King v. CompPartners, Inc.
King v. CompPartners, Inc.
Opinion
*855 *1046 By statute, California's workers' compensation system provides an injured employee's "exclusive" remedy against an employer for compensable work-related injuries. ( Lab. Code, § 3602, subd. (a).) Here we consider the application of workers' compensation exclusivity to claims arising from the workers' compensation utilization review process. Through that process, utilization reviewers, acting on behalf of employers, determine whether the plan recommended for the treatment of an employee's industrial injury is medically necessary after consulting a schedule of uniform treatment guidelines. If the utilization reviewer concludes that a recommended treatment is not medically necessary, he or she may modify or deny the treatment request. ( Lab. Code, § 4610.)
In this case, a utilization reviewer denied a treating physician's request to continue prescribing certain medication for an injured employee. Alleging that the utilization reviewer caused him additional injuries by denying the request without authorizing a weaning regimen or warning him of the possible side effects of abruptly ceasing the medication, the employee filed a lawsuit seeking recovery in tort. We conclude that the workers' compensation law provides the exclusive remedy for the employee's injuries and thus preempts the employee's tort claims.
**978 I.
A.
First created more than a century ago, California's workers' compensation system is now governed by the Workers' Compensation Act (WCA), "a comprehensive statutory scheme governing compensation given to California employees for injuries incurred in the course and scope of their employment." (
Charles J. Vacanti, M.D., Inc. v. State Comp. Ins. Fund
(2001)
Under the WCA, an employer must provide an injured worker with all medical treatment reasonably required to cure or relieve the effects of his or her injury. ( Lab. Code, § 4600.) When an injured employee suffers an industrial injury, the employee reports the injury to his or her employer and then seeks medical care from a treating physician. After examining the worker, "the treating physician recommends any medical treatment he or she believes is necessary and the employer is given a treatment request to approve or deny." (
State Comp. Ins. Fund v. Workers' Comp. Appeals Bd.
(2008)
For many years, if an employer wished to challenge a treating physician's recommendation, it had to invoke a "cumbersome, lengthy, and potentially costly" dispute resolution process involving review by qualified medical evaluators, litigation before a workers' compensation judge, and a right of appeal to the Workers' Compensation Appeals Board. (
State Fund
,
supra
, 44 Cal.4th at p. 238,
Under the statute as amended, every employer is required to establish a utilization review process, "either directly or through its insurer or an entity with which an employer or insurer contracts for these services." ( Lab. Code, § 4610, former subd. (b), now subd. (g).) The utilization review process is "comprehensive," covering "
any and all
" treatment requests. (
State Fund
,
supra
, 44 Cal.4th at pp. 236, 243,
Labor Code section 4610 specifies the information on which utilization reviewers are to rely in making medical necessity determinations ( Lab. Code, § 4610, former subd. (d) ), as well as the timing of the determinations (
About a decade after it first instituted mandatory utilization review, the Legislature enacted a second set of reforms designed to streamline the resolution of disputes concerning utilization review determinations. (Stats. 2012, ch. 363, § 1, pp. 3719-3720.) The Legislature found that the then-existing dispute resolution system was "costly, time consuming, and [did] not uniformly result in the provision of treatment that adhere[d] to the highest standards of evidence-based medicine," all of which "adversely affect[ed] the health and safety of workers injured in the course of employment." ( Id. , § 1, subd. (d), p. 3719.) To remedy these ills, the Legislature crafted a system of "independent medical review," or "IMR," for resolving utilization review disputes. ( Lab. Code, § 4610.5, subd. (d).)
Following this second set of amendments, the IMR process is the exclusive mechanism for review of a utilization review decision. (
*1049
Lab. Code, § 4610.5, subd. (e) ; see also
B.
In February 2008, plaintiff Kirk King sustained **980 a back injury while he was at work. 2 King suffered chronic pain as a result of the injury, which in turn caused him anxiety and depression. In July 2011, a mental health professional prescribed several psychotropic drugs, including Klonopin, to treat these latter conditions.
Defendant Dr. Naresh Sharma is an anesthesiologist who was employed by defendant CompPartners, Inc. (CompPartners), a licensed workers' compensation utilization review management company. In July 2013, Dr. Sharma conducted a utilization review of King's Klonopin prescription. Dr. Sharma determined that the Klonopin was medically unnecessary and decertified the prescription. Dr. Sharma's decertification did not provide for a weaning regimen, nor did Dr. Sharma warn King of the risks of abruptly ceasing *1050 Klonopin. King immediately stopped taking the medication and suffered a series of four seizures as a result.
In September 2013, King sought a new prescription for Klonopin. A month later, Dr. Mohammed Ashraf Ali, a psychiatrist employed by CompPartners, performed a utilization review of the prescription. Dr. Ali, like Dr. Sharma, found that King's Klonopin prescription was medically unnecessary. And again, like Dr. Sharma, Dr. Ali neither authorized a weaning regimen nor warned King of the risks of abruptly stopping the medication.
In October 2014, King and his wife filed a complaint in superior court against CompPartners and Dr. Sharma, among others. 3 The Kings asserted claims of negligence, professional negligence, intentional and negligent infliction of emotional distress, and loss of consortium. Defendants demurred, arguing that the Kings' claims were preempted by the WCA. In the alternative, they argued that the negligence claims failed because Dr. Sharma owed no duty of care to King. The trial court agreed with both arguments and sustained the demurrer without leave to amend.
The Court of Appeal affirmed the order sustaining the demurrer but reversed the denial of leave to amend. The Court of Appeal agreed with defendants that the Kings' challenge to Dr. Sharma's decision to decertify the Klonopin prescription is *859 subject to the exclusive remedies of the workers' compensation system. But insofar as the Kings instead challenge Dr. Sharma's failure to warn King of the risks of Klonopin withdrawal, the court concluded, the claim is not preempted because it does not directly challenge Dr. Sharma's medical necessity determination. Finally, the Court of Appeal held that Dr. Sharma owed King a duty of care, though it also held that the scope of the duty could not be determined on the basis of the facts alleged in the Kings' complaint.
We granted review. "In reviewing an order sustaining a demurrer, we examine the operative complaint de novo to determine whether it alleges facts sufficient to state a cause of action under any legal theory." (
T.H. v. Novartis Pharmaceuticals Corp.
(2017)
*1051 II.
To give effect to the compensation bargain underlying the system, the WCA generally
**981
limits an employee's remedies against an employer for work-related injuries to those remedies provided by the statute itself. Labor Code section 3600, subdivision (a) provides that workers' compensation liability "shall, without regard to negligence, exist against an employer for any injury sustained by his or her employees arising out of and in the course of the employment ... in those cases where the ... conditions of compensation concur."
4
Subject to certain enumerated exceptions not relevant here, this liability is "in lieu of any other liability whatsoever." ( Lab. Code, § 3600, subd. (a).) Labor Code section 3602 underscores the point: "Where the conditions of compensation ... concur, the right to recover such compensation is ...
the sole and exclusive remedy
of the employee ... against the employer...." (
The WCA instructs that its provisions are to be "liberally construed by the courts with the purpose of extending their benefits for the protection of persons injured in the course of their employment." ( Lab. Code, § 3202.) This rule of liberal construction applies even though a particular plaintiff might prefer to forgo a workers' compensation remedy in favor of a remedy at law: We construe the Act " 'in favor of awarding work[ers'] compensation, not in permitting civil litigation.' " (
Arriaga v. County of Alameda
(1995)
In addressing the application of the WCA's exclusivity provisions in this case, we confront two main issues: First, are the injuries the Kings allege in this case the sort of injuries that are covered by the workers' compensation exclusive remedy? And second, are the defendants in this case entitled to the protections of workers' compensation exclusivity? We address each issue in turn.
*860 A.
It is by now well established that the WCA's exclusivity provisions preempt not only those causes of action premised on a compensable workplace injury, but also those causes of action premised on injuries " 'collateral to or derivative of' " such an injury. (
Vacanti
,
supra
, 24 Cal.4th at p. 811,
This conclusion follows from the unique causation principles underlying Labor Code section 3600. As we recently explained in
South Coast Framing, Inc. v. Workers' Comp. Appeals Bd.
(2015)
These established principles lead to a straightforward answer here. The Kings seek to recover for injuries that arose during the treatment of King's industrial injury and in the course of the workers' compensation claims *1053 process. Because the Kings allege injuries that are derivative of *861 a compensable workplace injury, their claims fall within the scope of the workers' compensation bargain and are therefore compensable within the workers' compensation system.
The Court of Appeal agreed with this conclusion insofar as the Kings are proceeding against defendants on a theory that Dr. Sharma made an erroneous medical necessity determination regarding King's Klonopin prescription. But the court concluded that the exclusivity provisions of the WCA do not apply to the extent the Kings complain of Dr. Sharma's failure to warn King of the adverse consequences of abruptly stopping Klonopin. This was error; focusing on Dr. Sharma's failure to warn does not alter the analysis. On either theory of liability, King's injury arose out of and in the course of utilization review-a statutorily required part of the workers' compensation claims process, to which he would not have been subject had he not suffered a work-related back injury. The injury is thus compensable under the WCA.
In reaching its contrary conclusion regarding the Kings' failure-to-warn theory, the Court of Appeal relied on
Vacanti
's observation that "courts have allowed tort claims in cases where the alleged injury-the aggravation of an existing workplace injury-did not occur in the course of an employment relationship. (See, e.g.,
Weinstein v. St. Mary's Medical Center
(1997)
Vacanti
's reference to
Weinstein v. St. Mary's Medical Center
offers some insight into what this court had in mind. The plaintiff in
Weinstein
was a hospital employee who was injured on the job. She voluntarily sought treatment for her workplace injury at the hospital where she worked. While on the premises to receive treatment, she was
**983
injured in a slip and fall. (
Weinstein v. St. Mary's Medical Center
,
supra
, 58 Cal.App.4th at p. 1226,
This case presents no comparable circumstances. Certainly King, like the plaintiff in Weinstein , seeks recovery for injuries following his initial industrial injury. But unlike the injuries at issue in Weinstein , King's injuries occurred within the scope of the employment relationship: King alleges the injuries resulted from errors in the utilization review process-a process that King's employer, in its capacity as an employer, was required to establish for the review of the treatment recommended for King's prior industrial injury. (See Lab. Code, § 4610.)
The Court of Appeal at least implicitly recognized the relationship between King's alleged injuries and his employment when it concluded that the Kings' challenge to Dr. Sharma's medical necessity determination is
*1055
preempted by the WCA. But the court distinguished the Kings' failure-to-warn theory on the ground that such a warning, if given, would fall outside the scope of the workers' compensation claims process. That distinction is untenable. The utilization review provisions of the WCA govern not only the substance of a utilization review decision, whether based on medical necessity or otherwise, but also the content of the responses communicating the decision. (See Lab. Code, § 4610, former subd. (g)(4), now subd. (i)(5) ["Responses regarding decisions to modify, delay, or deny medical treatment services requested by physicians shall include a clear and concise explanation of the reasons for the employer's decision, a description of the criteria or guidelines used, and the clinical reasons for the decisions regarding medical necessity."].) The statute also specifies when, and to whom, the decision must be conveyed. (
B.
The Kings argue that even if their injuries were collateral to and derivative of King's work-related back injury, defendants are not entitled to the protections of workers' compensation exclusivity because defendants are not King's "employer" for purposes of the WCA's exclusivity provisions.
While the workers' compensation remedy bars suit against an "employer" ( Lab. Code, §§ 3600, 3602 ), the statute expressly preserves the right of employees to sue third parties: "The claim of an employee ... for compensation does not affect his or her claim or right of action for all damages proximately resulting from the injury or death against any person other than the employer" (
id
., § 3852). The statute generally defines the term "employer" to mean, as relevant here, any "person including any public service corporation, which has any natural person in service" (
id.
, § 3300, subd. (c); see also
But as the Kings acknowledge, it has long been held that workers' compensation exclusivity preempts tort claims against certain other persons
*1056
and entities as well: insurers, as "the '
alter ego
' of the employer" (see
Unruh v. Truck Insurance Exchange
(1972)
In
Unruh
, an injured employee sued her employer's insurer and others in tort, alleging that they negligently and intentionally caused her physical and psychological injury while investigating her workers' compensation claim. (
Unruh
,
supra
, 7 Cal.3d at pp. 620-621,
In
Marsh
, an injured employee's surviving spouse sued the employer's independent claims administrator in tort for wrongly stopping the payment of the death benefits to which she was entitled. The plaintiff in that case argued that she was entitled to maintain the suit because the independent claims administrator was neither an employer, nor an insurer as in
Unruh
, and therefore was not entitled to the protections of workers' compensation exclusivity. We rejected the argument. The exclusive remedy doctrine, we explained, derives its force from more than the
**985
special statutory definition of "employer" on which we focused in
Unruh
. The exclusivity doctrine also derives from other provisions of the WCA: namely, Labor Code section 5300, which establishes the exclusive jurisdiction of the Workers' Compensation Appeals Board over disputes concerning an employee's right to compensation or the liability of an employer, and Labor Code section 5814, which specifies
*1057
the penalty for unreasonable delay or refusal of compensation. Taken together, we concluded, these provisions "imply that the workers' compensation system encompasses all disputes over coverage and payment, whether they result from actions taken by the employer, by the employer's insurance carrier or, ... by an independent claims administrator hired by the employer to handle the worker's claim." (
Marsh
,
supra
, 49 Cal.3d at p. 8,
Similar considerations apply in the context of disputes regarding utilization review. The WCA requires employers to engage the services of utilization reviewers and regulates utilization review activities in considerable detail. (See Lab. Code, § 4610, former subd. (b), now subd. (g).) The statute identifies the exclusive means by which an employee may dispute a utilization review decision: namely, independent medical review. ( Lab. Code, § 4610.5, subd. (e) ["A utilization review decision may be reviewed or appealed only by independent medical review pursuant to this section."]; see also
We presume that the Legislature was aware of our decision in
Marsh
when it crafted the utilization review provisions in sections 4610 and 4610.5. (
Williams v. Industrial Acc. Com.
(1966)
C.
The Kings and their amici raise policy concerns about this conclusion. Utilization review has a significant impact on the medical care of injured workers. It follows, they argue, that utilization reviewers should be
*1059
held accountable for their mistakes in the same way and to the same extent as treating physicians, who may be
*866
sued for their malpractice. (
Duprey
,
supra
, 39 Cal.2d at p. 792,
The statute's treatment of utilization reviewers is, however, consistent with the basic tradeoff that underlies the workers' compensation system as a whole: The employee is afforded swift and certain payments for medical treatment without having to prove fault, but, in exchange, gives up his right to sue in tort for those injuries that result from risks encompassed by the employment relationship. (See
Fermino v. Fedco, Inc.
(1994)
The detailed scheme the Legislature enacted does contain several safeguards to protect employees from the sort of harm the Kings have alleged. As previously noted, decisions to modify or deny a treatment request must
**987
be performed by licensed physicians, who must make medical necessity determinations in keeping with a uniform schedule of medical treatment guidelines.
8
( Lab. Code, § 4610, former subds. (c), (e), (f), now subds. (g)(1), (g)(3)(A), (h).) As particularly relevant here, the statute provides that "medical care shall not be discontinued until the employee's physician has been notified of the decision and a care plan has been agreed upon by the physician that is appropriate for the medical needs of the employee." ( Lab. Code, § 4610, former subd. (g)(3)(B), now (i)(4)(C).) To the extent that a
*1060
physician or a utilization review organization fails to abide by a statutorily required part of the utilization review process, the employer, insurer, or utilization review organization may be subject to administrative penalties. ( Lab. Code, § 4610, former subd. (i), now subd. (p).) A physician who makes unsound professional judgments in this capacity is subject to professional discipline, which may include the loss of his or her license. (See Bus. & Prof. Code, §§ 2221, 2234.) And, of course, employers are ultimately responsible for paying benefits to workers who suffer injuries as a result of the utilization review process.
*867
Moreover, as we have previously held, workers' compensation exclusivity does not bar tort remedies resulting from acts that "fall outside the risks encompassed within the compensation bargain." (
Vacanti
,
supra
, 24 Cal.4th at p. 812,
It is undoubtedly true that the availability of additional remedies would increase utilization reviewers' incentives to perform their tasks with appropriate competence and care. But as we read the statute the Legislature enacted, the workers' compensation system provides the exclusive remedy for otherwise compensable injuries stemming from alleged mistakes in the utilization review process. Here the Kings' tort claims concerning Dr. Sharma's decertification of King's prescription are collateral to and derivative of a compensable injury and defendants performed a statutorily recognized utilization review function on behalf of King's employer. Because the acts alleged do *1061 not suggest that defendants stepped outside of the utilization review role contemplated by statute, the Kings' claims are preempted. 9 **988 The Kings have not shown that they could amend their complaint in a manner that would alter this conclusion. In their briefing, they do raise some new factual assertions about Dr. Sharma's erroneous handling of the treatment request. Specifically, they assert that Dr. Sharma signed a draft decision that had been prepared by a nurse without reviewing King's medical records or contacting his prescribing doctor. They also assert that Dr. Sharma and CompPartners erroneously sent Dr. Sharma's decertification decision to King's general physician instead of King's prescribing physician. But neither of these asserted errors in the utilization review *868 process falls outside the risks contemplated by the statutory scheme that the Legislature has enacted. Such allegations, if formally pleaded, would not affect our conclusion that the exclusive remedy for the Kings' alleged injuries lies in the workers' compensation system.
III.
We affirm the Court of Appeal's judgment insofar as it affirmed the trial court's sustaining of the demurrer, but reverse its judgment insofar as it permitted the Kings to amend their complaint to bolster their claim that defendants are liable in tort for failure to warn. We remand the case to the Court of Appeal for further proceedings consistent with this opinion.
WE CONCUR:
CANTIL-SAKAUYE, C. J.
CHIN, J.
CORRIGAN, J.
LIU, J.
CUÉLLAR, J.
GROVER, J. *
LIU, J.
CONCURRING OPINION BY LIU, J.
Today we hold that Kirk and Sara King's tort claims are preempted by California's workers' compensation system. As enacted by the Legislature and as interpreted by our court, this system provides the exclusive remedy not only for workplace injuries but also for injuries " ' "collateral to or derivative of" ' " workplace injuries. (Maj. opn.,
ante
, 236 Cal.Rptr.3d at p. 860, 423 P.3d at p. 981, quoting
Charles J. Vacanti, M.D., Inc. v. State Comp. Ins. Fund
(2001)
But the undisputed facts in this case suggest that the workers' compensation system, and the utilization review process in particular, may not be working as the Legislature intended. As today's opinion notes, "[t]he detailed scheme the Legislature enacted ... contain[s] several safeguards to protect employees **989 from the sort of harm the Kings have alleged." (Maj. opn., ante , 236 Cal.Rptr.3d at p. 865, 423 P.3d at p. 986.) For example, "decisions to modify or deny a treatment request must be performed by licensed physicians, who must make medical necessity determinations *869 in keeping with a uniform schedule of medical treatment guidelines. [Citations.] As particularly relevant here, ... 'medical care shall not be discontinued until the employee's physician has been notified of the decision and a care plan has been agreed upon by the physician that is appropriate for the medical needs of the employee.' [Citation.] To the extent that ... a utilization review organization fails to abide by a statutorily required part of the utilization review process, the ... organization may be subject to administrative penalties. [Citation.] A physician who makes unsound professional judgments in this capacity is subject to professional discipline, which may include the loss of his or her license. [Citations.] And ... employers are ultimately responsible for paying [compensatory] benefits to workers who suffer injuries as a result of the utilization review process." ( Id. at p. 866, 423 P.3d at p. 987, fn.omitted.)
The record in this case does not indicate whether defendants followed the relevant statutory and regulatory requirements in discontinuing Kirk King's prescription for Klonopin. But the seizures King suffered as a result of his abrupt withdrawal from the drug provide grounds for skepticism that "a care plan ... appropriate for the medical needs of the employee" was established before his prescription was discontinued. ( Lab. Code, § 4610, former subd. (g)(3)(B), now subd. (i)(4)(c).) And even if defendants fully complied with the relevant requirements, it is questionable whether those requirements are enough to prevent similar injuries from occurring in the future. The "compensation bargain" that underlies the workers' compensation system may allow for some "mistakes in the utilization review process." (Maj. opn., ante , 236 Cal.Rptr.3d at pp. 859, 867, 423 P.3d at pp. 980, 987.) But the balance that bargain strikes between *1063 employers' interests and workers' interests presumes that utilization review-which is conducted either by the worker's employer or by an entity "stand[ing] in the shoes of [the] employer[ ]" ( id. at p. 865, 423 P.3d at p. 987)-will be performed "with appropriate competence and care" ( id. at p. ----, --- P.3d at p. ----). The limited record here raises doubts as to whether King's utilization review was handled properly. The Legislature may wish to examine whether the existing safeguards provide sufficient incentives for competent and careful utilization review.
I CONCUR:
CUÉLLAR, J.
CUÉLLAR, J.
CONCURRING OPINION BY CUÉLLAR, J.
Employees protected by the Workers' Compensation Act (WCA; Lab. Code, § 3201 et seq. ) sometimes allege that their harm arises not only from a work-related injury, but from the "utilization review process" affecting their access to medical treatment for that injury (
id.
, § 4610). What today's majority opinion holds is that when these workers seek a remedy for such harms, they must find it exclusively in the WCA. I understand why the majority opinion reaches this conclusion, particularly in light of our decisions in
Unruh v. Truck Insurance Exchange
(1972)
The WCA is a "comprehensive statutory scheme" governing the compensation employers must pay employees for injuries suffered in the course and scope of their employment. (
Charles J. Vacanti, M.D., Inc. v. State Comp. Ins. Fund
(2001)
Yet this result may be far from obvious-not only because at least some of the statutory scheme likely could be reconciled with a different outcome, but also because of the presumption we normally apply against the implied repeal of the common law. Not surprisingly, the common law undergirds our jurisprudence. (See, e.g.,
Li v. Yellow Cab Co.
(1975)
The Legislature's power to curb the scope of common law causes of action is not only beyond question-it's part of the process that adapts the fabric of the common law to a changing world. But we consider a restriction on the
*1065
public's access to longstanding common law protections sufficiently fraught to expect a clear legislative statement attesting that such change occurred, and rightly so. (See
McMillin Albany LLC v. Superior Court
(2018)
The question here is why this presumption does not apply to independent utilization reviewers and the harms they potentially impose on employees like the plaintiff in this case. One answer may be that the presumption we apply against repeal of the common law can be easily rebutted in our analysis of the workers' compensation law-an area where the Legislature has explicitly eliminated the right to bring a tort suit against employers. (See Lab. Code, § 3600, subd. (a).) Given this explicit repudiation of tort law in the WCA, the question changes from whether the common law has been abrogated-it has-to the boundary lines of where it's been eliminated. The dividing line is many times decided on whether we consider a party an "employer" or an alter-ego thereof. This question must be evaluated in the context of the workers' compensation scheme as a whole through explicit or implicit legislative indications of purpose. Although the presumption against implied repeals may still exist to
*872
rebuff undue expansions of who is an "employer," the weight of the WCA's explicit repudiation of tort law in combination with other indicators of legislative purpose may serve to rebut the presumption in cases like this one.
*1066
Remedies can play a particularly important role as an indicator of legislative purpose when courts seek to demarcate the precise distinction between who counts as employers and non-employers under the WCA scheme. A maxim of the common law is that every right has a remedy. (See
Marbury v. Madison
(1803)
Our understanding of the utilization review statute's purpose may have differed if the Legislature had failed to provide any such safeguards, incentives, or remedies. Even now, those safeguards and remedies may not be set at optimal levels, and the Legislature may find it makes sense to change them. (See conc. opn. of Liu, J., ante , 236 Cal.Rptr.3d at pp. 870-871, 423 P.3d at pp. 990-991.) Nonetheless, they are sufficient to support our conclusion-in light of our decisions in Marsh and Unruh , and the WCA's scheme as a whole-that any presumption *1067 against the implied repeal of common law tort remedies otherwise available to protect people *873 from negligent or botched utilization review procedures is rebutted in this case.
I CONCUR:
GROVER, J. *
Section 4610 was added to the Labor Code effective January 1, 2004. (Stats. 2003, ch. 639, § 28.) The Legislature later amended the section effective January 1, 2013. (Stats. 2012, ch. 363, § 43.) This is the version of section 4610 that was in effect at the time of the events at issue in this case.
The Legislature has since made additional amendments to section 4610, effective January 1, 2017 (Stats. 2016, ch. 868, § 3; Stats. 2016, ch. 885, § 1.5), and January 1, 2018 (Stats. 2017, ch. 240, § 1). Neither amendment affects our analysis in this case. Unless otherwise specified, we refer to the version of section 4610 that was in effect in 2013.
Because we are reviewing an order sustaining a general demurrer, we accept as true all the material allegations of the complaint. (
Shoemaker v. Myers
(1990)
The Kings also sued two other defendants, but only CompPartners and Dr. Sharma are parties to this appeal.
The conditions of compensation relevant to this case are as follows: "(1) Where, at the time of the injury, both the employer and employee are subject to the compensation provisions of this division. [¶] (2) Where, at the time of the injury, the employee is performing service growing out of and incidental to his or her employment and is acting within the course of his or her employment. [¶] (3) Where the injury is proximately caused by the employment, either with or without negligence." (Lab. Code, § 3600, subd. (a).)
The court in
Weinstein
acknowledged that the Legislature had amended the WCA in 1982 to make clear that "[t]he fact that either the employee or the employer also occupied another or dual capacity prior to, or at the time of, the employee's industrial injury shall not permit the employee or his or her dependents to bring an action at law for damages against the employer." (Lab. Code, § 3602, subd. (a).) But the court concluded that the 1982 amendment did not alter the analysis because the plaintiff was seeking compensation for a slip and fall injury that occurred after the initial industrial injury and had no connection at all with any employment-related duties or obligations she might have toward the hospital, or the hospital toward her. (
Weinstein
,
supra
, 58 Cal.App.4th at p. 1237,
This court has never had occasion to consider what, if anything, remains of the
Duprey
dual capacity doctrine following the 1982 amendment. (See
Hendy
,
supra
, 54 Cal.3d at pp. 735-739,
We held under a narrow exception, not relevant here, that the employees'
intentional
tort claims against the insurer could proceed. (
Unruh
,
supra
, 7 Cal.3d at p. 630,
Recent amendments to the act, effective January 1, 2018, call for additional regulation of utilization review. Section 4610, for example, now contains detailed requirements for the accreditation of utilization review processes performed by physicians. (Lab. Code, § 4610, subd. (g)(4).)
The uniform treatment schedule incorporates "evidence-based, peer-reviewed, nationally recognized standards of care recommended by [the Commission on Health and Safety and Workers' Compensation]." (Lab. Code, § 5307.27, subd. (a).)
This conclusion applies to the Kings' claims of negligence, as well as the claim of intentional infliction of emotional distress (see
Cole v. Fair Oaks Fire Protection Dist.
(1987)
Associate Justice of the Court of Appeal, Sixth Appellate District, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Associate Justice of the Court of Appeal, Sixth Appellate District, assigned by Chief Justice pursuant to article VI, section 6 of the California Constitution.
Reference
- Full Case Name
- Kirk KING Et Al., Plaintiffs and Appellants, v. COMPPARTNERS, INC., Et Al., Defendants and Respondents.
- Cited By
- 56 cases
- Status
- Published