People v. Pennington
People v. Pennington
Opinion
*788
Defendant was convicted of misdemeanor battery ( Pen. Code, § 242 )
1
of a person listed in section 243, subdivision (b), specifically
**16
a "peace officer" (
ibid.
). We granted review to decide whether the People proved the victim, a member of the City of Santa Barbara harbor patrol, was in fact a peace officer. Unlike most municipal police officers and deputy sheriffs, who are peace officers by virtue of their appointment and employment in that capacity (see § 830.1, subd. (a)), not all harbor patrol officers are peace officers. Instead, harbor patrol officers are peace officers only if their "primary duty ... is the enforcement of the law in or about the properties owned, operated, or administered by the harbor or port or when performing necessary duties
*450
with respect to patrons, employees, and properties of the harbor or port." (§ 830.33, subd. (b).) Agreeing with
People v. Miller
(2008)
I. BACKGROUND
Given the narrow issue before us, the facts of the offense may be presented briefly. The case arose from an incident at a marina involving defendant Bryan M. Pennington and officers of the Santa Barbara harbor patrol, an agency of the City of Santa Barbara. Defendant, who possessed neither a keycard to the marina nor permission to enter, obtained access by grabbing a gate just before it closed and locked. A manager who recognized defendant called the harbor patrol to report the unauthorized entry.
Harbor patrol officers Richard Hubbard and Ryan Kelly responded to the call in a marked harbor patrol truck, wearing uniforms, badges, sidearms, Tasers, handcuffs, and other policing tools. The officers saw defendant near a storage box, holding a coiled hose over his shoulder. Officer Hubbard recognized defendant from a prior incident at the marina. Defendant walked towards the exit gate. Standing in defendant's path on a narrow finger of the dock, the officers asked him to stop and told him he could not leave with the hose. Defendant returned the hose to the storage box and walked back toward the exit, ignoring the officers. The officers told defendant they needed to speak with him and ordered him to stop, but he ignored the direction and attempted to force his way between them. Officer Hubbard placed his arm against defendant's chest to stop him. Defendant then stepped back, assumed a martial arts stance, forcefully kicked Officer Hubbard's upper thigh, kicked Officer Kelly's shin, and began to throw wild punches. After deploying their Tasers to no effect, the officers restrained defendant with handcuffs and took him into custody. During this time defendant directed a barrage of profanity at the officers, threatened to kill them, and said they had "better get some real cops down here." Following the protocol of the harbor patrol, which had no jail, the officers called the Santa Barbara Police Department to take defendant into custody.
Based on these facts the People charged defendant with resisting an executive officer (§ 69), battery on a listed person ( §§ 242, 243, subd. (b) [peace officer] ), trespass (§ 602, subd. (k)), and attempted petty theft (§§ 484, subd. (a), 664). The charge of battery related only to Officer Hubbard. Defendant represented himself with the assistance of advisory counsel. Trial was by jury.
*790 Before trial, the People asked the court to rule that Santa Barbara harbor patrol officers were peace officers as a matter of law and to exclude any argument to the contrary. Defendant opposed the motion. He questioned whether harbor patrol officers *451 were peace officers and stated he wished to examine Officer Hubbard about "his functions, his **17 duties, how he came about to get that authority and how he's actually [administering] it." The court granted the People's motion, ruling "it's not something the jury can decide, that they're not peace officers. It's not an issue for them to decide." Two of the charged offenses required proof that defendant had acted against an officer who was engaged in "the performance of his or her dut[ies]." ( §§ 69, 243, subd. (b).) For this reason, the court explained, defendant would be permitted to ask questions directed to the issue "whether the officer was performing his lawful duty, not whether or not he was an officer." But the court continued: "[W]hen we get to the point of closing argument, you can't argue that ... Officer ... Hubbard and the other folks who work for the Harbor Patrol are not peace officers within the meaning of the law, because under the law they are designated as peace officers, as I understand it."
The court's pretrial ruling eliminated the People's burden to prove Officer Hubbard was one of the listed persons who may be the victim of a battery punishable under section 243, subdivision (b). To prove the other facts essential to that charge, including that defendant "kn[e]w or reasonably should [have] know[n]" Officer Hubbard was a peace officer "engaged in the performance of his ... duties" (see § 243, subd. (b) ), the People offered the testimony of Officers Hubbard and Kelly and also that of a harbor patrol supervisor, Officer McCullough.
Officer Hubbard testified he was "currently employed as a Harbor Patrol Officer, City of Santa Barbara," had held that position for 12 years, and was a "law enforcement peace officer" with the power to arrest. Officer Hubbard had attended a peace officer orientation course, which he believed gave him "peace officer status" under section 830.33, subdivision (b). 3 Officers Hubbard, Kelly and McCullough described the duties of harbor patrol officers. Officers were "trained in a number of duties" including "law enforcement officer, ... boating safety officer, emergency medical technician, marine firefighter, and ocean lifeguard," any of which duties an officer might have to perform "at any time." Officers also received training in "arrest, search and seizure, [and] firearms...." An officer's boating safety responsibilities "on an average day" involved "tow[ing] a bunch of boats broken down, nonemergency [and] emergency," and addressing problems related to "[m]arine *791 mammals." Law enforcement duties typically concerned "things within the marina [and] the waterfront district." This involved "patrolling just like [the] P[olice] D[epartment] would patrol the city streets." Harbor patrol officers worked "under [the] umbrella" of the Santa Barbara Police Department, whose chief was their "supervisor" and also responsible for their training.
The People did not ask any witness whether Officer Hubbard's "primary duty," or that of any Santa Barbara harbor patrol officer, was "the enforcement of the law...." (§ 830.33, subd. (b).)
Before counsel presented closing arguments to the jury, the court enforced its pretrial ruling by instructing the jury that "[a] sworn member of the Santa Barbara Harbor Patrol is a peace officer ." The People likewise told the jury that "Officer *452 Hubbard was a peace officer performing the duties of a Harbor Patrol officer[ ], that's element number one. That's clear." Defendant, having objected unsuccessfully to the pretrial ruling, obeyed it by offering no argument to the contrary. The jury after deliberation found defendant guilty on all counts. At the sentencing hearing, the court suspended imposition of judgment and placed defendant on probation for five years, conditioned on serving one year in county jail.
Defendant appealed. Relying on
Miller
,
supra
,
The Court of Appeal affirmed the verdict. Declining to follow
Miller
,
supra
,
We granted defendant's petition for review and limited briefing and argument to the following issue: "Did the People prove that the named victim, a harbor patrol officer for the City of Santa Barbara Waterfront Department, is a peace officer within the meaning of *792 Penal Code section 243, subdivision (b), supporting defendant's conviction for battery on a peace officer?" We answer the question negatively and reverse the Court of Appeal's decision.
II. ANALYSIS
Defendant contends the evidence introduced at trial was insufficient to prove the person he battered was a "peace officer." ( § 243, subd. (b).) A simple battery, which is punishable by fine and/or imprisonment of up to six months, "is any willful and unlawful use of force or violence upon the person of another." ( § 242.) The maximum term of imprisonment increases to one year "[w]hen a battery is committed against" one of 14 categories of persons listed in section 243, subdivision (b), including "a peace officer ... engaged in the performance of his or her duties...." ( Ibid. ) For these purposes, " '[p]eace officer' means any person defined in Chapter 4.5 (commencing with Section 830) of Title 3 of Part 2" of the Penal Code. (§ 243, subd. (f) ; see §§ 830-832.18 (hereafter chapter 4.5).)
To define "peace officer" for the purpose of statutes punishing crimes against peace officers is only one of the functions of chapter 4.5. Broader concerns related to governmental organization, and the distribution of power between state and local government, expressly motivated the Legislature to add the chapter to the Penal Code. "Prior to 1968, the designation of peace officers and the description of their powers were dispersed throughout the codes." (
County of Santa Clara v. Deputy Sheriffs' Assn.
(1992)
Chapter 4.5 contains over 100 sections and subdivisions authorizing public agencies to confer the status and powers of a peace officer on the
*793
members of a host of state and local personnel categories, subject to an intricate array of conditions and limitations. (See §§ 830.1-830.4, 830.5-830.65, 830.75, 830.15; see generally
County of Santa Clara
,
supra
, 3 Cal.4th at pp. 879-880,
A few examples will illustrate the detailed attention the Legislature has given to the conditions under which a person may properly be considered a peace officer. The members of a fire department, other than members of an arson investigating unit, are peace officers only "if [their] primary duty ..., when acting in that capacity, is the enforcement of laws relating to fire prevention or fire suppression" (§ 830.37, subd. (b)). This language has been held to mean that "a person who does
not
have the primary duty of law enforcement cannot be a 'peace officer' under this statute." (
Gauthier v. City of Red Bluff
(1995)
The People contend section 830.33, subdivision (b), defined Officer Hubbard as a peace officer. The statute, as relevant here, provides: "The following persons are peace officers whose authority extends to any place in the state for the purpose of performing their primary duty or when making an arrest.... [¶] .... (b) Harbor or port police [ 4 ] regularly employed and paid in that capacity by a county, city, or district other than peace officers authorized under Section 830.1 , if the primary duty of the peace officer is the enforcement of the law in or about the properties owned, operated, or administered by the harbor or port or when performing necessary duties with respect to patrons, employees, and properties of the harbor or port."
**20 (§ 830.33, subd. (b), italics added.) A person's employment title does not determine his or her status as a peace officer under section 830.33. As the Attorney General has observed, "[h]arbor or port police regularly employed and paid as such are not necessarily peace officers." ( 68 Ops.Cal.Atty.Gen. 42, 45 (1985), interpreting former § 830.31, subd. (h) (Stats. 1984, ch. 211, § 1, p. 661), which is identical in relevant part to § 830.33, subd. (b).) Neither do the powers to issue citations and to arrest necessarily identify someone as a peace officer, because local governments by ordinance may authorize certain employees who are not peace officers, including marine safety personnel, to perform those acts. (See 68 Ops.Cal.Atty.Gen. at p. 45 ; § 836.5, subds. (a), (d); Harb. & Nav. Code, § 664.) 5 Rather, a harbor patrol officer is a peace officer only if he or she completely satisfies the applicable statutory requirements. (See *455 68 Ops.Cal.Atty.Gen. at p. 45, fn. 7.) Neither party disputes this. The question before us is what, exactly, section 830.33 requires.
The question has significance beyond the instant case and even the criminal law. Language identical to that which defines certain harbor patrol officers as peace officers (§ 830.33, subd. (b)) also appears in statutes *795 governing police officers of the San Francisco Bay Area Rapid Transit District (BART), other harbor districts, transit agencies, airports, and railroads (§ 830.33, subds. (a), (c)-(e)), sergeants-at-arms of the Legislature, court marshals, bailiffs and service officers, coordinators of security for the judicial branch (§ 830.36, subds. (a)-(c)), and firefighter/security guards of the Military Department (§ 830.37, subd. (d)). Thus, the answer to the question before us may also inform the status of these officers and the authority of their agencies to designate, as peace officers, personnel who do not have the primary duty of law enforcement.
" 'Our fundamental task in construing' " section 830.33, as with any statute, " 'is to ascertain the intent of the lawmakers so as to effectuate the purpose of the statute.' ... We begin as always with the statute's actual words, the 'most reliable indicator' of legislative intent, 'assigning them their usual and ordinary meanings, and construing them in context.' " (
Even Zohar Construction & Remodeling, Inc. v. Bellaire Townhouses, LLC
(2015)
Section 830.33 begins clearly. The statute's introductory paragraph plainly declares the Legislature's intent to define categories of peace officers who possess statewide authority to perform their primary duty: "The following persons are peace officers whose authority extends to any place in the state for the purpose of performing their primary duty or when making an arrest...." ( Ibid .) The ambiguity, if one exists, lies in subdivision (b)'s statement of the conditions on which any given harbor patrol officer's status as a peace officer depends: " if the primary duty of the peace officer is the enforcement of the law in or about the properties owned, operated, or administered by the harbor or port or when performing necessary duties **21 with respect to patrons, employees, and properties of the harbor or port ." (§ 830.33, subd. (b), italics added.)
Defendant contends the clause set out above in italics (beginning "if the primary duty of the peace officer" (§ 830.33, subd. (b)) means that a harbor *796 patrol officer, to be a peace officer, must have the primary duty of law enforcement in two situations-the first defined geographically ("in or about the properties owned, operated, or administered by the harbor or port" ( ibid. ) and the second by activity ("when performing necessary duties with respect to patrons, employees, and properties of *456 the harbor or port" ( ibid. )). To read subdivision (b) in this manner appears to be necessary if the grant of statewide authority in section 830.33's introductory paragraph is to be meaningful. A harbor patrol officer does not need statewide authority when performing his duties "in or about" the harbor where he or she is employed. But an officer who must leave the immediate vicinity of the harbor to investigate a crime involving the "patrons, employees, [or] properties of the harbor" ( id. , subd. (b)) or to make an arrest for such a crime (see § 830.33 [introductory par.] ), does need statewide authority in order to function effectively.
The People read the statute differently. They argue a harbor patrol officer need not have the primary duty of law enforcement to be a peace officer. Instead, they contend, the statute sets out "alternative means for achieving peace officer status for a harbor patrol officer." Under the People's view, a harbor patrol officer would be considered a peace officer under either of two conditions: "[1] if the primary duty of the peace officer is the enforcement of the law in or about the properties owned, operated, or administered by the harbor or port or [2] when [the officer is] performing necessary duties with respect to patrons, employees, and properties of the harbor or port." (§ 830.33, subd. (b).) "Under [the] final clause," the People contend, "a harbor police officer achieves peace officer status that is limited temporally to those times when he or she is performing necessary duties with respect to patrons, employees, and properties of the harbor or port," but "aside from the limited times in which [the officer] is performing [those] necessary duties ... would not possess peace officer status or the attendant broader statewide authority conferred on a harbor police officer whose primary duty is law enforcement."
The People defend their interpretation of section 830.33 by invoking the "last antecedent" and "nearest reasonable referent" canons of statutory construction. (See generally
People v. Lewis
(2008)
*797 The People's fragmented interpretation of subdivision (b) is difficult to harmonize with section 830.33 as a whole. As noted, the statute's introductory paragraph plainly shows the Legislature intended to define a category of peace officers who possess statewide authority. Yet the People concede their interpretation of the statute would authorize agencies to appoint peace officers who would not be able to function in this respect as the Legislature intended because they lack the primary duty of law enforcement on which the grant of statewide authority is expressly predicated. Certainly the Legislature may define peace officers who possess that status only when performing their assigned duties. Security officers of the Department of Justice, for example, are peace officers only "when performing assigned duties as security officers." (§ 830.4, subd. (b).) But section 830.33 does not speak in those terms. Instead, the statute defines peace officers who possess both statewide authority to enforce the law on behalf of their employing agencies (their primary duty), as well as other specified law enforcement powers that are unbound by time, place, or the *457 needs of their employing agencies. For example, a person **22 defined as a peace officer in section 830.33 has the statewide power to make arrests "as to any public offense with respect to which there is immediate danger to person or property, or of the escape of the perpetrator of that offense...." ( Ibid ., italics added.) In contrast, the "temporally limited" harbor patrol officer the People posit, who would be a peace officer only "when performing necessary duties with respect to patrons, employees, and properties of the harbor or port" ( id. , subd. (b)), would not be able to exercise all of the powers the statute expressly grants. That the People's interpretation of section 830.33 creates these anomalies strongly suggests their interpretation is incorrect.
A further problem with the People's interpretation of section 830.33 is that it would seem to grant temporary peace officer status to any harbor patrol officer regardless of the nature of his or her duties. Were the People correct, officers whose only assigned duties were lifeguarding or operating rescue boats, for example, would arguably be peace officers whenever they were "performing [those] necessary duties...." (§ 830.33, subd. (b).) All public employees presumably perform necessary duties throughout the workday. Yet to construe the statute as making an agency's employees peace officers on that basis alone would render the Legislature's reference to the "primary duty" (
ibid.
) of law enforcement largely superfluous. Such an interpretation is to be avoided if at all possible. (
Mendoza v. Nordstrom, Inc.
(2017)
The People suggest no reason why the Legislature might have wanted to confer the status and "formidable power" of a peace officer on public employees who have no necessary law enforcement duties. (
Mary M. v. City of Los Angeles
(1991)
*798
see
id.
at p. 216,
In conclusion, defendant's interpretation of section 830.33 harmonizes its various provisions. The People's interpretation does not. Instead, by treating the "necessary duties" clause (
id.
, subd. (b)) as an isolated fragment, the People's interpretation would create the anomaly of a peace officer supposedly appointed under section 830.33 who cannot exercise the statewide authority granted in that statute because he or she lacks the primary duty of law enforcement. The People's interpretation would also create an anomaly within the broader statutory scheme set out in chapter 4.5, in which the Legislature has defined many categories of peace officers by reference to their primary duties (see
*458
Service Employees
,
supra
, 32 Cal.App.4th at p. 60,
The same question of statutory interpretation before us here also arose in
Miller
,
supra
,
The court in
Miller
,
supra
,
Considering this evidence, and observing "the prosecutor never asked Hamilton to specify his primary duties" (
Miller
,
supra
, 164 Cal.App.4th at p. 667,
In reaching this conclusion, the court in
Miller
,
supra
,
In the end, the one crucial similarity between this case and
Miller
,
supra
,
By failing to prove Officer Hubbard was a peace officer, the People also "simply failed to close a sizable evidentiary gap mandated by the terms of the statute [defendant] allegedly violated." (
People v. Acevedo
(2003)
III. DISPOSITION
The judgment of the Court of Appeal is reversed to the extent it affirms defendant's conviction for battery under section 243, subdivision (b). In all other respects, the judgment is affirmed.
We Concur:
Chin, J.
Corrigan, J.
Liu, J.
Cuéllar, J.
CONCURRING AND DISSENTING OPINION BY KRUGER, J.
Kruger, J.
Like the majority, I understand Penal Code section 830.33 to mean that a harbor police officer is a "peace officer" under that section only if his or her "primary duty" is "enforcement of the law," and I would reverse the Court of Appeal's decision to the contrary. ( Pen. Code, § 830.33, subd. (b) ( section 830.33(b) ).) Unlike the majority, however, I do not think we can decide that the trial evidence was insufficient to show that Officer Hubbard's "primary duty" was law enforcement unless we first decide what the term means. This is, admittedly, not an easy task-both because the parties have barely touched on the issue in their briefing, and because whatever we say about the issue in the context of this criminal battery prosecution under Penal Code section 243 would also likely have ramifications for many other statutes that incorporate the very same definition of "peace officer" for very different purposes. But I do not think we can avoid the task, as the majority does, by assuming for **25 argument's sake that the People have correctly interpreted the term as referring to an officer's "most important" duty, and then professing inability to find record evidence to support the conclusion that Officer Hubbard's "most important" duty was law enforcement. (See maj. opn., ante , 221 Cal.Rptr.3d at p. 459, 400 P.3d at p. 23-24.) The People's argument has its problems, but it is not clear to me that record support is one of them.
The meaning of section 830.33(b)'s "primary duty" requirement is a difficult threshold question that warrants more attention than the parties have given it. Rather than attempt to decide the question here, I would remand to allow the Court of Appeal to consider the question in light of full briefing by the parties.
I.
To understand the difficulties the question poses, some background is in order. Defendant Bryan M. Pennington was found guilty of violating Penal Code section 243, subdivision (b) ( section 243(b) ), which provides for enhanced penalties for a person who commits battery against certain specified
*802
victims-a list that includes peace officers, custodial officers, firefighters, emergency medical technicians, and lifeguards, among others. Section 243 defines the term " '[p]eace officer' " by reference to the definition in "Chapter 4.5 (commencing with Section 830) of Title 3 of Part 2." ( Pen. Code, § 243, subd. (f)(1).) The portion of chapter 4.5 relevant here is section 830.33, which defines various categories
*461
of peace officers with statewide authority to perform their "primary duty," as well as to carry out arrests under certain circumstances. This definition includes, in pertinent part, "[h]arbor or port police regularly employed and paid in that capacity by a county, city, or district ... if the primary duty of the peace officer is the enforcement of the law in or about the properties owned, operated, or administered by the harbor or port or when performing necessary duties with respect to patrons, employees, and properties of the harbor or port." (
Id.
, § 830.33(b).) The phrase "primary duty" is used throughout chapter 4.5 to define other categories of peace officers. (See, e.g., § 830.31, subds. (a), (b), (c)(1), (d);
Section 830.33(b) is not a model of legislative drafting. What one Court of Appeal once said of a parallel provision concerning firefighters is equally true here: "There are many problems with this statute. First and foremost is that it purports to define a peace officer but uses the term peace officer in the definition. Second, ... the various clauses can be construed to relate to different antecedents." (
Gauthier v. City of Red Bluff
(1995)
But this conclusion raises a critical follow-on question: What does it mean to say that an officer's "primary duty" is (or is not) law enforcement, when, as in this case, the officer has a range of duties, some of which involve law enforcement and some of which do not? (See maj. opn.,
ante
, 221 Cal.Rptr.3d at p. 459, 400 P.3d at p. 23-24.) The statute speaks in terms of a single "primary duty," and not, for example, one
*803
of several "primary duties."
1
How is the officer's single "primary
**26
duty" to be identified? The People assert, without elaboration, that identifying an officer's "primary duty" means identifying the officer's "most important" duty. At oral argument, counsel for defendant agreed. This is indeed a standard definition of the word "primary," but the standard definition is not much help. Is the importance-the primariness-of the officer's law enforcement duties to be measured by the amount of time the officer spends performing them? By the qualitative significance of the officer's law enforcement functions? Or by some other measure altogether?
*462
As a general rule, when statutory language carries with it a range of possible meanings, we select among those meanings by considering how the language is designed to function in the context of the broader statutory scheme, as well as the purposes the statute is designed to achieve. (E.g.,
In re Derrick B.
(2006)
This case provides a particularly stark illustration. When chapter 4.5 was enacted in 1968, the Legislature specified that the purpose of the enactment was "to 'define peace officers, the extent of their jurisdiction, and the nature and scope of their authority, powers and duties,' not to change the status of peace officers for employment benefits." (
Gauthier
,
supra
, 34 Cal.App.4th at p. 1444,
What interpretation of the term "primary duty" might plausibly serve in all of these disparate criminal and civil contexts? In criminal cases, the due process clause demands that the law provide the defendant " 'fair warning ... of what the law intends to do if a certain line is passed.' " (
United States v. Lanier
(1997)
Here, in this criminal battery case, we might be inclined to believe the Legislature intended a definition of "primary duty" that trains on observable characteristics. After all, how else is a defendant to know that the person he is battering is a "peace officer" for purposes of section 243(b), as the provision requires? Presumably the defendant will have no access to detailed job descriptions and no knowledge of how much time per week the officer spends patrolling the premises for law enforcement purposes, as opposed to, for example, engaging in marine safety activities. But for other purposes, a focus on observable characteristics might result in depriving officers of rights and benefits the Legislature intended them to enjoy. In short, given the many different purposes to which the very same statutory definition has been put, the meaning of its reference to an officer's "primary duty" is not readily apparent.
*805 II.
Although the parties in this case strenuously disagree whether the evidence was sufficient to support the conclusion that Officer Hubbard's "primary duty" was law enforcement, neither of them gives more than glancing attention to the question of what the term "primary duty" means. This is somewhat puzzling, since the question of what the statute means is, for obvious reasons, logically prior to the question whether the trial evidence was sufficient to support defendant's conviction under the statute. A court reviewing the sufficiency of the evidence asks whether "any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." (
Jackson v. Virginia
(1979)
The majority avoids the problem by assuming, for the sake of argument, that the People are correct that "primary duty" simply means "most important" duty, and insisting that it has "search[ed] the record in vain" for trial evidence to support the People's argument that Officer Hubbard's "most important" duty was law enforcement. (Maj. opn., ante , 221 Cal.Rptr.3d at pp. 459-460, 400 P.3d. at pp. 23-24.) The evidence on which the People rely is, however, neatly summarized in the preceding paragraph of the majority's opinion: "Officer Hubbard had completed an orientation program required of peace officers, wore a badge and uniform, carried a sidearm and other policing tools, patrolled the waterfront as a police officer would, and reported for some purposes to the chief of the Santa Barbara Police Department." ( Id. at p. 459, 400 P.3d at p. 23-24.) The majority does not explain why, in its view, no rational juror could decide on the basis of this evidence that Officer Hubbard's "most important" job responsibility was law enforcement, *464 and its reasons for reaching that conclusion are not self-evident.
As an apparent aside, the majority also notes that we cannot affirm a conviction based on an interpretation of "primary duty" that was not presented to the jury. (Maj. opn.,
ante
, 221 Cal.Rptr.3d at p. 459, 400 P.3d at p. 23-24.) It is certainly true that "[a]ppellate courts are not permitted to affirm convictions on any theory they please simply because the facts necessary to support
**28
the theory were presented to the jury." (
McCormick v. United States
(1991)
As I see it, the central problem with the People's "most important" duty interpretation is not that it lacks record support, but rather that it raises more questions than it answers. What does it mean to say that an officer's "most important" duty is law enforcement? How is the relative importance of the officer's various duties to be evaluated? And, critically, under what circumstances could we expect a defendant to know the nature of a harbor patrol officer's "primary duty," as section 243(b) requires? Without exploring the answers to these questions, I see no way to decide whether the trial evidence was sufficient to support defendant's conviction.
III.
Given the limited attention the issue has received thus far, I would remand the case for further proceedings rather than attempt to construe the term "primary duty" in the first instance. (Cf.
Berkeley Hillside Preservation v. City of Berkeley
(2015)
It is true that our order granting review described the question presented in the following terms: " 'Did the People prove that the named victim, a harbor patrol officer for the City of Santa Barbara Waterfront Department, is a peace officer within the meaning of Penal Code section 243, subdivision (b), supporting defendant's conviction for battery on a peace officer?' " (Maj. opn., ante , 221 Cal.Rptr.3d at p. 452, 400 P.3d at p. 18.) This question, however, is essentially several questions wrapped into one, and there is no doubt that, "fairly included" within it ( Cal. Rules of Court, rule 8.516, subds. (a)(1), (b)(2) ), is the question whether section 830.33(b) requires that an officer's "primary duty" be "the enforcement of the law" ( § 830.33(b) ). The majority implicitly agrees, **29 as it decides precisely that question. We need not-and, I think, should not-decide anything more in the absence of full briefing and argument on the question of what "primary duty" means.
In any event, although the majority's decision puts an end to this particular case, the underlying interpretive question will undoubtedly recur. The Legislature may wish to clarify the matter, in consideration of the many provisions that incorporate the same statutory definition for so many disparate statutory purposes.
I Concur:
Cantil-Sakauye, C.J.
All further citations to statutes are to the Penal Code, except as noted.
Our decision to reverse defendant's misdemeanor conviction for battery does not affect the order granting probation. Defendant's unchallenged felony conviction for resisting an executive officer (§ 69) provides an independent basis for that order.
In fact, completion of a training course prescribed by the Commission on Peace Officer Standards and Training does not make one a peace officer. Rather, a "person described ... as a peace officer" (§ 832, subd. (a)) in the Penal Code must complete such a course before "the exercis[ing] of the powers of a peace officer" (§ 832, subd. (b)(1)).
Defendant notes the difference between the statutory term "[h]arbor or port police " (§ 830.33, subd. (b), italics added) and Officer Hubbard's job title, "harbor patrol officer." Defendant does not, however, argue the difference in nomenclature necessarily determines Officer Hubbard's status.
A local governmental employee whose duties include law enforcement and who is authorized to issue citations may be a " '[c]ode enforcement officer' " (§ 243, subd. (f)(11) )-one of the 14 categories of persons who can be the victim of a battery punishable under section 243, subdivision (b). However, a person may not be both a peace officer and a code enforcement officer. (§ 243, subd. (f)(11).) No party has suggested the judgment against defendant may be affirmed on the ground that Officer Hubbard is a code enforcement officer.
Compare, for example, Penal Code section 186.22, subdivision (f), which defines " 'criminal street gang' " to include certain groups that, among other things, "hav[e] as one of [their] primary activities the commission of" certain criminal acts. We have interpreted that language to mean that the "occasional commission of those crimes by the group's members," as opposed to "
consistent
[ ]
and repeated
[ ]" commission of the enumerated crimes, will not render a particular group a criminal street gang. (
People v. Sengpadychith
(2001)
Reference
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