Beagle v. Vasold
Beagle v. Vasold
Concurring Opinion
I concur in the judgment. In my opinion the trial court committed prejudicial error in refusing to allow plaintiff’s attorney to state to the jury his monetary estimate of an appropriate award for pain and suffering. Since the jury must convert pain and suffering into dollars and cents, counsel should be permitted to advance any reasonable argument as to what its decision should be. Since there is no mathematical formula for such conversion, however, an argument that the jury should use such a formula is suspect, and an argument that damages for pain and suffering should be computed at so much per unit of time is so misleading that it should never be allowed. (See Seffert v. Los Angeles Transit Lines, 56 Cal.2d 498, 509, 513-514 [15 Cal. Rptr. 161, 364 P.2d 337], dissenting opinion.) It is one thing to urge that in view of all of the evidence of pain and suffer-
Opinion of the Court
Plaintiff brought an action against defendants for personal injuries suffered by him as the result of an automobile accident. The jury returned a verdict in his favor in the sum of $1,719.48, and he appeals from the judgment entered thereon, contending that the damages awarded are inadequate as a matter of law. The only issue raised on this appeal by any of the parties, including amici curiae, is whether the trial court erred in prohibiting plaintiff’s counsel from stating in argument to the jury the amount of general damages claimed by plaintiff, either in terms of a total sum or of a sum for a time segment. We conclude it was error to restrict counsel’s arguments in that regard.
Plaintiff’s injuries resulted from an accident in which a ear driven by Kenneth Vasold went over an embankment while rounding a curve in the road. Vasold died as a result of his injuries. Plaintiff and two other occupants of the car, Beverly Adams, and Vasold’s wife, Elizabeth, were injured.
The trial court informed plaintiff’s attorney in chambers that he would not be permitted to mention to the jury “the value of his action in dollars” in a lump sum or as to “any per diem damages such as so many dollars per day, or so many dollars per month” because “[SJuch is not evidence.”
On this appeal, it is contended that the trial court’s action in restricting the argument of counsel on the issue of general damages was erroneous and that the error was prejudicial.
Before turning to the question of the propriety of the so-called “per diem” argument,
It has long been a courtroom practice of attorneys in this state to tell the jury the total amount of damages the plaintiff seeks, and no questioning of the technique has come to our attention. (See dissenting opinion of Carter, J., in Sanguinetti v. Moore Dry Dock Co. (1951) 36 Cal.2d 812, 823, 842 [228 P.2d 557]; Ritzman v. Mills (1929) 102 Cal.App. 464, 472 [283 P. 88].) Moreover, an attorney may and frequently does read the complaint, including the prayer, to the jury. (Knight v. Russ (1888) 77 Cal. 410, 414-415 [19 P. 698]; see Ritzman v Mills, supra, at p. 472.) Finally, the trial court may instruct the jury that the plaintiff claims a certain
The question whether an attorney may argue to the jury that his client’s damages for pain and suffering may be measured in terms of a stated number of dollars for specific periods of time presents a more difficult problem. Few issues in the area of tort law have evoked more controversy in the last decade. While no California case has decided the matter (but see dissenting opinion in Seffert v. Los Angeles Transit Lines (1961) 56 Cal.2d 498, 509 [15 Cal.Rptr. 161, 364 P.2d 337]), the controversy has been resolved in most of our sister states and in some federal jurisdictions.
Twenty-one jurisdictions which have passed on the issue permit an attorney to make the “per diem” argument. (Baron Tube Co. v. Transport Ins. Co. (5th Cir. 1966) 365 F.2d 858; Atlantic Coast Line R.R. Co. v. Kines (1963) 276 Ala. 253 [160 So.2d 869]; Vanlandingham v. Gartman (1963) 236 Ark. 504 [367 S.W.2d 111]; Newbury v. Vogel (1963) 151 Colo. 520 [379 P.2d 811] ; Evening Star Newspaper Co. v. Gray (D.C. Mun. Ct. App. 1962) 179 A.2d 377; Ratner v. Arrington (Fla.App. 1959) 111 So.2d 82; Southern Indiana Gas & Elec. Co. v. Bone (1962) 135 Ind.App. 531 [180 N.E.2d 375], affd. 244 Ind. 672 [195 N.E.2d 488]; Corkery v. Greenberg (1962) 253 Iowa 846 [114 N.W.2d 327]; Louisville & Nashville R.R. Co. v. Mattingly (Ky.App. 1960) 339 S.W.2d 155; Little v. Hughes (La.App. 1961) 136 So.2d 448; Eastern Shore Public Service Co. v. Corbett (1962) 227 Md. 411 [177 A.2d 701], affd. 180 A.2d 681; Yates v. Wenk (1961) 363 Mich. 311 [109 N.W.2d 828]; Flaherty v. Minneapolis & St. Louis Ry. Co. (1958) 251 Minn. 345 [87 N.W.2d 633]; Arnold v. Ellis (1957) 231 Miss. 757- [97 So.2d 744]; Wyant v. Dunn
In 11 jurisdictions the argument is not permitted. (Henne v. Balick (1958) 51 Del. 369 [146 A.2d 394]; Franco v. Fujimoto (1964) 47 Hawaii 408 [390 P.2d 740]; Caley v. Manicke (1962) 24 Ill.2d 390 [182 N.E.2d 206] ; Caylor v. Atchison, Topeka & Santa Fe Ry. Co. (1962) 190 Kan. 261 [374 P.2d 53]; Faught v. Washam (Mo. 1959) 329 S.W.2d 588; Duguay v. Gelinas (1962) 104 N.H. 182 [182 A.2d 451] ; Botta v. Brunner (1958) supra, 138 A.2d 713; Certified T.V. & Appliance Co. v. Harrington (1959) 201 Va. 109 [109 S.E.2d 126] ; Crum v. Ward (1961) 146 W.Va. 421 [122 S.E.2d 18] ; Affett v. Milwaukee & Suburban Transport Corp. (1960) 11 Wis.2d 604 [106 N.W.2d 274]; Henman v. Klinger (Wyo. 1966) 409 P.2d 631; see also Paley v. Brust (1964) 21 App.Div.2d 758 [250 N.Y.S.2d 356] ; King v. Railway Express Agency, Inc. (N.D. 1961) 107 N.W.2d 509.)
The conflict has also been thoroughly debated in the law reviews. An examination of a large number of articles on the subject indicates that a substantial majority of the authors are
We believe the reasons hereinafter discussed persuasively require California to align itself with the majority of jurisdictions on this issue.
The opening guns in the battle to prohibit an attorney from arguing damages on a “per diem” basis were sounded in Botta v. Brunner (1958) supra, 138 A.2d 713, and every decision since Botta holding such argument to be improper has followed, at least in part, the reasoning employed in that case. In Botta the Supreme Court of New Jersey upheld the trial court’s refusal to permit plaintiff’s attorney to suggest that his client’s damages for pain and suffering be measured by a stated number of dollars for each day, essentially on the rationale that such statements of counsel are not evidence and have no foundation in the evidence, but in the minds of jurors they substitute “unproven, speculative and fanciful standards of evaluation for evidence.”
The court stated: “In the final analysis, we hold the view that suggestions of the sort we are asked to approve here constitute an unwarranted intrusion into the domain of the jury. . . . ‘Jurors know the nature of pain, embarrassment and inconvenience, and they also know the nature of money.
With commendable forthrightness Botta overruled a long line of New Jersey cases which had held it proper for an attorney to advise the jury of the total amount of damages sought by the plaintiff or to suggest a total amount as reasonable compensation, on the ground that it would be inconsistent to allow the jury to know the total amount of damages while prohibiting counsel from suggesting by means of a “per diem” evaluation how he arrived at the total.
We do not find the reasoning of Botta convincing. It is, of course, axiomatic that pain and suffering are difficult to measure in monetary terms. Yet the inescapable fact is that this is precisely what the jury is called upon to do. As one critic of Botta has noted: “The plaintiff sues for money. The defendant defends against an award of money. The jury is limited to expressing its findings in terms of money. Nevertheless, the jury must be precluded from hearing any reference whatever to money. It must retire to the jury room in vacuo on this essential of the case where the unmentionable and magical conversion from broken bones to hard cash may then take place.” (Note (1958) supra, 12 Rutgers L.Rev. 522.)
It is undeniable that the argument of counsel does not constitute evidence. However, it does not follow, as averred in Botta, that the suggestion of a sum for damages can have no foundation in the evidence. Indeed it is necessarily inferred from observation of the plaintiff in the courtroom and from expert testimony regarding the nature of his injuries and their consequences. If the jury must infer from what it sees and hears at the trial that a certain amount of money is warranted as compensation for the plaintiff’s pain and suffering, there is no justification for prohibiting counsel from making a similar deduction in argument. An attorney is permitted to discuss all reasonable inferences from the evidence. (4-County Electric Power Assn. v. Clardy (1954) 221 Miss. 403 [73 So.2d 144, 151-152, 44 A.L.R.2d 1191]; J. D. Wright & Son Truck Line v. Chandler (Tex.Civ.App. 1950) 231 S.W.2d 786, 789.) It would be paradoxical to hold that damages in totality are inferable from the evidence but that when this sum is divided
Thus, an attorney who suggests that his client’s damages for pain and suffering be calculated on a “per diem” basis is not presenting evidence to the jury but is merely drawing an inference from the evidence given at the trial. Of course, the trial , court has the power and duty to contain argument within legitimate bounds and it may prevent the attorney from drawing inferences not warranted by the evidence. For example, counsel should not be permitted to argue future damages for pain and suffering on a “per diem” basis where the evidence would not justify an inference that the plaintiff will suffer pain in the future.
Another dubious aspect of Botta is its conclusion that an attorney who employs the “per diem” argument invades the province of the jury. It seems patently clear that an attorney does not interfere with a jury’s decision-making powers to any greater extent when he suggests that damages be measured on a segmented basis than when he exhorts the jury to find the defendant negligent. It has never been contended that the jury forsakes its duty of determining whether the defendant acted as a reasonable man because counsel is permitted to discuss the participants’ conduct and the inferences to be. drawn therefrom. Nor should we conclude as a matter of law that a jury will ignore the court’s instructions to award a reasonable amount as compensation for the plaintiff’s, pain and suffering and that it will inevitably choose an indefensible course of slavishly following counsel’s suggestions on damages, merely because he asserts in argument that such compensation should be measured on a “per diem” basis. The jury is, in any event, the ultimate judge of the inferences to be drawn from the evidence presented and it is so instructed by the court.
Many of the authorities, including Botta, point out that it is logically inconsistent to permit counsel to inform the jury of the lump sum amount claimed by the plaintiff or to suggest that a certain sum be awarded, while shielding the jury from the suggestion that the total amount may be fragmented to represent periods of time. These eases reason that discussion of a “per diem” amount involves no more speculation than a total figure. (See, e.g., Yates v. Wenk (1961) supra, 109 N.W.2d 828, 831; Louisville & Nashville R.R. Co. v. Mattingly (1960) supra, 339 S.W.2d 155, 161; but see Caley v. Manicke (1962) supra, 182 N.E.2d 206, 209; Duguay v. Gelinas (1962)
Some legal scholars indicate the actual subjective basis for decisions which hold the “per diem” argument improper is the belief such argument results in excessive verdicts (see, e.g., Note (1962) U.Ill.L.F. 269, 274; Note (1960) supra, 33 So.Cal. L.Rev. 214, 219) and that courts which prohibit the “per diem” argument demonstrate a lack of confidence in the jury system (see Note (1961) 14 U.Fla.L.Rev. 189, 191; Note (1962) supra, 60 Mich.L.Rev. 612, 625). Even if it can be established that larger verdicts result on occasions when the “per diem” argument is employed, it does not necessarily follow that these awards are excessive under the circumstances of the particular cases since, as pointed out hereinafter, both the trial and the appellate courts have the power and the duty to reduce verdicts which are unreasonably large. As was stated in one case, “if the evil feared is excessive verdicts, then the cure ought to be directed against the product, not the practice.” (Johnson v. Colglazier (1965) 348 F.2d 420, 425, 429 (dissenting opinion; the majority opinion in Johnson was overruled in Baron Tube Co. v. Transport Ins. Co. (5th Cir. 1966) supra, 365 F.2d 858).)
Some of the cases which cite the danger of excessive damages as a basis for disapproving the “per diem” argument (e.g., Faught v. Washam (1959) supra, 329 S.W.2d 588,
Other objections made to the use of a mathematical formula are that it produces an illusion of certainty which appeals to the jury but can only mislead it (Caley v. Manicke (1962) supra, 182 N.E.2d 206, 208) and that it can result in grossly magnifying the total damages by shrewd manipulation of the unit of time employed. In Affett v. Milwaukee & Suburban Transport Corp. (1960) supra, 106 N.W.2d 274, 280, it is said that the absurdity of using a mathematical formula is demonstrated by the fact that an attorney could, instead of using a day as the unit of time for measurement, ask the jury to calculate his client’s pain and suffering in terms of seconds. Thus, one cent for each second of pain may not seem unreasonable, but if the damages were to be calculated on this basis it would result in $86.40 for a 24-hour day, $31,536 for each year, and an absurdly high figure in toto.
There are at least two answers to the foregoing objections. First, whatever manner of calculation is proposed by counsel or employed by the jury, the verdict must meet the test of reasonableness. The “per diem” argument is only a
Second, there exist meaningful safeguards to prevent the jury from being misled. As expected of him by his client, plaintiff’s attorney will urge the jury to award the maximum amount of damages which the evidence plausibly justifies, but he has the best of reasons for refraining from grossly exaggerating his claim since, by doing so, he may so tax the credulity of the jury that it will disregard his entire argument. Counsel assumes “the risk of overpersuasion” (Brown, J., in Hall v. Burkert (1962) 117 Ohio App. 527 [193 N.E.2d 167, 169]). If he overstates his claim by the device dsecribed in Affett, there is nothing to prevent defense counsel from pointing out this stratagem or to argue that the amount suggested is excessive and.emphasize that the jury’s duty is to award only a reasonable sum as compensation.
Every case which has considered the issue before us has emphasized the difficulty faced by a jury in attempting to measure in monetary terms compensation for injuries as subjective as pain, humiliation and embarrassment. The cases abound in broad statements such as that' the matter is entrusted to the “impartial conscience and judgment of jurors who may be expected to act reasonably, intelligently and in harmony with the evidence,” and that they are to award “fair and reasonable compensation” and be guided by “their observation, experience and sense of fairness and right.” (See, e.g, Botta v. Brunner (1958) supra, 138 A.2d at pp. 718-720.) These homilies provide little assistance to the jury. Under some circumstances, the concept of pain and suffering may become more meaningful when it is measured in short periods of time than over a span of many years, perhaps into Í3ifinity. The “worth” of pain over a period of decades is often more difficult to grasp as a concept of reality than is the same experience limited to a day, a week or a month. It is this very consideration which underlies much of the controversy over the issue before xis. The fact that the “.per diem” argument provides a more explicit comprehension and humanization of the plaintiff’s predicament to lay jurors makes this approach an effective tool in the hands of his attorney. This alone is not, however, a sufficient reason to condemn it.
We pause to note that the “per diem” device is not beneficial exclusively to plaintiffs seeking damages. It is a double-edged sword with equal availability and utility in argument by defendant’s counsel who may employ the technique of dividing plaintiff’s total demand into time segments in order to illustrate how exaggerated or ludicrous the claim may be.
Denial of the “per diem” argument deprives counsel of the full fruits of effective advocacy on the issue of damages, which is not infrequently the crucial conflict in the trial of an action for personal injuries. Only the most persuasive
Defendant and amici curiae urge that even if we do not adhere to the Botta prohibitory rule, we should hold that the “per diem” argument is not available as a matter of right but, rather, the entire question should be subject to the discretion of the trial court. We believe this would be an undesirable solution, creating more problems than it would solve. The inevitable results would be peremptory challenges to judges on the basis of whether or not they were inclined to permit argument on a mathematical basis, and the proliferation of appeals, on the complex question of Avh ether the court’s discretion was abused in a particular case. Existing rules relating to the trial court’s control over the scope of counsel’s argument are sufficient to protect the integrity of the jury’s decision-making role. There is no justification for holding that the “per diem” argument is governed by special standards not applicable to other types of argument.
We come, finally, to the question whether the trial court’s error in limiting counsel’s argument in the present case resulted in prejudice. (Cal. Const., art. VI, §4%-) Plaintiff, a carpenter by trade, was 39 years old at the time of the accident. He was hospitalized for 12 days. He suffered cuts on his head and hands, a sliver of wood became lodged under his eyelid, and one of his front teeth was chipped in the mishap. Subsequently, his vision became impaired. He had not worn eyeglasses prior to the accident but was .required to obtain a pair shortly thereafter, and a few weeks after receiving the first pair of glasses he suffered another change in his vision, requiring a different prescription for his eyeglasses.
Plaintiff did not have any pains in his back before the accident, but subsequent thereto he had severe back pains which radiated doAAtn his thighs to the knees. He was required to wear a back brace and had been unable to work in his trade as a carpenter since the accident. A medical doctor testified that plaintiff was suffering from a congenital back defect known as spondylolisthesis and, although there is some conflict in the evidence on the issue, the expert testimony strongly indicates
When prejudicial error appears in the determination of the issue of damages, “It has been held that on an appeal from a judgment where the evidence as to liability is ‘ overwhelming ’ a retrial may be limited to the issue of damages. [Citations.] Where, however, the evidence as to liability is in sharp and substantial conflict, and the damages awarded are so grossly inadequate as to indicate a compromise on the issues of liability and damages, the case should be remanded for a retrial of both issues.” (Clifford v. Ruocco (1952) 39 Cal.2d 327, 329 [246 P.2d 651] ; see also Leipert v. Honold (1952) 39 Cal.2d 462, 467 [247 P.2d 324, 29 A.L.R.2d 1185]; Rose v. Melody Lane (1952) 39 Cal.2d 481, 488-489 [247 P.2d 335] ; Cary v. Wentzel (1952) 39 Cal.2d 491, 492-493 [247 P.2d 341] ; Hamasaki v. Flotho (1952) 39 Cal.2d 602, 604-607 [248 P.2d 910].)
The judgment is reversed.
McComb, J., Peters, J., Tobriner, J., Peek, J., and Burke, J., concurred.
The defendants in this action are Elizabeth Vasold and the administrator of Vasold’s estate.
The following colloquy occurred between plaintiff’s attorney and the court during the opening statement:
"Mb. Singer: I want to talk just very briefly with you about the amount of money in controversy in this case. Before I do, I remember your Honor’s admonition in chambers; that did not apply to opening statements, is that correct, your Honor?
"The Court: Yes. At all times.
"Mb. Singer: At all times, your Honor?
"The Court: Ves. Except as to your special.
"Mr. Singer: Oh, I see.
"The Court: But as to the general.
"Mb. Singer: All right. Thank you, your Honor.”
“The Court: My suggestion to counsel is that during their summation that no calculations be made, either verbally or on the blackboard, of any per diem damages such as so many dollars per day; or so many dollars per month. Further, that the opinion of counsel not be given as to the value of his action in dollars. Such is not evidence.
“Mb. Singer; If I understand the Court’s instructions on this point,
I am then permitted to talk in specific figures about the special damages, the medical damages?
“The Court: No question about that.
“Mr. Singer: And the loss of wages—but not about the estimated future loss of wages—in terms of specific figures, I may do so?
“The Court: Yes. That is special. This only applies to general damages.
“Mr. Singer: I see. Then I may only not speak in terms of figures as to the amount to be awarded to my clients, if there is an award, for permanent disability and for pain and suffering; is that generally correct?
“The Court: This is my request: That counsel not tell the jury that in his opinion the general damages are worth $50,000 or $40,000, or $25. Of course, as to your special, naturally those are fixed amounts. They have been testified to and they are in the evidence; but there is nothing in the evidence whatsoever of any amount of general damages. Do you understand each one?
“Mr. Singer: Yes.”
With regard to the question of general damages, plaintiff’s attorney stated in closing argument: “Mr. Beagle’s vision, of course, was affected by the accident. His life expectancy is 30.5 years (writing). And he is entitled to an award based on the permanent disability that he will incur as the result of this accident. And, of course, an award for the pain and suffering which he incurred as the result of this accident and will incur in the future. You will recall Mr. Beagle was in the hospital 13 days. He, of course, was injured in the accident with severe head lacerations, and has worn a corset-type brace for the last two years as the result of the accident. You are entitled to take these things into consideration as far as pain and suffering, and the pain and suffering that he will necessarily incur in the future. ’ ’
TMs term will be used in the opinion to refer to argument by counsel which suggests the segmentation of the damages to be allowed for pain and suffering into a stated amount of money representing a certain period of time, such as $5 for each day, etc.
Defendants assert that only one of the eases cited above for the majority view (Newbury v. Vogel (1963) supra, 379 P.2d 811) involved a situation where, as here, the trial court refused to allow the “per diem” argument and the appellate court held the refusal erroneous, and that in the remainder of the cases cited for the majority view the trial court permitted “per diem” argument and the appellate court upheld the lower court’s determination that such argument was proper. It follows, therefore, argue defendants, that the majority rule is not that the “per diem” argument may be made by an attorney as a matter of right but only that the issue is to be determined in the sound discretion of the trial court. This is an incorrect analysis. Some of the eases, as indicated above, expressly provide that the question whether to permit “per diem” argument is committed to the discretion of the trial court. Those which do not so state hold generally that for the reasons set forth in the subsequent portions of this opinion, the “per diem” argument is a proper one. Presumably, a refusal by the trial court to permit the “per diem” type of argument would result in a reversal of the judgment in these jurisdictions if the issue were raised in the proper context and prejudice resulted from the refusal.
Not included in this compilation are articles from journals published by organizations such as the Defense Research Institute, Inc., and the American Trial Lawyers Association, formerly known as the National Association of Claimants Compensation Attorneys.
In the Franco ease it was held there was no incompatibility between allowing the court to instruct the jury as to the total amount claimed by the plaintiff, while refusing to permit the "per diem” argument, because the purpose of the former was to advise the jury of the limit on the amount of its verdict. The court expressly refrained from deciding whether it was proper for counsel to argue for a specific lump sum award. (390 P.2d at p. 249, fn. 2.)
As set forth above, Nevada is one of the states which leaves the question of the propriety of "per diem” argument to the discretion of the trial court.
In' Thill v. Modern Erecting Co. (1965) 272 Minn. 217 [136 N.W.2d 677], the trial court reduced a jury verdict of $642,400 to $375,000, and this was upheld on appeal. While the court agreed “with the trial court that the jury reached an excessive verdict by logical application of mathematical formulas that swelled the total sum beyond a reasonable figure, ’ ’"it found no fault with the process, only that the basic figures used in computation “did not take into account considerations that tend to decrease an award.”
In California it has been said, “The trial judge sits as a thirteenth juror with the power to weigh the evidence and judge the credibility of the witnesses. If he believes the damages awarded by the jury to be excessive and the question is presented it becomes his duty to reduce them.” (Seffert v. Los Angeles Transit Lines (1961) supra, 56 Cal.2d at p. 507.) The appellate court’s power in this regard is more limited, but a verdict may be reduced on appeal where it is so large as to shock the court’s sense of justice and raise a presumption that it was the result of prejudice. (Johnston v. Long (1947) 30 Cal.2d 54, 57, 76 [181 P.2d 645].)
Botta states that defense counsel is placed in an unfair position when the “per diem” argument is made because, while he can argue that pain and suffering should be assessed at a lesser sum per day or per month than that suggested by the plaintiff, this can only fortify the implication that the law recognizes the “per diem” method of evaluation as valid. The defect in this approach to the problem is that it assumes the impropriety of the “per diem” argument.
In holding that counsel may properly suggest to the jury that plaintiff’s pain and suffering he measured on a "per diem” basis, we do not imply that we also approve the so-called ‘ ‘ golden rule ’ ’ argument, by which counsel asks the jurors to place themselves in the plaintiff’s shoes and to award such damages as they would "charge” to undergo equivalent pain and suffering.
Reference
- Full Case Name
- CARL BEAGLE, Plaintiff and Appellant, v. ELIZABETH VASOLD Et Al., Defendants and Respondents
- Cited By
- 73 cases
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- Published