People v. Superior Court of San Bernardino Cnty.
People v. Superior Court of San Bernardino Cnty.
Opinion
*526 Here we address whether a superior court has jurisdiction to grant a motion to preserve evidence relating to a capital case then pending review on automatic appeal to this court. We conclude it does, limited to evidence potentially discoverable under Penal Code section 1054.9, which establishes a mechanism for postconviction discovery.
Real party in interest Johnny Morales was sentenced to death in 2005; the State Public Defender (hereafter appellate counsel) has been appointed to represent him in his pending automatic appeal. As a condemned prisoner, Morales is entitled to the appointment of habeas corpus counsel (Gov. Code, § 68662 ); owing to a shortage of qualified attorneys willing to accept appointment, however, habeas corpus counsel has not yet been appointed. Appellate counsel's responsibilities, as defined by the scope of her appointment, do not include the investigation and preparation of a petition for writ of habeas corpus, but-until habeas corpus counsel is appointed-do include *527 "preserv[ing] evidence that comes to the attention of appellate counsel if that evidence appears relevant to a potential habeas corpus investigation." (Cal. Supreme Ct., Policies Regarding Cases Arising From Judgments of Death, policy 3, std. 1-1 (Policy 3).)
As more fully described post, under Penal Code section 1054.9,
1
enacted in 2002, a
*583
defendant sentenced to death or life imprisonment without the possibility of parole (LWOP) who is prosecuting a postconviction habeas corpus petition may seek discovery of "materials in the possession of the prosecution and law enforcement authorities to which the same defendant would have been entitled at [the] time of trial." (Pen. Code, § 1054.9, subd. (b) ; see
In re Steele
(2004)
The District Attorney opposed the motion, contending it sought unauthorized postconviction discovery outside the court's jurisdiction to grant; the requested orders were unnecessary, overbroad, and onerous; the proposed expiration date of the preservation orders was unreasonable; and the request for an accounting of the status of requested items was an improper discovery request, unauthorized by statute or case law.
The superior court granted the motion in its entirety, observing that none of the entities served with the motion had filed opposition and reasoning that, as a matter of "common sense," unless the evidence is preserved, there will be nothing to discover under Penal Code section 1054.9.
The Attorney General, on behalf of the People, filed a petition for writ of mandate asking the Court of Appeal to vacate the superior court's preservation order. She argued that the superior court lacked authority to issue the order because judgment *584 had been pronounced and there was no matter pending in the superior court to which jurisdiction for such an order could attach or, in the alternative, that even if the court had jurisdiction to enter a preservation order, the particular order exceeded its jurisdiction because it was not limited to materials for which Morales had a right to seek discovery under Penal Code section 1054.9. The Court of Appeal issued a peremptory writ, directing the superior court to vacate its preservation order and enter a new order denying the motion. Morales's petition for review followed.
Although the general rule is that a person seeking habeas corpus relief from a judgment of death is not entitled to postconviction discovery unless and until a court issues an order to show cause (
Steele
,
supra
, 32 Cal.4th at p. 690,
*529
We enumerated the prerequisites to postconviction discovery under the statute in
Steele
,
supra
,
"The discovery obligation ... does not extend to all law enforcement authorities everywhere in the world but ... only to law enforcement authorities who were involved in the investigation or prosecution of the case." (
Steele
,
supra
, 32 Cal.4th at p. 696,
In granting the People's petition for relief from the preservation order, the Court of Appeal distinguished a motion seeking preservation of evidence, which it considered a species of discovery motion (see
People v. Johnson
(1992)
Although the Court of Appeal was correct as a general matter that a discovery motion is not an independent right or remedy but rather is ancillary to an ongoing action or proceeding, its analysis, as we shall explain, failed to give sufficient consideration to the provisions of Penal Code section 1054.9 and Code of Civil Procedure section 187.
The Attorney General contends the superior court lacks jurisdiction under
**815
Code of Civil Procedure section 916, subdivision (a), to entertain preservation motions because such motions do not relate to any proceeding over which the court has jurisdiction, given the pendency of the death judgment on appeal. When
Gonzalez
and
Johnson
were decided, no mechanism such as Penal Code section 1054.9 existed for obtaining discovery as of right after a criminal judgment became final and before an order to show cause issued in a related habeas corpus proceeding. Any motion seeking discovery, or preservation of evidence for future discovery, was "free floating" in the sense it was untethered to any ongoing action or proceeding in the trial court or other matter "embraced in the action and not affected by the judgment or order" (Code Civ. Proc., § 916, subd. (a) [stating exception to the automatic stay of proceedings in trial court upon perfecting
*586
an appeal] ), and thus fell outside the limited scope of the trial court's jurisdiction while the appeal was pending. This observation remains true, for, as we recognized in
People v. Superior Court (Pearson)
(2010)
Under current law, however, discovery is available as a matter of right under Penal Code section 1054.9, provided the motion satisfies the statutory requirements as explicated in
Steele
,
supra
, 32 Cal.4th at page 697,
Given the present statutory landscape, Morales contends the granting of a preservation motion falls within the trial court's inherent authority to carry out its Penal Code section 1054.9 postconviction discovery jurisdiction. He reasons an evidence preservation order is a necessary means by which to carry out the court's jurisdiction to issue postconviction discovery orders under Penal Code section 1054.9 and thus falls within the court's inherent power under Code of Civil Procedure section 187, which provides in relevant part that "[w]hen jurisdiction is ... by any ... statute, conferred on a Court or judicial officer, all the means necessary to carry it into effect are also given; and in the exercise of this jurisdiction, if the course of proceeding be not specifically pointed out by this Code or the statute, any suitable process
**816
*532
or mode of proceeding may be adopted which may appear most conformable to the spirit of this Code." Courts have
*587
exercised inherent powers in "situations in which the rights and powers of the parties have been established by substantive law or court order but workable means by which those rights may be enforced or powers implemented have not been granted by statute." (
Topa Ins. Co. v. Fireman's Fund Ins. Companies
(1995)
The Attorney General disputes this contention, arguing that the superior court lacks jurisdiction because Penal Code section 1054.9 does not explicitly authorize preservation orders and does not confer a right to a "fishing expedition." According to the Attorney General, a court's inherent power under Code of Civil Procedure section 187 is limited to fashioning procedural rules in the absence of an established procedure, and Penal Code section 1054.9 already establishes the procedure governing postconviction discovery.
We find the Attorney General's interpretation of Code of Civil Procedure section 187 unduly narrow in this context. Penal Code section 1054.9 authorizes the postconviction discovery motion procedure and describes the scope of available discovery, but does not speak to the situation in which a condemned prisoner who is otherwise entitled to seek discovery under the statute is temporarily prevented from doing so for lack of the appointment of habeas corpus counsel as guaranteed in Government Code section 68662. We have previously described how a critical shortage of qualified attorneys willing to accept habeas corpus appointments resulted in delays in our meeting our responsibility to appoint counsel for condemned inmates like Morales and, in this compelling circumstance, we have adapted existing procedures to that regrettable reality. (See
In re Morgan
(2010)
Thus, in
Morgan
,
supra
,
Morgan and Zamudio Jimenez did not involve jurisdictional questions, and we therefore had no occasion to characterize our recognition of this exception as an exercise of our inherent authority under Code of Civil Procedure section 187. But these decisions reflect our recognition of the principle that our inability to timely appoint habeas corpus counsel in capital cases should not operate to deprive condemned inmates of a right otherwise available to them. The same principle **817 supports our view that trial courts, which have jurisdiction under Penal Code section 1054.9 to grant condemned inmates' motions for postconviction discovery, have the inherent power to protect that jurisdiction by entertaining motions for the preservation of evidence that will ultimately be subject to discovery under that statute when the movant is appointed habeas corpus counsel.
Morales may be understood to argue that the enactment of Penal Code section 1054.9 operated more broadly to supersede the traditional rule, as stated in Gonzalez and Johnson , that discovery is unavailable in habeas corpus matters before the court has issued an order to show cause. We are unpersuaded. The statute carves out particular categories of material as subject to postconviction discovery, and nothing in its language or the legislative history suggests the Legislature intended the statute to serve as a predicate for more wide-ranging postconviction discovery.
Morales may further be understood to contend that this court's decisions in
Townsel v. Superior Court
(1999)
*534
In
Townsel
we held that, while an automatic appeal of a death judgment is pending in this court, the trial court retains jurisdiction to enter orders governing appellate counsel's contact with trial jurors, reasoning that such orders, while embraced in the action, neither affect the judgment under appeal nor otherwise interfere with this court's appellate jurisdiction. (
Townsel
,
supra
, at pp. 1089-1091,
Neither
Townsel
nor
Varian
affects our understanding of the scope of Penal Code section 1054.9 or Code of Civil Procedure section 187, or purports to change the general rule that for a trial court to retain jurisdiction to act in a matter that is then pending appellate review, the matter must be both embraced in the action and unaffected
*589
by the judgment on appeal. (Code Civ. Proc., § 916, subd. (a).) As we have seen, postconviction discovery relating to the prosecution of a habeas corpus petition, as provided in Penal Code section 1054.9, is not embraced in the action that is pending appellate review because habeas corpus is a matter separate from the criminal case itself. (See
People v. Superior Court (Pearson)
,
supra
, 48 Cal.4th at p. 572,
In sum, because the superior court has jurisdiction under Penal Code section 1054.9 to grant postconviction discovery to the extent consistent with the statute, the court has the inherent power under Code of Civil Procedure section 187 to order preservation of evidence that would potentially be subject to such discovery. Questions as to whether a movant is actually entitled to discovery of the material to be preserved, including compliance with the procedural requirements of Penal Code section 1054.9, will await the eventual filing and determination of the postconviction discovery motion.
Finally, to guide the lower courts on remand, we observe that the motion and related preservation order in this case appear to encompass materials beyond the scope of Penal Code section 1054.9. The statute, as noted, provides for discovery of certain materials currently in the possession of the prosecution or law enforcement authorities involved
**818
in the investigation or prosecution of the case. (Pen. Code, § 1054.9, subd. (b) ;
Steele
,
supra
, 32 Cal.4th at p. 697,
We therefore reverse the judgment of the Court of Appeal and remand to that court with directions to remand this matter to the superior court for proceedings consistent with this opinion.
We Concur:
Cantil-Sakauye, C.J.
Chin, J.
Corrigan, J.
Liu, J.
Cuéllar, J.
Kruger, J.
Penal Code section 1054.9 provides in relevant part: "(a) Upon the prosecution of a postconviction writ of habeas corpus or a motion to vacate a judgment in a case in which a sentence of death or of life in prison without the possibility of parole has been imposed, and on a showing that good faith efforts to obtain discovery materials from trial counsel were made and were unsuccessful, the court shall, except as provided in subdivision (c), order that the defendant be provided reasonable access to any of the materials described in subdivision (b). [¶] (b) For purposes of this section, 'discovery materials' means materials in the possession of the prosecution and law enforcement authorities to which the same defendant would have been entitled at time of trial." Subdivision (c) of Penal Code section 1054.9 addresses access to physical evidence for purposes of prosecuting a postconviction writ of habeas corpus or motion to vacate a judgment.
Morales correctly points out that the issue before us in
Pearson
was the narrower question whether Penal Code section 1054.9 constituted an amendment to Proposition 115 (and thus subject to the latter's supermajority legislative vote requirement for amending the initiative's other criminal trial discovery provisions).
Pearson
's observation that a habeas corpus matter is a separate proceeding from the criminal case to which it relates, however, remains valid. (See
In re Carpenter
(1995)
Proposition 66, adopted by the electorate in the November 8, 2016 general election, amended Government Code section 68662 to shift responsibility for the appointment of capital habeas corpus counsel from this court to the superior court that imposed the death sentence. (Voter Information Guide, Gen. Elec. (Nov. 8, 2016) text of Prop. 66, § 16, p. 217.) We express no view regarding the effect of that enactment, regarding which a constitutional challenge is currently pending in this court (
Briggs v. Brown
, S238309,
Reference
- Full Case Name
- The PEOPLE, Petitioner, v. the SUPERIOR COURT of San Bernardino County, Respondent; Johnny Morales, Real Party in Interest.
- Cited By
- 17 cases
- Status
- Published