The Regents of the University of California v. Superior Court
The Regents of the University of California v. Superior Court
Opinion
*419 *613 After he enrolled in the University of California at Los Angeles (UCLA), Damon Thompson experienced auditory hallucinations. He believed other students in the classroom and dormitory were criticizing him. School administrators eventually learned of Thompson's delusions and attempted to provide mental health treatment. However, one morning Thompson stabbed fellow student Katherine Rosen during a chemistry lab. Rosen sued the university and several of its employees for negligence, arguing they failed to protect her from Thompson's foreseeable violent conduct.
This case involves whether, and under what circumstances, a college or university 1 owes a duty of care to protect students like **660 Rosen from harm. Considering the unique features of the collegiate environment, we hold that universities have a special relationship with their students and a duty to protect them from foreseeable violence during curricular activities. Because the Court of Appeal reached a different conclusion, we reverse its decision and remand for further proceedings.
I. BACKGROUND
A. Thompson's Behavior Preceding the Assault
Damon Thompson transferred to UCLA in the fall of 2008. He soon began experiencing problems with other students in both classroom and residence hall settings.
At the end of fall quarter, Thompson emailed his history professor that he was "angered" by "offensive" remarks from other students during the final examination and "outrage[d]" because their comments had affected his performance.
*420 Thompson also complained he had heard the professor calling *614 him " 'troubled' and 'crazy' among other things." When the professor forwarded Thompson's messages to his department chair, he was advised to calm Thompson and encourage him to visit the school's counseling services if he appeared "genuinely paranoid or a potential threat."
Thompson next complained about mistreatment by fellow dormitory residents. In a three-page letter to the Dean of Students, Thompson alleged a female resident had repeatedly made "unwelcomed verbal sexual advances" toward him, and others had spread rumors and "accusations of a sexual nature about [him] ... throughout the entire student body." He claimed the residents frequently disrupted his sleep, called him " 'stupid,' " and eavesdropped on his phone calls. Not only had he been "made the 'target' " of the residents' "teasing," but he also "receive[d] an immense amount of unwanted attention" around campus. Thompson warned that if the university failed to discipline the responsible parties, the matter would likely "escalate into a more serious situation," and he would "end up acting in a manner that will incur undesirable consequences." A week later, the school moved Thompson to a new dormitory.
In late January 2009, Thompson complained to three professors and teaching assistant Jenny Hernandez that students had been trying to distract him with offensive comments. Hernandez told her supervising professor she had never observed this behavior but Thompson himself acted oddly, frequently talking to himself. She believed he was displaying signs of schizophrenia and should be referred to the university's Counseling and Psychological Services (CAPS). Hernandez and the professor met with Thompson and urged him to use these services, but Thompson denied " 'hearing things' " or " 'making this up.' " Another professor forwarded Thompson's complaints to Assistant Dean of Students Cary Porter, who contacted the university's "Consultation and Response Team" (Response Team). The Response Team advises campus members who have concerns about the well-being of particular students. Dean Porter also met with Thompson and encouraged him to seek medical help at CAPS.
Thompson's dormitory problems escalated in February. He told resident director Janelle Rahyns there were "voices coming through the walls calling him an idiot." He heard a clicking noise above his room that sounded like a gun, and he believed the other residents were planning to shoot him. Thompson told Rahyns he had telephoned his father and was advised to "hurt the other residents." While admitting he had "thought about it," Thompson said he decided not to hurt anyone. Campus police arrived and searched the premises but found no weapon. They concluded Thompson needed a psychiatric evaluation and escorted him to the emergency room for that purpose. During the examination, Thompson reported a history of depression and *615 complained of auditory hallucinations and paranoid thinking. For several months, he had heard people talking about him and insulting him, even when " 'there's no one there.' " He denied suicidal or homicidal thinking. The examiner diagnosed Thompson with possible schizophrenia and major depressive disorder. Thompson agreed to take a low-dose antipsychotic medication **661 and begin outpatient treatment at CAPS. Dean Porter and the Response Team were informed about the incident and Thompson's mental evaluation. The Response Team began discussing Thompson at its weekly meetings.
In March 2009, Thompson began sessions with CAPS psychologist Nicole *421 Green. Although he denied wanting to hurt himself or others, he continued to report auditory hallucinations and paranoid thoughts. He had thrown away the prescribed antipsychotic medication. Green diagnosed schizophrenia and urged Thompson to see a CAPS psychiatrist. Thompson refused to consider medication until he could determine whether the voices were real. He expressed frustration that nobody believed him and said he would try to record the voices. Around this time, Rahyns notified CAPS that Thompson was "still having trouble" in the dormitory. The Response Team decided to move him to a single room and explore possibilities for transitioning him into different housing.
Later in March, Thompson told Green he was still hearing voices and being harassed by other students. He was now amenable to psychiatric evaluation. Later that day, at a session with CAPS psychiatrist Charles McDaniel, Thompson admitted thinking about harming others, although he had no identified victim or plan. He heard numerous distinct voices in his dormitory and classrooms. He wanted to harm the people insulting him but could not attribute the voices to specific individuals. McDaniel strongly urged Thompson to submit to voluntary hospitalization. He refused but agreed to take medication. While CAPS staff agreed Thompson did not meet the criteria for an involuntary hold, McDaniel recommended involuntary hospitalization if his thoughts of harming others worsened. Thompson attended additional CAPS sessions in April and continued to report auditory hallucinations. Although angered by this perceived harassment, Thompson said he did not intend to harm his tormentors. He withdrew from treatment in late April.
On June 3, 2009, campus police responded to an incident at Thompson's dormitory. A resident reported that Thompson had knocked on his door, accused him of making too much noise, and pushed him. When the resident denied making noise, Thompson pushed him again, saying this was his " 'last warning.' " As a result of the incident, Thompson was expelled from university housing and ordered to return to CAPS at the beginning of fall quarter. After he moved to an apartment, Thompson twice called the police to complain neighbors were yelling at him through the floor.
*616 Meanwhile, Thompson continued to experience auditory hallucinations in the classroom. During the summer, he complained to two faculty members about insults and harassment in his chemistry laboratory. After fall quarter started, Thompson emailed professor Alfred Bacher that the disruptive behavior of other students was interfering with his experiments. The next day, September 30, Thompson told CAPS psychologist Tanya Brown he still "occasionally" heard "voices of other students having 'malice' toward him and making critical and racist comments." Nevertheless, he denied an intent to harm anyone, including those criticizing him. Brown noted that Thompson displayed a guarded attitude, slowed speech, delusional thought processes, and impaired insight. CAPS psychiatrist Charles McDaniel met with Thompson the same day and made similar observations. Due to Thompson's behavior, McDaniel was unsure whether he was reporting his symptoms accurately. Thompson agreed to start treatment at the university's behavioral health clinic.
B. The Assault
On October 6th, teaching assistant Adam Goetz emailed Professor Bacher describing "another incident" with Thompson in that day's chemistry lab. Shortly after the professor left the room, Thompson accused *422 another student of calling him stupid. He insisted on learning the student's name. After Goetz gave him the name, Thompson "calmed down" and "seemed fine." But Goetz remained worried that Thompson's behavior was becoming a weekly "routine." Goetz later testified that Thompson frequently identified Katherine Rosen, who worked "right next to" **662 Thompson in the lab, as one of the students calling him stupid.
The following day, another teaching assistant told Professor Bacher that Thompson had come into his chemistry lab from a different section and accused students of verbally harassing him. Although Thompson did not know the students' names, he did identify a specific student, other than Rosen, as one of his tormentors. The teaching assistant saw no harassment and was skeptical of Thompson's claims.
Bacher forwarded Goetz's email to Dean Porter on the morning of October 7th, seeking advice on how to handle the situation. Porter contacted Karen Minero of the Response Team, who expressed concern that Thompson had identified a specific student. Minero forwarded Porter's email to other Response Team members and CAPS personnel. The CAPS director contacted Green, suggesting Thompson "may need urgent outreach," and members of the Response Team tried to schedule a meeting to discuss Thompson. Thompson did not appear for a scheduled session with Green that afternoon. The next morning, Porter and Minero discussed Thompson and decided to investigate whether he was having similar difficulties in other classes.
*617 Around noon on October 8th, Thompson was doing classwork in Professor Bacher's chemistry laboratory. Suddenly, without warning or provocation, he stabbed fellow student Katherine Rosen in the chest and neck with a kitchen knife. Rosen had been kneeling down, placing items in her lab drawer, when Thompson attacked her from behind. She was taken to the hospital with life-threatening injuries but ultimately survived. When campus police arrived, Thompson admitted he had stabbed someone and explained that the other students had been teasing him. Thompson ultimately pleaded not guilty by reason of insanity to a charge of attempted murder. ( Pen. Code, §§ 187, subd. (a), 664, 1026.) He was admitted to Patton State Hospital and diagnosed with paranoid schizophrenia.
C. Procedural History
Rosen sued Thompson, the Regents of the University of California, and several UCLA employees, including Alfred Bacher, Cary Porter, Robert Naples, and CAPS psychologist Nicole Green. The complaint alleged a single cause of action against the UCLA defendants 2 for negligence. Rosen alleged UCLA had a special relationship with her as an enrolled student, which entailed a duty "to take reasonable protective measures to ensure her safety against violent attacks and otherwise protect her from reasonable foreseeable criminal conduct, to warn her as to such reasonable foreseeable criminal conduct on its campus and in its buildings, and/or to control the reasonably foreseeable wrongful acts of third parties/other students." She alleged UCLA breached this duty because, although aware of Thompson's "dangerous propensities," it failed to warn or protect her or to control Thompson's foreseeably violent conduct.
UCLA moved for summary judgment on three alternative grounds: (1) colleges have no duty to protect their adult students from criminal acts; (2) if a duty does exist, UCLA did not breach it in this case; and (3) UCLA and Green were immune from *423 liability under certain Government Code provisions. In opposing the motion, Rosen argued UCLA owed her a duty of care because colleges have a special relationship with students in the classroom, based on their supervisory duties and the students' status as business invitees. Rosen also claimed UCLA assumed a duty of care by undertaking to provide campus-wide security.
The trial court denied the motion. The court concluded a duty could exist under each of the grounds Rosen identified, triable issues of fact remained as to breach of duty, and the immunity statutes did not apply.
UCLA challenged this order in a petition for writ of mandate. A divided panel of the Court of Appeal granted the petition. The majority held that *618 UCLA owed no duty to protect Rosen based on her status as a student or business invitee, or based on the negligent undertaking doctrine. It also rejected **663 Rosen's new theories of duty based on implied-in-fact contract and labor laws regarding violence in the workplace. The dissenting justice would have held that colleges have a special relationship with their enrolled students, "at least when the student is in a classroom under the direct supervision of an instructor," and have a corresponding duty to protect against foreseeable threats of violence in the classroom. We granted review.
II. DISCUSSION
A. Standard of Review
"On review of an order granting or denying summary judgment, we examine the facts presented to the trial court and determine their effect as a matter of law." (
Parsons v. Crown Disposal Co.
(1997)
Summary judgment is appropriate only "where no triable issue of material fact exists and the moving party is entitled to judgment as a matter of law." (
Merrill v. Navegar, Inc.
(2001)
B. A College's Duty to Protect Students from Foreseeable Harm
Because UCLA is a public entity, its exposure to tort liability is nominally defined by statute. ( Gov. Code, § 815, subd. (a) ;
C.A. v. William S. Hart Union High School Dist.
(2012)
In general, each person has a duty to act with reasonable care under the circumstances. (
Cabral v. Ralphs Grocery Co.
(2011)
A duty to control, warn, or protect may be based on the defendant's relationship with "either the person whose conduct needs to be controlled or [with] ... the foreseeable victim of that conduct." (
Tarasoff
,
supra
, 17 Cal.3d at p. 435,
Rosen's complaint alleges UCLA had separate duties to protect her and to "control the reasonably foreseeable wrongful *425 acts of third parties/other students." Here, we have focused on the university's duty to protect students from foreseeable violence. Having concluded UCLA had a duty to protect Rosen under the circumstances alleged, we need not decide whether the school had a separate duty to control Thompson's behavior to prevent the harm.
1. College-Student Special Relationship Supports a Limited Duty
Whether UCLA was negligent in failing to prevent Thompson's attack depends first on whether a university has a special relationship with its students that supports a duty to warn or protect them from foreseeable harm. The determination whether a particular relationship supports a duty of care rests on policy and is a question of law. (Rest.3d Torts, Liability for Physical and Emotional Harm, § 40, coms. e & h, pp. 41-42.)
a. Features of a Special Relationship
The Restatement Third of Torts identifies several special relationships that may support a duty to protect against foreseeable risks. In addition to the common carrier and innkeeper relationships previously mentioned, the list includes a business or landowner with invited guests, a landlord with tenants, a guard with those in custody, an employer with its employees, and "a school with its students." (Rest.3d Torts, Liability for Physical and Emotional Harm, § 40, subd. (b).) The Restatement does not exclude colleges from the school-student special relationship. However, the drafters observe that reasonable care varies in different school environments, with substantially different supervision being appropriate in elementary schools as opposed to colleges. ( Id ., § 40, com. l , p. 45.) State courts have reached different conclusions about whether colleges owe a special relationship-based duty to their students. ( Id ., § 40, com. l , reporter's notes, p. 57.) We have not previously addressed the question.
Relationships that have been recognized as "special" share a few common features. Generally, the relationship has an aspect of dependency in which one party relies to some degree on the other for protection. (See
Baldwin v. Zoradi
(1981)
*621
Mann v. State of California
(1977)
The corollary of dependence in a special relationship is control. Whereas one party is dependent, the other has superior control over the means of protection. "[A] typical setting for the recognition of a special relationship is where 'the plaintiff is particularly vulnerable and dependent upon the defendant who, correspondingly, has some control over the plaintiff's welfare.' [Citations.]" (
Giraldo v. Department of Corrections & Rehabilitation
(2008)
Special relationships also have defined boundaries. They create a duty of care owed to a limited community, not the public at large. We have held that police officers are not in a special relationship with the citizens in their jurisdiction (see
Williams v. State of California
,
supra
, 34 Cal.3d at pp. 27-28,
Finally, although relationships often have advantages for both participants, many special relationships especially benefit the party charged with a duty of care. (Rest.3d Torts, Liability for Physical and Emotional Harm, § 40, com. h, p. 43.) Retail stores or hotels could not successfully operate, for example, without visits from their customers and guests.
*622 b. The College Environment
The legal significance of the college-student relationship has changed with shifting cultural attitudes. Before the 1960s, colleges stood in loco parentis to students, who were viewed as being under their custody and institutional control. (Sokolow et al.,
College and University Liability for Violent Campus Attacks
(2008)
When rigid immunity defenses gave way to more flexible doctrines during the 1970s and 1980s, the view that colleges stood in loco parentis shifted to what Professor Peter Lake calls the "bystander" era in university liability. (See Lake,
supra
, 64 Mo. L.Rev. at pp. 11, 16.) Dramatic social changes of that
**666
time expanded the privacy and autonomy rights of adult students and, correspondingly, reduced the authority of college administrators to control student behavior. (
Bradshaw
,
supra
, 612 F.2d at p. 140.) Courts generally reacted to these changes by treating colleges like businesses. (Lake, at p. 12.) While the university might owe a duty as a landowner to maintain a safe premises, courts typically resisted finding a broader duty based on a special relationship with students. (See, e.g.,
Nero v. Kansas State University
(1993)
California appellate decisions followed this trend. In
Baldwin
,
supra
,
*623
Distinguishing special relationships recognized in other contexts, the court concluded the university lacked sufficient control over student behavior to justify imposing a duty to prevent on-campus drinking. (
Id
. at pp. 285-287, 290-291,
Another California State student sued the university after a fellow student assaulted him at a dormitory "keg party." (
Crow v. State of California
(1990)
In a third case from this era, a University of California student was raped by fellow students after a dormitory party. (
Tanja H. v. Regents of University of California
(1991)
When the particular problem of alcohol-related injuries is not involved, our cases have taken a somewhat broader view of a university's duties toward its students.
**667
Peterson v. San Francisco Community College Dist
. (1984)
In
Avila v. Citrus Community College Dist.
(2006)
This court has not addressed the college-student relationship since
Avila
. However, we recently discussed the relationship between students and a high school in
William S. Hart
,
supra
,
*429 We must now decide whether a similar special relationship should be recognized in the college setting. Considering the unique features of the college environment, we conclude postsecondary schools do have a special *625 relationship with students while they are engaged in activities that are part of the school's curriculum or closely related to its delivery of educational services.
Although comparisons can be made, the college environment is unlike any other. Colleges provide academic courses in exchange for a fee, but a college is far more to its students than a business. Residential colleges provide living spaces, but they are more than mere landlords. Along with educational services, colleges provide students social, athletic, and cultural opportunities. Regardless of the campus layout, colleges provide a discrete
community
for their students. For many students, college is the first time they have lived away from home. Although college
**668
students may no longer be minors under the law, they may still be learning how to navigate the world as adults. They are dependent on their college communities to provide structure, guidance, and a safe learning environment. "In the closed environment of a school campus where students pay tuition and other fees in exchange for using the facilities, where they spend a significant portion of their time and may in fact live, they can reasonably expect that the premises will be free from physical defects and that school authorities will also exercise reasonable care to keep the campus free from conditions which increase the risk of crime." (
Peterson
,
supra
, 36 Cal.3d at p. 813,
Colleges, in turn, have superior control over the environment and the ability to protect students. Colleges impose a variety of rules and restrictions, both in the classroom and across campus, to maintain a safe and orderly environment. They often employ resident advisers, mental health counselors, and campus police. They can monitor and discipline students when necessary. "While its primary function is to foster intellectual development through an academic curriculum, the institution is involved in all aspects of student life. Through its providing of food, housing, security, and a range of extracurricular activities the modern university provides a setting in which every aspect of student life is, to some degree, university guided." (
Furek v. University of Delaware
(Del. 1991)
The college-student relationship thus fits within the paradigm of a special relationship. Students are comparatively vulnerable and dependent on their colleges for a safe environment. Colleges have a superior ability to provide that safety with respect to activities they sponsor or facilities they control. Moreover, this relationship is bounded by the student's enrollment status.
*626 Colleges do not have a special relationship with the world at large, but only with their enrolled students. The population is limited, as is the relationship's duration.
Of course, many aspects of a modern college student's life are, quite properly, beyond the institution's control. Colleges generally have little say in how students behave off campus, or in their social activities unrelated to school. It would be unrealistic for students to rely on their college for protection in these settings, and
*430
the college would often be unable to provide it. This is another appropriate boundary of the college-student relationship: Colleges are in a special relationship with their enrolled students only in the context of school-sponsored activities over which the college has some measure of control. (Cf.
Avila
,
supra
, 38 Cal.4th at p. 163,
Our recognition of a special relationship is consistent with decisions from other states. The Supreme Judicial Court of Massachusetts was one of the first to hold that colleges have a duty to protect their students against criminal attacks. In
Mullins v. Pine Manor College
(1983)
2. Policy Considerations Support Recognizing a Limited Duty
As discussed, there is generally no duty to protect others from the conduct of third parties. The "special relationship" doctrine is an exception to this general rule. (
Delgado v. Trax Bar & Grill
(2005)
Whether a new duty should be imposed in any particular context is essentially a question of public policy. "The existence of ' " '[d]uty' is not an
*628
immutable fact of nature ' "but only an expression of the sum total of those
considerations of policy
which lead the law to say that the particular plaintiff is entitled to protection." ' " ' (
Parsons
[,
supra
,] 15 Cal.4th [at p.] 472 [
The
Rowland
factors fall into two categories. The first group involves foreseeability and the related concepts of certainty and the connection between plaintiff and defendant. The second embraces the public policy concerns of moral blame, preventing future harm, burden, and insurance availability. The policy analysis evaluates whether certain kinds of plaintiffs or injuries should be excluded from relief. (
Kesner
,
supra
, 1 Cal.5th at p. 1145,
a. Foreseeability Factors
(1) "The most important factor to consider in determining whether to create an
**671
exception to the general duty to exercise ordinary care ... is whether the injury in question was
foreseeable
." (
Kesner
,
supra
, 1 Cal.5th at p. 1145,
Phrased at the appropriate level of generality, then, the question here is not whether UCLA could predict that Damon Thompson would stab Katherine Rosen in the chemistry lab. It is whether a reasonable university could foresee that its negligent failure to control a potentially violent student, or to warn students who were foreseeable targets of his ire, could result in harm to one of those students. Violent unprovoked attacks by and against college students, while still relatively uncommon, are happening more frequently. (See de Haven, supra , 35 J.C. & U.L. at p. 510.) One example occurred on April 16, 2007 at Virginia Polytechnic Institute and State University (Virginia Tech), when an emotionally disturbed underclassman barred the doors to a classroom building, then walked the halls shooting people, killing five professors and 24 students. (See id . at pp. 554-566.) He left over a dozen more wounded before taking his own life. ( Id . at p. 566.) Although mass *630 shootings on college campuses had occurred before, the record demonstrates that the Virginia Tech tragedy prompted schools to reexamine their campus security policies. A January 2008 report of the University of California Campus Security Task Force recommended several improvements in student mental health services, emergency communications, preparedness, and hazard mitigation across all campuses. In April 2008, almost exactly one year after the Virginia Tech shootings, a special review task force of the International Association of Campus Law Enforcement Administrators published a "Blueprint for Safer Campuses," with several recommendations for assessing and responding to potential threats. Colleges across the country, including the public universities of California, created threat assessment protocols and multidisciplinary teams to identify and prevent campus violence. Thus, particularly after the Virginia Tech shootings focused national attention on the issue, colleges have been alert to the possibility that students, particularly those with mental health issues, may lash out violently against those around them. Even a comparatively rare classroom attack is a foreseeable occurrence that colleges have been equipping themselves to address for at least the past decade.
Whether a university was, or should have been, on notice that a particular student posed a foreseeable risk of violence is a case-specific question, to be examined in light of all the surrounding circumstances. Any prior threats or acts of violence by the student would be relevant, particularly if targeted at an identifiable victim. (See Mullins v. Pine Manor College , supra , 449 N.E.2d at p. 337.) Other relevant facts could include the opinions of examining mental health professionals, or observations of students, faculty, family members, and others in the university community. Such case-specific foreseeability questions are relevant in determining the applicable standard of care or breach in a particular case. They do not, however, inform our threshold determination that a duty exists.
(2) The second factor, "the degree of
certainty
that the plaintiff suffered injury" (
Rowland
,
supra
, 69 Cal.2d at p. 113,
(3) The third factor is "the closeness of the connection between the defendant's conduct and the injury suffered."
**672
(
Rowland
,
supra
, 69 Cal.2d at p. 113,
b. Policy Factors
Although
Rowland
's foreseeability factors weigh in favor of recognizing a duty of care, we must also consider whether public policy requires a different result. (See
Kesner
,
supra
, 1 Cal.5th at pp. 1149-1150,
(1) Some measure of
moral blame
does attach to a university's negligent failure to prevent violence against its students. "We have previously assigned moral blame, and we have relied in part on that blame in finding a duty, in instances where the plaintiffs are particularly powerless or unsophisticated compared to the defendants or where the defendants exercised greater control over the risks at issue." (
Kesner
,
supra
, 1 Cal.5th at p. 1151,
(2) "The overall
policy of preventing future harm
is ordinarily served, in tort law, by imposing the costs of negligent conduct upon those responsible. The policy question is whether that consideration is outweighed, for a category of negligent conduct, by laws or mores indicating approval of the conduct or by the undesirable consequences of allowing potential liability." (
Cabral
,
supra
, 51 Cal.4th at pp. 781-782,
UCLA also predicts that legal recognition of a duty might deter students from seeking mental health treatment, or being candid with treatment providers, for fear that their confidences would be disclosed. To a large extent, however, the conditions that might influence student perceptions about confidentiality already exist. Psychotherapists' duty to warn about patient threats is well established in California. Indeed, despite fears that this duty would deter people from seeking treatment and irreparably damage the psychotherapist-patient relationship (see, e.g.,
Tarasoff
,
supra
, 17 Cal.3d at pp. 458-460,
(3) Which leads to the next policy factor: the
burden
that recognizing a tort duty would impose on the defendant and the community. (See
Rowland
,
supra
, 69 Cal.2d at p. 113,
The duty we recognize here is owed not to the public at large but is limited to enrolled students who are at foreseeable risk of being harmed in a violent attack while participating in curricular activities at the school. Moreover, universities are not charged with a broad duty to prevent violence against their students. Such a duty could be impossible to discharge in many circumstances. Rather, the school's duty is to take reasonable steps to protect students when it becomes aware of a foreseeable **674 threat to their safety. The reasonableness of a school's actions in response to a potential threat is a question of breach.
(4) The final policy factor in a duty analysis is the
availability of insurance
for the risk involved. (
Rowland
,
supra
, 69 Cal.2d at p. 113,
Accordingly, an examination of the Rowland factors does not persuade us to depart from our decision to recognize a tort duty arising from the *634 special relationship between colleges and their enrolled students. Specifically, we hold that colleges have a duty to use reasonable care to protect their students from foreseeable violence during curricular activities. 7
We emphasize that a duty of care is not the equivalent of liability. Nor should our holding be read to create an impossible requirement that colleges prevent violence on their campuses. Colleges are not the ultimate insurers of all student safety. We simply hold that they have a duty to act with reasonable care when aware of a foreseeable threat of violence in a curricular setting. Reasonable care will vary under the circumstances of each case. Moreover, some assaults may be unavoidable despite a college's best efforts to prevent them. Courts and juries should be cautioned to avoid judging liability based on hindsight.
*437 Our conclusion that universities owe a duty to protect students from foreseeable violence during curricular activities does not end the matter, however. 8 UCLA's petition for writ of mandate argued summary judgment should have been granted for three reasons. First, UCLA claimed it owed Rosen no duty of care; second, it did not negligently breach any duty to Rosen; and third, various immunity statutes shielded the school and individual defendants from liability. 9 The Court of Appeal majority agreed that UCLA owed no duty of care and did not reach the other arguments. Thus, while we conclude UCLA did owe a duty to protect Rosen, we will remand for the Court of Appeal to decide whether triable issues of material fact remain on the questions of breach and immunity. In regard to breach, we note that the appropriate standard of care for judging the reasonableness of the university's actions remains an open question, which the parties are free to litigate on remand. UCLA's argument that there was little more it reasonably could have done to prevent the assault may be relevant to this determination.
Finally, apart from their diverging views on duty, the majority and dissenting justices below agreed that Rosen had failed to plead or support a claim against UCLA psychologist Nicole Green under *635 Civil Code section 43.92. That statute provides that a psychotherapist is not liable for failing to protect against a patient's violent behavior unless the patient has told the therapist about a serious threat of physical violence against a reasonably identifiable victim. ( Civ. Code, § 43.92, subd. (a).) Because Rosen's petition for review was limited to the issue of duty and did not challenge the Court of Appeal's conclusion regarding section 43.92, we decline her invitation to revisit the ruling now.
III. DISPOSITION
The decision of the Court of Appeal is reversed. The case is remanded for further proceedings consistent with this opinion.
WE CONCUR:
CANTIL-SAKAUYE, C. J.
LIU, J.
CUÉLLAR, J.
KRUGER, J.
RICHMAN, J. *
CONCURRING OPINION BY CHIN, J.
CHIN, J.
**675 I agree with the majority that universities have a duty to warn or protect their students from foreseeable acts of violence "in the classroom." (Maj. opn., ante , at 230 Cal.Rptr.3d at p. 424, 413 P.3d at p. 663.) However, for several reasons, I do not join the majority opinion insofar as it would extend this duty beyond the classroom, to encompass more broadly "curricular activities" ( ibid .) and activities "closely related to [the] delivery of educational services" ( id. at 230 Cal.Rptr.3d at 429, 413 P.3d at p. 667).
First, we need not decide whether the duty extends beyond the classroom, because the attack in this case occurred in a classroom and, as the majority states, "[t]he negligence alleged here is the failure *438 to prevent a classroom assault." (Maj. opn., ante ., at 230 Cal.Rptr.3d at p. 434, 413 P.3d at p. 672, italics added.) Notably, the majority rightly declines to decide several other issues that we need not resolve in order to dispose of this case, i.e., whether universities have a duty to control the behavior of students ( id. at 230 Cal.Rptr.3d at p. 425, 413 P.3d at pp. 664-665.) and alternate theories of duty based on an implied-in-fact contract or the negligent undertaking doctrine ( id. at 230 Cal.Rptr.3d at p. 437 fn. 8, 413 P.3d at p. 674 fn. 8). In my view, we should exercise similar restraint in addressing a university's duty to protect or warn, and should confine our consideration of the issue to what is necessary to decide this case.
Second, in terms of the various factors courts apply to determine whether to impose a duty as a matter of public policy, activities outside the classroom differ in potentially significant ways from activities inside the classroom. As the majority explains, among the relevant factors is the extent of the defendant's control in the particular setting over the environment and third *636 party behavior. (Maj. opn., ante , at 230 Cal.Rptr.3d at pp. 429-431, 434-435,413 P.3d at pp. 668-669, 672.) As the majority also explains, "[p]erhaps more than any other place on campus, colleges can be expected to retain a measure of control over the classroom environment." ( Id. at 230 Cal.Rptr.3d at p. 431, 413 P.3d at p. 669.) Implicit in this statement is recognition that the extent of a university's control over the environment and student behavior is likely to be considerably less outside of the classroom. Indeed, the extent of a university's control in a nonclassroom setting varies considerably depending on the particular activity and the particular setting. It may be that, as to any given nonclassroom activity, a university's control is sufficient, from a public policy perspective, to impose a duty to protect or warn. But I would leave that question for a case that presents the issue on concrete facts, rather than broadly conclude, in a case involving classroom activity, that a university's control in nonclassroom settings is sufficient to impose a duty to protect or to warn.
Finally, the majority's conclusion seems likely to create confusion, because the majority offers no guidance as to which nonclassroom activities qualify as either "curricular" (maj. opn., ante , at 230 Cal.Rptr.3d at pp. 423-424, 413 P.3d at p. 663.) or "closely related to [the] delivery of educational services" ( id. at 230 Cal.Rptr.3d at p. 429, 413 P.3d at p. 667.), or what factors are relevant to this determination. This omission no doubt results from the circumstance, as already noted, that this case involves classroom activity, and that the majority is thus deciding the duty question as to nonclassroom activities in the abstract, without any concrete facts to guide its analysis. For this reason, and the others mentioned above, although I concur in the judgment, I do not join the majority's conclusion that a university's duty to warn or protect extends beyond the classroom, to encompass more broadly "curricular activities" ( id . at 230 Cal.Rptr.3d at p. 424, 413 P.3d at p. 663) and activities "closely related to [the] delivery of educational services" ( id . at 230 Cal.Rptr.3d at p. 429, 413 P.3d at p. 667).
We use the terms "college" and "university" interchangeably to refer to all schools that provide postsecondary education to enrolled students.
We refer to these defendants collectively, and the school itself, by the acronym UCLA.
We speak here of a university's duty "to protect" its students from foreseeable harm. However, in an appropriate case, this duty may be fully discharged if adequate
warnings
are conveyed to the students at risk. (Cf.
Tarasoff v. Regents of University of California
(1976)
"These cases have become known as the 'bystander' cases because in each of them the university was cast in the role of a legal bystander to 'uncontrollable' student actions and drinking." (Lake, supra , 64 Mo. L.Rev. at p. 16.)
Some state courts, unwilling to recognize a special relationship between colleges and their adult students, have nevertheless imposed a duty to protect under landlord-invitee principles. (See, e.g.,
Nero v. Kansas State University
,
supra
, 861 P.2d at p. 780 ;
Johnson v. State
(1995)
The Court of Appeal majority suggested recognizing a duty of care based on the special relationship doctrine would undermine the liability limits of Government Code section 835. Under that statute, a public landowner's liability to business invitees is limited to injuries caused by a physical defect in the property. (See
Peterson
,
supra
, 36 Cal.3d at p. 810,
To the extent they are inconsistent with our holdings regarding the special relationship between colleges and students, or colleges' duty of care, we disapprove
Baldwin v. Zoradi
,
supra
,
Because we decide the university had a duty arising out of its special relationship with Rosen, we do not address Rosen's alternate theories of duty based on an implied-in-fact contract or the negligent undertaking doctrine.
Specifically, the school relied on Government Code section 856, which immunizes public entities' decisions about involuntary confinement, and section 820.2, which immunizes public employees' discretionary acts.
Associate Justice of the Court of Appeal, First Appellate District, Division Two, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Reference
- Full Case Name
- The REGENTS OF the UNIVERSITY OF CALIFORNIA Et Al., Petitioners, v. the SUPERIOR COURT of Los Angeles County, Respondent; Katherine Rosen, Real Party in Interest.
- Cited By
- 367 cases
- Status
- Published