Bloom v. Municipal Court
Bloom v. Municipal Court
Dissenting Opinion
I dissent. The majority today attempt to save the
California obscenity statute (Pen. Code, § 311.2) through incorporating by reference the general guidelines set forth in Miller v. California (1973) 413 U.S. 15 [37 L.Ed.2d 419, 93 S.Ct. 2607], This effort is unlikely to prove any more successful in resolving the “intractable obscenity problem” (Interstate Circuit v. Dallas (1968) 390 U.S. 676, 704 [20 L.Ed.2d 225, 243, 88 S.Ct. 1298] (Harlan, J. concurring and dissenting), than was Roth v. United States (1957) 354 U.S. 476 [1 L.Ed.2d 1498, 77 S.Ct. 1304] and its progeny. The adopted approach fails to remedy either the inherent vagueness of the obscenity concept, or the unwarranted interference of such regulation with the individual’s fundamental right to speak, to read and to view freely, subject only to constitutional limitation. As I do not believe that either of these deficiencies can be corrected in the context of a statute prohibiting the communication of “obscenity” to consenting adults, I would hold Penal Code section 311.2 invalid under the California Constitution.
The somewhat tortured history of judicial attempts to define obscenity has been fully reviewed elsewhere,
The most basic of these principles is embodied in the rule that “[n]o one may be required at peril of life, liberty or property to speculate as to the meaning of penal statutes. All are entitled to be informed as to what the State commands or forbids.” (Lanzetta v. New Jersey (1939) 306 U.S. 451, 453 [83 L.Ed. 888, 890, 59 S.Ct. 618].) Recognizing that a civilized society does not imprison a person for violating prohibitions on conduct that cannot even be defined, this court has repeatedly stated that “[t]he requirement of a reasonable degree of certainty in legislation, especially in the criminal law, is a well established element of the guarantee of due process of law.” {In re Newbern (1960) 53 Cal.2d 786, 792 [3 Cal.Rptr. 364, 350 P.2d 116].) At a minimum, therefore, any proposed obscenity standard must meet the test that it is not so vague “that men of common intelligence must necessarily guess at its meaning and differ as to its application. . . .” {Connallv v. General Construction Co. (1926) 269 U.S. 385, 391 [70 L.Ed. 322, 328, 46 S.Ct. 126].)
The requirement of fair notice is rooted not only in the federal Constitution, but also in the due process clause of the California Constitution. (Art. I, § 7.) We have had several occasions to note that our state Constitution is a document of independent force and significance.
The subjectivity that is unavoidable in formulating legal standards that define obscenity stems initially from the fact that the First Amendment protects any work which communicates significant ideas, including those which pertain to sex. A rule merely prohibiting the depiction of certain specifically defined acts is thereby foreclosed. “We could hold, for example, that any depiction or description of human sexual organs, irrespective of the manner or purpose of the portrayal, is . . . open to suppression by the States. . . . But such a standard would be appallingly overbroad, permitting the suppression of a vast range of literary, scientific and artistic masterpieces. Neither the First Amendment nor any free community could possibly tolerate such a standard.” (Paris Adult Theater I v. Slaton, supra, 413 U.S. 49, 94 [37 L.Ed.2d 446, 479] (Brennan, J. dissenting).) Thus every court since Roth has adhered to the fundamental view that, in order to be held obscene, a work must lack a significant quantum of social value.
Even if we assume the viability of the social value test, its application requires that the jury in each case pass upon the intellectual content and
The problem of vagueness is aggravated still further by the fact that the jury is called upon to determine and apply a “community ” standard in some phases of its deliberations. This delegation of judgment contrasts sharply with virtually the entire corpus of the criminal law, in which the community’s view of appropriate conduct is embodied in the rule itself.
Clearly the validity of conditioning criminal liability upon the accurate prediction of a “community” standard not specified by statute heavily relies upon the presence of a highly cohesive community view which is both predictable in application, and readily apparent to the average person. Yet findings contained in the Commission Report cast serious doubt upon the very concept of a “community standard,” let
These findings confirm the lesson of nearly two decades of experience with obscenity regulation—that there is no representative “community view,” but rather a spectrum of response to identical material within a community. To delegate to the jury the determination of a hypothetical community standard is thus necessarily to deprive the defendant of advance warning of what is prohibited. Although a state “community standard” is more realistic than a national standard, it falls far short of providing the level of certainty required of a criminal statute.
While failure to provide fair notice of what is prohibited would, of course, be independently sufficient to invalidate Penal Code section 311.2 on due process grounds, we tread here, of course, on territory at least closely bordered by the First Amendment. “While the basic standard against which statutes must be measured for vagueness is a constant, the vigor with which that standard is applied varies with the determination whether a constitutionally protected right is involved.” {People v. Barksdale (1972) 8 Cal.3d 320, at p. 327 [105 Cal.Rptr. 1, 503 P.2d 257].) “. . . [Standards of permissible statutory vagueness are strict in the area of free expression” (N. A. A. C. P. v. Button (1963) 371 U.S. 415, at p. 432 [9 L.Ed.2d 405, at p. 417, 83 S.Ct. 328]) for “[w]here regulations of the liberty of free discussion are concerned, there are special reasons for observing the rule that it is the statute, not the accusation or the evidence under it, which prescribes the limits of permissible conduct and warns against transgression.” {Thornhill v. Alabama (1940) 310 U.S. 88, at p. 98 [84 L.Ed. 1093, at p. 1100, 60 S.Ct. 736].)
Vague standards at the perimeter of the First Amendment give rise to twin dangers: ambiguity leads to applications of the statute directly
Although no definition of obscenity calculated to curtail the flow of material to consenting adults may be framed within the permissible scope of the vagueness doctrine, the state can nevertheless properly protect the unwilling adult from offensive assaults on his sensibilities and shield its children from sexually explicit material. In these areas, as will be shown below, the permissible scope of regulation under the First Amendment is wider and greater. Consequently, far more strict explicit statutory standards may be employed, alleviating the problems of notice and overbroad application.
The notion that the state pursues a legitimate interest in protecting the privacy of those who may be subjected to unwanted and offensive displays of sexually explicit material now finds endorsement by those on all sides of the obscenity debate.
A broader scope of permissible state regulation has similarly been recognized for the protection of children from obscenity. Thus, in Ginsberg the court upheld the constitutionality of a special statute directed at the sale of “obscene” material to minors. The court concluded that the state could constitutionally prohibit the dissemination of certain material to minors, even though a general prohibition on such dissemination would have violated the First Amendment. Quoting with approval from Bookcase, Inc. v. Broderick (1966) 18 N.Y.2d 71, [218 N.E.2d 668, 671], the court noted that “[mjaterial which is protected for distribution to adults is not necessarily constitutionally protected from restriction upon its dissemination to children. In other words, the concept of obscenity or of unprotected matter may vary according to the group to whom the questionable material is directed or from whom it is quarantined.” (390 U.S., at p. 636 [20 L.Ed.2d at p. 202].)
In the interest of protecting minors as well as unconsenting adults, therefore, it is permissible to define for regulation material that in other contexts would be deemed insulated by the First Amendment. The definition of obscenity for these purposes need not incorporate the subjective “social value” and “community standard” tests, which are designed to distinguish between protected and unprotected speech. By focusing directly upon the characteristics of the material offensive to unwilling adults and inappropriate for children, the state could permissibly define obscenity for these groups in specific terms to prohibit the
By merely copying Miller, the court today only postpones the difficult though inevitable task of formulating new standards that are consistent with fundamental constitutional principles. It does so in the face of a rising tide of opinion that Miller is “probably transient” (Commonwealth v. Horton (Mass. 1974) 310 N.E.2d 316, 325 (Kaplan, J. concurring)), and must ultimately yield to the conclusion that, “. . . no one definition, no matter how precisely or narrowly drawn, can possibly suffice for all situations, or carve out fully suppressible expression from all media without also creating a substantial risk of encroachment upon the guarantees of the Due Process Clause and the First Amendment" (Paris Adult Theater I v. Slaton, supra, 413 U.S., at p. 85 [37 L.Ed.2d at p. 474] (Brennan, J. dissenting)). This view now commands the support of four members of the United States Supreme Court (see Paris Adult Theater I v. Slaton, supra, at p. 70 [37 L.Ed.2d at p. 465] (Douglas, J. dissenting) and p. 73 [37 L.Ed.2d at pp. 466-467] (Brennan, J. dissenting)), an increasing number of state court judges,
Even apart from vagueness, Penal Code section 311.2 must be invalidated on other constitutional grounds. By seeking to suppress the consenting adult’s access to “obscene” material, the state intrudes upon the individual’s fundamental right to receive information and ideas. This intrusion is not supported, in my view, by any compelling state interest.
The foremost articulation of the right to receive information and ideas appears in Stanley v. Georgia (1969) 394 U.S. 557 [22 L.Ed.2d 542, 89 S.Ct. 1243], which held that the state could not permissibly prohibit the
Synthesizing a line of cases spanning the last half-century, the Stanley court unequivocally identified a fundamental interest in the individual as a recipient of ideas: “It is now well established that the Constitution protects the right to receive information and ideas. ‘This freedom [of speech and press]. .. necessarily protects the right to receive. . ..’ Martin v. City of Struthers, 319 U.S. 141 (1943); see Griswold v. Connecticut, 381 U.S. 479, 482 (1965); Lamont v. Postmaster General, 381 U.S. 301, 307-308 (1965) (Brennan, J. concurring); cf. Pierce v. Society of Sisters 268 U.S. 510 (1925). This right to receive information and ideas, regardless of their social worth, see Winters v. New York, 333 U.S. 507, 510 (1948), is fundamental to our free society.” (Stanley v. Georgia, supra, 394 U.S. 557, 564 [22 L.Ed.2d 542, 549].)
Stanley makes clear that the “right to receive” is not subordinated simply by the fact that the material at issue is “obscene.” “. . . [M]ere categorization of these films as ‘obscene’ is insufficient justification for such a drastic invasion of personal liberties guaranteed by the First and Fourteenth Amendments.” (Stanley v. Georgia, supra, 394 U.S., at p. 565 [22 L.Ed.2d at p. 549].) Rather, under Stanley, the state’s interest in regulating obscenity is to be balanced against the intrusion of such regulation upon the fundamental rights of the individual: “RozA and its progeny certainly do mean that the First and Fourteenth Amendments recognize a valid governmental interest in dealing with the problem of obscenity. But the assertion of that interest cannot, in every context, be insulated from all constitutional protections.” (Id., at p. 563 [22 L.Ed.2d at p. 548].) Balancing the competing interests before it, the court in Stanley found the state’s interest in suppressing obscenity to be insufficiently compelling to outweigh the individual’s right to private possession of obscene material.
Although Stanley recognized that Roth and the cases following it discerned a subordinating interest in the regulation of commercial
The fundamental right to receive information and ideas “regardless of their social worth” is predicated upon the notion that in a free society, the worth of an idea or form of expression is measured not by the willingness of the state to tolerate it, but rather by the willingness of the individual to receive it. “The constitutional right of free expression ... is designed and intended to remove governmental restraints from the arena of public discussion, putting the decision as to what views shall be voiced largely into the hands of each of us, in the hope that use of such freedom will ultimately produce a more capable citizenry and more perfect polity and in the belief that no other approach would comport with the premise of individual dignity and choice upon which our political system rests.... To many, the immediate consequence of this freedom may often appear to be only verbal tumult, discord, and even offensive utterance. These are, however, within established limits, in truth necessary side effects of the broader enduring values which the process of open debate permits us to achieve. . .. That is why ‘[w]holly neutral futilities ... come under the protection of free speech as fully as do Keats’ poems or Donne’s sermons,’ Winters v. New York 333 U.S. 507, 528 (1948) (Frankfurter, J. dissenting), and why ‘so long as the means are peaceful, the communication need not meet standards of acceptability.’ Organization for a Better Austin v. Keefe, 402 U.S. 415, 419 (1971).” (Cohen v. California (1971) 403 U.S. 15, at pp. 24-25 [29 L.Ed.2d 284, at pp. 293-294].)
Moreover, the “inherent dangers of undertaking to regulate any form of expression” (Miller v. California, supra, 413 U.S., at p. 23 [37 L.Ed.2d at p. 430]) cautions against the casual suppression of any material,
In the absence of a powerful governmental purpose, therefore, the First Amendment, in my view, prohibits the state from barring from those who consent to receive it any designated category of communication. To intrude upon the individual’s fundamental right to obtain information the statute must be premised on more than a mere rational relation to a permissible state purpose; the proffered regulation must be necessary to the effectuation of a compelling state interest. (City of Carmel-by-the-Sea v. Young (1970) 2 Cal.3d 259, 268 [85 Cal.Rptr. 1, 466 P.2d 225, 37 A.L.R.3d 1313].) Only if it meets this test may Penal Code section 311.2 be sustained.
Three state interests are generally proffered to support governmental suppression of the acquisition of obscenity by consenting adults: (1) prevention of anti-social behavior assertedly caused by viewing such material; (2) protection of the individual’s morality by restricting his access to it; and (3) preservation of the quality of life and community environment by eradicating public sanction of obscenity. Stanley explicitly rejected as incompatible with the First Amendment the first two of these purported state interests; I believe the third is equally inadequate to sustain an invasion of fundamental rights.
The notion that the state can proffer a compelling interest in obscenity regulation upon the theory that viewing obscenity leads to criminal behavior was dismissed by the Stanley court as both empirically baseless and constitutionally infirm. Noting that there is little scientific evidence to support the assertion that exposure to obscenity leads to deviant or criminal sexual behavior,
The Stanley court rejected as well the state’s attempt to justify suppression in order to foster morality among its citizens: “. . . Georgia asserts the right to protect the individual’s mind from the effects of obscenity. We are not certain that this argument amounts to anything more than the assertion that the state has the right to control the moral content of a person’s thoughts. To some, this may be a noble purpose, but it is wholly inconsistent with the philosophy of the First Amendment.” (Fn. omitted.) (394 U.S., at pp. 565-566 [22 L.Ed.2d at p. 550].)
Ultimately, the proponents of censorship must rely, almost exclusively, upon a vague if vigorously asserted state interest in the preservation of a “desirable” moral tone and climate in society.
The “right to receive,” however, has never been conditioned upon public tolerance for the form or content of the proffered communication. “Plainly a community cannot suppress, or the state tax, the dissemination of views because they are unpopular, annoying or distasteful.” (Murdock v. Pennsylvania (1943) 319 U.S. 105, 116.) Similarly, the freedom to disseminate information to receptive citizens may be protected even
Whatever the power of the state to regulate the public distribution of sexually explicit material for the purpose of protecting the privacy of nonconsenting adults, this power does not extend, in my view, to the suppression of communication between consenting parties, merely because others—not themselves exposed to the undesired communication—are nonetheless offended by the fact that the communication occurs. “The ability of government, consonant with the Constitution, to shut off discourse solely to protect others from hearing it is, in other words, dependent upon a showing that substantial privacy interests are being invaded in an essentially intolerable manner. Any broader view of this authority would effectively empower a majority to silence dissidents simply as a matter of personal predilections.” (Cohen v. California, supra, 403 U.S. 15, 21 [29 L.Ed.2d 284, 291-292].)
Finally, a governmental effort to impose a societal standard of morality by restricting the ability of individuals to obtain entertainment or satisfaction out of any form of expression that appeals to them, absent a concrete showing of harm, runs contrary to the fundamental right of privacy that is lodged in the “penumbra” of the Bill of Rights (see Griswold v. Connecticut, supra, 381 U.S. 479; Eisenstadt v. Baird (1972) 405 U.S. 438 [31 L.Ed.2d 349, 92 S.Ct. 1029]; Roe v. Wade (1973) 410 U.S. 113 [35 L.Ed.2d 147, 93 S.Ct. 705]; Stanley v. Georgia, supra, 394 U.S. 557; Olmstead v. United States (1928) 277 U.S. 438 [72 L.Ed. 944, 48 S.Ct. 564, 66 A.L.R. 376] (Brandris, J. dissenting), and is now explicitly guaranteed by the California Constitution (art. I, § 1).
Underlying these decisions lies the common theme that, unless demonstrable harm can be shown, the state may not restrict an individual’s behavior as to certain intimate matters merely on the basis of ancient taboos and commonly held views of morality. “Like the proscription of abortions, the effort to suppress obscenity is predicated on unprovable, although strongly held, assumptions about human behavior, morality, sex, and religion. The existence of these assumptions cannot validate a statute that substantially undermines the guarantees of the First Amendment, any more than the existence of similar assumptions on the issue of abortion can validate a statute that infringes the
The fundamental difficulty with legislation that would suppress obscenity is that it attempts to codify ever-changing and elusive social mores. Society itself is convulsed in a contradiction of approaches: it is torn between deeply felt moral exhortations that sexual fulfillment is sinful and the widely held Freudian teaching that the very lack of such fulfillment is, as to the individual’s emotional wellbeing, sinful. In the wake of these attitudes the Legislature frames its enactments in broad generalities and loose terminology that can hopefully satisfy both contentions. The result of these efforts becomes legislation that is so distended that it is unenforceable.
In this undertaking the courts and legislators must deal with a public opinion that is as restless and changing as the waters of the ocean: the would-be legislative and judicial King Canutes must fail in ordering back the waves of a cultural revolution.
In fixing the constitutional limits of this legislation the court must therefore recognize the limited nature of the legal process. As I have explained, I would hold back the sweep of the prohibition here to the enforceable and reasonable goal of the protection of the viewing but nonconsenting public. I realize that to some persons pornographic depiction is repulsive; to others the prohibition of it threatens intrusion upon constitutionally protected free expression, and incurs the danger that the suppression may spill over to inhibit the political protest that surely should be protected. Perhaps ultimately the courts must recognize that each protagonist in this field makes a point—that the single citizen has as much constitutional right to view the erotic creations of a Blake. Picasso, or Bosch in privacy as the general citizenry has the right not to see such erotica depicted on public billboards.
Finally, I urge the acceptance of a limited range of inhibiting legislation in this field because the past attempt at a more ubiquitous prohibition has not only been wasteful but harmful. It has been wasteful in that it has consumed law enforcement resources that could have better been devoted to combat more serious crime. No better or more convincing statement of this misdirection of public energy and resources can be found than the late Professor Packer’s classic exposition The Limits of the Criminal Sanction (1968), particularly pages 316 to 328. But
In view of these considerations, I believe that the Penal Code’s intrusion upon the individual’s fundamental right to receive information and ideas cannot stand. To yield to the fear that a “moral” society cannot be maintained unless the state chooses the books we may read and the movies we may watch is to reject the fundamental premise of the First Amendment, the premise that freedom of expression, in the absence of demonstrable harm, leads ultimately toward enhanced human dignity and social progress rather than vulgarity and decay. We may personally take displeasure in the type of expression which some individuals seek, but it is precisely the purpose of the First Amendment to forestall governmental enforcement of that displeasure by use of the criminal law.
I would reverse the judgment.
Mosk, J„ concurred.
See Miller v. California, supra, 413 U.S. 15, 20 [37 L.Ed.2d 419. 428]; Paris Adult Theater I v. Slaton (1973) 413 U.S. 49, 73 [37 L.Ed.2d 446, 466-467, 93 S.Ct. 2628] (Brennan, J., dissenting); Interstate Circuit v. Dallas, supra, 390 U.S. 676, 704 [20 L.Ed.2d 225, 243] (Harlan. J. concurring and dissenting).
The majority in Miller v. California, supra, 413 U.S. 15, 22 [37 L.Ed.2d 419, 429] noted that “[a]part from the initial formulation in the Roth case, no majority of the Court has at any given time been able to agree on a standard to determine what constitutes obscene, pornographic material subject to regulation under the States’ police power. See. e.g.. Redrup v. New York, 386 U.S., at 770-771. We have seen ‘a variety of views among the members of the Court unmatched in any other course of constitutional adjudication. Interstate Circuit, Inc. v. Dallas, 390 U.S., at 704-705 (Harlan, J. concurring and dissenting) (footnote omitted).” (Fn. omitted.) (See Note. The First Amendment Overbreadth Doctrine (1970) 83 Harv.L.Rev. 844, at pp. 883-890; Note. New Prosecutorial
Compare Miller v. California, supra, 413 U.S. 15 with Paris Adult Theater I v. Slaton, supra, 413 U.S. 49, 73 [37 L.Ed.2d 446, 466-467] (Brennan, J. dissenting).
Sec. e.g., People v. Brisendine (1975) 13 Cal.3d 528, 549 [119 Cal.Rptr. 315, 531 P.2d 1099]; Curry v. Superior Court (1970) 2 Cal.3d 707, 716 [87 Cal.Rptr. 361, 470 P.2d 345],
In Roth v. United States, supra, 354 U.S. 476 the court stated that. “[a]ll ideas having even the slightest redeeming social importance—unorthodox ideas, controversial ideas, even ideas hateful to the prevailing climate of opinion—have the full protection of the [First Amendment] guarantees, unless excludable because they encroach upon the limited area of more important interests." (354 U.S. 476, at 484 [I L.Ed.2d 1498, at p. 1507] (fn. omitted).) This statement was interpreted by the court in Memoirs v. Massachusetts (1966) 383 U.S. 413, 419 [16 L.Ed.2d 1, 6, 86 S.Ct. 975] to require the jury to find the challenged material to be “utterly without redeeming social value." Most justices adopted some variant of the “social value" test in formulating their individual standards for identifying obscenity. (See Redrup v. New York (1967) 386 U.S. 767, 770 [18 L.Ed.2d 515, 517-518, 87 S.Ct. 1414].) Miller revised the Memoirs test to require a showing of “serious" literary, artistic, political, or scientific value. (Miller v. California, supra. 413 U.S. at p. 24 [37 L.Ed.2d at p. 431].)
See. for example, the record of Supreme Court per curiam reversals of obscenity determinations following Roth and Reclrup. listed in the Report of the United States President’s Commission on Obscenity and Pornography (Sept. 1970) (hereafter cited as Commission Report) at page 318. Although the jury in virtually each such case presumably found beyond a reasonable doubt that the material at issue was “utterly without redeeming social value.” the court—exercising its independent judgment—disagreed.
All penal statutes are. of course, statements of conduct that the community finds offensive. Yet uniquely with respect to obscenity, the statute does not identify the offensive conduct, but rather makes reference to a community standard that is applied by the jury to the defendant's conduct after the allegedly offensive act has already occurred.
See N. A. A. C. P. v. Button, supra, 371 U.S. 415 at p. 433 [9 L.Ed.2d 405, at p. 418]; Note. The Void-for- Vagueness Doctrine in the Supreme Court (1960) 109 U.Pa.L.Rev. 67 at pp. 76. 80.
See Miller v. California, supra, at pages 18-19 [37 L.Ed.2d at pp. 427-428]: Miller at page 44 [37 L.Ed.2d at pp. 442-443] (Douglas, J. dissenting): Paris Adult Theater I v. Slaton, supra, at pages 105-107 [37 L.Ed.2d at pp. 485-487] (Brennan, J. dissenting).
See People v. Luros (1971) 4 Cal.3d 84, 101, footnote 13 [92 Cal.Rptr. 833, 480 P.2d 633] (Tobriner, J. dissenting).
See Jenkins v. State, supra, 199 S.E.2d 183, 185 (Gunter, J. dissenting); Commonwealth v. Horton, supra, 310 N.E.2d 316 (Kaplan, J. concurring); State ex rel. Wampler v. Bird (Mo. 1973) 499 S.W.2d 780 (Seller, J. dissenting): People v. Heller (1973) 33 N.Y.2d 314 [352 N.Y.S.2d 601, 307 N.E.2d 805] (Wachtler. J. dissenting).
See. e.g., Note. New Prosecutorial Techniques and Continued Judicial Vagueness: An Argument for Abandoning Obscenity as a Legal Concept (1973) 21 U.C.L.A. L.Rev. 181: Note. In Quest of a “Decent Society”: Obscenity and the Burger Court (1973) 49 Wash.L.Rev. 89; Wolf. Obscenity: The Lingering Uncertainty (1972) N.Y.U.Rev. L. & Soc. Change: Hunsaker, The 1973 Obscenity-Pornography Decisions: Analysis. Impact, and Legislative Alternatives (1974) 11 San Diego L.Rev. 906: Note. Obscenity '73: Something Old, A Little Bit New, Quite a Bit Borrowed, But Nothing Blue (1973) 33 Md.L.Rev. 421.
See United States v. Reidei, (1971) 402 U.S. 351 [28 L.Ed.2d 813, 91 S.Ct. 1410]; United States v. Thirty-Seven Photographs (1971) 402 U.S. 363 [28 L.Ed.2d 822, 91 S.Ct. 1400]; Paris Adult Theater I v. Slaton, supra, 413 U.S. 49.
See footnote 4 and accompanying text: California Constitution, article I. sections 1 and 2.
I have previously had occasion to suggest that constitutional protection for some forms of public distribution of obscenity may be directly implied .from the right to possess privately obscene material in the home (see People v. Luros, supra, 4 Cal.3d 84, 93 (Tobriner, J. dissenting). The present analysis focuses on constitutional limitations on obscenity regulation under the broader right to receive information and ideas. Under either of these principles, in my opinion. Penal Code section 311.2 may be invalidated on its face as constitutionally overbroad. (See. e.g., N. A. A. C. P. v. Button, supra, 371 U.S. 415, 432 [9 L.Ed.2d 405. 417-418].)
See People v. Luros, supra, 4 Cal.3d 84, 96 (fn. 4). page 98 (fn. 7) (Tobriner, J. dissenting).
This view was confirmed by the Commission Report.supra. page 27.
The majority in Paris Adult Theater I v. Slaton, supra, characterized this interest in the following terms: “Quite apart from sex crimes, however, there remains one problem of large proportions aptly described by Professor Bickel: 'It concerns the tone of the society, the mode, or to use terms that have perhaps greater currency, the style and quality of life, now and in the future. A man may be entitled to read an "obscene book in his room, or expose himself indecently there.... We should protect his privacy. But if he demands a right to obtain the books and pictures he wants in the market, and to foregather in public places—discreet, if you will, but accessible to all—with others who share his tastes, then to grant him his right is to affect the world about the rest of us. and to impinge on other privacies. . . (Italics in original, fn. omitted.) (415 U.S., at pp. 58-59 [37 L.Ed.2d at pp. 457-458].)
Opinion of the Court
Opinion
Plaintiff Bloom appeals from a judgment of the Los Angeles Superior Court denying his petition for writ of prohibition to restrain the Inglewood Municipal Court from proceeding on a complaint charging him in the statutory language with violation of section 311.2, subdivision (a), of the Penal Code.
We first consider a question of appellate jurisdiction raised by the Court of Appeal on its own motion.
The Court of Appeal held that a superior court judgment denying a writ of prohibition to restrain a municipal court prosecution is not appealable, and that the only remedy is a petition in the Court of Appeal for an original writ of prohibition. Treating plaintiff’s appeal as a petition for writ of prohibition on which an alternative writ had been issued, the Court of Appeal heard and determined the matter on the merits and denied the peremptory writ. We ordered a hearing and transferred the cause to this court on our own motion.
Prior to revision of the Constitution in 1966, appeals from rulings by the superior courts on petitions for writs of prohibition were expressly included within the appellate jurisdiction of the Courts of Appeal. “The district courts of appeal shall have appellate jurisdiction on appeal from the superior courts ... in proceedings of . . . prohibition . . . .” (Cal. Const., art. VI, § 4b.)
Although no longer spelling it out in so many words, article VI still clearly provides that Courts of Appeal have jurisdiction over appeals from superior court judgments in prohibition proceedings. Section 11 provides in part that “courts of appeal have appellate jurisdiction when
Analogy to habeas corpus procedure is not persuasive. An order by a superior court denying a writ of habeas corpus can be challenged only by filing a new petition in a higher court, but that rule is statutory. (Pen. Code, § 1506; People v. Griggs (1967) 67 Cal.2d 314, 317 [61 Cal.Rptr. 641, 431 P.2d 225]; Loustalot v. Superior Court (1947) 30 Cal.2d 905, 913 [186 P.2d 673].) In contrast, the Code of Civil Procedure makes the statutes pertinent to appeals applicable to writs of prohibition. Section 1110 provides that “The provisions' of Part two of this code relative to new trials and appeals, except in so far as they are inconsistent with the provisions of this title, apply to the proceedings mentioned in this title.” Prohibition is a proceeding mentioned in chapter 3 of the title. (See 5 Witkin, Cal. Procedure (2d ed.) Extraordinary Writs, § 178, p. 3938, citing Mellinger v. Municipal Court (1968) 265 Cal.App.2d 843, 845 [71 Cal.Rptr. 535].)
In conclusion, a superior court judgment denying a writ of prohibition to restrain a municipal court prosecution is within the appellate jurisdiction of the Courts of Appeal.
II
We now consider the merits of plaintiff’s appeal.
Plaintiff contends California’s statutory definition of obscenity (Pen. Code, § 311) is unconstitutionally vague in light of the recent restatement of the constitutional standard in Miller v. California (1973) 413 U.S. 15 [37 L.Ed.2d 419, 93 S.Ct. 2607], Plaintiff argues section 311 fails to satisfy Miller’s requirement that material pi escribed as obscene be “specifically defined by the applicable state law, as written or authoritatively construed.” (413 U.S. at p. 24 [37 L.Ed.2d at p. 430].) We hold section 311 sufficiently specific “as ... authoritatively construed.”
The element added by the Memoirs plurality was repudiated by the majority of the court in Miller v. California. “The basic guidelines for the trier of fact must be: (a) whether ‘the average person, applying contemporary community standards’ would find that the work, taken as a whole, appeals to the prurient interest. . .; (b) whether the work depicts or describes in a patently offensive way, sexual conduct specifically defined by the applicable state law; and (c) whether the work, taken as a whole, lacks serious literary, artistic, political, or scientific value. We do not adopt as a constitutional standard the ‘utterly without redeeming social value’ test of Memoirs v. Massachusetts, 383 U.S., at 419; that concept has never commanded the adherance of more than three Justices at one time.” (413 U.S. at pp. 24-25 [37 L.Ed.2d at p. 431]; citation and fn. omitted.) “While Roth presumed ‘obscenity’ to be ‘utterly without redeeming social importance,’ Memoirs required that to prove obscenity it must be affirmatively established that the material is ‘utterly without redeeming social value.’ Thus, even as they repeated the words of Roth, the Memoirs plurality produced a drastically altered test that called on the prosecution to prove a negative, i.e., that the material was ‘utterly without redeeming social value’—a burden virtually impossible to discharge under our criminal standards of proof.” (413 U.S. at pp. 21-22 [37 L.Ed.2d at p. 429].)
Plaintiff may not complain of the fact that California by statute continues to impose a greater burden on the People in an obscenity prosecution than is constitutionally required. In Hamling v. United States (1974) 418 U.S. 87 [41 L.Ed.2d 590, 94 S.Ct. 2887], the court rejected the contention that revision of the Memoirs test in Miller meant a pre-Miller federal obscenity statute was unconstitutionally vague. “[Ojur opinion in Miller plainly indicates that we rejected the Memoirs ‘social value’ formulation, not because it was so vague as to deprive criminal defendants of adequate notice, but instead because it represented a departure from the definition of obscenity in Roth, and because in calling on the prosecution to ‘prove a negative,’ it imposed a ‘[prosecutorial] burden virtually impossible to discharge’ and which was not constitutionally required. 413 U.S., at 22. Since Miller permits the imposition of a lesser burden on the prosecution in this phase of the proof of obscenity than did Memoirs, and since the jury convicted these petitioners on the basis of an instruction concededly based on the Memoirs test, petitioners derive no benefit from the revision of that test in Miller. ” (418 U.S. at pp. 116-117 [41 L.Ed.2d at p. 620].)
However, plaintiff’s vagueness argument is based primarily on part (b) of the Miller test—the requirement that material proscribed as obscene depict or describe, in a patently offensive manner, sexual conduct “specifically defined by the applicable state law, as written or authoritatively construed.” (Miller v. California, supra, 413 U.S..at p. 24 [37 L.Ed.2d at p. 430].) The court in Miller gave “a few plain examples of what a state statute could define for regulation under part (b).” The examples were “[pjatently offensive representations or descriptions of ultimate sexual acts, normal or perverted, actual or simulated,” and “[pjatently offensive representations or descriptions of masturbation, excretory functions, and lewd exhibitions of the genitals.” (413 U.S. at p. 25 [37 L.Ed.2d at p. 431].) Plaintiff contends section 311 is unconstitutionally vague because it lacks such specificity.
United States v. 12 200-ft. Reels of Film came to the court on appeal from the district court’s dismissal of a forfeiture action under title 19 United States Code section 1305, subdivision (a), which statute the district court had found unconstitutional. In vacating the constitutional decision and remanding the case for a determination of the obscenity vel non of the materials claimant sought to import, the court stated: “We further note that, while we must leave to state courts the construction of state legislation, we do have a duty to authoritatively construe federal statutes where ‘a serious doubt of constitutionality is raised’ and ‘ “a construction of the statute is fairly possible by which the question may be avoided.” ’ If and 'when such a ‘serious doubt’ is raised as to the vagueness of the words ‘obscene,’ ‘lewd,’ ‘lascivious,’ ‘filthy,’ ‘indecent,’ or ‘immoral’ as used to describe regulated material in 19 U.S.C. § 1305 (a) and 18 U.S.C. § 1462, we are prepared to construe such terms as limiting regulated material to patently offensive representations or descriptions of that specific ‘hard core’ sexual conduct given as examples in Miller v. California, at 25. Of course, Congress could always define other specific ‘hard core’ conduct.” (413 U.S. at p. 130, fn. 7 [37 L.Ed.2d at p. 507]; citations omitted.)
In Hamling, the court similarly construed title 18 United States Code section 1461. “[Wje indicated in United States v. 12 200-ft. Reels of Film, supra, at 130 n. 7, that we were prepared to construe the generic terms in 18 U.S.C. § 1462 to be limited to the sort of ‘patently offensive
Understanding the lesson of 12 200-ft. Reels prior to its reiteration in Hamling, the Court of Appeal in People v. Enskat (1973) 33 Cal.App.3d 900 [109 Cal.Rptr. 433] (hg. den.; cert, den., 418 U.S. 937 [41 L.Ed.2d 1172, 94 S.Ct. 3225]), held that section 311, as authoritatively construed, satisfies Miller’s requirement of “specificity.” “In requiring that obscene matter must go ‘substantially beyond contemporary limits of candor in description or representation of such matters,’ the statute is substantially the same as the general Miller formulation which inquires ‘whether the work depicts or describes, in a patently offensive way, sexual conduct.’ Miller states that those matters must be ‘specifically defined by the applicable state law.’ Previous California cases have so limited section 311. Thus it is clear that section 311 prohibits only ‘hardcore pornography’ (Zeitlin v.Arnebergh, 59 Cal.2d 901 [31 Cal.Rptr. 800, 383 P.2d 152, 10 A.L.R.3d 707]), that nudity does not equate with obscenity and that ‘no matter how ugly or repulsive the presentation, we are not to hold nudity, absent a sexual activity, to be obscene’ (People v. Noroff, 67 Cal.2d 791 at p. 797 [63 Cal.Rptr. 575, 433 P.2d 479]), and that ‘[t]o constitute obscenity ... the material must contain a graphic description of sexual activity’ (People v. Cimber, 271 Cal.App.2d Supp. 867, 869 [76 Cal.Rptr. 382]). . . . Miller, thus has not imposed any new requirements upon California law insofar as [the first] two of the three elements required by section 311 are involved.” (33 Cal.App.3d at pp. 908-910; fns. omitted.)
In Miller, the court vacated the judgment and remanded the case to the Appellate Department of the Orange County Superior Court for further proceedings “not inconsistent with the First Amendment standards established by this opinion.” (413 U.S. at p. 37 [37 L.Ed.2d at p. 438].) Citing Enskat, the appellate department reaffirmed Miller’s conviction for distributing obscene materials in violation of section 311.2, subdivision (a). The United States Supreme Court dismissed Miller’s second appeal “for want of a substantial federal question.” (418 U.S. 915 [41 L.Ed.2d 1158, 94 S.Ct. 3206] (Miller II).) Certiorari was denied in Enskat. (418 U.S. 937 [41 L.Ed.2d 1172, 94 S.Ct. 3225].)
The “fair notice” argument found persuasive in Miranda v. Hicks was rejected with regard to an equivalent federal obscenity statute in Hamling v. United States. “Nor do we find merit in petitioners’ contention that cases such as Bouie v. City of Columbia, 378 U.S. 347 (1964), require reversal of their convictions. . . . [T]he enumeration of specific categories of material in Miller which might be found obscene did not purport to make criminal, for the purpose of 18 U.S.C. § 1461, conduct which had not previously been thought criminal. That requirement instead added a ‘clarifying gloss’ to the prior construction and' therefore made the meaning of the federal statute involved here ‘more definite’ in its application to federal obscenity prosecutions. Bouie v. City of Columbia, supra, at 353. Judged by both the judicial construction of § 1461 prior to Miller, and by the construction of that section which we adopt today in the light of Miller, petitioners’ claims of vagueness and lack of fair notice as to the proscription of the material which they were distributing must fail.” (418 U.S. at pp. 115-116 [41 L.Ed.2d at pp. 619-620]; italics added.)
Having failed to recognize the authority of Miller II, the three-judge court disregarded the plain significance of Hamling. (Miranda v. Hicks, supra, 388 F.Supp. at pp. 362-364.) Therefore, the United States Supreme Court was compelled to address itself to the constitutionality of section 311 once more. “[T]he District Court was in error in holding that it could disregard the decision in Miller II. That case was an appeal from a decision by a state court upholding a state statute against federal constitutional attack. A federal constitutional issue was properly presented, it was within our appellate jurisdiction under § 1257(2), and we had
Having previously denied hearing in Enskat, we now expressly approve that decision. Section 311 has been and is to be limited to patently offensive representations or descriptions of the specific “hard core” sexual conduct given as examples in Miller I, i.e., “ultimate sexual acts, normal or perverted, actual or simulated,” and “masturbation, excretory functions, and lewd exhibitions of the genitals.” (413 U.S. at p. 25 [37 L.Ed.2d at p. 431].) As so construed, the statute is not unconstitutionally vague.
Assuming arguendo that section 311 as authoritatively construed is as “specific” as Miller I requires, plaintiff contends the statute is, nevertheless, so vague as to deny him due process of law. Plaintiff argues that judging a work’s “prurient interest” or “social value” is so subjective a process that its outcome is inherently .unpredictable, denying a potential violator fair notice of what is prohibited. Rejecting this argument, the United States Supreme Court has repeatedly upheld obscenity legislation against attacks mounted under the due process clause of the federal Constitution. (Hamling v. United States, supra, 418 U.S. 87, 89 [41 L.Ed.2d 590, 604]; Miller v. California, supra, 413 U.S. 15, 27-28 [37 L.Ed.2d 419, 432-433]; Roth v. United States, supra; 354 U.S. 476, 491-492 [1 L.Ed.2d 1498, 1510-1511].) The due process clause of the California Constitution does not impose a stricter standard in this regard.
Plaintiff’s contention that the right to possess obscene material in the privacy of one’s own home, announced in Stanley v. Georgia (1969) 394 U.S. 557 [22 L.Ed.2d 542, 89 S.Ct. 1243], implies the right not only to receive, but also to sell and distribute such material, has been completely discredited. “The District Court ignored both Roth and the express limitations on the reach of the Stanley decision. Relying on the statement in Stanley that ‘the Constitution protects the right to receive information and ideas . . . regardless of their social worth,’ 394 U.S., at 564, the trial judge reasoned that ‘if a person has the right to receive and possess this
Plaintiff next contends that section 311.2, subdivision (a), should be declared invalid under article I, sections 1 and 2, of the California Constitution on the ground that the state has no legitimate interest in regulating commercial distribution of obscene material. This contention, too, has been thoroughly discredited. “[W]e hold that there are legitimate state interests at stake in stemming the tide of commercialized obscenity, even assuming it is feasible to enforce effective safeguards against exposure to juveniles and to passersby. [Fn. omitted.] Rights and interests ‘other than those of the advocates are involved.’ [Citation omitted.] These include the interest of the public in the quality of life and the total community environment, the tone of commerce in the great city centers, and, possibly, the public safety itself. The ■ Hill-Link Minority Report of the Commission on Obscenity and Pornography indicates that there is at least an arguable correlation between obscene material and crime. [Fn. omitted.] . . . . [K] But, it is argued, there are no scientific data which conclusively demonstrate that exposure to obscene material adversely affects men and women or their society. It is urged on behalf of the petitioners that, absent such a demonstration, any kind of state regulation is ‘impermissible.’ We reject this argument. ... [If] ... . [If] ... . [U] If we accept the unprovable assumption that a complete education requires the reading of certain books [citation omitted], and the well nigh universal belief that good books, plays, and art lift the spirit, improve the mind, enrich the human personality, and develop character, can we then say that a state legislature may not act on the corollary assumption that" commerce in obscene books, or public exhibitions focused on obscene conduct, have a tendency to exert a corrupting and debasing impact leading to antisocial behavior? . . . The
Finally, plaintiff makes the unorthodox argument that section 311.2, subdivision (a), should be declared unconstitutional on the ground that society’s limited resources can be better spent on problems other than obscenity. The appropriate answer to this argument was given in United States v. Reidel, supra, 402 U.S. 351. “It is urged that there is developing sentiment that adults should have complete freedom to produce, deal in, possess, and consume whatever communicative materials may appeal to them and that the law’s involvement with obscenity should be limited to those situations where children are involved or where it is necessary to prevent imposition on unwilling recipients of whatever age. The concepts involved are said to be so elusive and the laws so inherently unenforceable without extravagant expenditures of time and effort by enforcement officers and the courts that basic reassessment is not only wise but essential. This may prove to be the desirable and eventual legislative course. But if it is, the task of restructuring the obscenity laws lies with those who pass, repeal, and amend statutes and ordinances.” (402 U.S. at p. 357 [28 L.Ed.2d at p. 818].)
The remainder of plaintiff’s contentions do not merit extended discussion. Federal statutes do not preempt state prosecution of distribution of obscene matter through the mails. (Miller v. California, supra, 413 U.S. at pp. 17-18, fn. 1 [37 L.Ed.2d at pp. 426-427].) Distribution and exhibition of obscene matter may be charged in a single count under section 311.2, subdivision (a). (People v. McClennegen (1925) 195 Cal. 445, 452 [234 P. 91]; People v. Horiuchi (1931) 114 Cal.App. 415, 427 [300 P. 457].)
The judgment is affirmed.
McComb, J., Sullivan, J., and Burke, J.,
Section 311.2. subdivision (a), provides: “Every person who knowingly sends or causes to be sent, or brings or causes to be brought, into this state for sale or distribution, or in this state possesses, prepares, publishes or prints, with intent to distribute or to exhibit to others, or who oiters to distribute, distributes, or exhibits to others, any obscene matter is guilty of a misdemeanor.” Film was the allegedly obscene matter here.
Hereafter, unless otherwise indicated, all section references are to the Penal Code.
The granting of a hearing automatically vacated the opinion of the Court of Appeal (Cal. Rules of Court, rule 976 (d)). but because of its importance, we deem it appropriate to discuss the question raised by that court.
Section 4b, paragraph 1. provided in full: “The district courts of appeal shall have appellate jurisdiction on appeal from the superior courts (except in cases in which appellate jurisdiction is given to the supreme court) in all cases at law in which the superior courts are given original jurisdiction: also, in all cases of forcible or unlawful entry or detainer (except such as arise in municipal, or in justices’ or other inferior courts); in proceedings in insolvency: in actions to pre,vent or abate a nuisance: in proceedings of mandamus, certiorari, prohibition, usurpation of office, removal from office, contesting elections, eminent domain, and in such other special proceedings as may be provided by law; also, on questions of law alone, in all criminal cases prosecuted by indictment or information, where judgment of death has been rendered.”
Section 4e provided: “The district courts of appeal shall have appellate jurisdiction on appeal in all cases within the original jurisdiction of the municipal and justice courts, to the extent and in the manner provided for by law.”
Title 18 United States Code section 1461 declares “obscene, lewd, lascivious, indecent, filthy or vile” material, or advertisements for such material, to be “nonmailable matter.” Petitioners were convicted of violating the section by mailing and conspiring to mail an obscene advertisement. The jury was instructed in accordance with the test of the Memoirs plurality. (Hamling v. United States, supra, 418 U.S. at pp. 91-92, 100 [41 L.Ed.2d at pp. 605-606, 610-611].)
Retired Associate Justice of the Supreme Court sitting under assignment by the Chairman of the Judicial Council.
Concurring Opinion
I concur in the opinion of the majority with some reluctance and with a considerable feeling of futility. I concur for the reason that I believe our statutory definition of obscenity (Pen. Code, §311) meets the requirements spelled out by the majority of the members of the Supreme Court in Miller v. California (1973) 413 U.S. 15 [37 L.Ed.2d 419, 93 S.Ct. 2607] and especially as fortified by the majority opinion in Paris Adult Theatre I v. Slaton (1973) 413 U.S. 49 [37 L.Ed.2d 446, 93 S.Ct. 2628] decided the same day as Miller. As of this day those opinions represent the law of this land.
Although I do not hesitate in appropriate cases to rely exclusively upon the provisions of our own state Constitution and have done so on many occasions, I am unwilling to follow the route taken by the dissenters in the case now before us. We are not, for example, confronted with the type of situation which occurred when a majority of the United States Supreme Court came down with their decisions in United States v. Robinson (1973) 414 U.S. 218 [38 L.Ed.2d 427, 94 S.Ct. 467] and Gustafson v. Florida (1973) 414 U.S. 260 [38 L.Ed.2d 456, 94 S.Ct. 488]. We were obliged to make a decision forthwith whether every citizen subjected to a custodial arrest for a traffic offense, however minor, could be subjected to a complete body search at the scene of the stop. This was in direct opposition to the position taken by a majority of our court on numerous occasions. (See People v. Superior Court (Kiefer) (1970) 3 Cal.3d 807 [91 Cal.Rptr. 729, 478 P.2d 449, 45 A.L.R.3d 559]; People v. Superior Court (Simon) (1972) 7 Cal.3d 186 [101 Cal.Rptr. 837, 496 P.2d 1205].) We were required either to rely upon our own Constitution or permit the citizens of our state to be subjected to searches which we had long held were violative of constitutional rights guaranteed to them. I had no hesitation as to which way our course lay and joined the majority in People v. Brisendine (1975) 13 Cal.3d 528 [119 Cal.Rptr. 315, 531 P.2d 1099] (see also People v. Norman (1975) 14 Cal.3d 929 [123 Cal.Rptr. 109, 538 P.2d 237]) relying upon our state Constitution to afford the people of our state the right to be free of searches such as those approved in Robinson and Gustafson. It was essential that we act at the first' possible moment when we were presented with a case which embraced the essential issue of the two federal cases.
No similar demand for an immediate solution is present in the case now before us and I do not see that haste is indicated. The whole subject of what is and what is not pornographic is a slowly evolving, always eroding, ever changing concept, laced as it is with a continuing concern with First Amendment protections in conflict with the current moral, ethical, philosophical, religious, and sexual beliefs and practices of our
A few examples which have occurred during my not overly long life are indicative of the changes I mentioned. Throughout my academic and college days a woman’s committee of three selected from a civic organization sat as a board of censors and determined by majority vote what motion pictures could be shown to the people of Pasadena, and the committee alone (there was no provision for an appeal from their decision) was free to ban or censor any film or delete therefrom all segments which might be offensive to a majority of the members of that committee and, in their judgment, to the residents of Pasadena.
As a law student it was necessary to travel to Quincy, Massachusetts, to view a stage production of Eugene O’Neill’s “Strange Interlude,” one of his more soporific plays, because a well meaning self-appointed group bearing the appropriate sobriquet, “The Watch and Ward Society,” determined that the Nobel and Pulitzer prize author’s offering was offensive to the good people of the Boston area. We are all acquainted with the trials and tribulations of James Joyce’s masterpiece, “Ulysses” (also soporific) before an individual was legally permitted to peruse it. There are a myriad of other examples I could mention.
But all of the “protections” I have described have fortunately disappeared and eventually, I believe so will the indefinite and vague “safety precautions” of Miller come to a similar fate. Perhaps what will evolve will be the adoption of the position advocated by Mr. Justice Brennan in his illuminating dissenting opinion in Paris Adult Theatre /. He wrote: “In short, while I cannot say that the interests of the State—apart from the question of juveniles and unconsenting adults —are trivial or nonexistent, I am compelled to conclude that these interests cannot justify the substantial damage to constitutional rights and to this Nation’s judicial machinery that inevitably results from state efforts to bar the distribution even of unprotected material to consenting adults. [Citations.] I would hold, therefore, that at least in the absence of distribution to juveniles or obtrusive exposure to unconsenting adults, the First and Fourteenth Amendments prohibit the State and Federal Governments from attempting wholly to suppress sexually oriented materials on the basis of their allegedly ‘obscene’ contents.” {Id., at pp. 112-113 [37 L.Ed.2d at p. 490].)The adoption of such a standard might
The dissenters in the case at bench adopt the same approach in part but have extended to some degree the holding of Stanley v. Georgia (1969) 394 U.S. 557 [22 L.Ed.2d 542, 89 S.Ct. 1243],
Reference
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