People v. Soto
People v. Soto
Opinion
*970
A conviction of murder requires a finding of malice, which may be either express or implied. ( Pen. Code, §§ 187, 188.)
1
Express malice requires an intent to kill "unlawfully," but implied malice does not. ( § 188.) By statute, evidence of voluntary intoxication is admissible on the issue of whether the defendant "harbored express malice." (§ 29.4. subd. (b).) We have held that if a person kills in the actual but unreasonable belief that doing so is necessary, the person does not intend to kill "unlawfully," and is guilty of voluntary manslaughter, not murder. (
In re Christian S.
(1994)
We must decide whether section 29.4 permits evidence of voluntary intoxication on the question of whether a defendant believed it necessary to act in self-defense. Reading the statutory language in context *734 and in light of the apparent legislative intent in enacting it, we conclude such evidence is not admissible on this question. Accordingly, CALCRIM No. 625 correctly permits the jury to consider evidence of voluntary intoxication on the question of whether defendant intended to kill but not on the question of whether he believed he needed to act in self-defense. **791 1. FACTS AND PROCEDURAL HISTORY
The Court of Appeal's opinion summarized the evidence regarding the offense. On July 10, 2012, defendant, Juaquin Garcia Soto, entered an
*971
apartment building on Oak Avenue in Greenfield, California. He briefly entered and then left Bernardino Solano's apartment. Then, "armed with a knife, [he] kicked in the front door of Israel Ramirez's apartment. Upon entering the apartment, defendant found Ramirez and his partner, Patricia Saavedra, sitting in the living room watching television. The couple's young son was also in the living room. Shortly thereafter, defendant and Ramirez engaged in a knife fight in which both parties stabbed each other multiple times. Defendant then fled the scene and Ramirez died from his wounds." (
People v. Soto
(2016)
"At trial, Saavedra testified that defendant started the knife fight by stabbing Ramirez first." (
Soto
,
supra
, 248 Cal.App.4th at p. 887,
Defendant told a different version of the events. The Court of Appeal's opinion reviewed his testimony in detail: "Defendant testified in his defense as follows. He had never seen Ramirez or Saavedra before the night of the offense. In the three- or four-day period before the offense, he had been living on the street, drinking alcohol, and using methamphetamine. His state of mind 'wasn't right.' Drinking alcohol and using methamphetamine over a three-or four-day period caused him to feel tired and weak. He heard voices and saw shadows.
"On July 10, he began drinking and smoking methamphetamine early in the day, and he used methamphetamine throughout the day. He was carrying a knife that he used for field work. In the evening, he went to the Oak Avenue apartment building to seek work. He had been hired by a man outside the building a few years before. At 6:30 p.m., he went upstairs to Solano's apartment. Defendant had never met Solano before. Defendant recalled knocking on the door, stepping into the apartment, and asking if anyone else was there. He did not intend to harm anyone; he was only looking for the man who had hired him before.
"After leaving Solano's apartment, defendant walked over to the next door. This time, instead of knocking on the front door, he kicked it in and saw a woman and a man inside. (In his testimony, defendant could not explain why he kicked in the door.) Defendant walked into the apartment, whereupon he saw the woman go into another room and close the door. Defendant then walked 'a little past the entryway.' Ramirez went the other way, into the *972 kitchen. Defendant started walking out. When defendant was at the hallway area entering the living room, he saw Ramirez *735 approaching him with a knife. Ramirez was swinging and 'jabbing' the knife.
"Defendant was scared for his life. He put up his hands and tried to defend himself. Defendant pushed Ramirez away and took out his knife, but Ramirez kept coming at him while swinging and jabbing with the knife. The two moved around, fighting each other with their knives in the hallway and in the kitchen area of the apartment. At some point, defendant pushed Ramirez away and 'took off running.' Defendant was not sure whether he or Ramirez had been stabbed inside the apartment.
"Defendant ran into the hallway outside the apartment, but Ramirez followed right behind him with the knife. Defendant was moving backwards and trying to block the knife while Ramirez was swinging it at him. Defendant tripped and fell backwards, and Ramirez landed on top of him. Ramirez tried to stick his knife into defendant's chest with both hands. Defendant was scared for his life. While holding Ramirez's arm with his left hand, he began stabbing Ramirez with the knife in his right hand. Defendant then felt Ramirez 'freeze up' and collapse on top of him. Defendant slid out from under Ramirez,
**792
got up, and went downstairs," after which he left the area. (
Soto
,
supra
, 248 Cal.App.4th at pp. 892-893,
The Court of Appeal opinion also summarized the expert witness testimony defendant presented: "Dr. Amanda Gregory, a neuropsychologist, testified for defendant as an expert on methamphetamine induced psychosis. Dr. Gregory opined that defendant was suffering from a methamphetamine-induced psychotic disorder at the time of the offense. Persons suffering from this disorder experience paranoia and delusional thinking, causing them to falsely believe that others are threatening them. Furthermore, sleep deprivation caused by methamphetamine use negatively affects users' ability to process information, form judgments, and make good decisions. Methamphetamine users may also experience hallucinations, such as hearing voices or seeing things that are not there. As a result of paranoid delusions, persons suffering from a methamphetamine-induced psychotic disorder may misperceive interactions with others, perceiving threats when there are no actual threats.
"Dr. Gregory observed conduct by defendant consistent with this psychotic disorder, such as incoherent explanations and disorganized behavior. Defendant's actions on the day of the offense were consistent with her diagnosis, showing impulsiveness and poor decisionmaking. Dr. Gregory had also observed these symptoms in a video of defendant being interviewed at the hospital where he appeared disoriented and incoherent at times. Dr. Gregory conceded this behavior could have been the effect of the pain medication defendant had been given." (
Soto
,
supra
, 248 Cal.App.4th at p. 893,
*973
Defendant was charged with first degree murder and first degree burglary, with a weapon use enhancement alleged as to both counts. He claimed he acted in self-defense. Particularly relevant here, he also claimed he was guilty of at most voluntary manslaughter because he killed in what is called unreasonable (or, as courts sometime refer to it, imperfect) self-defense; that is, he actually believed he needed to act in self-defense even if that belief was unreasonable. (
Christian S.
,
supra
, 7 Cal.4th at p. 771,
In addition to instructions on first degree murder, the court instructed the jury on second degree murder, based on either implied or express malice, as well as on voluntary manslaughter, based on the doctrine of unreasonable self-defense. The
*736
court also instructed the jury with CALCRIM No. 625, as adapted to the case: "You may consider evidence, if any, of the defendant's voluntary intoxication only in a limited way. You may consider that evidence only in deciding whether the defendant acted with an intent to kill, or the defendant acted with deliberation and premeditation, or the defendant was unconscious when he acted. Voluntary intoxication can only negate express malice, not implied malice. ... You may not consider evidence of voluntary intoxication for any other purposes." (
Soto
,
supra
, 248 Cal.App.4th at p. 895,
The jury acquitted defendant of first degree murder, but it found him guilty of second degree murder and first degree burglary. It also found the weapon use allegation true as to both counts. On appeal, defendant contended that the trial court erroneously prohibited the jury from considering evidence of voluntary intoxication on the question of whether he believed he needed to act in self-defense. The Court of Appeal agreed: " Penal Code section 29.4 expressly allows for consideration of voluntary intoxication with respect to express malice. Because an actual but unreasonable belief in the need for self-defense negates express malice, Penal Code section 29.4 makes evidence of voluntary intoxication relevant to the state of mind required for imperfect self-defense. We therefore hold the trial court erred by precluding the jury from considering evidence of defendant's voluntary intoxication with respect to his claim of imperfect self-defense." (
Soto
,
supra
, 248 Cal.App.4th at pp. 887-888,
**793 We granted both parties' petitions for review and limited the issues to whether the trial court erred in giving CALCRIM No. 625 and, if so, whether the error was prejudicial.
*974 II. DISCUSSION
The legal principles underlying the issue before us are well settled. "Murder is the unlawful killing of a human being, or a fetus, with malice aforethought." ( § 187, subd. (a).) "Such malice may be express or implied. It is express when there is manifested a deliberate intention unlawfully to take away the life of a fellow creature. It is implied, when no considerable provocation appears, or when the circumstances attending the killing show an abandoned and malignant heart." ( § 188.)
Section 188's "abandoned and malignant heart" language is of little assistance in defining the concept of implied malice, so it requires judicial interpretation. (
People v. Chun
(2009)
Voluntary "[m]anslaughter, a lesser included offense of murder, is an unlawful killing without malice. ... Two factors may preclude the formation of malice and reduce murder to voluntary manslaughter: heat of passion and unreasonable self-defense." (
*737
People v. Elmore
(2014)
"Self-defense, when based on a
reasonable
belief that killing is necessary to avert an imminent threat of death or great bodily injury, is a complete justification, and such a killing is not a crime. [Citations.] A killing committed when that belief is
unreasonable
is not justifiable. Nevertheless, 'one who holds an honest but unreasonable belief in the necessity to defend against imminent peril to life or great bodily injury does not harbor malice and commits no greater offense than manslaughter.' " (
People v. Elmore
,
supra
, 59 Cal.4th at pp. 133-134,
" ' "A person who actually believes in the need for self-defense necessarily believes he is acting lawfully." [Citation.] Because express malice requires an intent to kill unlawfully, a killing in the belief that one is acting lawfully is not malicious. The statutory definition of implied malice does not contain similar language, but we have extended the imperfect self-defense rationale to any killing that would otherwise have malice, whether express or implied.' (
People v. Anderson
[ (2002)
Defendant relied on this doctrine of unreasonable self-defense at trial. He argues that, by giving CALCRIM No. 625, the trial court improperly limited the jury's consideration of his evidence of voluntary intoxication to the question of whether he intended to kill, and erred in prohibiting the jury from considering the evidence on the question of whether he actually believed he needed to act in self-defense. The contention requires us to interpret section 29.4. 2
Section 29.4, subdivision (a), provides as relevant: "No act committed by a person while in a state of voluntary intoxication is less criminal by reason of his or her having been in that condition." Subdivision (b) of that section contains a limited exception to this rule. It provides: "Evidence of voluntary intoxication is admissible solely on the issue **794 of whether or not the defendant actually formed a required specific intent, or, when charged with murder, whether the defendant premeditated, deliberated, or harbored express malice aforethought ." (Italics added.)
Because express malice requires an intent to kill "unlawfully" ( § 188 ), defendant argues the Court of Appeal was correct when it held that section 29.4 permits evidence of voluntary intoxication on the question of whether he actually believed in the need for self-defense, that is, whether he intended to kill unlawfully .
Defendant's reading of section 29.4 is facially plausible, but it is not the only possible reading of the statutory language. By its terms, subdivision (b) permits evidence of voluntary intoxication "solely" on the question of whether the defendant "formed a required specific intent," "premeditated," "deliberated," or "harbored express malice aforethought." Because harbored
implied
malice does not appear in this enumerated list, section 29.4 prohibits
*738
the use of evidence of voluntary intoxication to establish that a defendant acted without implied malice. (
People v. Timms
(2007)
The text, in short, does not clearly support defendant's proposed reading of section 29.4. We therefore turn to the history of former section 22. In
People v. Whitfield
(1994)
In
Whitfield
, Justice Mosk argued that " '[g]eneral intent' and 'specific intent' are shorthand devices best and most precisely invoked to contrast offenses that, as a matter of policy, may be punished despite the actor's voluntary intoxication (general intent) with offenses that, also as a matter of policy, may not be punished in light of such intoxication if
**795
it negates the offense's mental element (specific intent). (
People v. Hood
(1969)
Just as voluntary intoxication cannot exculpate assault with a deadly weapon (
People v. Rocha
(1971)
When the Legislature amended former section 22 in 1995, it overruled Whitfield and adopted Justice Mosk's position that evidence of voluntary intoxication is not admissible on the question of implied malice, that is, to prove that defendants did not know of the danger they were creating by their actions, or that they did not consciously disregard that danger. Indeed, some of the legislative history behind the amendment refer to his dissenting opinion with approval. (E.g., Assem. Com. on Public Safety, Rep. on Sen. Bill No. 121 (1995-1996 Reg. Sess.) as amended Apr. 3, 1995, pp. 3-4.)
Justice Mosk's reasoning in
Whitfield
strongly supports the conclusion that section 29.4 does not permit evidence of voluntary intoxication on the question of whether the defendant believed it was necessary to act in self-defense. Unlike the mental state of intent to kill, a belief that it is necessary to kill in self-defense does not involve the " 'intent to do some further act or achieve some additional consequence.' " (
Whitfield
,
supra
, 7 Cal.4th at p. 463,
By prohibiting evidence of voluntary intoxication to negate implied malice, the Legislature apparently agreed with Justice Mosk that a defendant who *978 acts with conscious disregard for life should be punished for murder regardless of whether voluntary intoxication impaired his or her judgment. Therefore, as the Court of Appeal seemed to acknowledge, section 29.4 prohibits evidence of voluntary intoxication to prove that defendant did not harbor implied malice for another reason-because he actually but unreasonably believed in the need to act in self-defense.
The question here is whether the Legislature intended a different result in cases of unreasonable self-defense when used to negate express malice. The statutory background reveals no such purpose.
*740 Justice Mosk's reasoning applies to unreasonable self-defense when it negates express malice, too. A belief that it is necessary to kill in self-defense is still a judgment that voluntary intoxication will impair, whether used to negate implied or express malice. And the statutory text bears out this conclusion:
The inclusion of both "specific intent" and "express malice" in section 29.4, subdivision (b), suggests that the statute is best understood as not allowing evidence of voluntary intoxication to establish unreasonable self-defense and negate the unlawful aspect of express malice murder. Moreover, a different **796 conclusion would give a stronger case for unreasonable self-defense to those who act with express malice than to those who act with implied malice. A person who acted with implied malice, for example, who intended to injure seriously but not specifically to kill, could not rely on evidence of voluntary intoxication to negate malice under an unreasonable self-defense theory. But under defendant's interpretation, a person who intended to kill could do so. That interpretation would place a person who intended to kill in a better legal position (i.e., a possible conviction of voluntary manslaughter) than one who intended to injure seriously. In light of the evidence that the Legislature did not intend to allow voluntary intoxication evidence on unreasonable self-defense, we doubt the Legislature intended differing applications of unreasonable self-defense for express and implied malice.
As defendant argues, nothing in the legislative history indicates the Legislature specifically considered the unreasonable self-defense doctrine. This circumstance is not surprising. The doctrine is rather esoteric. But it is clear what the Legislature intended to achieve when it amended former section 22: to prohibit voluntary intoxication from being an excuse for poor judgment when someone kills. In effect, Justice Mosk's dissent in Whitfield , and the Legislature in adopting that dissent, say to a criminal defendant, "If you voluntarily choose to become intoxicated and then kill someone, you may not claim that you were so intoxicated you were unaware your actions exhibited a conscious disregard for life when you killed, although you may claim you were too intoxicated to intend to kill or premeditate or-for purposes of the felony-murder rule-have the specific intent to commit the underlying felony." Similarly, that dissent, and the Legislature, also say to a criminal defendant, "If you voluntarily choose to become intoxicated and *979 then kill someone, you may not claim that you were so intoxicated you were unaware your victim posed no threat to you when you killed, although you may claim you were too intoxicated to intend to kill or premeditate or have the specific intent to commit some other felony."
Relying on
People v. Mendoza
,
supra
,
"
Mendoza
does not support defendant's position. An aider and abettor must
intend
not only the act of encouraging and facilitating, but also the
additional criminal act
the perpetrator commits. (
People v. Mendoza
,
supra
, 18 Cal.4th at p. 1129,
Similarly,
Mendoza's
narrow holding does not apply here. As we have explained, the mental state of believing it is necessary to act in self-defense does not involve the "intent to do some further act or achieve some additional consequence." (
People v. Atkins
,
supra
, 25 Cal.4th at p. 93,
Amici curiae California Public Defenders Association and Santa Clara County Public Defender argue that the rule of lenity, "whereby courts must
*980
resolve doubts as to the meaning of a statute in a criminal defendant's favor" (
People v. Avery
(2002)
Additionally, the same amici curiae argue that limiting admission of evidence of voluntary intoxication in this way would violate a criminal defendant's due process rights because the prosecution has the burden of proving all elements of a crime beyond a reasonable doubt. This argument would prevent the Legislature from placing any limits on the use of voluntary intoxication to negate a mental state of a crime. The same argument, for example, would apply to section 29.4's prohibition of admission of evidence of voluntary intoxication on the issue of implied malice. The prosecution certainly does have the burden of proving all elements of a crime beyond a reasonable doubt. But that does not prohibit the Legislature from making policy judgments regarding when evidence of voluntary intoxication may, and when it may *742 not, be admitted to negate a required mental state.
In
Montana v. Egelhoff
(1996)
This court has not considered a due process challenge to section 29.4. Three Courts of Appeal have done so and, relying primarily on
Montana v. Egelhoff
,
supra
,
*981
"
Montana v. Egelhoff
[,
supra
,]
"California appellate courts have followed
Egelhoff
in upholding the current version of [former] section 22 [i.e., the substance of section 29.4 ] against due process attacks.
People v. Martin
,
supra
,
We agree with these cases. The Legislature has decided, for policy reasons, that evidence of voluntary intoxication is irrelevant to proof of certain mental states. The Legislature may validly make that policy decision.
For these reasons, we conclude the trial court correctly instructed the jury on how it could consider defendant's evidence of voluntary intoxication.
*982 III. CONCLUSION
Although the Court of Appeal incorrectly found error, it found that error harmless and affirmed the judgment. Therefore, it reached the correct result. Accordingly, we affirm the judgment of the Court of Appeal. We also disapprove the Court of Appeal's opinion to the extent it is inconsistent with this opinion.
WE CONCUR:
CANTIL-SAKAUYE, C.J.
CORRIGAN, J.
CUÉLLAR, J.
KRUGER, J.
I CONCUR:
THOMPSON, J. *
LIU, J.
CONCURRING AND DISSENTING OPINION BY LIU, J.
Penal Code section 29.4, subdivision (b) ( section 29.4(b) ) says: "Evidence of voluntary intoxication is admissible ... on the issue of whether or not the defendant actually formed a required specific intent, or, when charged with murder, whether the defendant premeditated, deliberated, or
harbored express malice aforethought
." (Italics added; all statutory references are to the Penal Code.) Because express malice requires the intent to kill "unlawfully" ( § 188 ), " 'one who holds an honest but unreasonable belief in the necessity to defend against imminent peril to life or great bodily injury does not harbor malice' " (
People v. Elmore
(2014)
Today's opinion rejects this straightforward reading of section 29.4(b) and instead relies heavily on the statute's enactment history. But the history does not bear the weight the court assigns to it, and in any event, "[w]here statutory text 'is unambiguous and provides a clear answer, we need go no further.' " (
Scher v. Burke
(2017)
The court does not claim that the text of section 29.4(b) is ambiguous, that giving effect to its plain meaning would lead to absurd results, or that a contrary legislative
*744
intent is "apparent
in the statute
." (
Baker
,
supra
, 52 Cal.4th at p. 442,
I.
In interpreting a statute, we give the text "its usual, ordinary import and accord[ ] significance, if possible, to every word, phrase and sentence in pursuance of the legislative purpose." (
Dyna-Med, Inc. v. Fair Employment & Housing Com.
(1987)
As noted, the court does not ever say the text of section 29.4(b) is ambiguous. To the extent it examines the text at all, the court says the Legislature intended to refer only to the " 'required specific intent' [citation] component of express malice" because the statute earlier mentions "specific intent." (Maj. opn.,
ante
, at 231 Cal.Rptr.3d at p. 738, 415 P.3d at p. 794 [relying on the
noscitur a sociis
canon of construction].) This is a weak argument. Although the first part of section 29.4(b) says evidence of voluntary intoxication is admissible on "whether or not a defendant actually formed a required specific intent," the second part of the provision - which follows the disjunctive "or" - identifies a distinct set of issues on which such evidence is admissible when the defendant has been charged with murder, i.e., "whether the defendant premeditated, deliberated, or harbored express malice aforethought." The statute sets forth with separateness and particularity the issues on which evidence of voluntary intoxication is admissible when the defendant is charged with murder; it does not treat those issues as a species or subset of "whether or not the defendant actually formed a required specific intent." If the court were correct that section 29.4(b) applies only to the "specific intent" component and not the "unlawful" component of express malice, the Legislature would have had no need to identify a particular set of issues - separate from "whether or not the defendant actually formed a required specific intent" - on which evidence of voluntary intoxication is admissible when a defendant is charged with murder. (See
McCarther v. Pacific Telesis Group
(2010)
The court's main contention is that the Legislature, when it amended the statute in 1995 to overrule
Whitfield
, adopted the reasoning in Justice Mosk's
*984
separate opinion in
**800
Whitfield
. Justice Mosk opined that evidence of voluntary intoxication should
*745
not be allowed to negate implied malice because "it impairs the sound judgment or lowers the inhibitions that might stop a sober individual from committing a highly dangerous act leading to another's death." (
Whitfield
,
supra
, 7 Cal.4th at p. 463,
The court makes a perfectly good policy argument. But it offers no evidence that the Legislature, in overruling
Whitfield
, intended to extend Justice Mosk's reasoning to a claim of unreasonable self-defense to negate express malice.
Whitfield
only concerned the admissibility of voluntary intoxication to negate implied malice. The defendant in
Whitfield
argued that due to his intoxication, he was essentially unconscious and therefore did not actually harbor a conscious disregard of life when he drove his car and caused a fatal accident. (
Whitfield
,
supra
, 7 Cal.4th at p. 443,
Even if the Legislature intended to adopt Justice Mosk's views in
Whitfield
, it is clear that he, like the majority in
Whitfield
, was focused on "whether evidence of voluntary intoxication is relevant to negate implied malice aforethought, specifically its subjective component of conscious and antisocial disregard for human life." (
Whitfield
,
supra
, 7 Cal.4th at p. 459,
In sum, it is not "clear" from the legislative history that the Legislature broadly intended "to prohibit voluntary intoxication from being an excuse for poor judgment when someone kills." (Maj. opn., ante , at 231 Cal.Rptr.3d at p. 740, 415 P.3d at p. 796.) What is *985 clear is that the text of section 29.4(b) makes evidence of voluntary intoxication admissible on the issue of whether a defendant charged with murder "harbored express malice aforethought" and sets forth no exceptions.
The court offers one more argument for today's holding: "[A] different conclusion would give a stronger case for unreasonable self-defense to those who act with express malice than those who act with implied malice." (Maj. opn.,
ante
, at 231 Cal.Rptr.3d at p. 740, 415 P.3d at pp. 795-796.) Although the court thinks this would be bad policy, the court does not say it would be irrational or absurd. Indeed, there is a rational basis for treating implied malice differently from express malice in this context: In amending section 29.4 to overrule
Whitfield
, "the Legislature deemed it confusing, in a vehicular homicide case, to allow evidence of voluntary intoxication to aggravate as well as to mitigate
*746
the offense." (
People v. Timms
(2007)
II.
Today's opinion goes on to reject the claim advanced by various public defenders as amici curiae that section 29.4 violates a criminal defendant's due process rights under the California Constitution or the United States Constitution. (Maj. opn.,
ante
, 231 Cal.Rptr.3d at at pp. 741-743, 415 P.3d at pp. 797-798.) I would not decide this issue because Soto does not straightforwardly raise it, we did not grant review to decide it, and, as explained further below, the trial court's ruling barring evidence of voluntary intoxication on Soto's claim of unreasonable self-defense was harmless under any standard. But I would note that the court's analysis of this issue derogates from the principle that "the California Constitution is, and always has been, 'a document of independent force' (
American Academy of Pediatrics v. Lungren
(1997)
*986
The court relies on
Montana v. Egelhoff
(1996)
There is nothing wrong with deciding, in our independent judgment, to adopt the reasoning of a federal precedent as a matter of state constitutional law. But here the court simply says it "agree[s]" with appellate decisions that have relied on Egelhoff to uphold section 29.4(b). (Maj. opn., ante , at 231 Cal.Rptr.3d at pp. 742-743, 415 P.3d at p. 798.) What exactly is the court's reasoning? Because Egelhoff is a ruling with no majority opinion, shouldn't the court at least explain, in its independent judgment, whether it is following the four-justice plurality in treating section 29.4(b)
*747
as an evidentiary rule or Justice Ginsburg's concurrence in treating section 29.4(b) as a substantive definition of criminal offenses? Perhaps we can infer, although it is not clear, that the court is treating section 29.4(b) as an evidentiary rule. (Maj. opn.,
ante
, at 231 Cal.Rptr.3d at pp. 742-743, 415 P.3d at pp. 797-798.) If that is so, then shouldn't the court explain why, in its independent judgment, it finds the four-justice plurality in
Egelhoff
more persuasive than the four-justice dissent? (See
Egelhoff
,
supra
, 518 U.S. at p. 61,
This omission is especially notable because the reasoning of the
Egelhoff
plurality does not lend itself to straightforward adoption as a matter of state law. The doctrinal test for a federal due process violation in this context is deeply informed by federalism concerns: " '[P]reventing and dealing with crime is much more the business of the States than it is of the Federal Government, and ... we should not lightly construe the Constitution so as to intrude upon the administration of justice by the individual States. Among other things, it is normally "within the power of the State to regulate procedures under which its laws are carried out," ... and its decision in this regard is not subject to proscription under the Due Process Clause unless "it offends some principle of justice so rooted in the traditions and conscience of our people as to be ranked as fundamental." ' " (
Egelhoff
,
supra
, 518 U.S. at p. 43,
**802
opn.).) Under this test, the fact of state variation is
in and of itself
a key determinant of the due process inquiry. (See
id.
at p. 48,
But there is no similar federalism concern when a state court reviews a state statute under the state constitution. (See
Arizona v. Evans
(1995)
In sum, the court's endorsement of Egelhoff 's result, unaccompanied by any evaluation of the high court's split reasoning or any other independent analysis of the issue, does not give due regard to the independent force and effect of rights guaranteed by our state constitution.
*748 III.
Although the trial court erred in excluding evidence of Soto's voluntary intoxication, I concur in today's judgment because the exclusion was harmless under any standard of prejudice, whether the jury believed the prosecution's or Soto's version of events. (See
People v. Watson
(1956)
*988 According to Soto, Ramirez went to the kitchen when Soto entered the apartment. Soto turned to leave but saw Ramirez come at him with a 10-inch knife. The two started fighting, but at some point, Soto sought to withdraw from the altercation by leaving the apartment. As he headed down the hallway outside the apartment, he sensed Ramirez come after him and turned around and re-engaged him. Soto then fell; as Ramirez continued to attack him, Soto stabbed wildly until Ramirez went still. On this version, Ramirez's killing would have been entirely justified. If Ramirez was the initial aggressor or Soto properly withdrew, then Soto was entitled to defend himself when he saw Ramirez come at him with a 10-inch knife; it would have been reasonable for Soto to believe he was in mortal danger. There is no place for unreasonable self-defense - only reasonable self-defense, which the jury rejected by convicting Soto of murder.
Soto posits that unreasonable self-defense could have been a plausible theory if, after Ramirez re-engaged Soto in the hallway, Soto successfully neutralized Ramirez without killing him but, due to his intoxication, failed to realize that Ramirez was no longer a threat and continued attacking him until he died. But there is no evidence that Ramirez had been disabled at some point before the fatal blow in a manner that a sober and reasonable person in the same circumstances **803 would have recognized. Indeed, Soto's own testimony indicated that he was stabbing wildly to get Ramirez off of him until Ramirez went limp.
Because there is no reasonable possibility that the jury would have returned a different verdict if evidence of Soto's intoxication had been admitted, I concur in today's affirmance of the judgment.
I CONCUR:
THOMPSON, J. *
At the time of the offense, section 29.4 was former section 22. (Stats. 1995, ch. 793, § 1, pp. 6149-6150.) In 2012, former section 22 was renumbered section 29.4 without substantive change. (Stats. 2012, ch. 162, § 119.) Except when specifically discussing former section 22, we will refer to the statute by its current number.
Associate Justice of the Court of Appeal, Fourth Appellate District, Division Three, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Associate Justice of the Court of Appeal, Fourth Appellate District, Division Three, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Reference
- Full Case Name
- The PEOPLE, Plaintiff and Respondent, v. Juaquin Garcia SOTO, Defendant and Appellant.
- Cited By
- 125 cases
- Status
- Published