformity with the preceding provisions, evidence may be given upon a trial of the following facts: . . . 4 . . . the act or declaration of a deceased person done or made against Ms interest in respect to his real property. ...”
Section 1946, subd. 1 reads: “The entries and other writings of a decedent, made at or near the time of the transaction, and in a position to know the facts stated therein, may be read as prima facie evidence of the facts stated therein, in the following eases: 1. When the entry was made against the interest of the person making it. . . .”
The record does not disclose whether or not Mrs. Boland was available as a witness.
If Mrs. Boland had taken the witness .stand, but refused to testify regarding possession of narcotics, invoking her constitutional right not to incriminate herself, she would not have been available as a witness.
The declaration would also be admissible in a prosecution against Mrs. Boland as an admission of a party opponent. (Code Civ. Proc.. § 1870, subd. 2; People v. Wilkins, 158 Cal. 530 [111 P. 612].
Dissenting Opinion
I dissent. I would affirm the judgment. See the opinion prepared by Mr. Presiding Justice Wood for the District Court of Appeal in People v. Spriggs (Cal.App.) 33 Cal.Rptr. 732.
Respondent’s petition for a rehearing was denied March 25, 1964. McComb, J., was of the opinion that the petition should be granted.
Reference
- Full Case Name
- The PEOPLE, Plaintiff and Respondent, v. CLARENCE SPRIGGS, Defendant and Appellant
- Cited By
- 110 cases
- Status
- Published