People v. Massie
People v. Massie
Opinion of the Court
The defendants were jointly charged by information and convicted by the court of the first degree murder of Mrs. Mildred Weiss, the attempted murder of Prank Boiler, and the robberies of Boiler, Prank Muecia and Archie Bolivar. The court denied defendant Vetter’s timely motion for a separate trial. Massie then pleaded guilty, and
We hold that Massie’s convictions and death sentence must be affirmed and that Vetter’s convictions must be reversed. We reject the contentions of both defendants that Massie’s confession was involuntary or obtained in violation of bis rights to counsel and to remain silent. We do not accept the contention that the five offenses constituted a single course of conduct precluding multiple punishment. We set forth the evidence supporting the convictions and providing the basis for our conclusions that Vetter’s commitment was not without probable cause and that the trial court properly denied defendants’ motions for new trials on grounds of the insufficiency of the evidence. We explain, however, that the court erred in denying defendant Vetter’s motion for a separate trial and that the combination of prejudicial effects flowing from the error constituted a miscarriage of justice, entitling Vetter to a new trial.
1. The Evidence
Massie began his three-hour series of crimes at 9:15 p.m. on January 7, 1965, in West Covina, with the robbery and attempted murder of Frank Boiler (counts I and TI). Boiler identified Massie at a police lineup by his voice and silhouette as the man who crossed Boiler’s lawn, threatened him with a rifle, and demanded his money. After Boiler gave Massie his wallet Massie said, “Don’t look at me, queer,” and fired a shot grazing Boiler’s temple. Massie then ran off around a hedge and entered a car. The engine of the car started after Massie entered.
Shortly before 10 p.m. Mrs. Mildred Weiss became Massie's next victim (count III). Massie approached Mrs. Weiss as she was standing on the front lawn of her San Gabriel house, directing her husband’s car into their garage. Massie spoke to her for a short time, shot her, and fled to a wait'ng c t several hundred feet up the street. Massie entered the passenger’s door, and the car left.
At about midnight Massie perpetrated the robbery of Frank Muccia and Archie Bolivar in the Twin Gables Bar in Bald
Defendant Vetter was arrested as a result of Massie’s accusation, rendered in his confession, that Vetter drove the getaway car during each of the offenses. Jointly charged by information ivith first degree murder, attempted murder, and three counts of armed robbery, defendants appeared at a preliminary hearing. The victims of the robberies, as well as Mr. Weiss, identified Massie as the perpetrator of each of the offenses. Mr. Weiss and three other men who followed Massie up the street after the shooting of Mrs. Weiss identified Vetter as a man who looked “similar” to the driver. Ballistics experts and a criminologist testified that the markings on cartridges found at the Boiler and Weiss houses resembled both those found on a spent cartridge in Vetter’s car and those obtained from tests of a rifle of the same type as one which a sales clerk stated that Vetter had purchased at his store.
The foregoing evidence adduced at the preliminary hearing sustained the magistrate’s ruling that both defendants stand trial; such evidence also upheld the trial court’s denial of Vetter’s motion under Penal Code section 995 to set aside the information. Vetter argues that no evidence whatsoever connects him with the Boiler, Muccia and Bolivar crimes. The magistrate could reasonably have believed, however, that the person who drove Massie during the perpetration of one of the offenses also drove him during the commission of the other offenses.
2. Massie’s Contentions
Defendant Massie urges that his convictions and death sentence must be reversed because (a) they rest upon confessions obtained in violation of his constitutional rights,
(a) Admissibility of confessions
Massie contends that since his two confessions were involuntary, and obtained in violation of his rights to counsel and to remain silent, their introduction into evidence requires reversal of both his convictions as well as his death penalty.
(i) Voluntariness
Massie contends that his confessions must be treated as involuntary because of evidence that he was under the influence of drugs. The record, as well as the tape recording itself, shows that during the interrogations Massie took a “benny” (benzedrine). He argues that “in the usual dosage [benzedrine] is a stimulant and probably would not impair the ability of a defendant to make a valid confession. But the effect of long continued use of larger quantities of the drug upon the human body cannot be estimated. ’ ’
Massie raised the issue of the voluntariness of his confession on voir dire; he offered direct testimony and was cross-examined upon the influence of the drug on his body; he had the opportunity to present medical evidence on the question of the effects of continued use of benzedrine. On cross-examination Massie admitted, "I put the last one in my mouth in the police station so I could understand the questions they were firing at me better. ’ ’
Nothing in the record indicates that the benzedrine in any way affected Massie’s ability to give a voluntary confession. The record does not establish the effect of benzedrine; it shows that Massie took only one or two pills during the interrogation. Under the circumstances, we cannot hold that the trier of fact could not properly have found that Massie gave a voluntary confession.
Massie contends that his confessions were improperly-admitted because the officers failed to administer the warnings required by Escobedo v. Illinois (1964) 378 U.S. 478 [12 L.Ed.2d 977, 84 S.Ct. 1758], and People v. Dorado (1965) 62 Cal.2d 338 [42 Cal.Rptr. 169, 398 P.2d 361]. He testified that he did not remember being advised of his rights; moreover, he attested that he had asked for an attorney and that the police had denied his request.
The record supports the court’s finding that the officers fully informed Massie of all of his rights, and that he waived them intelligently. Officer Vietti testified that “when we first walked into the room, he wanted to know from the arresting officers if we were investigators and right away, he wanted to tell us. He says, "I have got a lot of things to tell you. ’ . . . When I finally stopped him from talking, I asked him if he had been advised of his rights, and he said yes. And I said, ‘Well, I will do it once more. ’ ... I told him that he could have an attorney and that he didn’t have to tell me anything, and if he did tell me anything, that it could be used in a trial against him. ... I think he said something about, ‘I don’t think an attorney could do me any good now. ’ ’ ’
Officer Vietti stated that Massie did not request counsel, willingly responded to the officers’ questions, readily admitted committing the crime for which he was arrested, and volunteered confessions of crimes “you don’t even suspect me of.” The tape recording of the confessions reveals that Massie volunteered at length details of a series of taxicab robberies and of the present crimes. At that time Massie had not been accused of the instant offenses. He stated, “I am going to tell you a whole lot of things.” “You go ahead, you ask the questions. ” “I want you to get it all down.”
The trial court believed the officer, not Massie. In view of the foregoing testimony, the record does not lack support for the conclusion that although fully informed of his rights, Massie waived his rights and confessed voluntarily.
(b) Multiple punishment
Massie secondly contends that Penal Code section 654,
We cannot hold that Massie’s commission of a series of robberies constituted “a single course of conduct.” A defendant may not bootstrap himself into section 654 by claiming that a series of divisible acts, each of which had been committed with a separate identifiable intent and objective, composes an "indivisible transaction. ’ ’ Ridley itself held that section 654 does not apply if “one act has two results each of which is an act of violence against the person of a separate individual.” (Id. at p. 678; see Neal v. State of California (1960) 55 Cal.2d 11, 20-21 [9 Cal.Rptr. 607, 357 P.2d 839] ; People v. Zurica (1964) 225 Cal.App.2d 25, 32 [37 Cal.Rptr. 118].) The commission of multiple violent offenses against different individuals imports a higher degree of culpability than the commission of a single offense against one individual.
Massie also contends that the robbery of Frank Boiler constituted a lesser offense included in the attempted murder. Sufficient evidence, however, shows that the attempted murder did not merely serve as a “means” by which Massie sought to commit robbery, as arson served as the means of attempted murder in Neal, and as the assault on Bennett operated as the means of robbery in Ridley. Massie held Boiler at gunpoint and demanded his wallet. Since his arms were full of packages, Boiler demurred, and Massie struck him with the rifle. Boiler then surrendered his wallet and looked at Massie. Massie said to Boiler, “Don’t look at me, queer,” and fired the shot which grazed Boiler’s temple. The attempted murder occurred as a separate and distinct act after the completion of the robbery; Massie contemplated an objective other than robbery. The two acts therefore merited multiple punishment. (Inre Chapman (1954) 43 Cal.2d 385, 391 [273 P.2d 817].)
' (c) Massie’s other contentions
Massie raises several additional unmeritorious contentions. He urges (i) that the court erred in admitting television news film of a confession that he gave in an interview with a
(i) Massie contends that the trial court committed reversible error in admitting into evidence a sound news film, taken at the police station after Massie’s second confession, depicting Massie admitting his guilt in an interview with a reporter. In People v. Price (1965) 63 Cal.2d 370, 379 [46 Cal.Rptr. 775, 406 P.2d 55], the court stated: “. . . the statement made by defendant to the reporter was in no way a result of police interrogation, but was wholly voluntary, and hence no reason appears for excluding it. . . . Absent evidence of police complicity, the admission of defendant’s statement to the reporter infringed no constitutional right or defeated any purpose fostered by the recent decisions of the United States Supreme Court and of this court. ’ ’
Price controls the present case. Police had already obtained Massie’s confession after he had been advised of his constitutional rights. Massie consented to, and did fully, participate in the interview; he adduced no evidence of compulsion or of police complicity in staging it. Massie asks that we reexamine the principle enunciated in Price in light of Sheppard v. Maxwell (1966) 384 U.S. 333 [16 L.Ed.2d 600, 86 S.Ct. 1507], and Estes v. Texas, (1965) 381 U.S. 532 [14 L.Ed.2d 543, 85 S.Ct. 1628], as well as Rideau v. Louisiana (1963) 373 U.S. 723 [10 L.Ed.2d 663, 83 S.Ct. 1417], In those cases, however, the effect of the publicity generated by television and other news media deprived the defendants of an impartial jury and a fair trial. Massie submits no contention that publicity of his confession was so pervasive in Los Angeles County as would have rendered selection of an impartial jury impossible.
(ii) The evidence sufficiently supported a conviction of first degree murder. In his properly obtained confession, Massie admitted that he shot Mrs. Weiss while attempting to commit the felony of robbery. He committed robberies shortly before and soon after the murder. The evidence justified the judge’s finding that the murder occurred during the commis
(iii) Massie’s counsel objected to the introduction of evidence of other offenses committed by Massie before the court determined the degree of the murder “on the ground that such testimony would be incompetent . . . and . . . not tend to prove or disprove any of the issues in the present case, and . . . not tend to show the state of mind of the defendant as of January the 7 th, 1965.” Massie, however, pleaded guilty, waived jury trial on the issues of the degree of murder and penalty, and stipulated that the court could determine the degree as well as the penalty. He agreed that if the court should find the offense to be of the first degree it could, in fixing the penalty, consider the evidence adduced by Vetter as well as additional evidence offered by Massie. Thus Massie agreed that the court could hear evidence which would be admissible only on the question of penalty before the court actually determined the degree of murder. Whatever the wisdom of such a stipulation, Massie cannot now urge error in a procedure which he accepted.
(iv) Massie did not allege in the trial court that his guilty plea was compelled. He made no motion to substitute a new and different plea. The only sources of duress he now asserts are his marital difficulties and his conditions of high-security confinement. We cannot hold that Massie entered his plea of guilty under psychological or physical duress.
(v) Massie contends that the trial court committed prejudicial error in refusing to grant him a continuance to enable him to obtain “private counsel.” lie argues that “if the defendant, during the requested week, could have found an attorney to represent him, then the court could not have rejected this ‘private’ counsel.” Massie did not, however, seek substitution of a particular private attorney of his own choosing. He sought appointment of some private counsel. An indigent defendant cannot assert a right to the appointment of a particular attorney. Massie alleged no specific reason why the public defender could not adequately defend him. The present ease is distinguishable from People v. Crovedi (1966) 65 Cal.2d 199 [53 Cal.Rptr. 284, 417 P.2d 868], and People v. Byoune (1966) 65 Cal.2d 345 [54 Cal.Rptr. 749, 420 P.2d 221], In those cases, defendants had either retained private counsel or asserted their intention of retaining private counsel. Massie, however, sought appointment of private counsel.
(vi) Finally, Massie contends that he suffered a
“To justify relief on this ground [of inadequate representation of counsel], ‘an extreme case must be disclosed.’ . . . It must appear that counsel’s lack of diligence or competence reduced the trial to a ‘farce or a sham.’ ” (People v. Ibarra (1963) 60 Cal.2d 460, 464 [34 Cal.Rptr. 863, 386 P.2d 487].) We cannot find that Massie’s trial approached “a farce or a sham.” Quite to the contrary, the public defender vigorously represented his client, cross-examined the People’s witnesses thoroughly, apparently with possible defenses in mind, urged necessary objections, and acquitted himself well in arguments at the bench. Massie’s representation by counsel was adequate.
We have reviewed the record and we can find no reason why we should not affirm Massie’s conviction and death penalty.
3. Tetter’s Contentions
(a) Insufficiency of the evidence
Vetter contends that the trial court erred in denying his motion for a new trial which was premised on the ground that the evidence did not sufficiently support the verdict. We consider the testimony in some detail in order to explain why we cannot accept that contention, but we conclude that the evidence is so closely balanced as to render prejudicial the errors which we shall discuss below.
The crux of Vetter’s position is that the prosecution witnesses did not successfully identify him as the driver of the car that Massie used in the perpetration of the Weiss murder. In this endeavor defendant focuses on the testimony of four adverse witnesses. The remaining showing against Vetter
Two of the four witnesses were the husband and son of the victim. The husband, Mr. Weiss, testified that after he had pursued Massie 100 yards up the street to the car, he fell against the left rear fender as the car moved away, and briefly observed the back of the driver’s head. He stated at the trial that Vetter "resembled the man in the driver’s seat.” The son, Ronald Weiss, testified that he also pursued Massie, running some distance behind his father. Asked whether lie saw the driver, Ronald stated that “before he pulled away I was in the street . . . and I ran behind the car [to within] 40 feet, and I saw the back of his head.” At a five-man lineup four weeks after the date of the crime, Ronald picked out Vetter as one whose back appeared "familiar. ’ ’
Two other persons, neighbors of the Weisses, identified Vetter. John Billiek, joining in the attempt to apprehend the killer, ran to within 15 feet of the back of the car. and saw a partial left rear profile and the left shoulder of the driver. The driver was “a male definitely,” according to Billiek, but he could make no “positive identification.” Richard Nichols, who also followed Massie, testified that he “got within approximately five feet . . . closest to the driver’s side of the automobile.” He saw a 45-degree rear profile of the driver, and “recognized Vetter at the lineup and in court as the driver.
The defense sought to establish its theory of the crimes by adducing the testimony of Vetter and his wife, and that of a witness to Massie’s escape from the tavern robbery who testified that a woman drove the getaway car, and by attacking the testimony of the identification witnesses. Vetter and his wife testified that Vetter lent Massie his car,
To prove that Vetter could not have been driving Massie’s getaway car during the tavern robbery, the defense called as a witness the woman who had been sitting in the parked car which was nearly struck as Massie’s car sped out of the Twin Gables Bar parking lot. After hearing the sound of the window shattering from the impact of the bottle thrown at Massie by victim Muecia, she saw “a car coming towards us with headlights off.” The driver “was a female,” based upon “her general appearance, her hair was shoulder length.” There was “no question” in her mind “that the driver of the car was a woman.” She was “absolutely positive of that. ’ ’
The defense also attacked the reliability of the testimonial identifications of Vetter. Mr. Weiss and Mr. Billick each admitted that at a brightly illuminated lineup, four weeks after the crime, he had failed to pick out Vetter at all. Mr. Weiss stated of an individual other than Vetter whom he chose as the driver, “I think this is the man.” Billick selected this same man as the one who “most closely resembles” the driver. Ronald admitted that shortly before he viewed the lineup he had seen a picture of Vetter in a newspaper account which stated that Vetter was the driver of the car. Nichols admitted that the same newspaper had been delivered to his home, but he could not recall whether he had read the newspaper that day. He conceded that he “cannot positively identify Mr. Vetter as the driver of that car. ’ ’
The defense succeeded in establishing that the four wit
Although the evidence is in substantial conflict, we cannot accept Vetter’s contention that it did not sufficiently support a verdict of guilt on any of the five counts.
We cannot say that the identifications of Vetter—even if reached under the difficult circumstances as to time, lighting, excitement, and previous views of the defendant—were so impeached, inherently improbable, or physically impossible as to render them unworthy of belief. (People v. Huston (1943) 21 Cal.2d 690, 693 [134 P.2d 758] ; People v. Trippell (1936) 7 Cal.2d 612, 614 [61 P.2d 929].) Nor can we hold that, having believed that Vetter was the driver during the murder, the trier of fact could not reasonably have inferred that he also participated in robberies perpetrated by Massie within a three-hour period, in the same locale, using the same vehicle for escape. Each witness’ identification of Vetter may have been far from positive, but we cannot hold that taken together they did not constitute sufficient evidence upon which to convict. Nevertheless, we recognize that, without doubt, the evidence was closely balanced.
(b) Denial of a separate trial
Vetter contended that the court erred in denying his motion for a separate trial. We explain that the judge committed error (i) in failing to exercise his discretion to consider relevant and long-established reasons for granting a severance,
Vetter offered a timely motion for a severance before the commencement of the trial, advancing four supporting reasons: (1) Massie had given extrajudicial confessions accusing Vetter; (2) in view of the kinds of crimes charged against Massie, and his extensive criminal record, Vetter would suffer guilt by association; (3) despite the lack of evidence against Vetter on four of the five counts, and the weak identification evidence, the jury would consider against Vetter the strong evidence of Massie’s guilt; and (4) a conflict would arise between defendants as to the method of trial caused by Massie’s desire to waive a jury.
The record shows that the judge refused to consider whether Massie had made an implicating extrajudicial confession that might be prejudicial to Vetter if introduced at a joint trial,
(i) Failure to exercise discretion
Penal Code section 1098 in 1921 abrogated the former rule that codefendants enjoyed an absolute right to separate trials, restoring the common law rule which placed the matter within the discretion of the trial court. (See United States v. Marchant (1827) 25 U.S. (12 Wheat.) 480, 481-484 [6 L.Ed. 700] ; Witkin, Cal. Criminal Procedure (1963) § 291; and cases there cited.) Older cases had held almost unanimously that a court could never abuse its discretion in denying a motion for a separate trial because the jury could be admonished not to consider prejudicial testimony admissible only against a co-defendant.
The trial judge took the mistaken view that he was precluded from granting a separate trial and therefore erroneously refused consideration of at least three of the appropriate reasons advanced by Vetter. Although we need not decide whether the court was required to grant a severance under the circumstances, or that such denial of the motion after proper consideration of its grounds would have been an abuse of
(ii) Error under Aranda
The rules announced in People v. Aranda, supra, 63 Cal.2d 518, provide an independent source of error in the trial court’s denial of Vetter’s motion for a separate trial. In Aranda, we set forth the procedure to be followed when a defendant moves for a separate trial on the basis of a codefendant’s incriminating extrajudicial confession. (Id. at pp. 530-531.) In People v. Charles, ante, pp. 330, 344 [57 Cal.Rptr. 745, 425 P.2d 545], we held these rules applicable to cases tried before the date on which Aranda was announced, and pending upon appeal.
Under Aranda, Vetter should have been accorded a separate trial unless either (1) the incriminating portions of Massie’s confessions could have been effectively deleted without prejudice to Massie, or (2) the prosecutor assured the court that the confessions would not be used. Plainly, the prosecutor did not offer such an assurance, nor could he have been expected to do so, at a time before we condemned in Aranda the then accepted practice. Although the prosecutor in all likelihood would have elected the severance rather than the sacrifice of the use of Massie’s confessions,
The transcript of Massie’s two confessions reveals that whenever he spoke of the five charged offenses he referred to “me and John” as the individuals who committed the crimes. He continually used the pronoun “we.” He named Vetter as the driver and owner of the getaway vehicle and the owner of the rifle, and suggested that, as the driver, Vetter conceived the idea of committing the crimes. The character of Massie’s statements would leave no doubt, even if Vetter’s name had been deleted, that Massie referred to the same individual throughout the confessions. Once Vetter’s “identity [was] otherwise established by “evidence linking the defendants together before and after the crime” (People v. Aranda, supra, 63 Cal.2d 518, 531 & fn. 10), and by the other relevant testimony, the jury would have encountered no difficulty in filling in the deletions in the confession. (See Anderson v. United States (1943) 318 U.S. 350, 356 [87 L.Ed. 829, 63 S.Ct. 599]; People v. La Ruffa, supra, 153 N.Y.S.2d 352, 354.) Since the incriminating portions of the confessions could not have been effectively deleted, the Aranda rules left the trial court only the option of severance. Its denial of Vetter’s motion, therefore, was erroneous for a second reason.
Neither Vetter’s subsequent waiver of jury trial, nor Massie's later plea of guilty cured the court’s error in denying the motion for separate trials. The propriety of the denial of a motion for separate trials must be tested as of the time of the submission of the motion (People v. Clark (1965) 62 Cal.2d 870, 883 [44 Cal.Rptr. 784, 402 P.2d 856]) ; the question of error cannot be determined in the context of subsequent developments at the trial. (People v. Santo (1954) 43 Cal.2d 319, 332 [273 P.2d 249]; People v. Eudy (1938) 12 Cal.2d 41, 46 [82 P.2d 359].)
(iii) Prejudicial effect of denial of separate trial
Courts have taken three basic approaches in considering the prejudicial effects of an erroneous denial of a separate trial under the harmless error rules prevalent in all jurisdictions.
(2) Other courts have applied harmless error rules, but have held that improper denial of a separate trial is itself a
(3) Finally, some courts have applied the test of harmless error and considered the prejudicial effect only of (a) particular errors which may be identified, such as the erroneous admission of the implicating portions of eodefendants’ confessions, and (b) significant differences from the joint trial that would have occurred if the defendant had been tried separately, considering also (c) the amount of evidence of defendant’s guilt presented at the joint trial.
In the present case, in view of the closely balanced state of the evidence, it is reasonably probable that Vetter would have obtained a more favorable verdict at a separate trial. First, we have recognized that even a judge would face a formidable task in attempting to exclude from his consciousness the certain knowledge that in his confession, inadmissible as to Vetter, Massie had named Vetter as the driver of his getaway car.
As to defendant Massie, the judgments are affirmed; the judgments against defendant Vetter are reversed.
Traynor, C. J., Peters, J., and Sullivan, J., concurred.
Defendants contended that the scope of Massie’s rights should be measured by the rules announced in Miranda v. Arizona (1966) 384 U.S. 436 [16 L.Ed.2d 694, 86 S.Ct. 1602, 10 A.L.R.3d 974], and that the failure of police to inform him of his right to appointed counsel rendered his confession inadmissible. Since defendants’ trial commenced prior to the date Miranda was decided, the admissibility of Massie’s confession is controlled by the rules of Escobedo v. Illinois (1964) 378 U.S. 478 [12 L.Ed.2d 977, 84 S.Ct. 1758], and People v. Dorado (1965) 62 Cal.2d 338 [42 Cal.Rptr. 169, 398 P.2d 361], but not by Miranda. (People v. Rollins (1967) 65 Cal.2d 681, 691-692 [56 Cal.Rptr. 293, 423 P.2d 221].)
Although Massie pleaded guilty, we would be compelled to reverse his convictions, as well as his death penalty, if an inadmissible confession had impelled his plea of guilty. (See, e.g., In re Seiterle (1964) 61 Cal.2d 651, 657 [39 Cal.Rptr. 716, 394 P.2d 556]; cf. People v. Spencer (1967) ante, pp. 158, 164, fn. 3 [57 Cal.Rptr. 163, 424 P.2d 715].)
We explain below that the admission of the implicating portions of the confession worked error as to defendant Vetter whether or not the confession was improperly obtained.
" An act or omission which is made punishable in different ways by different provisions of this code may be punished under either of such provisions, but in no ease can it be punished under more than one; an acquittal or conviction and sentence under either one bars a prosecution for the same act or omission under any other. ...”
We do not consider the application of the multiple punishment argument to Vetter, since we reverse all of his convictions for other reasons.
Massie had been staying with the Vetter family for several weeks after being ejected by his wife. Vetter testified that he had known Massie before either was married, had helped him to find a job and to establish himself in California, and to get back on his feet. Mrs. Vetter testified that Massie contributed nothing to household expenses, that he annoyed her and her child, and that she urged her husband to make him leave. She stated that the night before the crimes, Massie and her husband had
Vetter testified that he had bought the rifle for his family’s protection after his wife was threatened on the street and after he was threatened at Massie’s wife’s home by procurers for Massie’s wife’s prostitution activities.
Mrs. Vetter testified that she and her husband had been planning to move for several months. Vetter gave written notice to his landlord a week before the date of the crimes.
Niehols maintained that the car backed up before going forward, that it shot ahead rapidly with screeching tires, that the car’s lights came on after half a block, that the driver’s window was up, and that Mr. Weiss ran to the door on the passenger’s side. The others testified that the ear proceeded only forward, departed slowly and quietly, did not display lights at any time, that the driver’s window was down, and that Mr. Weiss fell against the left rear fender.
Massie’s counsel argued in support of the motion for a separate trial, pointing out, “My defendant is anxious to waive a jury trial and have a court trial, while there might be a difference on the part of the other defendant. . . . under Article I of the California Constitution both sides have to join in the waiver. ... I don’t believe that my man should be forced to have a jury trial. ’ ’
Massie stated in open court, “As God is my witness, this man is not guilty and he hasn’t anything to do with it.” A statement in Massie’s confession lends credence to Vetter’s assertion that Massie falsely accused him of participating in the offenses because Vetter left Massie behind in Phoenix following an argument during which Massie admitted his perpetration of the robberies. Before he confessed, Massie told police: “I want [Vetter] caught. I want you to understand one thing, I want him in court on the day I come to trial.” Because of the joint trial, Massie never testified on the crucial question of the identity of the driver.
The judge stated, “As far as I am concerned now, I don’t even know that there were any extrajudicial statements. They are not before me. . . . They were not in the preliminary hearing.”
Answering the argument that Vetter would be prejudiced by association with Massie as his codefendant, the court stated that it did not view this reason as “any exception from the general rule that where
Counsel argued that if the motion for a separate trial were denied, Massie would be forced to accept a jury trial if Vetter requested one and if the district attorney refused to waive jury trial as to Massie. The court’s only comment on this contention was, “I don’t think you can force the District Attorney to waive a jury. ’ ’
“The Court: ... if he isn’t bad off on the first charge, he certainly would not be on the others.
‘ ‘ [Defense Counsel] : Well, it would be pretty hard for a Court or trier of fact to separate them and come in with different verdicts, however.
“The Court: I don’t follow that at all. If they cannot identify him on the first count, they certainly cannot on the remaining three or four. . . . who ever [sic] tries this ease must be careful that evidence is only admissible against one, is not admissible against the other, and the jury be thoroughly admonished in that regard [and] it must be presumed that they followed the advice of the Court.”
See, for example, People v. Perry (1925) 195 Cal. 623, 633 [234 P. 890] ; People v. Dowell (1928) 204 Cal. 109, 115 [266 P. 807].
Delli Paoli v. United States (1957) 352 U.S. 232, 247 [1 L.Ed.2d 278, 77 S.Ct. 294] (Frankfurter, J., dissenting); United States v. Delli
Judge Frank equated this task with that of “the boy told to stand in the corner and not think of a white elephant.” (United States v. Antonelli Fireworks Co. (2d Cir. 1946) 155 F.2d 631, 656.)
People v. Clark, supra, 62 Cal.2d 870, 884; People v. Perez (Cal.App. 1965) 42 Cal.Rptr. 161, 167-168 (the Supreme Court granted a hearing and reached the same result on other grounds, 62 Cal.2d 769 (1965) [44 Cal.Rptr. 326, 401 P.2d 934]) ; Schaffer v. United States (5th Cir. 1955) 221 F.2d 17, 19 [54 A.L.R.2d 820]; United States v. Haupt (7th Cir. 1943) 136 F.2d 661, 674; People v. La Ruffa (1956) 2 App.Div.2d 765 [153 N.Y.S.2d 352, 354]; People v. Barbaro (1946) 395 Ill. 264, 270 [69 N.E.2d 692]; State v. Rosen (1949) 151 Ohio St. 339, 342 [86 N.E.2d 24]; Commonwealth v. James (1868) 99 Mass. 438, 440. See People v. Aranda (1965) 63 Cal.2d 518, 530-531 [47 Cal.Rptr. 353, 407 P.2d 265],
People v. Chambers (1964) 231 Cal.App.2d 23, 28-29 [41 Cal.Rptr. 551]; People v. Biehler (1961) 198 Cal.App.2d 290, 298 [17 Cal.Rptr. 862]; People v. Fisher (1928) 249 N.Y. 419, 428-429 [164 N.E. 336] (Lehman, J., dissenting).
People v. Chambers, supra, 231 Cal.App.2d 23, 24; People v. Biehler, supra, 198 Cal.App.2d 290, 303; United States v. Bozza (2d Cir. 1966) 365 F.2d 206; United States v. Haupt (7th Cir. 1943) 136 F.2d 661, 674; Drew v. United States (D.C. Cir. 1964) 331 F.2d 85, 88.
Day v. State (1950) 196 Md. 384, 391 [76 A.2d 729]; People v. Barbaro, supra, 395 Ill. 264, 270; People v. Wargo (1933) 149 Misc. 461 [268 N.Y.S. 400, 402-403]; State v. Livsey (1938) 190 La. 474, 478 [182 So. 576]; Drew v. United States, supra, 331 F.2d 85, 88.
United States v. Echeles (7th Cir. 1965) 352 F.2d 892, 898.
The courts in each of the cases cited in footnotes 16-22, supra, interpreted statutes incorporating the common law rule and similar to Penal Code section 1098.
Since an order granting separate trials may not be appealed by the district attorney, the propriety of such an order is never raised in the appellate courts. It may only be guessed, therefore, how many trial courts have granted motions for separate trials predicated on the grounds stated above.
People v. Clark (1965) 62 Cal.2d 870, 884 [44 Cal.Rptr. 784, 402P.2d 856]; 5A C.J.S., Appeal & Error, § 1585, and eases cited therein. See also People v. United Bonding Ins. Co. (1966) 240 Cal.App.2d 895, 897 [50 Cal.Rptr. 198].
In People v. Love (1961) 56 Cal.2d 720, 727-729 [16 Cal.Rptr. 777, 17 Cal.Rptr. 481, 366 P.2d 33, 809], the trial court, upon a motion for a new trial and for reduction of the death penalty to life imprisonment, "ruled that it did not have the power to reduce the penalty and could grant a new trial only for errors of law.” We stated, "It is clear from the record in this ease that the trial court not only erred as to the scope of its power to reduce the penalty but also failed to give defendant’s motion the consideration required by People v. Moore [(1960) 53 Cal.2d 451, 454] and People v. Sheran [(1957) 49 Cal.2d 101, 109 (315 P.2d 5)]. . . . If the only error was the failure of the trial court properly to consider defendant’s motion for a new trial, it would be appropriate to vacate the judgment and order denying the motion for a new trial with directions to the trial court to reconsider the motion and to enter the appropriate judgment or order.” (Italics added.)
Massie’s confessions constituted the only direct evidence of his attempt to commit the felony of robbery during the murder.
We note that this question differs from the question of the prejudicial effect of the erroneous admission at a joint trial of the inerimi
In People v. Foward (1933) 134 Cal.App. 723, 725 [26 P.2d 532], the court said: "In case the trial court, as it did here, disregards the defendants ’ rights and unlawfully consolidates trials, it is not mere error which can be cured by the application of the provisions of section [13] of article VI of the Constitution.” Similarly, in People v. O’Connor (1927) 81 Cal.App. 506, 521 [254 P. 630], the court concluded that joint trial was unauthorized and held that article VI, section 13, had no application. The opinion of Justice (then Presiding Justice) Peters in People v. Davis (1940) 42 Cal.App.2d 70 [108 P.2d 85], rests in part on Foward and O’Connor, although it also states that the erroneous joint trial "could not help but prejudice the appellant.” (Id. at p. 76.)
The federal courts reject the application of the harmless error rule stated in rule 52(a) of the Federal Buies of Criminal Procedure to erroneous denial of a separate trial after improper consolidation. In Ingram v. United States (4th Cir. 1959) 272 F.2d 567, 570-571, the court stated: "Just as Bule 14 does not permit the Government to circumvent the prohibition of Buie 8(a), neither does the Harmless Error Rule, Rule 52(a), have this effect. The error here was no mere technicality. ... It is not 'harmless error ’ to violate a fundamental procedural rule designed to prevent ‘mass trials’.” In Cupo v. United States (D.C. Cir. 1966) 359 F.2d 990, 993, the court reversed a conviction after the trial court improperly denied defendant’s motion for a separate trial, stating: "Because of this misjoinder vre must reverse Carbonaro’s conviction, even if no special prejudice appears.
See also Schaffer v. United States (1960) 362 U.S. 511, 521 [4 L.Ed.2d 921, 80 S.Ct. 945] (Douglas, J., dissenting) ; Cross v. United States (D.C. Cir. 1964) 335 F.2d 987, 991; Drew v. United States, supra, 331 F.2d 85; United States v. Thomson (7th Cir. 1940) 113 F.2d 643, 646 [129 A.L.R. 1291].
See, for example, People v. Biehler, supra, 198 Cal.App.2d 290, 298, 303; People v. Chambers, supra, 231 Cal.App.2d 23, 28; People v. Perez (Cal.App. 1965) 42 Cal.Rptr. 161, 167-168 (the Supreme Court granted a hearing and reached the same result on other grounds, 62 Cal.2d 769 (1965) [44 Cal.Rptr. 326, 401 P.2d 934]).
In McElroy v. United States (1896) 164 U.S. 76, 78-81 [41 L.Ed. 355, 17 S.Ct. 31], the United States Supreme Court reversed the convictions of all of the defendants because of the improper consolidation of trials, stating: “It cannot be said in such ease that all defendants may not have been embarrassed and prejudiced in their defense. . . . such consolidation cannot help but be prejudicial. ’ ’ McElroy is apparently still good law. (See Schaffer v. United States, supra, 362 U.S. 511, 521.)
In Ohio, whose Supreme Court established an “Aranda” rule in State v. Rosen (1949) 151 Ohio St. 339 [86 N.E.2d 24], the failure of a trial court to grant a separate trial in a case tried before Posen was held to be an “ abuse of discretion. ’ ’ In that case an incriminating extrajudicial confession was later admitted with appropriate limiting instructions; the conviction was reversed without further consideration of the particular prejudicial effect of the confession. (State v. Abbott (1949) 152 Ohio St. 228, 239 [89 N.E.2d 147].) See also People v. Patris (1935) 360 Ill. 596, 599-602 [196 N.E. 806]; Day v. State (1950) 196 Md. 384, 395 [76 A.2d 729]; Stallard v. State (1948) 187 Tenn. 418, 430 [215 S.W.2d 807]; State v. Desroche (1895) 47 La.Ann. 651, 654; State v. Bonner (1942) 222 N.C. 344 [23 S.E.2d 45]; Flamme v. State (1920) 171 Wis. 501, 507 [177 N.W. 596],
Although many courts assume or infer prejudice from improper consolidation of trials, they nevertheless, in reaching the question of whether denial of severance was error, make a threshold examination of possible sources of actual prejudice. See, for example, United States v. Bozza (2d Cir. 1966) 365 F.2d 206; Culjak v. United States (9th Cir. 1931) 53 F.2d 554 [82 A.L.R. 480], The dichotomy between the second and third approaches stated in the text is therefore not as great as might appear.
See, for example, People v. Hill, ante, p. 536, at p. 559 [58 Cal.Rptr. 340, 426 P.2d 908] ; People v. Aguinaldo (1934) 3 Cal.App.2d 254, 260 [39 P.2d 505]; People v. Shepherd (1936) 14 Cal.App.2d 513, 520 [58 P.2d 970]; United States v. Haupt (7th Cir. 1943) 136 F.2d 661; People v. La Ruffa, supra, 153 N.Y.S.2d 352, 354.
If the practice of admitting the extrajudicial implicating confession of a codefendant with limiting instructions were held to be a violation of due process, or of the confrontation clause of the Sixth Amendment, we would, of course, be bound to apply an error test at least as strict as that announced in Chapman v. California (1967) 386 U.S. 18, 23 [17 L.Ed.2d 705, 87 S.Ct. 824] : ‘ ‘ [the prosecution must] prove beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained. ’ ’
Commentators have pointed out that developments in constitutional law since 1957 provide every reason to believe that the decision announced by Justice Burton in Delli Paoli v. United States (1957) 352 U.S. 232 [1 L.Ed.2d 278, 77 S.Ct. 294] (joined by Justices Reed, Harlan, and Clark, and Chief Justice Warren), approving the practice condemned by Aranda, no longer possesses vitality. They suggest that if confronted with the problem today, the court would hold that a procedure similar to that required by Aranda is compelled by the federal Constitution.
Hirst, in Jackson v. Denno (1964) 378 U.S. 368 [12 L.Ed2d 908, 84 S.Ct. 1774, 1 A.L.R.2d 1205], the Supreme Court condemned the analogous practice of permitting the jury to hear the substance of a confession, with instructions to disregard it if the jury found it to be involuntary. Chief Justice Warren, a member of the five-man majority in Delli Paoli, joined the majority in citing with approval the dissenting opinion of Justice Frankfurter in Delli Paoli-. "The Government should not have the windfall of having the jury be influenced by evidence against a defendant which, as a matter of law, they should not consider but which they cannot put out of their minds.” (Id. at 388 fn. 15.)
Second, in Pointer v. Texas (1965) 380 U.S. 400 [13 L.Ed2d 923, 85 S.Ct. 1065], and Douglas v. Alabama (1965) 380 U.S. 415 [13 L.Ed.2d 934, 85 S.Ct. 1074], the court held applicable to the states the Sixth Amendment’s guarantee protecting an accused’s right to confront the witnesses against him. In Douglas, the prosecutor was permitted to cross-examine an accomplice by reading his extrajudicial implicating confession, over the accomplice’s refusal to answer incriminating questions ; despite the trial court’s instruction that the jury consider as evidence of guilt only the testimony of witnesses (380 U.S. 415, Transcript of Record, pp. 11-16, instructions 39, 42, 69, 71), the Supremo Court reversed the conviction, thereby implying necessarily that the instructions were insufficient to cure the prejudicial effect of the accomplice’s confession.
Third, Spencer v. Texas (1967) 385 U.S. 554 [17 L.Ed.2d 606, 87 S.Ct. 648], when viewed together with Pointer and Douglas, provides additional support for the belief that the Delli Paoli procedure is unconstitutional. In Spencer, the court, through Justice Harlan, upheld the constitutionality of the Texas recidivist statute, whereby the jury is informed of a defendant’s prior convictions for sentencing purposes and instructed to ignore them in finding guilt or innocence. Although his opinion refers to Delli Paoli in discussing generally the permissibility of joint trials, Justice Harlan does not mention Delli Paoli’s approval of admitting implicating confessions. Moreover, the opinion distinguishes Jackson v. Benno on the ground that "the emphasis there was on protection of a specific constitutional right. ’ ’ Since Pointer and Douglas identified the confrontation clause as the source of "a specific constitutional right” applicable to the states, tlie Delli Paoli procedure should share the fate of the procedure condemned in Jackson v. Denno.
See also People v. Aranda, supra, 63 Cal.2d 518, 529 fns. 7 and 8; People v. Clark (1965) 62 Cal.2d 870, 885 fn. 13 [44 Cal.Rptr. 784, 402 P.2d 856].
See People v. Charles, supra, ante, pp. 330, 338, fn. 12.
The possibilities (a) that Vetter would not have called Massie as a witness, (b) that Massie would not have given the expected exonerating testimony, and (c) that Massie would have exercised his privilege against self-incrimination, do not overcome the reasonable probability that Vetter would have obtained an acquittal at a separate trial. (United States v. Echeles, supra, 352 F.2d 892, 898.)
We offer no view on the question whether the denial of his motion for a separate trial infringed Vetter’s right to trial by jury by imposing
Concurring Opinion
I concur in the affirmance of the judgments as to Massie but dissent from the reversal of the judgments as to Vetter.
In my opinion the procedural requirements in People v. Aranda, 63 Cal.2d 518 [43 Cal.Rptr.], do not apply to a case such as the present one, which was tried before the decision was rendered in Aranda (see concurring and dissenting opinion in People v. Charles, ante, pp. 330, 345-347 [57 Cal.Rptr. 745, 425 P.2d 545]). I believe that the trial court’s failure to take the steps subsequently required by the Aranda rules and his asserted failure to exercise his discretion under the pre-Aranda rules was not prejudicial (Cal. Const., art. VI, § 13; People v. Watson, 46 Cal.2d 818, 836 [299 P.2d 243]).
This was a nonjury case tried by an experienced trial judge who presumably was able to exclude from his consideration in determining Vetter’s guilt evidence admitted solely against Massie and to determine Vetter’s guilt on the basis of the evidence rather than suspicions arising from Vetter’s association with Massie. Although at a separate trial Vetter might have obtained exonerating testimony of Massie, it is likewise possible that Vetter would, not have called Massie as a witness or that Massie, if called, would not have given exonerating testimony. Even had Massie been called and given such testimony he could have been impeached by his extrajudicial statements accusing Vetter of being the driver of the getaway car. In my opinion it is not reasonably probable that a result more favorable to Vetter would have been reached in the
McComb, J., and Mosk, J., concurred.
The petition of appellant Massie for a rehearing was denied July 19, 1967.
Reference
- Full Case Name
- The PEOPLE, Plaintiff and Respondent, v. ROBERT LEE MASSIE and JOHN ROBERT VETTER, Defendants and Appellants
- Cited By
- 207 cases
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- Published