Jesse W. v. Superior Court
Jesse W. v. Superior Court
Opinion of the Court
Opinion
This cause was remanded by the United States Supreme Court “for further consideration in light of Swisher v. Brady, 438 U.S. 204 [57 L.Ed.2d 705, 98 S.Ct. 2699] (1978),” after that court granted the People’s petition for writ of certiorari and vacated our judgment (Jesse W. v. Superior Court (1978) 20 Cal.3d 893 [145 Cal.Rptr. 1, 576 P.2d 963]). (California v. Jesse W. (1978) 439 U.S. 922 [58 L.Ed.2d 315, 99 S.Ct. 304].) We have considered the Supreme Court’s opinion in Swisher and conclude that the treatment of issues in our earlier opinion is in all respects consistent with the holdings and views expressed by that court. Accordingly, we again order the writ prayed for by petitioner to issue.
The facts and proceedings on which the issues are presented are reported at 20 Cal.3d 893, pages 895-896. Briefly, the minor petitioner seeks to restrain respondent juvenile court from proceeding pursuant to statute (Welf. & Inst. Code, former § 559, now § 253)
Petitioner claimed that the de novo rehearing would expose him a second time to jeopardy, relying particularly on Breed v. Jones (1975) 421 U.S. 519 [44 L.Ed.2d 346, 95 S.Ct. 1779]. We unanimously agreed.
It is now undisputed that jeopardy attaches in juvenile proceedings (Breed v. Jones, supra, 421 U.S. 519) when “entered upon” whether before a juvenile court judge or referee (Richard M. v. Superior Court (1971)4 Cal.3d 370, 376 [93 Cal.Rptr. 752, 482 P.2d 664]), notwithstanding that a referee’s findings and orders may be advisory only. (See In re Edgar M. (1975) 14 Cal.3d 727, 735-736 [122 Cal.Rptr. 574, 537 P.2d 406].) We held in our earlier opinion that the advisory nature of a referee’s findings and orders were such that no second exposure to jeopardy occurred when such findings and orders were merely reviewed and acted upon by the court: “In such instance there is but one continuing proceeding leading to but a single adjudication.” (Jesse W. v. Superior Court, supra, 20 Cal.3d 893, 898.) We approved such “review” proceedings by a juvenile court judge, and held they did not infringe any constitutional prohibition.
Our statutory proceedings were held deficient when—in place of juvenile court review and action on a referee’s recommended findings and orders—the juvenile court abandons those findings and recommendations and embarks upon a rehearing de novo. “A rehearing de novo ‘is in no sense a review of the hearing previously held, but is a complete trial of the controversy, the same as if no previous hearing had ever been held.’. . . The question thus becomes whether there is a second exposure to jeopardy after an initial exposure in proceedings before the referee, the referee’s determinations are abandoned rather than reviewed, and another, independent proceeding is commenced before a juvenile court judge.” (Jesse W. v. Superior Court, supra, 20 Cal.3d 893, 898.)
The Maryland procedures at issue in Swisher are akin to the “review” proceedings approved in our opinion. Rule 911 of the Maryland Rules of Procedure was deemed by the Supreme Court and the parties in Swisher to be the prevailing rule governing use of masters in Mary
Notwithstanding its concession, the People argue that sections 253 and 254 should now be construed to provide only for review of a referee’s findings and recommendations, as is provided for in rule 911 of the Maryland Rules of Procedure approved in Swisher: “If deletion of the tainted provision would leave a coherent statute complete in itself, the critical inquiry is whether the Legislature would have adopted the entire statute had it seen its partial invalidity.” (See People v. Navarro (1972) 7 Cal.3d 248, 261 [102 Cal.Rptr. 137, 497 P.2d 481].)
As indicated in our original opinion we did not—and do not now— foreclose constitutional application of provisions for judicial review of referee determinations. However, section 253 purports to provide for “a rehearing of any matter heard before a referee,” while section 254 provides that “[a]// rehearings of matters heard before a referee. . .shall be conducted de novo” (Italics added.) The People seek a construction of these provisions which would, in effect, render section 254 inoperative and limit a “rehearing” pursuant to section 253 to only “review,” unless the receipt of further evidence is consented to by the concerned minor. This, according to the People, would accomplish the legislative preference had constitutional invalidity of a rehearing de novo been foreseen.
It is not as clear as the People suggest that the Legislature would have preferred to save the statute without rehearing de novo provisions. If the statute is construed as urged by the People, we would implement a procedure whereby the ultimate trier of fact would not hear testimony or observe witnesses, but nevertheless would make findings and adjudications on the record. We might assume that the Legislature, because it provided only for a rehearing de novo and no other kind of rehearing, rejected the kind of “review” rehearing suggested by the People. While it appears the Supreme Court in Swisher held there to be no constitutional infirmity in such a procedure, this does not necessarily mean our Legislature would have preferred something akin to the Maryland procedure if a rehearing de novo was held to be unavailable.
We conclude we are not prepared to hold that the statutory provisions—after emasculation constitutionally mandated—would leave “a coherent statute complete in itself” within legislative contemplation. (See People v. Navarro, supra, 7 Cal.3d 248, 260.) Given the remnants of the enactment, we cannot speculate on legislative preference. What procedures should now be adopted within recognized constitutional limitations is a legislative matter better left to the Legislature.
Let a peremptory writ of prohibition issue as prayed for.
Tobriner, J., Mosk, J., Richardson, J., and Manuel, J., concurred.
Unless otherwise provided, all statutory references herein are to sections of the Welfare and Institutions Code.
This rule was promulgated while Swisher and companion cases were proceeding through state appellate and federal courts. Rule 911 was promulgated in response to the decision of the federal district court in Aldridge v. Dean (D.Md. 1975) 395 F.Supp. 1161, holding prior Maryland procedures to be substantively similar to our law and violative of the jeopardy clause of the Fifth Amendment. Aldridge is cited in our earlier opinion in support of our judgment. (Jesse W. v. Superior Court, supra, 20 Cal.3d 893, 899.)
Rule 911 provides: “a. Authority [¶] 1. Detention or Shelter Care. [If] A master is authorized to order detention or shelter care in accordance with Rule 912 (Detention or Shelter Care) subject to an immediate review by a judge if requested by any party. [¶] 2. Other Matters. [¶] A master is authorized to hear any cases and matters assigned to him by the court, except a hearing on a waiver petition. The findings, conclusions and recommendations of a master do not constitute orders or final action of the court. [¶] b. Report of the Court. [¶] Within ten days following the conclusion of a disposition hearing by a master, he shall transmit to the judge the entire file in the case, together with a written report of his proposed findings of fact, conclusions of law, recommendations and proposed orders with respect to adjudication and disposition. A copy of his report and proposed order shall be served upon each party as provided by Rule 306 (Service of Pleadings and Other Papers). [¶] Review by Court if Exceptions Filed. [¶] Any party may file exceptions to the master’s proposed findings, conclusions, recommendations or proposed orders. Exceptions shall be in writing, filed with the clerk within five days after the master’s report is served upon the party, and shall specify those items to which the party excepts, and whether the hearing is to be de novo or on the record. A copy shall be served upon all other parties pursuant to Rule 306 (Service of Pleadings and Other Papers). [¶] Upon the filing of exceptions, a prompt hearing shall be scheduled on the exceptions. An excepting party other than, the State may elect a hearing de novo or a hearing on the record. If the State is the excepting party, the hearing shall be on the record, supplemented by such additional evidence as the judge considers relevant and to which the parties raise no objections. In either case the hearing shall be limited
“[R]eferee’s findings of fact [in a habeas corpus reference] are.. .not binding on this court, and we may reach a different conclusion on an independent examination of the evidence produced at the hearing he conducts even where the evidence is conflicting.” (In re Branch (1969) 70 Cal.2d 200, 203, fn. 1 [74 Cal.Rptr. 238, 449 P.2d 174].) Such findings are nevertheless entitled to great weight because of the referee’s “opportunity to observe the demeanor of the witnesses and weigh their statements in connection with their manner on the stand....” (In re Atchley (1957) 48 Cal.2d 408, 411 [310 P.2d 15].)
We are not unmindful of the real concerns for the future of the juvenile court referee program should the Legislature fail to initiate remedial action following finality of our judgment. (See cone. opn. of Thompson, J., Jesse W. v. Superior Court, supra, 20 Cal.3d 893, at p. 899.) We noted in our earlier opinion that “[b]ecause a referee’s determination favorable to a juvenile cannot be reheard, it is not merely a subordinate judicial act and is constitutionally proscribed. (See In re Edgar M., supra, 14 Cal. 3d 727.)" (Id., at p. 899, fn. 5) We further noted that it is “apparent a referee’s usefulness in hearing the jurisdictional issue will be severely limited.” (Id.) We did not then and do not now purport to define those limits, as the issues were not squarely presented and fully briefed. However, such issues are considered in In re Peronne C., post, at page 49 [160 Cal.Rptr. 704, 603 P.2d 1300].
Concurring Opinion
When this court initially decided this case, I agreed with the views expressed in the concurring opinion by Justice Thompson. (See Jesse W. v. Superior Court (1978) 20 Cal.3d 893, 899 et seq. [145 Cal.Rptr. 1, 576 P.2d 963].) I still adhere to those views. However, I join with my colleagues in holding that the People’s statutory construction arguments lack merit. Further, today’s decision by this court is consistent with the opinion of the Supreme Court in Swisher v. Brady (1978) 438 U.S. 204 [57 L.Ed.2d 705, 98 S.Ct. 2699].
Reference
- Full Case Name
- JESSE W., a Minor, Petitioner, v. THE SUPERIOR COURT OF SAN MATEO COUNTY, Respondent; THE PEOPLE, Real Party in Interest
- Cited By
- 11 cases
- Status
- Published