Jackson v. Superior Court of Riverside Cnty.
Jackson v. Superior Court of Riverside Cnty.
Opinion
*112
*99
A criminal defendant who is found incompetent to stand trial may be involuntarily committed for the purpose of determining if he or she is
*100
likely to regain competence. ( Pen. Code, § 1370, subd. (a)(1)(B) ; all undesignated statutory references are to this code.) But the duration of commitment may not exceed " 'the reasonable period of time necessary
*113
to determine whether there is a substantial probability that [the defendant] will attain that capacity in the foreseeable future.' " (
In re Davis
(1973)
Guided by
Davis
and
Jackson
, the Legislature has set the maximum period of such commitment at three years. ( § 1370, subd. (c) ( § 1370(c) ).) If at that point the defendant does not regain competence and is shown to be "gravely disabled" within the meaning of the Lanterman-Petris-Short Act ( Welf. & Inst. Code, § 5000 et seq. (LPS Act)), then the court must order conservatorship proceedings under the LPS Act (
id.
, § 5350 et seq.). ( § 1370, subd. (c)(2).) Otherwise, the defendant is released. (See
People v. Waterman
(1986)
In this case, defendant Patrick Jackson was found incompetent to stand trial and was involuntarily committed for three years, during which he did not regain competence. Because he was not made the subject of a conservatorship, he was released. Shortly after his release, the Riverside County District Attorney obtained a superseding indictment with identical charges under a new case number, as permitted by section 1387. Jackson was rearrested pursuant to the new indictment. He argues that because he had already been committed for the three years authorized by section 1370(c), the trial court was without power to order his rearrest notwithstanding the prosecution's authority to dismiss and refile charges under section 1387.
We hold that defendants in Jackson's position can be rearrested on charges that are refiled under section 1387. But if the trial court again determines that a defendant is not competent to stand trial, the court is not permitted to ignore the fact that the defendant has already been committed. The defendant may be recommitted only for a period not exceeding the remaining balance, if any, of the three years authorized by section 1370(c). After that, the defendant must be placed under an LPS Act conservatorship if gravely disabled or released if not.
I.
A criminal defendant cannot be tried if he or she is not competent to understand the nature of the charges or the proceedings, or to rationally assist counsel in the conduct of a defense. (§ 1367, subd. (a).) A defendant who is not competent to stand trial may be involuntarily committed for the purpose of assessing whether he or she is likely to gain competence and, if so, for
*101
treatment to that end. (See
Greenwood v. United States
(1956)
In light of this concern, the high court in
Jackson
held that when a defendant is committed "solely on account of [the defendant's] incapacity to proceed to trial," the duration of commitment may not exceed "the reasonable period of time necessary to determine whether there is a substantial probability that [the defendant] will attain that capacity in the foreseeable future." (
Jackson
,
supra
, 406 U.S. at p. 738,
One year later, in
Davis
, we adopted
Jackson
's "rule of reasonableness" and, following the high court's lead, did not set a fixed limit on the time a defendant could be committed for determining competence. (
Davis
,
supra
, 8 Cal.3d at p. 805,
In response to Jackson and Davis , the Legislature in 1974 amended the procedures for determining competence. (See Stats. 1974, ch. 1511, § 6.) These amendments provided that a trial court, the defendant's attorney, or the defendant can declare a doubt as to the defendant's competence to stand trial, at which point the trial court must suspend proceedings and hold a hearing to determine the defendant's competence. (§§ 1368, 1369.) If the defendant is found to be incompetent to stand trial, the court must order the defendant's commitment to an appropriate treatment facility. ( § 1370, subd. (a)(1)(B).) Within 90 days of commitment, the treatment facility must report to the trial court on the defendant's likely progress in regaining competence. ( Id. , subd. (b)(1).) If the defendant regains competence, criminal proceedings may resume. ( Id. , subd. (a)(1)(A).) If at any point the treatment facility concludes there is no substantial likelihood that the defendant will regain competence, the defendant is returned to the trial court. ( Id. , subd. (b)(1)(A).) Otherwise, the defendant may continue to be committed for up to three years or for a period equal to the longest prison term possible for the most serious charge facing the defendant, whichever is shorter. ( Id. , subd. (c)(1).) At that point, if the defendant has still not regained competence, the defendant is returned to the trial court. ( Ibid. )
*102
When a defendant is returned to the trial court-either because there is no substantial likelihood that the defendant will regain competence or because the defendant has been committed for the maximum statutory period-the trial court must order the public guardian to initiate LPS Act conservatorship proceedings if the defendant is "gravely disabled" within the meaning of the LPS Act. ( § 1370, subd. (c)(2).) The LPS Act defines a criminal defendant as "gravely disabled" if he or she was found incompetent under section 1370 and: (i) he or she was charged in an information or indictment with a felony involving death, great bodily harm, or a serious threat to the physical well-being of another person; (ii) the information or indictment has not been dismissed; and (iii) as a result of a mental disorder, he or she remains incompetent to stand trial. ( Welf. & Inst. Code, § 5008, subd. (h)(1)(B).) Further, the defendant must continue to "represent[ ] a substantial danger of physical harm to others." (
Conservatorship of Hofferber
(1980)
*114
to the LPS Act. (
People v. Karriker
(2007)
**785 under the LPS Act. ( § 1370, subd. (e).)
II.
In this case, Jackson was charged with sexual misconduct in case number INF061963, filed in Riverside County in May 2008. The trial court declared a doubt as to Jackson's competence to stand trial and suspended criminal proceedings until the resolution of Jackson's competence hearing, which was scheduled for late August 2008. That hearing did not take place because in the intervening period Jackson was charged with having committed similar crimes in San Bernardino County. Although doubts were raised as to Jackson's competence in the San Bernardino case, the parties stipulated that he was competent, and Jackson pled guilty to the San Bernardino charges in February 2010, for which he was given a three-year sentence with credit for time served.
Competency proceedings resumed in the Riverside County case in March 2012. The court declared Jackson incompetent to stand trial on March 29, 2012, and ordered him committed to Patton State Hospital for up to three years under section 1370. In September 2014, the Riverside County public guardian initiated LPS Act conservatorship proceedings for Jackson under *103 Welfare and Institutions Code section 5008, subdivision (h)(1)(A). This provision is different from the one defining Murphy conservatorships; it is intended for persons who are unable to provide themselves with food, clothing, or shelter. The public guardian abandoned those proceedings in May 2015 when it was discovered that Jackson was a resident of San Bernardino County at the time and therefore not under the jurisdiction of the Riverside County public guardian. At that point, the prosecution did not move the court to initiate Murphy conservatorship proceedings because, the prosecution claimed, Jackson did not meet the criteria for such a conservatorship: One of the requirements is that the defendant was charged with a violent felony in an information or indictment ( Welf. & Inst. Code § 5008, subd. (h)(1)(B) ); Jackson had been charged only in a complaint, and criminal proceedings were suspended before the preliminary hearing. Jackson was released on May 18, 2015.
Three days later, the Riverside County District Attorney obtained a grand jury indictment against Jackson in case number INF1500950, with charges identical to those in INF061963 and arising out of the same alleged conduct, and moved to dismiss the original complaint. Jackson was rearrested. On June 2, 2015, before arraignment, the trial court declared a doubt as to Jackson's competence and suspended criminal proceedings in the new case. Jackson moved for his release on June 30, 2015; when the trial court denied his motion, Jackson sought a writ of mandate from the Court of Appeal. That court denied his petition, and we granted review to determine whether the prosecution can initiate a new competency proceeding by dismissing the original complaint and proceeding on a new charging document after an incompetent defendant has reached the maximum period of commitment provided for under section 1370(c).
*115 III.
This case involves the interaction between section 1387 and section 1370. Although the text of section 1387 is "hardly pellucid" (
Burris v. Superior Court
(2005)
*104
There are several statutory exceptions to the two-dismissal rule, but none are relevant here. One exception provides that a dismissal of a felony complaint in favor of an indictment does not count as a termination subject to the two-dismissal rule. ( § 1387, subd. (c).) At first glance, this exception would
**786
seem to be relevant to this case because the prosecution secured an indictment for the same charges before dismissing the original complaint. But the rationale for this exception is that an indictment ordinarily continues existing, uninterrupted criminal proceedings that were initiated by the complaint. (
Berardi v. Superior Court
(2008)
Charges refiled after dismissal generally have the effect of starting a criminal proceeding afresh. Refiling "commences a new period of time" for trial (
People v. Godlewski
(1943)
*116 Against this backdrop, we address whether the Legislature intended for a defendant's release following the maximum period of commitment authorized by section 1370 to be a categorical bar to further criminal proceedings, as Jackson argues. Nothing in the text of section 1370 or its surrounding provisions suggests any such intent. To the contrary, section *105 1368, which triggers a competency hearing under section 1369 followed by commitment under section 1370 if necessary, provides that it applies "during the pendency of an action and prior to judgment." (§ 1368, subd. (a).) This language makes no exception for proceedings that follow the refiling of charges under section 1387. Moreover, section 1372 provides that a defendant who has regained competence during an LPS Act conservatorship should be returned to the court for criminal proceedings to resume. (See § 1372, subd. (b); Welf. & Inst. Code, § 5369.) Section 1372 thus indicates that the Legislature did not understand section 1370(c)'s three-year period of commitment to be a categorical bar to further criminal proceedings. Further, we find nothing in the legislative history of section 1370 that supports Jackson's view.
In
Crockett v. Superior Court
(1975)
Here, the Legislature established the three-year maximum in section 1370(c) to protect defendants' due process and equal protection rights not to be committed solely because of incompetence for longer than is reasonable. (See
Jackson
,
supra
, 406 U.S. at p. 738,
But we also conclude, as we did in
Crockett
, that the authority conferred by section 1387 cannot be used in a manner that violates a defendant's rights. In this instance, the Legislature has determined that a defendant's rights under
Jackson
are protected by limiting commitment for the purpose of determining or restoring competence to no more than three years. Although the Legislature's judgment does not conclusively establish the boundaries of constitutional reasonableness, it does indicate that the Legislature did not intend for the trial court to ignore the fact of the defendant's prior commitment should charges be refiled. Accordingly-as the District Attorney concedes-if the defendant, after rearrest, is again found incompetent to stand trial, the defendant may be further committed for evaluation or treatment only for the balance of the time remaining under section 1370(c), if any. (See
In re Polk
(1999)
In arguing that he could not be rearrested at all, Jackson relies principally on
People v. Quiroz
(2016)
We express no view on whether
Quiroz
was correctly decided because that case does not help Jackson.
Quiroz
held only that a court may not hold a competency hearing absent some statutory basis for doing so; it does not hold, as Jackson maintains, that no further proceedings of any kind are permitted once a defendant
*118
has been committed for three years. Indeed,
Quiroz
recognized that section 1372 provides for a competency hearing if there is an indication that the defendant has regained competence during a Murphy conservatorship imposed after having been committed for three years. (
Quiroz
,
supra
, 244 Cal.App.4th at p. 1380,
Finally, we note that adopting Jackson's rule forbidding any further proceedings once a defendant has been committed for three years would mean that a defendant who was released pursuant to section 1370(c) would forever be immune to criminal prosecution for the alleged offense, even if the defendant were to regain competence after release. There is no indication that the Legislature intended such an outcome. Because section 1387 limits the number of times the prosecution may dismiss and refile charges, the prosecution bears the risk of accurately determining whether a released defendant in Jackson's position has sufficiently regained competence.
*108 CONCLUSION
We affirm the judgment of the Court of Appeal.
We Concur:
Cantil-Sakauye, C. J.
Chin, J.
Corrigan, J.
Cuéllar, J.
Kruger, J.
McGuiness, J. *
Administrative Presiding Justice of the Court of Appeal, First Appellate District, Division Three, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Reference
- Full Case Name
- Patrick Lowell JACKSON, Petitioner, v. the SUPERIOR COURT of Riverside County, Respondent; The People, Real Party in Interest.
- Cited By
- 22 cases
- Status
- Published