Anderson v. Owens-Corning Fiberglas Corp.
Anderson v. Owens-Corning Fiberglas Corp.
Opinion of the Court
Opinion
—In this case we consider the issue “whether a defendant in a products liability action based upon an alleged failure to warn of a risk of harm may present evidence of the state of the art, i.e., evidence that the particular risk was neither known nor knowable by the application of scientific knowledge available at the time of manufacture and/or distribution.” (Order on grant of review, May 3, 1990.) As will appear, resolution of this evidentiary issue requires an examination of the failure-to-warn theory as an alternate and independent basis for imposing strict liability and a determination of whether knowledge, actual or constructive, is a component of strict liability on the failure-to-warn theory. It is manifest that, if knowledge or knowability is a component, state-of-the-art evidence is relevant and, subject to the normal rules of evidence, admissible.
We conclude that Vermeulen v. Superior Court, supra, 204 Cal.App.3d 1192, states the correct rule. The California courts, either expressly or by implication, have to date required knowledge, actual or constructive, of potential risk or danger before imposing strict liability for a failure to warn. The state of the art may be relevant to the question of knowability and, for that reason, should be admissible in that context. Exclusion of state-of-the-art evidence, when the basis of liability is a failure to warn, would make a manufacturer the virtual insurer of its product’s safe use, a result that, is not consonant with established principles underlying strict liability.
Background
Defendants
Plaintiff’s amended complaint alleged a cause of action in strict liability for the manufacture and distribution of “asbestos, and other products containing said substance, which substance contained design and manufacturing defects” which caused injury to users and consumers, including plaintiff,
Plaintiff moved before trial to prevent defendants from presenting state-of-the-art evidence. By that time, plaintiff had indicated that he was proceeding, as to defective design, only on the “consumer expectation” prong of the design defect test set out in Barker v. Lull Engineering Co. (1978) 20 Cal.3d 413, 426 [143 Cal.Rptr. 225, 573 P.2d 443, 96 A.L.R.3d 1] (hereafter Barker). Accordingly, the argument on plaintiff’s motion was directed primarily to the applicability of the state-of-the-art defense to that theory of strict liability.
Plaintiff moved for a new trial, asserting that the court erred in precluding proof of liability on a failure-to-warn theory. Plaintiff also claimed that substantial evidence did not support the jury’s special finding or the defense verdict. The court granted the motion on both grounds. As to the first ground, the parties reargued the issue of waiver. Plaintiff also urged that knowledge or knowability, and thus state-of-the-art evidence, was irrelevant in strict liability for failure to warn. Plaintiff’s main concern, however, was his right to proceed on the theory: “The fact of the matter is, with or without state of the art of the medical literature, I was entitled to put on [failure to warn].” The trial court agreed.
The Court of Appeal, in a two-to-one decision, upheld the order granting a new trial on both grounds. The appellate court added that, “in strict liability asbestos cases, including those prosecuted on a failure to warn theory, state of the art evidence is not admissible since it focuses on the reasonableness of the defendant’s conduct, which is irrelevant in strict liability.” The dissenting justice urged that the majority had imposed “absolute liability,” contrary to the tenets of the strict liability doctrine, and that the manufacturers’ right to a fair trial included the right to litigate all relevant issues, including the state of the art of scientific knowledge at the relevant time. We granted review.
The parties repeat the claims made before the Court of Appeal. Defendants contend that, if knowledge or knowability is irrelevant in a failure-to-warn case, then a manufacturer’s potential liability is absolute, rendering it the virtual insurer of the product’s safe use. Plaintiff, on the other hand, argues that to impose the requirement of knowledge or knowability improperly infuses a negligence standard into strict liability in contravention of the
Discussion
General Principles of Strict Liability.
Greenman v. Yuba Power Products, Inc., supra, 59 Cal.2d 57, established the doctrine of strict liability in California: “[a] manufacturer is strictly liable in tort when an article he places on the market, knowing that it is to be used without inspection for defects, proves to have a defect that causes injury to a human being.” (Id. at p. 62.) “The purpose of such liability is to insure that the costs of injuries resulting from defective products are borne by the manufacturers that put such products on the market rather than by the injured persons who are powerless to protect themselves.” (Id. at p. 63; Cronin v. J.B.E. Olson Corp. (1972) 8 Cal.3d 121, 133 [104 Cal.Rptr. 433, 501 P.2d 1153] (hereafter Cronin).) The strict liability doctrine achieves its goals by “reliev[ing] an injured plaintiff of many of the onerous evidentiary burdens inherent in a negligence cause of action.” (Barker, supra, 20 Cal. 3d 413, 431; Campbell v. General Motors Corp. (1982) 32 Cal.3d 112, 119 [184 Cal.Rptr. 891, 649 P.2d 224, 35 A.L.R.4th 1036]; Cronin, supra, at p. 133.) In Vandermark v. Ford Motor Co. (1964) 61 Cal.2d 256 [37 Cal.Rptr. 896, 391 P.2d 168], we extended the doctrine to distributors of defective products.
Strict liability, however, was never intended to make the manufacturer or distributor of a product its insurer. “From its inception, . . . strict liability has never been, and is not now, absolute liability. . . . [U]nder strict liability the manufacturer does not thereby become the insurer of the safety of the product’s user. [Citations.]” (Daly v. General Motors Corp. (1978) 20 Cal.3d 725, 733 [144 Cal.Rptr. 380, 575 P.2d 1162], italics in original.) We expressed the same concern in Barker, noting that Barker's test for defective design subjected a manufacturer to liability “while stopping short of making the manufacturer an insurer for all injuries which may result from the use of its product.” (Barker, supra, 20 Cal.3d at p. 432; see also Brown v. Superior Court, supra, 44 Cal. 3d 1049, 1066; Vermeulen v. Superior Court, supra, 204 Cal.App.3d 1192, 1206; Oakes v. E. I. Du Pont de Nemours & Co., Inc. (1969) 272 Cal.App.2d 645, 650-651 [77 Cal.Rptr. 709].)
We recently reviewed and further refined the principles of strict liability in Brown v. Superior Court, supra, 44 Cal. 3d 1049, 1069, where we concluded that a manufacturer of prescription drugs is exempt from strict liability for defects in design and is not strictly liable for injuries caused by scientifically unknowable dangerous propensities in prescription drugs.
Our cases to date have focused principally on the concept of “design defect,” concededly one of the most difficult areas for precise definition. (Barker, supra, 20 Cal.3d at p. 429; see also Traynor, The Ways and Meanings of Defective Products and Strict Liability (1965) 32 Tenn. L.Rev. 363; Wade, On the Nature of Strict Tort Liability for Products (1973) 44 Miss. LJ. 825, 838-839; Prosser & Keeton on Torts (5th ed. 1984) § 99, pp. 700-702.) In California, as elsewhere, when not compelled by statute, the doctrine’s acceptance and the terms of its applicability have been determined to a large extent by the fundamental policies which underlie it, as set out in Greenman v. Yuba Power Products, Inc., supra, 59 Cal.2d 57, and its progeny. Our task in . the case before us is to shape the doctrine insofar as it is applicable to a product whose only defect may be that the manufacturer or distributor failed to warn of inherent dangers.
Failure-to-warn Theory of Strict Liability.
Though not without some history in this court, the theory of strict liability for failure to warn has been forged principally in the lower courts. Canifax v. Hercules Powder Co. (1965) 237 Cal.App.2d 44, 52-53 [46 Cal.Rptr. 552], was the first case in California to recognize that strict liability can be based on the absence of a warning which creates an unreasonable risk to the consumer. Drawing on the Restatement Second of Torts section 402A, comment j,
In Cavers v. Cushman Motor Sales, Inc. (1979) 95 Cal.App.3d 338 [157 Cal.Rptr. 142], the first case in which failure to warn was the sole theory of liability, the appellate court approved the instruction that a golf cart, otherwise properly manufactured, could be defective if no warning was given of the cart’s propensity to tip over when turning and if the absence of the warning rendered the product substantially dangerous to the user. Cavers was principally concerned with the propriety of the term “substantially dangerous” and concluded that it is necessary to weigh the degree of danger involved when determining whether a warning defect exists. The standard suggested in Cavers to govern this weighing process was similar to that provided for the jury’s risk/benefit analysis in Barker (supra, 20 Cal.3d at p.431).
Between Canifax and Gonzales, a number of cases recognized that a failure to give adequate warnings might subject a manufacturer or distributor to strict liability when it knew or should have known of the danger and the necessity of warnings to ensure safe use. (Rosburg v. Minnesota Mining & Mfg. Co. (1986) 181 Cal.App.3d 726, 734 [226 Cal.Rptr. 299] [breast implant]; Blackwell v. Phelps Dodge Corp. (1984) 157 Cal.App.3d 372, 377 [203 Cal.Rptr. 706] [tank car]; Lunghi v. Clark Equipment Co. (1984) 153
These cases did not address the specific factual question whether or not the manufacturer or distributor knew or should have known of the risks involved in the products, either because the nature of the product or the risk involved made such a discussion unnecessary or because the plaintiff limited the action to risks about which the manufacturer/distributor obviously knew or should have known. Moreover, the appellate courts in these same cases did not discuss knowledge or knowability as a component of the failure to warn theory of strict liability. However, a knowledge or knowability component clearly was included as an implicit condition of strict liability. In that regard, California was in accord with authorities in a majority of other states.
Only when the danger to be warned against was “unknowable” did the knowledge component of the failure-to-warn theory come into focus. Such cases made it apparent that eliminating the knowledge component had the effect of turning strict liability into absolute liability. The first California case to discuss knowledge or knowability as a condition of strict liability in the failure to warn context was Oakes v. E. I. Du Pont de Nemours & Co., Inc., supra, 272 Cal.App.2d 645. Du Pont had distributed weed-killing spray products containing ingredients that proved dangerous to some
In Christofferson v. Kaiser Foundation Hospitals (1971) 15 Cal.App.3d 75 [92 Cal.Rptr. 825, 53 A.L.R.3d 292], the trial court had instructed that the manufacturer of a prescription drug was strictly liable for failure to warn of side effects which should or could have been foreseen, but had refused to instruct on liability for unforeseeable side effects. The Court of Appeal affirmed.
When the issue of “unknowable” risks first came before us, we noted the issue without deciding it. (Finn v. G. D. Searle & Co., supra, 35 Cal. 3d 691 (hereafter Finn).) In Finn, we observed that the decisions in other states had developed two lines of cases: “one imposes strict liability for a failure to warn regardless of defendant’s knowledge or ability to know of the side-effect-causing injury . . . , and one focuses first on the manufacturer’s actual or constructive knowledge.” (Id. at p. 699.) In Finn we did not decide the issue because the plaintiff expressly argued that the defendant drug manufacturer’s duty to warn extended only to effects which were or should have been known. Consistent with the plaintiff’s argument, the trial court had given jury instructions regarding the reasonableness of the manufacturer’s conduct in failing to warn, rather than on strict liability.
Finn involved prescription drugs, as did our next important case on the issue of strict liability, Brown v. Superior Court, supra, 44 Cal.3d 1049 (hereafter Brown). In Brown, we held that prescription drug manufacturers
Discussing the issue that was before us in Brown—liability for failure to warn of “unknowable” risks—we reviewed the authorities on the issue whether strict liability for failure to warn presupposes actual or constructive knowledge of the risk by the manufacturer. We noted the split of authority and that California precedent favors the majority view, which requires knowability.
Vermeulen v. Superior Court (supra, 204 Cal.App.3d 1192) and the instant case disagree on the effect of the Brown holding (supra, 44 Cal. 3d 1049) and whether the case has any application beyond the limitations of its factual setting, i.e., prescription drugs. Obviously, the holding applies only to prescription drugs. However, Brown's logic and common sense are not limited to drugs. In recognizing the extent to which the majority rule pervades California precedents in both drug and nondrug cases, Brown clearly implied that knowledge is also a component of strict liability for failure to warn in cases other than prescription drug cases.
In sum, the foregoing review of the decisions of the Courts of Appeal persuades us that California is well settled into the majority view that knowledge, actual or constructive, is a requisite for strict liability for failure to warn and that Brown, supra, 44 Cal.3d 1049, if not directly, at least by implication, reaffirms that position.
However, even if we are implying too much from the language in Brown (supra, 44 Cal.3d 1049), the fact remains that we are now squarely faced with the issue of knowledge and knowability in strict liability for failure to warn in other than the drug context. Whatever the ambiguity of Brown, we hereby adopt the requirement, as propounded by the Restatement Second of Torts and acknowledged by the lower courts of this state and the majority of jurisdictions, that knowledge or knowability is a component of strict liability for failure to warn.
One of the guiding principles of the strict liability doctrine was to relieve a plaintiff of the evidentiary burdens inherent in a negligence cause of action. (Cronin, supra, 8 Cal.3d at p. 133.) Indeed, it was the limitations of negligence theories that prompted the development and expansion of the doctrine. The proponents of the minority rule, including the Court of Appeal in this case, argue that the knowability requirement, and admission of state-of-the-art evidence, improperly infuse negligence concepts into strict liability cases by directing the trier of fact’s attention to the conduct of the manufacturer or distributor rather than to the condition of the product. Similar claims have been made as to other aspects of strict liability, sometimes resulting in limitations on the doctrine and sometimes not. In Cronin, for example, we concluded that the “unreasonably dangerous” element, which the Restatement Second of Torts had introduced into the definition of a defective product, should not be incorporated into a plaintiff’s burden of proof in a product liability action because it “rings of negligence”
However, the claim that a particular component “rings of” or “sounds in” negligence has not precluded its acceptance in the context of strict liability. On the same day that we decided Cronin, for example, we also held that, while ordinary contributory negligence does not bar recovery in strict liability, the plaintiff’s negligence is a defense when it consists of assumption of the risk. (Luque v. McLean (1972) 8 Cal.3d 136, 145 [104 Cal.Rptr. 443, 501 P.2d 1163]; Rest.2d Torts, supra, § 402A, com. b.) In Cavers v. Cushman Motor Sales, supra, 95 Cal.App.3d 338, 348-349, as noted above (ante, p. 996), the Court of Appeal refused to eliminate the plaintiff’s burden to prove that the manufacturer’s failure to warn rendered the golf cart “substantially dangerous” to the user, rejecting the claim that the phrase “substantially dangerous,” like the phrase “unreasonably dangerous” in Cronin (supra, 8 Cal. 3d at p. 132), impermissibly increased the plaintiff’s burden to prove the product defective. (7) We had also concluded, in Daly v. General Motors Corp., supra, 20 Cal.3d 725, that the principles of comparative negligence apply to actions founded on strict products liability. We recognized that the doctrine of strict liability was a judicial creation and, in reaching our conclusion, we blended or accommodated the “theoretical and semantic distinctions between the twin principles of strict products liability and traditional negligence.” (Id. at p. 734.)
Finally, in Barker, supra, 20 Cal.3d 413, this court rejected the claim that the risk/benefit test was unacceptable because it introduced an element which “rings of negligence” into the determination of design defect. Consequently, we held that the risk/benefit test was not inconsistent with our decision in Cronin, supra, 8 Cal. 3d 121. The risk/benefit test directs the jury to weigh or balance a number of factors and sets out a list of competing considerations for the jury to evaluate in determining the existence of a design defect. We noted that, by shifting the burden of proof to the manufacturer, the risk/benefit standard “should lighten the plaintiff’s burden in conformity with our Greenman and Cronin decisions.” Furthermore, we added that an instruction advising the jury to weigh benefits and risks “is not simply the equivalent of an instruction which requires the jury to determine whether the manufacturer was negligent in designing the product [citation]. It is true, of course, that in many cases proof that a product is defective in design may also demonstrate that the manufacturer was negligent in choosing such a design. As we have indicated, however, in a strict
As these cases illustrate, the strict liability doctrine has incorporated some well-settled rules from the law of negligence and has survived judicial challenges asserting that such incorporation violates the fundamental principles of the doctrine. It may also be true that the “warning defect” theory is “rooted in negligence” to a greater extent than are the manufacturing—or design-defect theories. The “warning defect” relates to a failure extraneous to the product itself. Thus, while a manufacturing or design defect can be evaluated without reference to the conduct of the manufacturer (see Barker, supra, 20 Cal. 3d 413), the giving of a warning cannot. The latter necessarily requires the communicating of something to someone. How can one warn of something that is unknowable? If every product that has no warning were defective per se and for that reason subject to strict liability, the mere fact of injury by an unlabelled product would automatically permit recovery. That is not, and has never been, the purpose and goal of the failure-to-warn theory of strict liability. Further, if a warning automatically precluded liability in every case, a manufacturer or distributor could easily escape liability with overly broad, and thus practically useless, warnings. (See Finn, supra, 35 Cal.3d at p. 701.)
We therefore reject the contention that every reference to a feature shared with theories of negligence can serve to defeat limitations on the doctrine of strict liability. Furthermore, despite its roots in negligence, failure to warn in strict liability differs markedly from failure to warn in the negligence context. Negligence law in a failure-to-warn case requires a plaintiff to prove that a manufacturer or distributor did not warn of a particular risk for reasons which fell below the acceptable standard of care, i.e., what a reasonably prudent manufacturer would have known and warned about. Strict liability is not concerned with the standard of due care or the reasonableness of a manufacturer’s conduct. The rules of strict liability require a plaintiff to prove only that the defendant did not adequately warn of a particular risk that was known or knowable in light of the generally recognized and prevailing best scientific and medical knowledge available at the time of manufacture and distribution.
Stated another way, a reasonably prudent manufacturer might reasonably decide that the risk of harm was such as not to require a warning as, for example, if the manufacturer’s own testing showed a result contrary to that of others in the scientific community. Such a manufacturer might escape liability under negligence principles. In contrast, under strict liability principles the manufacturer has no such leeway; the manufacturer is liable if it failed to give warning of dangers that were known to the scientific community at the time it manufactured or distributed the product. Whatever may be reasonable from the point of view of the manufacturer, the user of the product must be given the option either to refrain from using the product at all or to use it in such a way as to minimize the degree of danger. Davis v. Wyeth Laboratories, Inc. (9th Cir. 1968) 399 F.2d 121, 129-130, described the need to warn in order to provide “true choice”: “When, in a particular case, the risk qualitatively (e.g., of death or major disability) as well as quantitatively, on balance with the end sought to be achieved, is such as to call for a true choice judgment, medical or personal, the warning must be given. [Fn. omitted.]” (See also Finn, supra, 35 Cal.3d at pp. 699-700, on the kinds of warnings and their implications.) Thus, the fact that a manufacturer acted as a reasonably prudent manufacturer in deciding not to warn, while perhaps absolving the manufacturer of liability under the negligence theory, will not preclude liability under strict liability principles if the trier of fact concludes that, based on the information scientifically available to the manufacturer, the manufacturer’s failure to warn rendered the product unsafe to its users.
The foregoing examination of the failure-to-warn theory of strict liability in California compels the conclusion that knowability is relevant to imposition of liability under that theory. Our conclusion not only accords with precedent but also with the considerations of policy that underlie the doctrine of strict liability.
We recognize that an important goal of strict liability is to spread the risks and costs of injury to those most able to bear them.
Conclusion
Therefore, in answer to the question raised in our order granting review, a defendant in a strict products liability action based upon an alleged failure to warn of a risk of harm may present evidence of the state of the art, i.e., evidence that the particular risk was neither known nor knowable by the application of scientific knowledge available at the time of manufacture and/or distribution. The judgment of the Court of Appeal is affirmed with directions that the matter be remanded to the trial court for proceedings in accord with our decision herein.
Lucas, C. J., Kennard, J., Arabian, J., and Baxter, J., concurred.
Owens-Coming Fiberglas Corporation, H. K. Porter Company, Inc., Fibreboard Corporation, Pittsburg-Corning Corporation, Owens-Illinois, Inc., Keene Corporation, AC and S, Inc., Armstrong World Industries, and GAF Corporation. As a result of bankruptcy petitions, proceedings have been stayed as to Raymark Industries, Inc., Celotex Corporation, and Eagle-Picher Industries, Inc., which were also named.
Not before us is the issue whether state-of-the-art evidence is admissible in design defect cases, whether tried on the “risk/benefit” or the “consumer expectation” theory.
In re Asbestos Cases (9th Cir. 1987) 829 F.2d 907; Johnson v. Raybestos-Manhattan, Inc. (1987) 69 Hawaii 287 [740 P.2d 548]; In re Hawaii Federal Asbestos Cases (D.Hawaii 1986) 665 F.Supp. 1454.
Defendants asserted that when plaintiff struck his cause of action for punitive damages, he necessarily struck the allegations of failure to warn.
In relevant part, the instruction provides: “A product is defective if the use of the product in a manner that is reasonably foreseeable by the defendant involves a substantial danger that would not be readily recognized by the ordinary user of the product and the manufacturer fails to give adequate warning of such danger. . . . [][] A manufacturer has a duty to provide an adequate warning to the consumer of a product of potential risks or side effects which are known, or [in the exercise of reasonable care] should have been known, which may follow the foreseeable use of the product.” The use note accompanying the instruction questions the propriety of the bracketed phrase after our decision in Finn v. G. D. Searle & Co. (1984) 35 Cal.3d 691 [200 Cal.Rptr. 870, 677 P.2d 1147], and leaves it to the trial judge to determine whether the phrase should be used.
Defendants also sought review of the trial court’s ruling that the evidence did not support the defense verdict. In our order designating the issue for review, we implicitly concluded that this factually specific determination did not warrant review.
In most instances, as here, the plaintiff alleges both design and warning defects. The jury in this case found no design defect. Pursuant to the new trial order, however, that issue may be retried.
Comment j of section 402A of the Restatement Second of Torts, provides in pertinent part: “j. Directions or warning. In order to prevent the product from being unreasonably
In adapting the principles of Barker to a failure-to-wam case, the Cavers court stated, “In assisting the jury’s determination of whether the absence of a warning makes a product defective, the trial court should focus their attention on such relevant considerations as the normal expectations of the consumer as to how the product will perform, degrees of simplicity or complication in the operation or use of the product, the nature and magnitude of the danger to which the user is exposed, the likelihood of injury, and the feasibility and beneficial effect of including a warning.’’ (95 Cal.App.3d at pp. 347-348.)
See Annotation, Strict Products Liability: Liability for Failure to Warn as Dependent on Defendant’s Knowledge of Danger (1984) 33 A.L.R.4th 368; Proposed Uniform Product Liability Act (1979) Department of Commerce, 44 Federal Register 62714, 72724, 67774.
Only a small minority of jurisdictions have rejected the proposal of the Restatement Second of Torts that knowledge or knowability is a condition of strict liability. The minority hold that the reason for failing to warn is irrelevant to imposition of strict liability. (Halphen v. Johns-Manville Sales Corp. (La. 1986) 484 So.2d 110, 114; Elmore v. Owens-Illinois, Inc. (Mo. 1984) 673 S.W.2d 434, 438; Beshada v. Johns-Manville Products Corp. (1982) 90 N.J. 191 [447 A.2d 539, 546, 33 A.L.R.4th 353] [reasoning later rejected in Feldman v. Lederle Laboratories (1984) 97 N.J. 429 (479 A.2d 374); Carrecter v. Colson Equipment Co. (1985) 346 Pa.Super. 95 [499 A.2d 326, 330-331]; Little v. PPG Industries, Inc. (1978) 19 Wn.App. 812 [579 P.2d 940, 946]; Haugen v. Minnesota Mining and Manufacturing Co. (1976) 15 Wn.App. 379 [550 P.2d 71, 76-77].)
The dissent in Finn was the only support in California, prior to the instant case, for extending strict liability to the failure to warn of unknowable risks. The dissent acknowledged that the state of the law was otherwise, but proposed that strict liability in California should not be conditioned upon the manufacturer’s having knowledge or reason to know of the danger. (Finn, supra, 35 Cal.3d at p. 723, dis. opn. of Bird, C. J.)
We observed in Brown that most jurisdictions and the Restatement Second of Torts condition liability on actual or constructive knowledge of the risks by the manufacturer at the time of sale or distribution. (44 Cal.3d at 1065.) The string of supporting citations included nondrug as well as drug cases. We also quoted from Woodill v. Parke Davis & Co. (1980) 79 I11.2d 26 [37 Ill.Dec. 304, 402 N.E.2d 194, 199]: “[T]o hold the manufacturer liable for failure to warn of a danger of which it would be impossible to know based on the present state of human knowledge would make the manufacturer the virtual insurer of the product. . . .”
The parties do not dispute the accepted definition of scienter in the failure to warn context, namely, actual or constructive knowledge. As noted in comment j of section 402A of the Restatement Second of Torts (see ante, pp. 995-996, fn. 8), constructive knowledge is knowledge which is obtainable “by the application of reasonable, developed human skill and foresight.” As we have explained, however, the element of scienter is not necessarily determinative of the duty to warn or of the liability that flows from the failure to warn. Thus, a manufacturer with knowledge, actual or constructive, might have acted reasonably in failing to
The suggestion that losses arising from unknowable risks and hazards should be spread among all users to the product, as are losses from predictable injuries or negligent conduct, is generally regarded as not feasible. Not the least of the problems is insurability. (See Henderson, Coping with Time Dimension in Products Liability (1981) 69 Cal.L.Rev. 919, 948-949; Wade, On the Effect in Product Liability of Knowledge Unavailable Prior to Marketing (1983) 58 N.Y.U. L.Rev. 734.) Dean Wade stated the dilemma, but provided no solution: “How does one spread the potential loss of an unknowable hazard? How can insurance premiums
Concurring Opinion
Concurring.—I concur in the majority opinion, but write separately simply to emphasize the narrow scope of the opinion’s holding. As the majority opinion properly recognizes, the issue presented by this case is whether so-called “state-of-the-art” evidence is admissible in a strict products liability action when the plaintiff contends that a product is defective because it failed to contain an adequate warning of the risk that caused the injury. I agree with the majority that when the plaintiff proceeds on an absence-of-warning theory, the defendant is entitled to present evidence that the risk in question was scientifically unknown at the time the product was manufactured and distributed. A warning, by its nature, presupposes that the risk to be warned against is capable of being known, and a rule which permits the trier of fact to find a product defective simply because it lacked a warning of a scientifically unknown risk would go a long way to making a manufacturer an insurer of any injuries caused by its product.
The majority’s holding in this case, however, does not mean that state-of-the-art evidence is admissible in all strict products liability cases. Although the majority finds no need to reach the issue here (see maj. opn., ante, p. 992, fn. 2), in my view it is both prudent and appropriate to make it clear that state-of-the-art evidence would not necessarily be relevant when, for example, a plaintiff in a strict products liability action relies solely on the so-
As Barker explained, the consumer expectation prong is “somewhat analogous to the Uniform Commercial Code’s warranty of fitness and merchantability . . . [and] reflects the warranty heritage upon which California product liability doctrine in part rests. As we noted in Greenman [v. Yuba Power Products, Inc. (1963) 59 Cal.2d 57 (27 Cal.Rptr. 697, 377 P.2d 897, 13 A.L.R.3d 1049)], ‘implicit in [a product’s] presence on the market . . . [is] a representation that it [will] safely do the jobs for which it was built.’ (59 Cal. 2d at p. 64.) When a product fails to satisfy such ordinary consumer expectations as to safety in its intended or reasonably foreseeable operation, a manufacturer is strictly liable for resulting injuries. ” (Barker v. Lull Engineering Co., supra, 20 Cal.3d 413, 429-430, italics added.)
Under the consumer expectation standard, when a product proves to be unexpectedly unsafe when used as intended by the manufacturer, an injured plaintiff is entitled to recover for the resulting injuries, as he or she would recover in a warranty action, without regard to whether the manufacturer knew or could have known at the time of manufacture or distribution of the specific safety problem that was inherent in its product. (See, e.g., West v. Johnson & Johnson Products, Inc. (1985) 174 Cal.App.3d 831, 852-858, 863-867 [220 Cal.Rptr. 437] [in a strict products liability action brought by a plaintiff who developed toxic shock syndrome from the ordinary use of a tampon, because the plaintiff proceeded only under the consumer expectation theory the trial court did not err in refusing to give an instruction, requested by the defendant, which would have informed the jury that the defendant had no duty to warn of unknown or unknowable dangers]. See also Johnson v. Raybestos-Manhattan, Inc. (1987) 69 Hawaii 287 [740 P.2d 548, 549]; Ontai v. Straub Clinic and Hosp. Inc. (1983) 66 Hawaii 237 [659 P.2d 734, 744-745].) Thus, when the plaintiff in a strict products liability action relies solely on a consumer expectation theory, state-of-the-art evidence may not be relevant or admissible.
In this case, however, plaintiff sought to rely, inter alia, on the absence of a warning to prove that the product was defective. Under these circumstances, I agree with the majority that state-of-the-art evidence was admissible.
Concurring in Part
Concurring and Dissenting.—In my view the trial court properly granted a new trial and the Court of Appeal, in a thoughtful analysis of the law, correctly affirmed the order. I thus concur in the result.
In Greenman v. Yuba Power Products, Inc. (1963) 59 Cal.2d 57 [27 Cal.Rptr. 697, 377 P.2d 897, 13 A.L.R.3d 1049], this court “heroically took the lead in originating the doctrine of products liability.” (Daly v. General Motors Corp., supra, 20 Cal.3d at p. 757 (dis. opn. by Mosk, J.).) We did so in the belief that such liability was essential to ensure that the costs of injuries caused by defective products are borne by the manufacturers that put such products on the market and profit therefrom rather than by the victims of those injuries, who are largely powerless to protect themselves. (Greenman v. Yuba Power Products, Inc., supra, 59 Cal.2d at p. 63.) The basic principle underlying products liability actions is that “the trier of fact must focus on the product, not on the manufacturer's conduct, and that the plaintiif need not prove that the manufacturer acted unreasonably or negligently in order to prevail in such an action.” (Barker v. Lull Engineering Co. (1978) 20 Cal.3d 413, 418 [143 Cal.Rptr. 225, 573 P.2d 443, 96 A.L.R.3d 1].)
This focus, however, has become blurred through the years. As the majority observe, this court has incorporated a number of principles of the law of negligence into strict liability doctrine. (See, e.g., Luque v. McLean (1972) 8 Cal.3d 136, 145 [104 Cal.Rptr. 443, 501 P.2d 1163] [assumption of risk defense]; Daly v. General Motors Corp., supra, 20 Cal.3d 725, 736-737 [comparative negligence]; Barker v. Lull Engineering Co., supra, 20 Cal.3d 413, 432 [risk-benefit test]; Brown v. Superior Court (1988) 44 Cal.3d 1049, 1066 [245 Cal.Rptr. 412, 751 P.2d 470] [as a matter of policy, strict liability standards not applicable to prescription drug manufacturers].) Nevertheless, our past acquiescence in this muddled state of aifairs does not justify making matters worse. Misconception compounded cannot result in authenticity.
In no area of strict products liability has the impact of principles of negligence become more pronounced than in failure-to-warn cases. From the inception of the cause of action for strict liability on the theory of failure to warn, courts have impliedly or explicitly held that there can be no liability unless the plaintiff establishes that the defendant knew or should have known of the risk. For example, in Canifax v. Hercules Powder Co. (1965) 237 Cal.App.2d 44, 53 [46 Cal.Rptr. 552], the court declared that a product may be defective “and subject the supplier thereof to strict liability if it is unreasonably dangerous to place the product in the hands of a user without a suitable warning and the product is supplied and no warning is
The courts of some of our sister states, too, have permitted the infusion of negligence concepts into failure-to-warn strict liability actions. (See, e.g., Gonzales v. Volvo of America Corp. (7th Cir. 1985) 752 F.2d 295, 300 [language and concepts of reasonableness in strict liability failure-to-warn cases under Indiana law same as those used in negligence cases]; Borel v. Fibreboard Paper Products Corporation (5th Cir. 1973) 493 F.2d 1076, 1088 [same under Texas law]; Bernier v. Raymark Industries, Inc. (Me. 1986) 516 A.2d 534, 538 [reasonableness of defendant’s conduct is a factor]; Feldman v. Lederle Laboratories (1984) 97 N.J. 429 [479 A.2d 374, 385] [same]; Bilotta v. Kelley Co., Inc. (Minn. 1984) 346 N.W.2d 616, 622 [strict liability failure-to-warn claims based on negligence concepts]; and see generally, Henderson & Twerski, Doctrinal Collapse in Products Liability: The Empty Shell of Failure to Warn (1990) 65 N.Y.U. L. Rev. 265, 271-273; Prosser & Keeton, The Law of Torts (1988 supp.) § 99, p. 95, fn. 21; Bromberg, The Mischief of the Strict Liability Label in the Law of Warnings (1987) 17 Seton Hall L. Rev. 526, 534-535.)
It may be contended, with arguable merit, that in failure-to-warn cases the line between strict liability and negligence is somewhat thin. The court in Kearl v. Lederle Laboratories (1985) 172 Cal.App.3d 812, 832 [218 Cal.Rptr. 453], disapproved on other grounds in Brown v. Superior Court, supra, 44 Cal. 3d at pages 1068-1069, came to this conclusion: “the characteristic that distinguishes strict liability from negligence is proof of actual or constructive knowledge of risk: In a negligence action we focus on the defendant’s conduct and require plaintiff to show defendant acted unreasonably in light of a known or constructively known risk. In strict liability actions, on the other hand, we focus not on the reasonableness of a defendant’s conduct but on the product, and we either ignore the question of a manufacturer’s actual or constructive knowledge of risk (as in a ‘consumer expectations’ design defect case) or we in effect impute to the manufacturer defendant current scientific knowledge of the risk caused by his product (as in a risk/benefit design defect balancing case). [Citations.] But in all warning cases—even if the plaintiff or the court claims to analyze failure to warn
The majority distinguish failure-to-wam strict liability claims from negligence claims on the ground that strict liability is not concerned with a standard of due care or the reasonableness of a manufacturer’s conduct. This is generally accurate. However in practice this is often a distinction without a substantial difference. Under either theory, imposition of liability is conditioned on the defendant’s actual or constructive knowledge of the risk. Recovery will be allowed only if the defendant has such knowledge yet fails to warn.
The majority rely extensively on Brown v. Superior Court, supra, 44 Cal.3d 1049. They obviously fail to comprehend that Brown was based on a narrow public policy exception to strict products liability for prescription drugs, and for such drugs alone. We emphatically declared in Brown (at p. 1063) that “there is an important distinction between prescription drugs and other products,” and we elaborated on the reason for the distinction: “Public policy favors the development and marketing of beneficial new drugs, even though some risks, perhaps serious ones, might accompany their introduction, because drugs can save lives and reduce pain and suffering.” (Ibid.) We added that “the broader public interest in the availability of drugs at an affordable price must be considered in deciding the appropriate standard of liability for injuries resulting from their use.” (Ibid.) The majority stretch the holding and the analysis in Brown beyond all recognition when they rely on that case in litigation involving products other than prescription drugs. They make the narrow exception swallow up fundamental law.
We should consider the possibility of holding that failure-to-warn actions lie solely on a negligence theory. “[Ajlthough mixing negligence and strict liability concepts is often a game of semantics, the game has more than semantic impact—it breeds confusion and inevitably, bad law.” (Henderson & Twerski, Doctrinal Collapse in Products Liability: The Empty Shell of Failure to Warn, supra, 65 N.Y.U. L. Rev. at p. 278.) If, however, the majority are not ready to take that step, I would still use this opportunity to enunciate a bright-line rule to apply in failure-to-warn strict liability actions.
Here plaintiff alleged, among other claims, that defendants marketed their products “with specific prior knowledge” of the high risks of injury and death from their use. If plaintiff can establish at the new trial that
On the other hand, if plaintiff is only able to show, by medical and scientific data or other means, that defendants should have known of the risks inherent in their products, then contrary medical and scientific data and state-of-the-art evidence would be admissible if offered by defendants.
Thus I would draw a clear distinction in failure-to-warn cases between evidence that the defendants had actual knowledge of the dangers and evidence that the defendants should have known of the dangers.
With the foregoing rule in mind, the parties should proceed to the new trial ordered by the trial court and upheld by the Court of Appeal. Thus I would affirm the judgment of the Court of Appeal.
Reference
- Full Case Name
- CARL ANDERSON, Plaintiff and Respondent, v. OWENS-CORNING FIBERGLAS CORPORATION Et Al., Defendants and Appellants
- Cited By
- 192 cases
- Status
- Published