People v. Cortez
People v. Cortez
Opinion of the Court
Opinion
Introduction
In People v. Swain (1996) 12 Cal.4th 593 [49 Cal.Rptr.2d 390, 909 P.2d 994] (Swain), we held that the crime of conspiracy to commit murder requires a finding of unlawful intent to kill, i.e., express malice, and that such offense cannot be committed if the underlying criminal objective is second degree implied malice murder. (Id. at p. 603.) Left open in Swain was the question of whether the crime of conspiracy to commit murder is further divisible into degrees with differing punishments, or whether it is a unitary offense for which the punishment is that prescribed for murder in the first degree in every instance. (Id. at p. 608.) We granted review in this case to decide that question. We conclude all conspiracy to commit murder “is necessarily ‘conspiracy to commit [premeditated] first degree murder’ ” (id. at p. 609) and is therefore punishable in the same manner as first degree murder pursuant to the provisions of Penal Code section 182.
Our order granting review additionally asked the parties to address the related question of whether the trial court below erred in failing to instruct the jury on premeditation and deliberation with regard to the conspiracy to commit murder charge. Given our holding that conspiracy to commit murder is a unitary offense punishable in every instance with the penalty prescribed for first degree murder, there is no occasion or requirement for the jury to further determine the “degree” of the underlying target offense of murder,
Factual and Procedural Background
The question before us is one of law; the facts are not disputed and can be briefly summarized. This prosecution arose out of a 1992 Los Angeles street gang shooting. At that time, defendant Mario Alberto Cortez (also known as “Psycho”) had been a member of the gang Crazy Cats for about one year. In the summer of 1992, the Crazy Cats and another street gang, the King Boulevard Stoners (also known as the “Stoners” or “KBS”), were “having a war,” with “shootings going back and forth daily.” Three weeks prior to the shootings in this case, a member of the Crazy Cats named Javaco (also known as “Smiley”) had been killed in a drive-by shooting attributed to the King Boulevard Stoners.
After midnight on July 13, 1992, defendant and another member of the Crazy Cats, Mauricio Corletto (also known as “Dusty”), decided to retaliate for Javaco’s death by doing a drive-by shooting in King Boulevard Stoners territory. At that time, the King Boulevard Stoners spent their summer nights smoking marijuana and drinking beer in the Wadsworth Junior High School schoolyard. Defendant and Corletto drove to this schoolyard in a stolen Cadillac. Defendant drove the stolen vehicle; Corletto sat in the rear seat with a loaded .357 magnum for use in the drive-by shooting.
Substantial prosecution evidence, including tape-recorded statements given to police by both defendant and a King Boulevard Stoners gang member, established that Corletto leaned out of the Cadillac’s window, yelled “Crazy Cats,” and fired four shots into the schoolyard. King Boulevard Stoners members returned the fire, hitting Corletto in the temple. Defendant attempted to drive away but the Cadillac stalled and he was forced to flee on foot. Several carloads of Crazy Cat gang members arrived, the stolen Cadillac was retrieved, and more gunfire was exchanged. When the smoke cleared and authorities arrived on the scene, paramedics found Corletto lying on the ground with a gunshot wound to the head. He was placed on life support but died from his wounds the following day.
Defendant testified at trial and in some respects sought to contradict his earlier tape-recorded description of these facts. On direct examination he claimed that although he and Corletto originally planned a drive-by shooting, they changed their minds when they could not convince any other Crazy Cats members to join them. The reason they went to the King Boulevard
Defendant was charged with Corletto’s murder (Pen. Code, §§ 187, 189)
Defendant was convicted of conspiracy to commit murder, and the firearm use allegation was found true. The jury was unable to reach a verdict on the murder charge; that count was ultimately dismissed on the People’s motion, as were the street gang enhancements. Defendant was sentenced to a term of 25 years to life, with an additional 1-year term for the firearm use finding. On appeal, he urged that the trial court erred in failing to require the jury to determine the degree of the murder alleged as the target offense of the charged conspiracy. The Court of Appeal rejected the claim and affirmed the judgment. We granted review to determine whether the crime of conspiracy to commit murder is divisible into degrees with differing punishments, or whether all conspiracies to commit murder are conspiracies to commit first degree murder as a matter of law.
Discussion
I.
In Swain, supra, 12 Cal.4th at page 603, we held that the crime of conspiracy to commit murder requires a finding of unlawful intent to kill, i.e., express malice, and that conspiracy to commit murder cannot be based
Swain explains that the same reasoning cannot obtain where the underlying objective of the conspiracy is second degree implied malice murder. Implied malice murder, in contrast to express malice, requires instead an intent to do some act, the natural consequences of which are dangerous to human life. ‘ When the killing is the direct result of such an act, ’ the requisite mental state for murder—malice aforethought—is implied. (CALJIC No. 8.31, italics added.) In such circumstances, ‘. . . it is not necessary to establish that the defendant intended that his act would result in the death of a human being.’ (Ibid.) Hence, under an implied malice theory of second degree murder, the requisite mental state for murder—malice aforethought—is by definition ‘implied,’ as a matter of law, from the specific intent to do some act dangerous to human life together with the circumstance that a killing has resulted from the doing of such act.” (Swain, supra, 12 Cal.4th at pp. 602-603, original italics.) “It is precisely due to this nature of implied malice murder that it would be illogical to conclude one can be found guilty of conspiring to commit murder where the requisite element of malice is implied. Such a construction would be at odds with the very nature of the crime of conspiracy—an ‘inchoate’ crime that ‘fixes the point of legal intervention at [the time of] agreement to commit a crime’ . . . [citation]— precisely because commission of the crime could never be established, or
In light of our unanimous conclusion in Swain that conviction of conspiracy to commit murder requires a finding of intent to kill and cannot be based on a theory of implied malice murder, and because the trial court had instructed the jury on theories of both express and implied malice and the jury had returned general verdicts, the defendants’ convictions of conspiracy to commit murder had to be reversed, and the issue of proper punishment for such convictions was therefore no longer in controversy and was moot. (Swain, supra, 12 Cal.4th at p. 610.) Accordingly, the Swain majority left open the “conceptually difficult question[] . . . regarding whether there exists a viable offense of conspiracy to commit express malice ‘second degree’ murder, and if there be such an offense, what is the applicable punishment.” (Id. at pp. 608, 610.)
The conflict surrounding the nature of the crime of conspiracy to commit murder, and the appropriate punishment therefor, is directly traceable to two early decisions of this court—People v. Kynette (1940) 15 Cal.2d 731 [104 P.2d 794] (Kynette), overruled on another point in People v. Snyder (1958) 50 Cal.2d 190, 197 [324 P.2d 1], and People v. Horn (1974) 12 Cal.3d 290 [115 Cal.Rptr. 516, 524 P.2d 1300] (Horn)—and the interplay between those two decisions and the provisions of Penal Code section 182 that make it unlawful-for “(a). . . two or more persons [to] conspire: [H] (1) [t]o commit any crime” and establish the punishment for all forms of conspiracy, including conspiracy to commit murder.
When Kynette was decided over 50 years ago, Penal .Code section 182 provided that a conspiracy was “punishable in the same manner and to the
On appeal, Kynette urged that the trial court had erred in excusing certain potential jurors who could not, as a matter of conscience, vote for the death penalty. The argument was based on the assertion that because there were no degrees of conspiracy, the jury was powerless to determine the degree of the target murder and was therefore equally powerless to impose the death penalty. {Kynette, supra, 15 Cal.2d at p. 744.) In rejecting the contention, this court expressly held that “a conspiracy to commit murder can only be a conspiracy to commit murder of the first degree for the obvious reason that the agreement to murder necessarily involves the ‘willful, deliberate and premeditated’ intention to kill a human being. A murder committed in pursuance of such an agreement would unquestionably be a ‘willful, deliberate and premeditated’ murder of the first degree and punishable by death or life imprisonment.” {Kynette, supra, 15 Cal.2d at p. 745, italics added.)
In his separate concurring opinion in Swain, Justice Mosk observed: “In Kynette, we thereby impliedly held that the crime of conspiracy to commit murder is properly conspiracy to commit murder simpliciter. Under its reasoning, it is erroneous to speak of a ‘crime’ of ‘conspiracy to commit murder of the second degree’-, ‘a conspiracy to commit murder can only be a conspiracy to commit murder of the first degree’ {People v. Kynette, supra, 15 Cal.2d at p. 745). Similarly, it is unnecessary to label the crime ‘conspiracy to commit murder of the first degree’: there is no crime of ‘conspiracy to commit murder of the second—or any other—degree’ from which it may be distinguished.” {Swain, supra, 12 Cal.4th at pp. 613-614, original italics (cone. opn. of Mosk, J.).)
Kynette’s conclusion that all conspiracy to commit murder is necessarily conspiracy to commit murder of the first degree was, and remains, a sound
As noted, conspiracy is a specific intent crime requiring both an intent to agree or conspire and a further intent to commit the target crime or object of the conspiracy. {Swain, supra, 12 Cal.4th at p. 602.) Murder that is premeditated and deliberated is murder of the first degree. “ ‘[Pjremeditated’ means ‘considered beforehand,’ and ‘deliberate’ means ‘formed or arrived at or determined upon as a result of careful thought and weighing of considerations for and against the proposed course of action.’ (CALJIC No. 8.20 (5th ed. 1988), quoted with approval in People v. Perez (1992) 2 Cal.4th 1117, 1123 [9 Cal.Rptr.2d 577, 831 P.2d 1159].) The process of premeditation and deliberation does not require any extended period of time. ‘The true test is not the duration of time as much as it is the extent of the reflection. Thoughts may follow each other with great rapidity and cold, calculated judgment may be arrived at quickly . . . .’ {People v. Thomas (1945) 25 Cal.2d 880, 900 [156 P.2d 7]; accord, People v. Perez, supra, 2 Cal.4th at p. 1127.)” {People v. Mayfield (1997) 14 Cal.4th 668, 767 [60 Cal.Rptr.2d 1, 928 P.2d 485]; see also People v. Stanley (1995) 10 Cal.4th 764, 795 [42 Cal.Rptr.2d 543, 897 P.2d 481].)
Consequently, it logically follows that where two or more persons conspire to commit murder—i.e., intend to agree or conspire, further intend to commit the target offense of murder, and perform one or more overt acts in furtherance of the planned murder—each has acted with a state of mind “functionally indistinguishable from the mental state of premeditating the target offense of murder.” {Swain, supra, 12 Cal.4th at pp. 608-609.) The mental state required for conviction of conspiracy to commit murder necessarily establishes premeditation and deliberation of the target offense of murder—hence all murder conspiracies are conspiracies to commit first degree murder, so to speak. More accurately stated, conspiracy to commit murder is a unitary offense punishable in every instance in the same manner as is first degree murder under the provisions of Penal Code section 182. {Swain, supra, 12 Cal.4th at p. 609.)
In his separate concurring opinion in Swain, Justice Mosk elucidated the point further: “[Conspiracy to commit murder] does not require, as a factual
Fifteen years after Kynette was decided, the Legislature amended the punishment language of Penal Code section 182 to provide as follows: “If the felony is one for which different punishments are prescribed for different degrees, the jury or court which finds the defendant guilty thereof shall determine the degree of the felony defendant conspired to commit. If the degree is not so determined, the punishment for conspiracy to commit such felony shall be that prescribed for the lesser degree, except in the case of conspiracy to commit murder, in which case the punishment shall be that prescribed for murder in the first degree.” (Pen. Code, § 182, as amended by Stats. 1955, ch. 660, § 1, p. 1155.) The punishment language of Penal Code section 182 remains substantially the same today.
Twenty years after the Legislature amended the punishment provisions of Penal Code section 182, we decided Horn, supra, 12 Cal.3d 290, and in dicta addressed the effect of those amendments on the punishment for conspiracy to commit murder. In Horn we concluded such conspiracies could take the form of conspiracy to commit first degree murder, conspiracy to commit second degree murder, and conspiracy to commit manslaughter. {Id. at pp.
As Swain explains, two of the three reasons given in Horn in support of the conclusion that conspiracies to commit murder are divisible into degrees and subject to differing punishments are no longer the law.
“First, the characterization of premeditation upon which Horn, supra, 12 Cal.3d 290, relied, namely, a showing that the defendant was able to ‘ “maturely and meaningfully reflect upon the gravity of his contemplated act” ’ (Horn, supra, 12 Cal.3d at p. 298, italics added, quoting People v. Wolff (1964) 61 Cal.2d 795, 821 [40 Cal.Rptr. 271, 394 P.2d 959]), has itself passed into history. Seven years after Horn was decided, the Legislature amended Penal Code section 189 to provide that ‘To prove the killing was “deliberate and premeditated,” it shall not be necessary to prove the defendant maturely and meaningfully reflected upon the gravity of his or her act.’ (Stats. 1981, ch. 404, § 7, p. 1593, italics added.)”
“Second, since Horn, supra, 12 Cal.3d 290, was decided, the Legislature has abolished the defense of diminished capacity. (See Stats. 1981, ch. 404, § 4, p. 1592 [enacting Pen. Code, § 28].) As one court has observed: ‘Horn, decided in 1974, was premised largely on the continued existence of the diminished capacity defense. In light of the subsequent legislative abrogation of that defense, we question the continued validity of Horn . . . .’ (People v. Miller (1992) 6 Cal.App.4th 873, 878, fn. 2 [8 Cal.Rptr.2d 193].)” (Swain, supra, 12 Cal.4th at p. 608.)
Much of the confusion engendered by Horn stems from its interpretation of the provisions of Penal Code section 182. Although those provisions, by their express terms, purport only to prescribe the proper punishment for conspiracy convictions, they were construed in Horn, supra, 12 Cal.3d at page 298, footnote 5, as creating or authorizing conviction of the offense of “conspiracy to commit second degree murder.” The controversial footnote in Horn states: “Kynette’s assertion that a conspiracy to commit murder is always a conspiracy to commit first degree murder is inconsistent with the present language of Penal Code section 182. When Kynette was decided, section 182 provided simply that conspirators to commit a felony ‘shall be punishable in the same manner and to the same extent as provided for the punishment of the commission of the said felony.’ The current section 182, enacted in 1955, is much more specific: ‘If the felony is one for which different punishments are prescribed for different degrees, the jury or court which finds the defendant guilty thereof shall determine the degree of the felony defendant conspired to commit. If the degree is not so determined, the punishment for conspiracy to commit such felony shall be that prescribed for the lesser degree, except in the case of conspiracy to commit murder, in which case the punishment shall be that prescribed for murder in the first degree. ’ fl[] As this language is written and punctuated, it plainly authorizes the trier of fact to return a verdict finding conspiracy to commit murder in the second degree. Only if the trier of fact fails to determine the degree is a conspiracy to .commit murder punished as one to commit first degree murder. Since the Legislature has authorized a verdict of conspiracy to commit second degree murder, it clearly does not believe that crime to be a logical impossibility.” (Ibid., first italics added, second italics original.)
As we observed in Swain, supra, 12 Cal.4th at pages 609-610, the point made in the Horn footnote can be refuted “by concluding that the portion of Penal Code section 182 quoted in italics above was added by the Legislature for the very purpose of effectuating this court’s holding in Kynette, supra, 15 Cal.2d 731, that is to say, by expressly providing that all conspiracy to commit murder is conspiracy to commit murder in the first degree, and that
Although it might be countered that the relevant punishment provisions of Penal Code section 182 quoted above, as suggested by the court in Horn, supra, 12 Cal.3d at page 298, footnote 5, can literally be read as contemplating verdicts of “conspiracy to commit second degree murder,”
In People v. Bright (1996) 12 Cal.4th 652 [49 Cal.Rptr.2d 732, 909 P.2d 1354] (Bright), we had occasion to interpret a legislative amendment of a statutory punishment provision similar to the 1955 amendment of Penal
Bright addressed the question of whether the 1986 amendment to Penal Code section 664 specifically recognized the crime of attempted first degree murder, thus dividing attempted murder into degrees, or whether the amendment merely constituted a penalty provision. (Bright, supra, 12 Cal.4th at pp. 665-666.) In concluding the amendment spoke to punishment alone, we observed that had the Legislature intended to modify the generally recognized rule that attempted murder was not divisible into degrees, it would have explicitly done so. We further observed we were “unaware of any California penal provision creating degrees of an offense by implication.” {Id. at p. 668.)
Moreover, reading the punishment provisions of Penal Code section 182 as establishing the substantive offense of conspiracy to commit second degree express malice murder would lead to illogical results. One such anomaly has already been noted: The Horn court’s interpretation of Penal Code section 182 as requiring that “[o]nly if the trier of fact fails to determine the degree is a conspiracy to commit murder punished as one to commit first degree murder. . . .” {Horn, supra, 12 Cal.3d at p. 298, fn. 5, italics omitted) is at odds with the general proposition, expressly embodied in the punishment language of Penal Code section 182, that a defendant should receive the benefit of a jury’s failure to designate the degree of the target offense of the conspiracy. {Ante, at p. 1235; Swain, supra, 12 Cal.4th at pp. 609-610; see also Pen. Code, §§ 1157, 1192.)
We therefore conclude all conspiracy to commit murder is necessarily conspiracy to commit premeditated and deliberated first degree murder, and that all murder conspiracies are punishable in the same manner as
n.
Our order granting review additionally asked the parties to address the related question of whether the trial court below erred in failing to instruct the jury on premeditation and deliberation with regard to the con- * spiracy count. Given our conclusion that conspiracy to commit murder is a unitary offense punishable in every instance with the penalty prescribed for first degree murder, it follows logically that there was no occasion or requirement for the jury to determine the “degree” of the underlying target offense of murder, and thus no need for specific instruction on premeditation and deliberation respecting the conspiracy count. Our conclusion in this case—that a jury’s finding of the dual specific intent required for conviction of conspiracy to murder necessarily establishes that the target offense of murder was premeditated and deliberated, and that the Legislature in Penal Code section 182 has recognized as much by providing that punishment for all conspiracies to murder is that prescribed for first degree murder—does not itself furnish a basis for requiring that juries henceforth be instructed on the definition of premeditation and deliberation in all murder conspiracy cases.
Although the jury was properly not asked to determine the degree of the target murder (or, for that matter, whether the target offense was actually
The necessary instructions were given in this case. The jury was instructed that murder is “the unlawful killing of a human being . . . with malice aforethought,” and malice aforethought was further specifically defined as intent to kill. These instructions were sufficient to define the elements of the target offense of murder simpliciter in connection With the charged conspiracy. We note that these instructions were delivered to the jury in a rather circuitous fashion; the Court of Appeal’s opinion explains at some length how they were embodied in attempted murder instructions, which in turn were given in connection with the “provocative act” theory of murder (see In re Joe R. (1980) 27 Cal.3d 496, 507-508 [165 Cal.Rptr. 837, 612 P.2d 927]) by which the prosecution sought to convict defendant for accomplice Corletto’s murder (the jury deadlocked on that charge and a mistrial was declared). The Court of Appeal correctly concluded that, “[w]hile a murder instruction directly tied to the conspiracy charge might have been helpful, we find that the definition of murder included in the attempted murder instruction was sufficient to communicate to the jury the necessity of a finding of specific intent to kill for a conspiracy to commit murder convict tion. On a fair reading of the jury instructions, the murder component of the attempted murder instruction operated as a freestanding definition of murder.” Nor is this aspect of the Court of Appeal’s holding being challenged by petitioner on review in this court.
Finally, in connection with its discussion of the murder instructions described above, the Court of Appeal below made the following observations with regard to the recent decision in People v. Miller (1996) 46 Cal.App.4th 412 [53 Cal.Rptr.2d 773] {Miller)-. “We observe that in People v. Miller (1996) 46 Cal.App.4th 412 [53 Cal.Rptr.2d 773], a case with superficial similarities to this one, another appellate panel found the following instructional deficiencies to be reversible error in the context of ‘conspiracy to commit willful, deliberate and premeditated murder’: (1) omission
Given our conclusion that conspiracy to commit murder is a unitary crime punishable in the same manner as first degree murder in every instance, and that, because the jury is not required to determine the “degree” of the target offense of murder, instructions on premeditation and deliberation need not be given, any suggestion in .Miller, supra, 46 Cal.App.4th at page 426, footnote 6, that such instructions are required in every conspiracy to murder case is unfounded and hereby disapproved.
Conclusion
The judgment of the Court of Appeal is affirmed.
George, C. J., Mosk, J., Werdegar, J., Chin, J., and Brown, J., concurred.
The provision of Penal Code section 189, making all murders “perpetrated by means of discharging a firearm from a motor vehicle, intentionally at another person outside of the vehicle with the intent to inflict death” murders of the first degree, was added after commission of the crimes in this case (see Stats. 1993, ch. 611, § 4.5) and thus does not apply herein.
In a separate concurring opinion, Justice Mosk indicated he would have reached and decided the issue in Swain, and set forth an analysis, largely consistent with that we apply herein, concluding the crime of conspiracy to commit murder is a unitary crime that is not divided into degrees and is punishable in every instance with “the punishment for the crime of murder of the first degree . . . .” (Swain, supra, 12 Cal.4th at p. 619 (cone. opn. of Mosk, J.); see id. at pp. 611-620.)
Justice Kennard, in a separate concurring opinion, likewise indicating she would have reached and decided the. issue in Swain, went on to set forth the reasons for her conclusion that “conspiracy to commit first degree murder and conspiracy to commit second degree murder are separate crimes distinguished by whether the intent to kill reflected in the conspirators’ agreement is deliberate and premeditated or not,” and that “under the Penal Code, each type of conspiracy to murder is subject to the punishment prescribed for the corresponding degree of murder.” (12 Cal.4th at p. 621 (cone. opn. of Kennard, J.); see id. at pp. 622-628.) Justice Kennard’s dissent in the present case largely reiterates the rationale of her dissent in Swain. (See dis. opn. of Kennard, J., post, at pp. 1242-1246, and passim.)
With due respect, we believe Justice Kennard misconstrues our analysis when suggesting we are concluding “conspiracy to murder is a unitary crime requiring proof of only intent to kill, the mental state of second degree murder, but subject to the punishment for first degree murder.” (Dis. opn. of Kennard, J., post, at p. 1247.) We are not concluding conspiracy to commit murder “requires] only intent to kill”—we are instead merely recognizing that the mental state required for conviction of conspiracy to commit express malice murder necessarily equates with and establishes the mental state of deliberate and premeditated first degree
We were careful to point out in Swain that the entire discussion in Horn regarding the viability of the offense of conspiracy to commit second degree express malice murder was dictum. The objective of the charged conspiracy in Horn was murder by means of a firebomb, and because Penal Code section 189, as it then read, provided that all murder perpetrated by means of a bomb was murder of the first degree, the charged conspiracy in Horn was conspiracy to commit first degree murder regardless of whether the facts established premeditation and deliberation. {Swain, supra, 12 Cal.4th at pp. 606-607; Horn, supra, 12 Cal.3d at pp. 299-300.)
Notably, the definition of “premeditation” existing at the time Penal Code section 182 was amended in 1955 was the same as that in effect when Kynette was decided. The requirement that the defendant “maturely and meaningfully reflect upon the gravity of his contemplated act” was not made the “true test” of premeditation until nine years after Penal Code section 182 was amended to include the punishment language pertaining to murder conspiracies here concerned. (See People v. Wolff, supra, 61 Cal.2d at p. 821.) Hence, the Legislature could not have had that requirement in mind when it amended Penal Code section 182, lending further support to our conclusion that the amendment of that statute in 1955 was not intended to authorize the substantive offense of conspiracy to commit second degree express malice murder, and was intended instead to codify our holding in Kynette by acknowledging that all murder conspiracies are the functional equivalent of conspiracy to commit premeditated first degree murder, and providing that all such conspiracies shall be punished in the same manner as the offense of murder in the first degree.
Justice Kennard took this position in her separate concurring opinion in Swain, supra, 12 Cal.4th at page 624 (cone. opn. of Kennard, J.), and incorporates it in her dissent in this case. (Dis. opn. of Kennard, J., post, at p. 1249.)
In her separate concurring opinion in Swain, Justice Kennard offered the following responsive analysis: “There is ... a logical reason why, when the trier of fact fails to
Justice Kennard also acknowledged that even under her interpretation of Penal Code section 182, “as a factual matter the crime of conspiracy to commit second degree express-malice murder applies only to a narrow range of cases—those in which conspirators formed an agreement to kill but made that agreement without deliberation and premeditation. It seems doubtful that any agreement persisting beyond more than the briefest duration would lack deliberation and premeditation, for inevitably the passage of time alone would cause the agreement to become deliberate and premeditated.” {Swain, supra, 12 Cal.4th at p. 625 (cone, opn. of Kennard, J.).) The same acknowledgement is retained in Justice Kennard’s dissent in this case, wherein she acknowledges that “most conspiracies” are of a “deliberate and premeditated nature (Dis. opn. of Kennard, J., post, at p. 1250.)
The Miller court suggested certain language in our majority opinion in Swain “may be interpreted as meaning that the jury need not be informed of the requirement of the intention to kill nor given the definition of deliberate and premeditated . . . .” (46 Cal.App.4th at p. 426, fn. 6.) We said nothing in Swain to suggest that the instructional requirements for the basic elements of the target offense of murder simpliciter—i.e., that intent to kill is part and parcel of the specific intent required for conspiracy to commit murder—were being eliminated, nor anything to suggest instruction on premeditation and deliberation had been a requirement where the charge is conspiracy to commit murder simpliciter, much less one that was being abrogated.
Concurring Opinion
I concur in the opinion of the court.
In my concurring opinion in People v. Swain (1996) 12 Cal.4th 593 [49 Cal.Rptr.2d 390, 909 P.2d 994], I anticipated, and resolved, the issue presented here.
. “[T]he crime of conspiracy to commit murder” is defined “as the agreement by two or more persons, accompanied by an overt act, to effect a killing that is unlawful under the circumstances as they are believed to be and that is reflective of malice aforethought [citation]. So defined, the crime of conspiracy to commit murder requires two kinds of ‘intent’ strictly so called. One is intent to join together in a common endeavor: else, there is no
Because this is so, we were right to expressly hold in People v. Kynette (1940) 15 Cal.2d 731 [104 P.2d 794], notwithstanding its disapproval by People v. Horn (1974) 12 Cal.3d 290 [115 Cal.Rptr. 516, 524 P.2d 1300], which we here disapprove today, that “ ‘a conspiracy to commit murder can only be a conspiracy to commit murder of the first degree for the obvious reason that the agreement to murder necessarily involves the “willful, deliberate and premeditated” intention to kill a human being.’ [Citation.] Inasmuch as it encompasses malice aforethought, in fact express malice aforethought, such an ‘intention’ distinguishes murder from other homicide. Also, by its very terms, it differentiates murder of the first degree in one of its forms from murder of the second degree.” (People v. Swain, supra, 12 Cal.4th at p. 613, original italics (cone. opn. of Mosk, J.), quoting People v. Kynette, supra, 15 Cal.2d at p. 745.)
We were also right to impliedly hold in Kynette, again notwithstanding its disapproval by Horn, that the “crime of conspiracy to commit murder is properly conspiracy to commit murder simpliciter. Under its reasoning, it is erroneous to speak of a ‘crime’ of ‘conspiracy to commit murder of the second degree': ‘a conspiracy to commit murder can only be a conspiracy to commit murder of the first degree’ [citation]. Similarly, it is unnecessary to label the crime ‘conspiracy to commit murder of the first degree': there is no crime of ‘conspiracy to commit murder of the second—or any other—degree' from which it may be distinguished.” (People v. Swain, supra, 12 Cal.4th at pp. 613-614, original italics (cone. opn. of Mosk, J.), quoting People v. Kynette, supra, 15 Cal.2d at p. 745.)
Because I read the opinion of the court to resolve the issue presented here consistently with my resolution of the same issue in Swain, I join in its reasoning and result.
Dissenting Opinion
A conspiracy is an agreement by two or more persons to commit a crime. The crime of murder is divided into first degree murder and second degree murder. When two or more persons form a conspiracy to commit a crime divided into degrees, conspiracy law generally
This case poses the question of whether these general principles of conspiracy law hold true for murder conspiracies as well. The majority holds they do not, concluding that there is but a single crime of conspiracy to murder, requiring only the mental state of second degree murder (intent to kill) yet subject to the penalty for first degree murder (which requires as its mental state premeditation and deliberation in addition to intent to kill).
In People v. Swain (1996) 12 Cal.4th 593 [49 Cal.Rptr.2d 390, 909 P.2d 994] (hereafter Swain), I wrote a separate opinion explaining my conclusion that in Penal Code section 182 the Legislature has created separate crimes of conspiracy to commit first degree murder (requiring proof of premeditation and deliberation) and conspiracy to commit second degree murder (requiring only intent to kill), with separate punishments for each. Section 182 sets forth the general rule that conspiracies are divided into degrees with the punishment determined by the degree of the target crime (“[i]f the felony is one,” like murder, “for which different punishments are prescribed for different degrees, the jury or court which finds the defendant guilty thereof shall determine the degree of the felony defendant conspired to commit”). Section 182 also provides that if the trier of fact fails to determine the degree of a murder conspiracy, the punishment is that for first degree murder (“[i]f the degree is not so determined, the punishment ... in the case of conspiracy to commit murder . . . shall be that prescribed for murder in the first degree”).
In my view, the conclusion that conspiracy to murder is divided into degrees remains the correct one, and accordingly I dissent.
I
Defendant was the driver of a car involved in a gang drive-by shooting. His passenger shot at, but did not kill, members of a rival gang. Defendant was charged with conspiracy to commit murder. The jury was instructed only on the elements of second degree murder. It was never instructed on the additional elements of first degree murder. It was never instructed to determine the degree of murder that defendant conspired to commit. The jury convicted defendant, and he was sentenced to 25 years to life in prison, the
In Swain, supra, 12 Cal.4th 593,1 gave this explanation of my conclusion that the Legislature has divided conspiracy to commit murder into degrees with separate punishments for each degree:
“Penal Code section 182 (hereafter section 182) makes it unlawful for ‘(a) . . . two or more persons [to] conspire: fl[] (1) [t]o commit any crime’ and establishes the punishment for conspiracies, including murder conspiracies. For crimes divided according to degree, section 182 provides for the following punishment: ‘If the felony is one for which different punishments are prescribed for different degrees, the jury or court which finds the defendant guilty thereof shall determine the degree of the felony defendant conspired to commit. If the degree is not so determined, the punishment for conspiracy to commit the felony shall be that prescribed for the lesser degree, except in the case of conspiracy to commit murder, in which case the punishment shall be that prescribed for murder in the first degree.’ I shall refer to this as the punishment language of section 182.
“The crime of murder is divided into degrees. At the time the murder at issue in this case occurred, Penal Code section 189 defined first degree murder as (1) ‘any . . . kind of willful, deliberate, and premeditated killing’ (including killings accomplished by any of a variety of statutorily designated methods, the use of which in effect establishes deliberation and premeditation as a matter of law) or (2) murders ‘committed in the perpetration of, or attempt to perpetrate,’ certain designated felonies (commonly referred to as felony murder). ‘All other kinds of murders are of the second degree.’ (Pen. Code, § 189.) First and second degree murder have different punishments. (Pen. Code, § 190.) Because murder is a crime ‘for which different punishments are prescribed for different degrees’ (§ 182), the punishment language of section 182 on its face divides murder conspiracies into degrees, just as it does other crimes for which different punishments are prescribed for different degrees.
“To understand the debate over whether the current version of section 182 divides conspiracy to murder into degrees, however, it is necessary to begin with People v. Kynette (1940) 15 Cal.2d 731 [104 P.2d 794] (hereafter Kynette), which was decided when a different version of section 182 was in effect. At that time, section 182 provided that a conspiracy was ‘punishable*1244 in the same manner and to the same extent as in this code provided for the punishment of the commission of the said felony.’ (Former § 182, as amended by Stats. 1919, ch. 125, § 1, p. 170; Kynette, supra, 15 Cal.2d at p. 744.) The defendant in Kynette argued that the trial court improperly excluded jurors with reservations against the death penalty because, he contended, the death penalty (a possible penalty for first degree murder) was not a possible punishment for conspiracy to commit murder. {Id. at p. 744.) Thus, the issue was whether the penalty for first degree murder was a possible penalty for a conspiracy to commit murder.
“In Kynette, this court held that the death penalty was a possible punishment for conspiracy to commit murder. {Kynette, supra, 15 Cal.2d at p. 745.) It reasoned that all conspiracies to commit murder were necessarily conspiracies to commit first degree murder. {Ibid.)
“In 1955, 15 years after Kynette, supra, 15 Cal.2d 731, the Legislature changed the punishment language of section 182 to provide as follows: ‘If the felony is one for which different punishments are prescribed for different degrees, the jury or court which finds the defendant guilty thereof shall determine the degree of the felony defendant conspired to commit. If the degree is not so determined, the punishment for conspiracy to commit such felony shall be that prescribed for the lesser degree, except in the case of conspiracy to commit murder, in which case the punishment shall be that prescribed for murder in the first degree.’ (§ 182, as amended by Stats. 1955, ch. 660, § 1, p. 1155.) The punishment language of section 182 remains substantially the same today.
“Almost 20 years after the Legislature altered section 182, this court addressed the effect of those changes on conspiracy to commit murder in People v. Horn [(1974)] 12 Cal.3d 290 [115 Cal.Rptr. 516, 524 P.2d 1300] (hereafter Horn). In that case, the court concluded that conspiracies to kill could take the form of conspiracies to commit first degree murder, conspiracies to commit second degree murder, and conspiracies to commit manslaughter. {Id. at pp. 298-300 & fn. 5.) In doing so, the court relied on three reasons: the existence of the diminished capacity defense; the then-existing requirement that for premeditation to exist the defendant must have ‘maturely and meaningfully reflected] [on] the gravity of his contemplated act’ {People v. Wolff {1964) 61 Cal.2d 795, 821 [40 Cal.Rptr. 271, 394 P.2d 959], italics omitted); and the post-Kynette changes to the punishment for murder conspiracies set forth in section 182. {Horn, supra, 12 Cal.3d at pp. 298-300 & fn. 5.) The court disapproved Kynette to the extent it was inconsistent. {Horn, supra', 12 Cal.3d at p. 301, fh. 8.)
“As the majority notes, the first two reasons set forth in the Horn decision {supra, 12 Cal.3d 290 [115 Cal.Rptr. 516, 524 P.2d 1300]) supporting the*1245 division of murder conspiracies into degrees—the existence of the diminished capacity defense and the ‘mature and meaningful reflection requirement’—are no longer the law. (Maj. opn., ante, at p. 608.) There remains, however, the punishment language of section 182.
“The natural reading of the punishment language of section 182 makes conspiracies to murder punishable by degree, just as conspiracies to commit other crimes are punishable by degree. The first sentence of the punishment language of section 182 (‘If the felony is one for which different punishments are prescribed for different degrees, the jury or court which finds the defendant guilty thereof shall determine the degree of the felony defendant conspired to commit.’) requires the trier of fact to ascertain the degree of the crime that is the object of the conspiracy, and thereby impliedly makes the punishment for the conspiracy the punishment for that degree of the crime. The second sentence of the punishment language of section 182 (‘If the degree is not so determined, the punishment for conspiracy to commit the felony shall be that prescribed for the lesser degree, except in the case of conspiracy to commit murder, in which case the punishment shall be that prescribed for murder in the first degree.’) states that when the degree is not determined, the punishment is to be for the lesser degree except in the case of murder, which is punished in the first degree. By its terms, the murder conspiracy exception just referred to is limited to cases in which the jury has not determined the degree; it is not an exception removing murder conspiracies entirely from classification and punishment by degree. Thus, Horn correctly concluded that, ‘[a]s this language is written and punctuated, it plainly authorizes the trier of fact to return a verdict finding conspiracy to commit murder in the second degree.’ {Horn, supra, 12 Cal.Sd at p. 298, fn. 5.) Nor is there any evidence of a contrary legislative intent underlying the enactment of section 182.
“When this analysis of section 182 is coupled with our holding today that conspiracy to murder requires an unlawful intent to kill, the result is that a conspiracy to murder may be either a conspiracy to commit first degree murder or a conspiracy to commit second degree express-malice murder. The degree of the murder conspiracy depends on whether the conspirators’ agreement evidences a willful, deliberate, premeditated intent to kill of the type that distinguishes first degree murder or instead reflects only a bare intent to kill lacking in premeditation and deliberation.1 Reading section 182 as dividing conspiracy to murder into degrees, the punishment for each*1246 degree of conspiracy to commit murder is that for the underlying degree of murder. If the trier of fact fails to determine the degree, the conspiracy is subject to the punishment for first degree murder.
“The reason for this structure of conspiracy to murder is readily apparent. If conspiracy to murder were a unitary crime that required only intent to kill, which is the mental state of second degree murder, but was punished as first degree murder, then conspiracies that involve agreements to commit only the elements of second degree murder (e.g., that lack premeditation and deliberation) would be punished more severely than the completed crime of second degree murder.
“There is an additional reason for adhering to Horn’s conclusion that conspiracy to commit murder is divided by degrees. Horn has been the law for 21 years. During that time, the Legislature has not amended section 182 to change the understanding of murder conspiracy set forth in Horn. Therefore, the prudent and preferable course is to retain Horn’s structure of conspiracy to murder as a crime divided into degrees with different punishments for each degree. If the Legislature wishes to alter this structure of conspiracy to murder, it can do so. That significant policy decision, however, should be left to the Legislature.
“Finally, I note that as a factual matter the crime of conspiracy to commit second degree express-malice murder applies only to a narrow range of cases—those in which conspirators formed an agreement to kill but made that agreement without deliberation and premeditation. It seems doubtful that any agreement persisting beyond more than the briefest duration would lack deliberation and premeditation, for inevitably the passage of time alone would cause the agreement to become deliberate and premeditated.” {Swain, supra, 12 Cal.4th at pp. 622-625 (cone. opn. of Kennard, J.).)
Because the statutory framework governing conspiracy to commit murder has not changed since the time of Swain, supra, 12 Cal.4th 593, I adhere to my conclusion there that conspiracy to commit murder is divided into degrees.
The majority rejects this analysis. Instead, it concludes that conspiracy to murder is a unitary crime requiring proof of only intent to kill, the mental state of second degree murder, but subject to the punishment for first degree murder.
Conspiracy, as Swain explained, is a dual-intent crime requiring both the intent to agree with one’s coconspirators to commit the target crime and the intent to commit all the elements of the target crime. (Swain, supra, 12 Cal.4th 593, 600.) In particular, to convict a defendant of conspiracy, the jury must find that during the conspiracy the defendant possessed the mental state required to commit the target crime. Swain itself illustrates this point. There, this court considered whether it was possible to conspire to commit an “implied malice” murder, in which the element of malice is implied by the intent to do an act dangerous to human life that results in a killing, in contrast to express malice murders, in which the element of malice is established by proof of intent to kill. (Id. at p. 601.) Swain rejected the possibility of conspiracy to commit implied-malice second degree murder because in cases of implied malice the element of malice never exists in advance of the completed crime; to recognize such a conspiracy would permit the conviction for conspiracy to murder of a defendant who lacked the necessary mental state of either express malice—the intent to kill—or implied malice. (Id. at p. 603.) The United States Supreme Court has likewise recognized that “to sustain a judgment of conviction on a charge of conspiracy to violate a federal statute, the Government must prove at least the degree of criminal intent necessary for the substantive offense itself.” (United States v. Feola (1975) 420 U.S. 671, 686 [95 S.Ct. 1255, 1265, 43 L.Ed.2d 541].)
Another fundamental feature of conspiracy law is that the punishment for conspiracy to commit the target crime is the same as that for the target crime. (Pen. Code, § 182 [Conspirators who conspire to commit a felony
Here, the majority dispenses with that requirement. Under the majority’s approach, every murder conspiracy will be punished as first degree murder even though the jury will have found only the mental state of second degree murder—intent to kill. The majority obscures this point by referring to the crime on which the jury was instructed as “the target offense of murder simpliciter.” (Maj. opn., ante, at p. 1239.) There is, of course, no such crime as murder simpliciter, only first degree murder and second degree murder. What the jury here was instructed on were the elements of second degree murder; what defendant has received as punishment is the punishment for first degree murder.
Thus, under the majority’s holding, conspiracy agreements to commit only the elements of second degree express-malice murder (e.g., agreements that lack premeditation and deliberation) and conspiracy agreements that reflect the premeditation and deliberation that distinguishes first degree murder would both be subject to the punishment established for first degree murder. As I have noted, this will produce the unjust and illogical result that second degree express-malice murder conspiracies will be punished more severely than the completed crime of second degree murder.
The majority seeks to justify its departure from the established rules of conspiracy law by asserting that every “conspiracy to commit murder is necessarily [a] conspiracy to commit premeditated . . . first degree murder.” (Maj. opn., ante, at p. 1238.) If the majority means that premeditation and deliberation are elements of conspiracy to commit murder but the jury is excused from finding those elements because their existence is presumed as a matter of law, then it has unconstitutionally removed those elements from the jury’s consideration. (See People v. Flood (1998) 18 Cal.4th 470, 548 [76 Cal.Rptr.2d 180, 957 P.2d 869] (dis. opn. of Kennard, J.); Sandstrom v. Montana (1979) 442 U.S. 510, 523-524 [99 S.Ct. 2450, 2458-2459, 61 L.Ed.2d' 39].) If the majority means instead that premeditation and deliberation, although elements of first degree murder, are not elements of conspiracy to commit murder, then its further holding that all murder conspirators should receive the punishment for first degree murder violates the
Nor is the majority correct that as a factual matter it is impossible for two or more persons to conspire without deliberation and premeditation. By creating the separate crimes of (1) first degree murder for killings in which the killer acts not only with the intent to kill but with premeditation and deliberation, and (2) second degree murder for killings in which the killer acts with the intent to kill but without premeditation and deliberation, the Legislature has recognized that the intent to kill can exist without premeditation and deliberation. Contrary to the majority, there is no logical reason why a sudden intent to kill that is neither “ ‘ “considered beforehand” ’ ” (the majority’s definition of premeditation, maj. opn., ante, at p. 1232) nor “ ‘ “formed or arrived at or determined upon as a result of careful thought and weighing of considerations for and against the proposed course of action” ’ ” (the majority’s definition of deliberation, ibid,.), cannot arise in two persons just as it can arise in one.
Conspiracies do not require formal expressions of agreement or advance planning. For example, with a shout of “let’s get him,” two friends who have been drinking all night in a bar can, without premeditation and deliberation, impulsively form and share the intent to kill when their sworn enemy walks in. Similarly, a sudden and unexpected encounter on disputed turf between groups from two different gangs can similarly lead to a spontaneous and unreflective agreement to kill. Juries are capable of distinguishing between first degree murder conspiracies requiring premeditation and deliberation and second degree murder conspiracies requiring only intent to kill.
In addition, as I have explained above, the majority’s position is contrary to the ordinary meaning of Penal Code section 182. The majority seeks to
Moreover, there is a logical reason why the Legislature would provide that, when the trier of fact fails to determine the degree of the crime, murder conspiracies are punished in the first degree while conspiracies to commit all other crimes are punished in the lesser degree. Deliberate and premeditated murders are murders of the first degree. As this court recognized in People v. Kynette, in the typical murder conspiracy the conspirators will act with premeditation and deliberation in forming an agreement to commit the crime. (People v. Kynette (1940) 15 Cal.2d 731, 745 [104 P.2d 794].) Punishing murder conspiracies of unspecified degree as first degree murder conspiracies simply accords with the statistical reality that the vast majority of murder conspiracies will involve premeditation and deliberation.
The deliberate and premeditated nature of most conspiracies, however, does not similarly increase the likelihood that conspiracies to commit crimes other than murder will be first degree conspiracies. Unlike murder, other crimes of degree do not become first degree crimes by being premeditated and deliberate; as to those crimes, the degree of the crime typically turns on the nature of the defendant’s acts rather than the defendant’s mental state. For example, the degree of a robbery or burglary can vary depending on the location where the crime occurs. (Pen. Code, §§ 212.5, 460.) Thus, the fact that conspiracies to commit crimes other than murder may also reflect a premeditated and deliberate intent to commit the underlying crime does not support a similar “presumption” that the crime, if committed, would be in the first degree.
Conclusion
In holding that, unlike conspiracy to commit any other target crime that is divided into degrees, conspiracy to murder is a unitary crime requiring only
I would continue to adhere to this court’s previous recognition that, under Penal Code section 182, the Legislature has made separate crimes of conspiracy to commit first degree murder (subject to the punishment prescribed for first degree murder) and conspiracy to commit second degree murder (subject to the punishment prescribed for second degree murder). Accordingly, I would reverse the judgment of the Court of Appeal.
Appellant’s petition for a rehearing was denied October 14, 1998. Kennard, L, was of the opinion that the petition should be granted.
For purposes of this discussion, I include within the term ‘willful, deliberate and premeditated’ the methods of killing designated in Penal Code section 189 that serve to elevate a killing to first degree murder. At the time of this case, those methods were killing ‘by means of a destructive device or explosive, knowing use of ammunition designed
The majority contends that it does no such thing but that it “merely recogniz[es] that the mental state required for conviction of conspiracy to commit express malice murder necessarily equates with and establishes the mental state of deliberate and premeditated first degree murder.” (Maj. opn., ante, at p. 1232, fn. 3.) Despite its protestations, however, the majority nevertheless refuses to require the jury to find the existence of the elemental facts of premeditation and deliberation, as a jury must find before convicting a defendant of first degree murder. Instead, it holds that intent to kill (the mental state of second degree murder) is the only mental state the jury need find to convict the defendant of conspiracy to murder, the punishment for which is that of first degree murder. Judicial presumption of premeditation and deliberation, however, is no substitute for jury fact-finding on those issues.
For example, in the record in a pending matter in this court, People v. Armigo (Super. Ct. San Diego County, 1996, No. SCN 020319), the evidence showed an unexpected encounter between members of two rival gangs in a convenience store that ended in the pursuit and stabbing of an associate of one gang by members of a rival gang. The jury convicted defendants of conspiracy to commit second degree murder and rejected a possible verdict of conspiracy to commit first degree murder.
Reference
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