People v. Belous
People v. Belous
Opinion of the Court
Dr. Leon Phillip Belous was convicted in January 1967, after a jury trial, of abortion, in violation of section 274 of the Penal Code, and conspiracy to commit an abortion, in violation of section 182 of the Penal Code, both felonies. The court suspended proceedings, imposed a fine of $5,000, and placed Dr. Belous on probation for two years. He appeals from the order granting probation.
Dr. Belous is a physician and surgeon, licensed since 1931 to practice medicine in the State of California, and specializing in obstetrics and gynecology. He has been on the attending staff of the gynecology department of Cedars of Lebanon Hospital in Los Angeles since 1931, is a fellow of the Los Angeles Gynecology and Obstetrical Society, the American College of Obstetrics and Gynecology, and the Abdominal Surgical Society, and the Geriatric Society, and a member of the American Board of Obstetrics and Gynecology. He is on the Board of Directors of the. California Committee on Therapeutic Abortion, an organization which seeks to liberalize abortion laws. He is considered by his associates to be an eminent physician in his field.
The prosecution’s witnesses, a young woman and her husband, Cheryl and Clifton, testified to the following:
In 1966, Cheryl, then unmarried, believed she was pregnant. A family physician had given her pills which would induce menstruation if she were not pregnant, but the pills did not work. She and Clifton had sometime earlier seen Dr. Belous on television, advocating a change in the California abortion laws. They had never heard of Dr. Belous before. Clifton obtained the doctor’s phone number from the television station and phoned Dr. Belous; he explained the problem and that they both were “pretty disturbed,” and at their “wits’ end” and asked for Dr. Belous’ help. Dr. Belous told him there was nothing he could do, but Clifton “continued pleading,” and threatened that Cheryl would go to Tijuana for an abortion. Finally the doctor agreed to see them at his office.
Dr. Belous examined Cheryl at his Beverly Hills office and confirmed that she was possibly pregnant. Cheryl was otherwise in good health. The visit lasted about 45 minutes and was very emotional. Both Clifton and Cheryl pleaded for help, cried, insisted they were going to have an abortion ‘ ‘ one wav
Dr. Belous testified that he was very familiar with the abortion business in Tijuana. He had visited the clinics there to learn about conditions and knew that women who went to Tijuana were taking their lives in their hands. He met Karl Lairtus while in Tijuana and knew from personal observation that Lairtus, licensed to practice in Mexico but not in California, was performing skilled and safe abortions in Mexico. Lairtus wanted to obtain a California license, and sought out Belous’ help on a number of occasions. When Lairtus moved from Mexico to Chula Vista, he gave Dr. Belous his address and phone number. When Lairtus moved to Los Angeles, he gave the doctor a Hollywood address, and made it known to the doctor that he was performing abortions. It was Lairtus’ number that Belous gave to Cheryl and Clifton. Although he had given out Lairtus’ number before, in similar situations, where distraught pregnant women insisted they would do anything, Dr. Belous had no idea how many women actually went to Lairtus.
Cheryl and Clifton made arrangements with Lairtus, and went to the address which Lairtus gave them on the phone. After the abortion was performed, while Cheryl was resting, the police, having been advised by another woman that Lair-tus was performing abortions at that address, came to his apartment, followed another couple into the apartment and arrested Lairtus. They found two notebooks, containing women’s names, ages, dates of last menstruation, and physician’s names, including Dr. Belous’ name, which the police interpreted as the referring doctor with whom Lairtus was to split his fees. On the basis of this information, Dr. Belous was arrested at his office. Lairtus pleaded guilty. At Dr. Belous’ trial, he testified that, although not solicited, he sent Dr. Belous about $100 as a professional courtesy in about half the cases that he had performed abortions on Dr. Belous’ patients. Dr. Belous denied receiving any money from Lair-tus.
Section 274 of the Penal Code, when the conduct herein involved occurred, read: “Every person who provides, supplies, or administers to any woman, or procures any woman to take any medicine, drug, or substance, or uses or employs any instrument or other means whatever, with intent thereby to procure the miscarriage of such woman, unless the same is necessary to preserve her life, is punishable by imprisonment in the State prison not less than two nor more than five pears. ’ ’
The statute was substantially unchanged since it was originally enacted in 1850.
We have concluded that the term “necessary to pre serve” in section 274 of the Penal Code is not susceptible of í construction that does not violate legislative intent and that is sufficiently certain to satisfy due process requirements with out improperly infringing on fundamental constitutiona rights.
“The requirement of a reasonable degree of certainty in legislation, especially in the criminal law, is a well established element of the guarantee of due process of law ‘No one may be required at peril of life, liberty or property to speculate as to the meaning of penal statutes. All are entitled to be informed as to what the State commands or forbids . . . “a statute which either forbids or requires the doing of an act in terms so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application, violates the first essential of due process of law.” ’ (Lanzetta v. New Jersey, 306 U.S. 451, 453 [83 L.Ed. 888, 890 59 S.Ct. 618]; see also Connally v. General Constr. Co., 269 U.S. 385, 391 [70 L.Ed. 322, 328, 46 S.Ct. 126].) Such also is the law of the State of California. (People v. McCaughan, 49 Cal.2d 409, 414 [317 P.2d 974].)
“The required meaning, certainty and lack of ambiguity may appear on the face of the questioned statute or from any demonstrably established technical or common law meaning of the language in question. (People v. McCaughan, supra, 49 Cal.2d 409, 414; Lorenson v. Superior Court, 35 Cal.2d 49, 60 [216 P.2d 859].)” (In re Newbern, 53 Cal.2d 786, 792 [3 Cal.Rptr. 364, 350 P.2d 116].) The requirement of certainty in legislation is greater where the criminal statute is a limitation on constitutional rights. (See Smith v. California (1959) 361 U.S. 147, 151 [4 L.Ed.2d 205, 210, 80 S.Ct. 215].) On the other hand, mathematical certainty is not required; “some matter of degree” is involved in most penal statutes. (Nash v. United States (1913) 229 U.S. 373, 377 [57 L.Ed. 1232, 1235, 33 S.Ct. 471].)
Dictionary definitions and judicial interpretations fail to provide a clear meaning for the words, “necessary” or “preserve.” There is, of course, no standard definition of “necessary to preserve,” and taking the words separately, no
The definition of “preserve” is even less enlightening. It is jfined as: “1. To keep or save from injury or destruction; to' lard or defend from evil; to protect; save. 2. To keep in dstence or intact; ... To save from decomposition, . . . To maintain; to keep up; . . . (Webster’s New Interna-onal Dictionary, supra.) The meanings for “preserve” mge from the concept of maintaining the status quo — that , the woman’s condition of life at the time of pregnancy — to aintaining the biological or medical definition of “life”— íat is, as opposed to the biological or medical definition of death. ’ ’
Since abortion before quickening was not a crime at com-lou law (Perkins, Criminal Law (1967) 101; Means, The Law of New York Concerning Abortion and the Status of the oetus, 1664-1968: A Case of Cessation of Constitutionality 1968) 14 N.Y.L.F. 411, 419-422; Stern, Abortion: Reform and the Law (1968) 59 J.Crim.L.C. & P.S. 84, 85) we cannot fly on common law meanings or common law referents (see Lorenson v. Superior Court, supra, 35 Cal.2d 49, 60; People v. Agnello, 259 Cal.App.2d 785, 790-791 [66 Cal.Rptr. 571]).
Respondent asserts: “If medical science feels the bortio'n should be performed as it is necessary to preserve her life, then it may be performed; that is, unless it is performed xe patient will die. ’ ’
Our courts, however, have rejected an interpretation of
In People v. Ballard, supra, 167 Cal.App.2d 803, 813-81 the evidence established that the woman was “extreme nervous . . . upset, had headaches, was unable to sleep, ax thought that she was pregnant. She was agitated, disturbe and had many problems.” (Italics .omitted.) In People Ballard, supra, 218 Cal.App.2d 295, 307, it was establish! that at the time each of the women went to the defendai doctor she was in a “bad state of health” because of sel imposed abortive practices. And in People v. Abarbane supra, 239 Cal.App.2d 31, the obstetrician performed tl abortion after receiving letters from two psychiatrists to. tl effect that abortion was indicated as necessary to save tl woman’s life from the “possibility” of suicide. In each ( the cases the conviction was reversed.
If the fact of ill health or the mere “possibility” of suicid is sufficient to meet the test of “necessary to preserve he life, ” it is clear that a showing of immediacy or certainty o death is not essential for a lawful abortion. Two other juri: dictions have also rejected an interpretation of “necessary t preserve” which would require certainty or immediacy c death. (State v. Dunklebarger (1928) 206 Iowa 971 [221 N.W. 592, 596]; State v. Hatch (1917) 138 Minn. 317 [164 N.W. 1017].)
After the decision in Ballard, the Legislature did no amend the statute to repudiate the rule suggested by that cas and to establish a definition requiring certainty of death.
Moreover, a definition requiring certainty of death would ork an invalid abridgment of the woman’s constitutional ghts. The rights involved in the instant case are the Oman’s rights to life and to choose whether to bear chil•en.
The fundamental right of the woman to choose whether to jar children follows from the Supreme Court’s and this mrt’s repeated acknowledgment of.a “right of privacy” or liberty” in matters related to marriage, family, and sex. See, e.g., Griswold v. Connecticut, supra, 381 U.S. 479, 485, 486, 500 [14 L.Ed.2d 510, 515, 516, 524, 85 S.Ct. 1678]; Loving Virginia (1967) 388 U.S. 1, 12 [18 L.Ed.2d 1010, 1018, 87 S.Ct. 1817] [statute prohibiting interracial marriages, viola-ve of due process clause]; Skinner v. Oklahoma (1942) 16 U.S. 535, 536, 541 [86 L.Ed.2d 1655, 1657, 1660, 62 S.Ct. 1110] [sterilization laws; marriage and procreation volve a “basic liberty”]’; Pierce v. Society of Sisters 1925) 268 U.S. 510, 534-535 [69 L.Ed. 1070, 1077-1078, 45 S.Ct. 571, 39 A.L.R. 468] [prohibition against nonpublic schools; same]; Meyer v. Nebraska (1923) 262 U.S. 390; 399-400 [67 L.Ed. 1042, 1045-1046, 43 S.Ct. 625, 29 A.L.R. 1446] nohibition against teaching children German language; same]; Perez v. Sharp, 32 Cal.2d 711, 715 [198 P.2d 17]; see also Custodio v. Bauer, 251 Cal.App.2d 303, 317-318 [59 Cal.Rptr. 463].) That such a right is not enumerated in either the nited States or California Constitutions is no impediment to íe existence of’ the right. (See, e.g., Carrington v. Rash
The critical issue is not whether such rights exist, b whether the state has a compelling interest in the regulath of a subject which is within the police powers of the sta (Shapiro v. Thompson (1969) 394 U.S. 618, 634 [22 L.E.2d 600, 615, 89 S.Ct. 1322]; Sherbert v. Verner (1963 374 U.S. 398, 403 [10 L.Ed.2d 965, 969, 83 S.Ct. 1790] whether the regulation is “necessary ... to the accomplis ment of a permissible state policy” (McLaughlin v. Florid (1964) 379 U.S. 184, 196 [13 L.Ed.2d 222, 230, 85 S.Ct. 283 see also, N.A.A.C.P. v. Button, 371 U.S. 415, 438 [9 L.Ed.2d 405, 421, 83 S.Ct, 328]; Bates v. Little Rock (1960) 361 U. 516, 527 [4 L.Ed.2d 480, 488, 80 S.Ct. 412] ; Huntley v. Public Utilities Com., 69 Cal.2d 67, 74 [69 Cal.Rptr. 605, 442 P.2d 685]; Vogel v. County of Los Angeles, 68 Cal.2d 18, 21 [6 Cal.Rptr. 409, 434 P.2d 961] ; People v. Woody, 61 Cal.2d 71 718 [40 Cal.Rptr. 69, 394 P.2d 813]), and whether legislatic impinging on constitutionally protected areas is narrow drawn and not of “unlimited and indiscriminate sweep (Shelton v. Tucker (1960) 364 U.S. 479, 490 [5 L.Ed.2d 23 238, 81 S.Ct. 247]; see also, Cantwell v. Connecticut (1940 310 U.S. 296, 308 [84 L.Ed. 1213, 1220, 60 S.Ct. 900, 12 A.L.R. 1352]; In re Berry, 68 Cal.2d 137, 151 [65 Cal.Rptr. 273, 436 P.2d 273] ; In re Hoffman, 67 Cal.2d 845, 853-854 [6 Cal.Rptr. 97, 434 P.2d 353]).
It is possible that the definition suggested by responc ent, requiring that death be certain, was that intended by tl Legislature when the first abortion law was adopted in 185 and that, in the light of the then existing medical and surg cal science, the great and direct interference with a woman constitutional rights was warranted by considerations of th woman’s health. When California’s first anti-abortion statui
Although development was slow, techniques of antisepsis md asepsis became major general advances in surgery at and -fter the turn of the century. In due course safe procedures rere developed for specific operations-. Curettage, used for .bortion in the first trimester, became a safe, accepted and outinely employed medical technique, especially after antibi-tics were developed in the early 1940’s. (Douglas, Toxic Effects of the Welch Bacillus in Postabortal Infections 1956) 56 N.Y.State J.Med. 3673.) It is now safer for a roman to Have a hospital therapeutic abortion during the first rimester than'to bear a child.
Although abortions early in pregnancy, and properly per-ormed present minimal danger to the woman, criminal
The incidence of severe infection from criminal abortion very much greater than the incidence of death. The L( Angeles County Hospital alone, for example, in 1961 admittc over 3,500 patients treated for such abortions. (Kistner, Medical Indications for Contraception: Changing Viewpoints (editorial) (1965) 25 Obst. & Gynec. 285, 286.) Possibly moi significant than the mere incidence of infection caused b criminal abortions is the result of such infection. “Induce Illegal Abortion ... is one of the important causes of subs quent infertility and pelvic disease.” (Kleegman & Kaufman, Infertility in Women (1966) p. 301; see also Curtis Huffman, Gynecology (6th ed. 1950) pp. 565, 566.)
Amici for appellant, 178 deans of medical schools, includin the deans of all California medical schools, chairmen of med cal school departments, and professors of medical school state: “These recorded facts bring one face-to-face with tb hard, shocking — almost brutal — reality that our statute d< signed in 1850 to protect women from serious risks to life an health has in modem times become a scourge. ’ ’
Constitutional concepts are not static. Our United. States ipreme Court said, regarding the equal protection clause of e Fourteenth Amendment: “We agree, of course, with Mr. istice Holmes that the Due Process Clause of the Fourteenth mendment ‘does not enact Mr. Herbert Spencer’s Social ;atics.’ [Citation.] Likewise, the Equal Protection Clause is )t shackled to the political theory of a particular era. In stermining what lines are unconstitutionally discriminatory, e have never been confined to historic notions of equality, i.y more than we have restricted due process to a fixed cata-gue of what was at a given time.deemed to be the limits of mdamental rights. ...” (Harper v. Virginia Board of elections (1966) 383 U.S. 663, 669 [16 L.Ed.2d 169, 173, 86 Ct. 1079]; see also, Perez v. Sharp, supra, 32 Cal.2d 711, 27; Galyon v. Municipal Court, 229 Cal.App.2d 667, 671-672 10 Cal.Rptr. 446], and cases cited therein [“[A] statute did when enacted may become invalid by change in the con-itions to which it is applied.”]. See also, Means, supra, 14 .Y.L.F. 411, 514-515.)
In the light of modern medical surgical practice, the ’eat and direct infringement of constitutional rights which ould result from a definition requiring certainty of death ay not be justified on the basis of considerations of the Oman’s health where, as here, abortion is sought during the rst trimester.
It is next urged that the state' has a compelling interest in íe protection of the embryo and fetus
' In any event, there áre major and decisive areas where, embryo and fetus are not treated as equivalent to the bo] child. Probably the most important is reflected by the stati
Furthermore, the law has always recognized that the preg-imt woman’s right to life takes precedence over any interest e state may have in the unborn. The California abortion atutes, as do the abortion laws of all 51 United States juris-.ctions, make an exception in favor of the life of the prospec-ve mother. (See Stern, Abortion: Reform and the Law, supra, 59 J.Crim.L.C. & P.S. 84, 86-87; George, Current Abortion Laws: Proposals & Movements for Reform (1965) 17 W.Res.L.Rev. 366, 375.) Although there may be doubts as to hether the state’s interest may ever justify requiring a ornan to risk death, it is clear that the state could not forbid woman to procure an abortion where, to a medical certainty, íe result of childbirth would be death. We are also satisfied lat the state may not require that degree of risk involved in ispondent’s definition, which would prohibit an abortion, here death from childbirth although not medically certain, ould be substantially certain or more likely than not. .ccordingly, the definition of the statute suggested by re? jondent must be rejected as an invalid infringement upon íe woman’s constitutional rights.
Another definition of the term “necessary to- preserve” is iggested by People v. Abarbanel, supra, 239 Cal.App.2d 31, 2, 34, where the court held that an abortion was not unlawal where the obstetrician performed the abortion based on íe “possibility” of suicide. Abarbanel might be understood 3 meaning that “necessary to preserve” refers to a póssibily of death different from or greater than the ordinary risk E childbirth. To so interpret “necessary to preserve”- would lean that in nearly every case, if not all, a woman who dshed an abortion could have one. A woman who is denied a esired lawful abortion and forced to continue an unwanted regnaney would seem to face a greater risk of death, because f psychological factors, than the average woman, because the verage includes all those women who wish to bear the child
Nor can the statute be made certain by reading it “substantially or reasonably” necessary to. preserve the li: of the mother. In the present context those terms are n sufficiently precise and would be subject to such differei interpretations as to add little or nothing to “necessary. Thus, many people may feel that an abortion is reasonably ( substantially necessary to preserve life where the risk of deat is double or triple the ordinary risk in childbirth. Others ma believe that anything which increases the possibility of deat is a substantial risk which is not to be'undertaken in tl absence of countervailing considerations, so that “reasonabi necessary” or “substantially necessary” becomes as destruí tive of the statute as “possibility of death.” On the othc hand, there may be those who feel that there is no reasonabi or substantial necessity until it is more likely than not the the pregnant' woman will not survive childbirth. Although i other contexts the implication of words such as “reasonably and “substantially” may add certainty and avoid other du process objections, in, the instant situation the implication o such words would merely increase the uncertainty.
There is one suggested test which is based on policy underlying the statute and which would serve to mak the statute certain. The test is probably in accord with th legislative intent at the time the statute was adopted. Th Legislature may have intended in adopting the statute tha abortion was permitted when the risk of death due to th abortion was less than the risk of death in childbirth and tha otherwise abortion should be denied. As we have seen, at thi time of the adoption of the statute abortion was a highb dangerous procedure, and under the relative safety test abor tion would be permissible only where childbirth would be ever more dangerous. In light of the test and the then existing medical practice, the question whether abortion should b< limited to protect the embryo or fetus may have been immaterial because'any such interest would be effectuated by limiting
The suggested test would involve an application of medical inciples. Medical science may be able to tell us the proper Method to treat a patient to minimize the risk of death, but' ithout- resort to matters outside medical competence, it nnot tell us the circumstances in which the safest treatment ould be rejected and a moré dangerous treatment followed order to protect an embryo or fetus.
The new Therapeutic Abortion Act (Health & Saf. Code, i 25950-25954), has adopted a test analogous to the suggested ie. Under the new statute, abortion is permissible during the ■st 20 weeks of pregnancy by a licensed physician in an ¡credited hospital (Health & Saf. Code, §§25951, 25953)- if is determined under prescribed procedures either that There is substantial risk that continuance of the pregnancy ould gravely impair the physical or mental health of the other” (Health & Saf. Code, § 25951, subd. (c) (1)), or lat “The pregnancy resulted from rape or.incest.” (Health Saf. Code, §25951, subd. (e) (2).) Mental health iñ-udes mental illness to the extent that the woman would be mgerous to herself.. (Health & Saf. Code, § 25954.) By limit-, Lg the abortion to- the first 20 weeks, the Legislature has tken into account the danger to the mother of- the later abor-on and, by requiring the abortion to be performed by' a censed physician in' an accredited hospital, has recognized Le danger to the mother of other procedures. The further fiteria for determining whether an abortion is permissible is ie pregnant woman’s physical and mental health. Thus, the ist established is - a medical one, whether the pregnant Oman’s physical and' mental health will be furthered by bortion or by bearing the child to term, and the assessment oes not involve considerations beyond medical competence, 'here is. nothing to indicate that in adopting the Therapeutic .bortion Act the Legislature was asserting an interest in the mbryo.
Although the suggested construction of former section 274, íaking abortion lawful where it is safer than childbirth and nlawful where abortion is more dangerous, may have been in eeord with legislative intent, the statute may not be upheld gainst a claim of vagueness on the basis of such a construe-Lon. The language of the statute, “unless the same is neces-ary to preserve her life,” does not suggest a relative safety est, and no ease interpreting the statute has suggested, that
The problem caused by the vagueness of the statú.1 is accentuated because under the statute the doctor is, i effect, delegated the duty to determine whether a pregnai woman has the. right to an abortion and the physician acts e his peril if he determines that the woman is entitled to a abortion. He is subject to prosecution for a felony and 1 deprivation of his right to practice medicine (Bus. & Pro: Code, §2377) if his decision is wrong. Bather than bein impartial, the physician has a “direct, personal, substantia pecuniary interest in reaching a conclusion” that the woma should not have an abortion. The delegation of decisior making power to a directly involved individual violates th
"he inevitable effect of such delegation may be to deprive a nan of an abortion when under any definition of section : of the Penal Code, she would be entitled to such an opera-1, because the state, in delegating the power to decide when abortion is necessary, has skewed the penalties in one dition: no criminal penalties are imposed where the doctor uses to perform a necessary operation, even if the woman >uld in fact die because the operation was not performed, ihe pressures oh a physician to decide not to perform an ¡olutely necessary abortion are,' under section 274 of the lal Code, enormous, and because section 274 authorizes— 1 requires — the doctor to decide, at his peril, whether an irtion is necessary, a woman whose life is at stake may be effectively condemned to death as if the law flatly prohibit all abortions.
To some extent the Therapeutic Abortion Act reduces these issures. The act specifically authorizes an abortion by a ;nsed physician in an accredited hospital where the.abor-n is approved, in advance by a committee of the medical ff of the hospital, applying medical standards. (Health & L Code, §25951.) At least in eases where there has been íerence to. the procedural requirements of the statute, ysicians may not be held criminally responsible, and a jury y not subsequently determine that the abortion was not thorized by statute.
We conclude that the validity of section 274 of the nal Code before amendment cannot be sustained.
Since section 274 is invalid, Dr. Belous’ conviction for vio-ion of section 182 of the Penal Code, conspiracy to commit
Stats. 1850, ch. 99, §45, at p. 233: “ [Ejvery person who shall administer or cause to be administered or taken, any medicinal substances, or shall use or cause to be used any instruments whatever, with the intention to procure the miscarriage of any woman then being with child, and shall be thereof duly convicted, shall be punished by imprisonment in the State' Prison for a term not less than two years, nor more than five years: Provided, that no physician shall be affected by the last clause of this section,' who, in the discharge of his professional duties, deems it necessary to produce the miscarriage of any woman in order to save her life.”
Penal Code, section 274, as amended reads: “Every person who provides, supplies, or administers to any woman, or procures any woman to take any medicine, drug, or substance, or uses or employs any instrument or other means whatever, with intent thereby to procure the miscarriage of such woman, 'except as provided in the Therapeutic Abortion Act . . . of the Health and Safety Code, is punishable by imprisonment in the state prison . . . .” (Stats. 1967, ch. 327, § 3, at p. 1523; italics added.)
The Therapeutic Abortion Act (Health &.Saf. Code, §§ 25950-25954) authorizes abortions “only” if the abortion takes place in an accredited hospital (§ 25951, subd. (a)); the abortion is approved by a hospital staff committee consisting of at least three licensed physicians and surgeons (§ 25951, subd. (b)) ; and there is “substantial risk that continuance of the pregnancy would gravely impair the physical, or mental health of the mother” (§ 25951, subd. (e)(1)); the pregnancy resulted from rape or incest (§ 25951, subd. (e) (2)); or the woman is under 15 years of age (§ 25952, subd. (e)).
Compare United States v. Harriss (1954) 347 U.S. 612, 634 [98 L.Ed. 89, 1005, 74 S.Ct. 808] (dissenting opinion) : “Whoever kidnaps, steals, ills, or commits similar acts of violence upon another is hound to know aat he is inviting retribution by society, and many of the statutes which efine these long-established crimes are traditionally and perhaps neces-arily vague. ’ ’
The definitions suggested by the two Ballard cases and by Abarbane will be discussed later in this opinion.
Dr. Belous’ standing to raise this right is unchallenged. (Cf. Griswold Connecticut (1965) 381 U.S. 479, 481 [14 L.Ed.2d 510, 512, 85 S.Ct. 678]; Barrows v. Jackson (1953) 346 U.S. 249, 257 [97 L.Ed. 1586, 595, 73 S.Ct. 1031]; Parrish v. Civil Service Com., 66 Cal.2d 260, 264 57 Cal.Rptr. 623, 425 P.2d 223].)
E.g., The maternal death rate in 1966 was 0.5 per 100,000 population id 29.1 .per 100,000 births. (Statistical Abstract of the United States 1968) table 73, at p. 58, table 68, at p. 55.) In California in 1966 the aternal death rate was 2.1 per i0,000 live births (California Statistical b'straet (1968) table E-3, at p. 67.) As to a particular pregnant woman íe risk of death may be greater or lesser.
C. Tietze & H. Lehfeldt, Legal Abortion in Eastern Europe (April 961) 175 J.A.M.A. 1149, 1152; see also V. Kolblova, Legal Abortion in Czechoslovakia (April 1966) 196 J.A.M.A. 371; K.H. Mehland, Comatting Illegal Abortion in the Socialist Countries of Europe (1966) 13 World Med.J. 84. There are, of course, no comparable data in the United Itates. However, in California from November 1967 through September 968, 3,775 therapeutic abortions were reported without a maternal eath. (See Annual Beport on the Implementation of the Therapeutic Lbortion Act, Department of Public Health, Bureau of Maternal and Jhild Health (January 1969), table 1.)
The only data contrary to the conclusions above is provided by the mieus for respondent, relying on Swedish data- showing that maternal lortality from abortion is slightly higher than maternal mortality from :iving birth. The Swedish figures are, however, explainable by the fact hat abortions in Sweden are often performed during late pregnancy. See Tietze & Lehfeldt, supra, 175 J.A.M.A. 1149, 1152 (e.g., in 1949, 5 percent of Swedish abortions were performed after the first trimester); loffmeyer, Medical Aspects of the Danish’ Legislation on Abortions
“The phrases "criminal abortion” and "illegal abortion” are used >y the medical profession — and by legal commentators — to encompass all portions obtained other than from a physician in an accepted surgical nvironment. Any use of the phrase "criminal abortion” or "illegal .bortion” in this opinion merely adopts the common phraseology; no egal conclusion is intended.
There is considerable literature describing the experience of varioi hospitals with infected abortion. Hospital experience, however, can t assumed to be only the tip of the iceberg. Many badly infected wome will be ti’eated at home or in a doctor’s office. (Reid, Assessment and Management of the Seriously Ill Patient Following Abortion (March 1967) 199 J.A.M.A. p. 805.) See, for hospital data, Goodno, Cushner Molumphey, Management of Infected Abortion (1963) 85 Am.J.Obst. Gynec. 16 [Baltimore City Hospitals]; Knapp, Platt and Douglas, Sept. Abortion (1960) 15 Obst. & Gynec. 344 [The New York Hospital] Moritz & Thompson, Septic Abortion (1966) 95 Am.J.Obst. & Gynec. 4 [Miami Valley Hospital, Dayton, Ohio]; Stevenson & Yang, Septic Abortion With Shock (1962) 83 Am.J.Obst. & Gynec. 1229 [Detroit Receiving Hospital]; Studdiford & Douglas, Placental Bacteremia: A Significant Finding in Septic Abortion Accompanied by Vascular Collapse (1956 71 Am.J.Obst. & Gynec. 842 [Bellevue Hospital, New York].)
One of the amici in support of respondent agrees: ‘ ‘ There is a sut stantial risk that abortion performed by persons unauthorized to praetic surgery, carried out in unregulated places, will bring injury or even deat to the mother. ’ ’
Authorities recognizing and discussing the tragic health problei created by illegal abortions are legion. (See, e.g., Bates, The Abortion Mill: An Institutional Study (1954) 45 J.Crim.L.C. & P.S. 157; Eastman, Expectant Motherhood (3d ed. 1957) 106 et seq.; Gold, Erhardt Jacobziner & Nelson, Therapeutic Abortions in New York City: A 20 Year Review (1965) 55 Am.J.Pub.Health 964, 970-971; Guttmacher (ed 1967) The Case for Legalized Abortion Now; Lader (1966) Abortion Leavy & Kummer, Criminal Abortion Human Hardship and Unyielding Laws (1962) 35 So.Cal.L.Rev. 123; Lucas, Federal Constitutional Limita
LIt lias been pointed out that “embryo” is more accurately descrip-ve than “fetus” in the instant case. Webster’s New International ietionary, supra,' states: “.... In mammals . . .' embryo is applied
Statutes classifying the unborn child as the same as the bom ch: require that the child be bom alive for the provisions to apply. (E.; Civ. Code, § 29 [“A child conceived, but not yet bom, is to be deeml an' existing person, so far as may be necessary for its interests in t| event of its subsequent birth; . . .”]; Prob. Code, § 250 [‘‘A po: humous child is considered as living at the death of the parent.”]; Pr Code,- § 255 [An illegitimate child is the heir of his mother, whether bo| or conceived.”]:)
Similarly, cases holding that a child can recover for injuries cau& before his birth require that the ehild be born alive. The interest p: teeted is that of the child; and the right attaches, not to the embryo-fetus, but to the living child. (Scott v. McPheeters, 33 Cal.App.2d 62] 637 [92 P.2d 678, 93 P.2d 562] [child injured at birth can bring aetii for injuries]; see also, Carroll v. Skloff (1964) 415 Pa. 47 [202 A.2d 11]; Tomlin v. Laws (1922) 301 Ill. 616 [134 N.E. 24, 25]; Prosser, La. of Torts (3d ed. 1964) at p. 356 [‘‘The ehild, provided that he is bo: alive, is permitted to maintain an action. . . .”].)
Where the embryo or fetus is allowed to asserts rights before birth is the prospective mother or parents who are bringing the action; thi| it is their interest that the law protects. (Kyne v. Kyne, 38 Cal.App.2d 122, 127-128 [100 P.2d 806] [action on behalf -of unborn child f-support and to establish paternity]; People v. Sianes, 134 Cal.App. 35, 357-358 [25 P.2d 487] [Criminal action for nonsupport against fatlu] of unborn child]; People v. Yates, 114 Cal.App.Supp. 782, 786 [298 961] [same].) Similarly, in those jurisdictions which recognize a eau: of action for the loss of an unborn child, it is the parents’ ‘‘distressin wrong in the loss of a ehild” that the law has recognized. (Prosse supra, § 56, at p. 357; Torigian v. Watertown News Co. (1967) 352 Mass 446, 448 [225 N.E.2d 926].)
In a case involving a pregnant woman who refused a blood transfusioi in ordering the transfusion the court made clear that it was eoneerne with the woman, rather than the fetus: . .'Mrs. Jones wanted 1 live.” (Application of President & Directors of Georgetown College Inc. (D.C. Cir. 1964) 331 F.2d 1000, 1009 [118 App.D.C. 80, 9 A.L.E.3 1367], cert. denied, 377 U.S. 978 [12 L.Ed.2d 746, 84 S.Ct. 1887]; bu see, Raleigh Fitkin-Paul Morgan Memorial Hospital v. Anderson (1964 42 N.J. 421 [201 A.2d 537, 538], cert. denied, 377 U.S. 985 [12 L.Ed.2 1032, 84 S.Ct. 1894]; suggesting that an 8-month pregnant woman coul be required to have blood transfusions to protect the unborn child.)
Although sections 3705 and 3706 of the Penal Code, which provide fo suspending the. execution of a pregnant woman, reflect an interest in thi unborn ehild, the sections do not affect any other significant privat interest and thus furnish no basis to evaluate the interest protected or t( conclude that the embryo or fetus is equivalent to a born child.
One case has held that, for purposes of the manslaughter and murder tatutes, human life may exist where childbirth has commenced but has ot been fully completed. (People v. Chavez, 77 Cal.App.2d 621, 624, 626, 176 P.2d 92].)
The practical aspects of the need to guess at the meaning of th abortion statute is shown by Packer & Gampell, Therapeutic Abortion A Problem in Law and Medicine (1959) 11 Stan.L.Rev. 417. A quei tionnaire survey directed to 29 San Francisco Bay Area and Los Angelí hospitals (id., at p. 423) based on hypothetical cases involving pregnar women seeking abortions yielded the following results (id., at p. 444)
Author’s Evaluation Hospital Would Case of Legality of Perform Abortion No. Abortion Tes N
It has been urged that the Therapeutic Abortion Act is uneonsti-ional because it contains uncertainties similar to those in the repealed tute, because it infringes on the woman’s right to choose whether to ir children, and because the act does not expressly permit an abortion ere there is a likelihood that a deformed child will be bom. Since the ; was adopted after the abortion in the instant ease, we do not reach > issue of its validity.
Dissenting Opinion
I dissent.
The defendant was found guilty by jury trial of a wil violation of the abortion statute as it existed at the time of offense. That he violated the statute is all but conceded in briefs filed in his behalf. Although he testified that he rected the young couple to a doctor, unlicensed in Californ because he believed that if they carried out their threats going to Tijuana to procure an abortion the young womai life would be in danger, he acknowledged upon cro examination that her life would not have been endangered she were not aborted. His assertions that he acted in go faith and out of compassion are tainted somewhat by the e dence which showed that he had referred other women to i same unlicensed physician on a number of occasions and tl he had participated on at least one-half of those occasions the fee paid thé abortionist.
Had the doctor truly believed that the young woman’s 1: was in danger he could have done what was the common pri tice of taking the patient to one of the several hospitals which therapeutic abortions were being performed. To i knowledge there is not one single instance of a decision of t appellate courts of this state in which a doctor or a hospil has been prosecuted for the performance of an abortion whe an independent hospital committee, deemed the abortion to necessary to preserve the woman’s life. The plain fact is, the jury found it to be, that this doctor, whatever his moth possessed the intent to assist in procuring the miscarriage the woman for reasons other than to preserve her life. This the specific intent which the law requires for conviction.
He supplied to the jury the answer an independent hospii committee undoubtedly would have given him had he seen to seek its approval for an abortion — the patient could be the child without endangering her life; therefore, to abort h would violate the law.
The threatened danger to the woman’s life arose only fro the couple’s assertions that they would seek an illegal abo tion by an unlicensed person. To assist them in attaining th
The majority would reverse the conviction by declaring the statute unconstitutional because of asserted uncertainty in the phrase, “necessary to preserve [the woman’s] life.”
Not only was the phrase long used in the California statute, it was also employed at common law (see, e.g., Perkins on. Criminal Law (2d ed.) p. 145; Clark and Marshall, Crimes (6th ed.) pp. 688-689) and is or has been in the abortion statutes of many states (see, e.g., Am.Jur.2d, Abortion, § 9, p. 192; 153 A.L.R. 1218, 1266; Smith, Abortion and the Law (1967) p. 7). Implicit in the decisions of this court, as well as those of countless other courts, is the view that the phrase does not render such a statute invalid (see, e.g., People v. Davis, 43 Cal.2d 661 [276 P.2d 801] ; People v. Gallardo, 41 Cal.2d 57 [257 P.2d 29] ; People v. Powell, 34 Cal.2d 196 [208 P.2d 974]; People v. Wilson, 25 Cal.2d 341 [153 P.2d 720] ; People v. Rcmkin, 10 Cal.2d 198 [74 P.2d 71]). In State v. Moretti 52 N.J. 192 [ 244 A.2d 499, 504] (cert. den. 393 U.S. 952 [21 L.Ed.2d 363, 89 S.Ct. 376]) the court stated that when the phrase “lawful justification,” as used in a statute prohibiting abortions done maliciously or without lawful justification, is confined “to the preservation of the mother’s
The proper test as to certainty was stated by this court in People v. Howard, 70 Cal.2d 618, 624 [75 Cal.Rptr. 761, 451 P.2d 401], to be: “ ‘A statute should be sufficiently certain so that a person may know what is prohibited thereby and what may be done without violating its provisions, but it cannot be held void for uncertainty if any reasonable and practical construction can be given to its language. As stated in Pacific Coast Hairy v. Police Court, 214 Cal. 668, at page 676 . . . “Mere difficulty in ascertaining its meaning, or the fact that it is susceptible of different interpretations will not render it nugatory. Doubts as to its construction will not justify us in disregarding it. ’ ’ [Citations.] ’ ’ ’
The meaning of the phrase “necessary to preserve [the woman’s] life” was considered in People v. Ballard, 167 Cal.App.2d 803, 814-815 [335 P.2d 204], wherein the court stated, “Surely, the abortion statute (Pen. Code, §274) does not mean by [this phrase] that the peril to life be imminent. It ought to be enough that the dangerous condition ‘be potentially present, even though its full development might be delayed to a greater or less extent. Nor was it essential that the doctor should believe that the death of the patient would be otherwise certain in order to justify him in affording present relief.’ (State v. Dunklebarger, 206 Iowa 971 [221 N.W. 592, 596]; see also Rex v. Bourne, 1 K.B. 687 . . .; Commonwealth v. Wheeler, 315 Mass. 294 [53 N.E.2d 4]; 23 So.Cal.L.Rev. 523.) In State v. Powers . . . 155 Wash. 63, 67 [283 P. 439, 440], the court satisfied itself with an interpretation of ‘necessity to save life’ by stating, ‘If the appellant in performing the operation did something which was recognized and approved by those reasonably shilled in his profession practicing in the same community . . . then it cannot be sadd that the operation was not necessary to preserve the life of the patient/” (Italics added.) (See also People v. Abarbanel, 239 Cal.App.2d 31, 34 [48 Cal.Rptr. 336] ; People v. Ballard, 218 Cal.App.2d 295, 307 [32 Cal.Rptr. 233].)
Amici for appellant, 178 deans of medical schools, state that the italicized sentence quoted from People v. Ballard, supra, 167 Cal.App.2d 803, 814-815, is in error because “the medical profession has ‘approved’ abortions in cases [in which the objective was not to preserve the life of the woman and therefore] clearly .outside of Penal Code section 274. Packer &
The word “preserve” is defined in the dictionary as “1. To teep or save from injury or destruction; ... to protect; save. !. To keep in existence or intact; ... To save from decompo-ition.” (See Webster’s New Internat. Diet. (3d ed. 1961}.) As used in section 274, the word “preserve” has been egarded as synonomous with “save” (see, e.g., People v. Kutz, 187 Cal.App.2d 431, 436 [9 Cal.Rptr. 626]; People v. Malone, 82 Cal.App.2d 54, 59 [185 P.2d 870]; Stern v. Superior Court, 78 Cal.App.2d 9, 18 [177 P.2d 308]), and to save a ife ordinarily is understood as meaning to save from destruction, i.e. dying — not merely from injury. Thus the precipitation of a psychosis in the absence of a genuine threat of suicide is not a threat to life under section -274. (See Packer and Gampell, Therapeutic Abortion: A Problem in Law and Medicine, 11 Stan.L.Rev. 417, 433, 436.)
That the Legislature used the word “preserve” in the sense of save from destruction also appears from the purpose of the section.. The law historically in various contexts has regarded the unborn’ child as a human being. (See Louisell, Abortion, The Practice of Medicine, and the Due Process of Law, 16 U.C.L.A. L.Rev. 233, 234-244.) Louisell (at p. 244) quotes from Prosser on Torts (3d ed. 1964) that “ [M]edical authority has recognized long since that the child is in existence from the moment of conception, and for many purposes its existence is recognized by the law. The criminal law regar it as a separate entity, and the law of property considers it in being for all purposes which are to its benefit, such as taking by will or descent. . . . All writers who have discussed the problem have joined ... in maintaining that the. unborn child in the path of an automobile is as much a person in the street as the mother. ’ ’ In Raleigh Fitkin-Paul Morgan Memorial Hospital v. Anderson, 42 N.J. 421 [201 A.2d 537, 538] (cert. den. 377 U.S. 985 [12 L.Ed.2d 1032, 84 S.Ct. 1894]) it was held that an unborn child of a woman who did not wish blood transfusions because they were contrary to her religious convictions was entitled to the law’s protection and that an order would be made to insure such transfusions to the mother in the event they are necessary in the opinion of the attending physician:
Several statutes show that the California law has been in
It is reasonable to b.elieve that section 274, as it read at the time in question, was not an exception to the law’s attitude respecting the unborn child as a human being-and that it was designed to protect not only the mother’s life but also that of the child. In view of that purpose it would appear that the Legislature intended that the child would be deprived of his right to life only if in the absence of an abortion there was a danger of the mother’s death — not merely of injury to her.
“‘[T]he Constitution does not require impossible standards’; all that is required is’that the language ‘conveys sufficiently definite warning as1 to the proscribed conduct when measured by common understanding and practices. . . .’ United States v. Petrillo, 332 U.S. 1, 7-8 [91 L.Ed. 1877, 67 S.Ct. 1538].” (Roth v. United States, 354 U.S. 476, 491 [1 L.Ed.2d 1498, 1510, 77 S.Ct. 1304].) Thephrase in question, when applied according to the standard heretofore stated (namely, whether persons reasonably skilled in their profession practicing in the same community recognized and approved the act as being required to save the patient from dying) clearly gives such warning.
Furthermore, section 274 punishes only those who act with “ ‘ . . . the intent to commit a criminal' abortion, that is, an abortion for a purpose other than to preserve [i.e. save from destruction] the life of the mother.’ ” (People v. Abarbanel. supra, 239 Cal.App.2d 31, 34-35; People v. Ballard, supra, 167 Cal.App.2d 803, 817.) The requirement of such an intent eviscerates much of the majority’s claim that the section is
The. principal cases relied upon by the majority, in which.' statutes have been declared unconstitutionally vague, do not. support such a finding when applied to the abortion statute. In People v. McCaughan, 49 Cal.2d 409 [317 P.2d 974], the' statute prohibited, among other conduct, “harsh” or “unkind” treatment of a mentally ill. person. These words were held not to have an established meaning either at common law or as a result of adjudication. They were held unconstitutionally vague. On .the other hand, the phrase “neglect of duty” and the word “cruel” were upheld because they did have such well .established meanings; just as do the words utilized in the phrase under attack here.
Lanzetta v. New Jersey, 306 U.S. 451, 453 [83 L.Ed. 888, 890, 59 S.Ct. 618], construed a statute defining “gangster” and making it a crime for anyone to be such a person. The. phrase “consisting of two or more persons” was all that ' purported to define “gang,” and the word “gang” was held so vague and uncertain as to violate the Fourteenth Amendment.
Connolly v. General Constr. Co., 269 U.S. 385, 395 [70 L.Ed. 322, 329, 46 S.Ct. 126], involved a statute requiring a contractor to pay his employees “not less than the current rate of .. . wages in the locality where the work is performed,” and the court held the italicized words unconstitutionally vague. Unlike the statute involved here, the statute in question was a new statute and the court noted that its application “depends not upon a word of fixed meaning in itself, or one made definite by statutory or judicial definition. ...”
In contrast to these cases, here the challenged statute has a fixed meaning, frequently applied and impliedly interpreted by the courts in the more than one hundred years of its existence. In addition, the statute requires proof of the specific intent to commit a criminal abortion before a person may be successfully prosecuted under it.
There is, of course, a presumption in favor of constitutionality, and the invalidity of a legislative act must be clear
The majority cite no authority holding that the term “necessary to preserve [the woman’s] life’’ is impermissibly vague, and I agree with the conclusion-as to the constitutionality of the section that is implicit in the multitude of past decisions affirming convictions for illegal abortion, and for murder where death was the result of such an act. 1
I would affirm the judgment.
Section 274 then read: “Every person ■who provides, supplies, or administers to any woman, or procures any woman to take any medicine, drug, or substance, or uses or employs any instrument or other means whatever, with intent thereby to procure the miscarriage of such woman, unless the same is necessary to preserve her life, is punishable (Italics added.)
The 1850 statute (ch. 99, § 45, p. 233) provided that every person who did any of the enumerated acts with a specified intent shall be punishable “Provided, that no physician shall be affected . . . who, in the discharge of his professional duties, deems it necessary to produce the miscarriage of any woman in order to save her life.”
Penal Code section 3706 requires that the execution of a death penalty he suspended if the defendant is pregnant and without regard to the stage of pregnancy.
Penal Code section 270 makes punishable a father’s wilful failure.to provide a minor child with necessary items and provides that ‘ ‘ A child conceived but not yet born is to be deemed an existing person in so far as this section is concerned. ’ ’.
Civil Code section 29 provides in part that “A child conceived, but not yet bom, is to be deemed an existing person, so far as may be necessary for its interests in the event of its subsequent birth . . . . ”
Dissenting Opinion
Dissenting. — I concur in the views of Justice Burke. Reading the majority’s attack on-Penal Code section 274, one would think that the English language which has been the sensitive instrument of our system of law for over 500 years, has lost, by the mere passage of time, all capacity for clarity of expression. The majority strike down the statute solely because they find so vague and uncertain as .io offend constitutional standards of due process, a single brief clause of nine words of long and common usage: “unless the same is necessary to preserve her life. ’ ’ There is no mystique enveloping the statute and, as Justice Burke points out, the clause now challenged has stood the test of over a hundred years, and presumably of countless human incidents falling within its scope, apparently without evoking a single whimpering cry against it.
The mandate of the section is plain and clear, and simply means this: no one shall intentionally procure the miscarriage of a woman unless it is necessary to save her life. ‘ ‘ The criminal intent necessary to support a conviction of illegal abortion must show that it was performed for a purpose other than to save the abortee’s- life.” (People v. Abarbanel (1965) 239 Cal.App.2d 31, 34 [48 Cal.Rptr. 336].) I dare say that the average man in the street, confronted with this law, would have little trouble in extracting its sense (we hold him accountable to much more complicated enactments); and the doctor, with his professional training and expertise would have even less. We have said that “ [i]t is a cardinal rule to be applied to the interpretation of particular words, phrases, or clauses in a statute or a constitution that the entire substance of the instrument or of that portion thereof which has 'relation to the subject under review should be looked to in order to determine the scope and purpose of the particular
Yet the majority, by engaging in a process of elaborate and lavish analysis, transform that which is simple and lucid into something complex -and arcane. Actually the analysis is focused on only three" words: “necessary to preserve.” Their fair equivalent is “necessary to save” (see People v. Abarbanel, supra, 239 Cal.App.2d 31, 34, People v. Ballard (1959) 167 Cal.App.2d 803, 814, 817 [335 P.2d 204]). Eather than evaluate these words in the light of “the entire substance” (see Wallace v. Payne, supra, 197 Cal. 539, 544), the majority resort to a dissection: “There is, of course, no standard definition of ‘necessary to preserve’ and taking the words separately-, no clear meaning emerges.” (Ante, pp. 960-961.) In support of this thesis, it is asserted that the word “necessary” does not have a “fixed meaning.” In general, few words do.
I cannot accept so tortured a conclusion, wrenched from a statute which has had its roots in the law’s historic solicitude for the priceless gift of life. The statute plainly prohibits an abortion unless.it is necessary to save the mother’s life. It strains reason to say that this crystal-clear exception to the law is “so vague that men of common intelligence must necessarily guess at its meaning. ...” (Lanzetta v. New Jersey (1939) 306 U.S. 451, 453 [83 L.Ed. 888, 890, 59 S.Ct. 618], see ante, p. 960.) And it strains credulity to assume that this defendant, who under the evidence wilfully violated the statute, had to engage in any such guesswork with -respect to the law governing his conduct.
I would affirm the judgment.
Respondent’s petition for a rehearing was denied October 1, 1969. Pierce, J. pro tern.,
“Words, however, do not have absolute and constant referents. ‘A word is a symbol of thought but has no arbitrary andxfixed meaning like a symbol of algebra or chemistry, . . . ’ (Pearson v. State Social Welfare Board (1960) 54 Cal.2d 184, 195 [5 Cal.Rptr. 553, 353 R.2d 33].) The meaning of particular words or groups of words varies with the ‘. . . verbal context and surrounding circumstances and purposes in view of the linguistic education and experience of their users and their hearers or readers (not excluding judges). ... A word has no meaning apart from these factors; much less does it have an objective meaning, one true-meaning.’ (Corbin, The Interpretation of Words and the Parole Evidence Bule (1965) 50 Cornell L.Q. 161, 187.) ” (Pacific Gas & Elec. Co. v. G. W. Thomas Drayage Etc. Co. (1968) 69 Cal.2d 33, 38 [69 Cal.Rptr. 561, 442 P.2d 641].)
“Words are used in an endless variety of contexts. Their meaning is not subsequently attached to them by the reader but is formulated by the writer and can only be found by interpretation in the light of all the circumstances that reveal the sense in which the writer used the words.’’ (Universal Sales Corp. v. California etc. Mfg. Co. (1942) 20 Cal.2d 751, 776 [128 P.2d 6651. Traynor, J., concurring.)
Assigned by the Chairman of the Judicial Council.
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