Quigley v. Garden Valley Fire Protection Dist.
Quigley v. Garden Valley Fire Protection Dist.
Opinion
*802 The Government Claims Act ( Gov. Code, § 810 et seq. ) authorizes plaintiffs to bring certain tort claims against public entities, while also immunizing public entities from liability in particular circumstances. One of the act's immunity provisions bars any statutory liability that might otherwise exist for injuries resulting from the condition of firefighting equipment or facilities. ( Id. , § 850.4.) The question presented is whether this immunity provision constitutes an affirmative defense that may be forfeited if not timely raised or instead serves as a limitation on the fundamental jurisdiction of the courts, such that the issue can never be forfeited or waived.
*803 We conclude that Government Code section 850.4 immunity does not deprive a court of fundamental jurisdiction but rather operates as an affirmative defense to liability.
**691 I.
A.
Enacted in 1963, the Government Claims Act (GCA or Act) is a comprehensive statutory scheme governing the liabilities and immunities of public entities and public employees for torts. (
Kizer v. County of San Mateo
(1991)
The basic architecture of the Act is encapsulated in Government Code section 815. Subdivision (a) of that section makes clear that under the GCA, there is no such thing as common law tort liability for public entities; a public entity is not liable for an injury "[e]xcept as otherwise provided by statute." ( Gov. Code, § 815 ; see
Guzman v. County of Monterey
(2009)
*804
But even when there are statutory grounds for imposing liability, subdivision (b) of section 815 provides that a public entity's liability is "subject to any immunity of the public entity provided by statute." ( Gov. Code, § 815, subd. (b).) Government Code section 850.4 ( section 850.4 ), the provision at issue in this case, establishes one such immunity: "Neither a public entity, nor a public employee acting in the scope of his employment, is liable for any injury resulting from the condition of fire protection or firefighting equipment or facilities or," with the exception of certain motor vehicle accidents, "for any injury caused in fighting fires." Section 850.4 was enacted at the recommendation of the Law Revision Commission. The commission's report to the Legislature explained section 850.4 's purpose as follows: "There are adequate incentives to careful maintenance of fire equipment without imposing tort liability; and firemen should not be deterred from any action they may desire to take in combatting fires by a fear that liability might be imposed if a jury believes such action to be unreasonable." (4 Cal. Law Revision Com. Rep.,
supra
, at p. 862; see
Heieck and Moran v. City of Modesto
(1966)
**692 B.
In September 2009, a wildfire known as the Silver Fire broke out in the Plumas National Forest. Employees of two local fire protection districts managed a base camp set up at a local fairground for the *552 firefighting response. The base camp management team allowed firefighters resting in between firefighting shifts to sleep in tents and sleeping bags near a portable shower unit. Plaintiff Rebecca Megan Quigley, a United States Forest Service firefighter, was sleeping in this area when she was run over by a water truck servicing the shower unit. She sustained serious and permanent injuries.
Quigley sued three base camp managers-the facility unit leader, logistics chief, and camp safety officer-as well as their employers, the Chester Fire Protection District and the Garden Valley Fire Protection District. 3 She alleged that defendants were negligent in permitting firefighters to sleep in the area where she was run over, without roping the area off or posting signs forbidding vehicles from entering. She claimed defendants had thereby *805 created a "dangerous condition" of public property, for which public entities may be held liable under section 835 of the Government Code.
In their answer, defendants alleged 38 affirmative defenses, including 11 defenses asserting immunity under 17 individually cited sections of the GCA. These individually cited defenses ranged from property inspection immunity ( Gov. Code, § 818.6 ) to discretionary act immunity ( id. , § 820.2). Defendants did not allege the immunity conferred by section 850.4. They did, however, raise a fifteenth affirmative defense that cited inclusively to all immunities under the GCA: "A public entity and its employees are immune from liability for damages alleged in the complaint and Defendants assert all defenses and rights granted to them by the provisions of Government Code sections 810 through 996.6, inclusive."
Trial began more than four years after the complaint was filed. After Quigley's counsel completed his opening statement, defense counsel presented a written motion for nonsuit, in which defendants for the first time invoked section 850.4. Quigley objected on the ground that defendants had waived any argument they might have under section 850.4 by failing to invoke the immunity in their answer. (See Code Civ. Proc., § 430.80, subd. (a).) 4
The trial court overruled Quigley's objection, reasoning that defendants could not have waived section 850.4 immunity because "governmental immunity is jurisdictional and can't be waived." On the merits, the trial court agreed with defendants that Quigley's cause of action sought recovery for injuries caused by a condition of firefighting facilities-namely, the base camp-and was thus barred by section 850.4 immunity.
Quigley later renewed her objection in a motion for a new trial, which the court denied. In ruling on that motion, the court *553 offered a different rationale for entertaining defendants' late-raised section 850.4 argument. It held that defendants did not waive section 850.4 immunity because defendants' "general allegation [in the fifteenth affirmative defense] that [they] were immune *806 from liability as public entities and public employees is sufficient to assert governmental immunity under section 850.4."
On appeal, Quigley again renewed her objection to defendants' belated invocation of **693 section 850.4 immunity. The Court of Appeal rejected the argument. Without addressing whether defendants' omnibus pleading of the entire GCA was adequate to preserve defendants' section 850.4 argument, the Court of Appeal agreed with the trial court that defendants could not have waived the issue because section 850.4 is "jurisdictional" and therefore may be raised "at any time." Proceeding to the merits, the Court of Appeal also agreed with the trial court that section 850.4 immunity applies to injuries resulting from the condition of a firefighting base camp, and thus affirmed the award of nonsuit to defendants. 5
The Court of Appeal recognized that its jurisdictional ruling created a conflict with
McMahan's of Santa Monica v. City of Santa Monica
(1983)
The Court of Appeal criticized
McMahan's
for failing to distinguish between those sections of the GCA that provide "qualified" immunity and those that provide "absolute" immunity. The Court of Appeal reasoned that the first kind of immunity provision creates an affirmative defense because the public entity must make some sort of affirmative showing to establish the immunity applies. The court pointed to
De La Rosa v. City of San Bernardino
(1971)
The Court of Appeal observed that section 850.4 imposes no similar requirement. The court instead likened section 850.4 to the governmental immunity at issue in
*807
Hata v. Los Angeles County Harbor/UCLA Medical Center
(1995)
We granted review to resolve the conflict between the Court of Appeal's decision and McMahan's about whether the governmental immunity set forth in section 850.4 is jurisdictional or instead may be forfeited if not timely raised.
II.
A.
We begin with a necessary note about terminology. As we have long recognized, the term "jurisdiction" has "many different meanings." (
Abelleira v. District Court of Appeal
(1941)
In evaluating these competing claims, we begin with the usual presumption that statutes do not limit the courts' fundamental jurisdiction absent a clear indication of legislative intent to do so. (E.g.,
Kabran
,
supra
, 2 Cal.5th at pp. 342-343,
On its face, section 850.4 contains no clear indication of a legislative intent to limit the fundamental jurisdiction of the courts. Section 850.4 provides, as relevant here: "Neither a public entity, nor a public employee acting in the scope of his employment, is liable for any injury resulting from the condition of fire protection or firefighting equipment or facilities[.]" Nothing in the language of this provision suggests it was intended to withdraw a class of cases from the courts' power to adjudicate. Unlike some other provisions that have been understood to have such an effect, section 850.4 makes no reference to the jurisdiction of the courts, nor does it otherwise speak to the courts' power to decide a particular category of cases. (Cf., e.g., Pub. Util. Code, § 1759, subd. (a) ["No court of this state, except the Supreme Court and the court of appeal, to the extent specified in this article, shall have
*809
jurisdiction to review, reverse, correct, or annul any order
**695
or decision of the [Public Utilities Commission][.]"], discussed in
San Diego Gas & Electric Co. v. Superior Court
(1996)
Section 850.4 instead reads as a substantive bar to tort liability, much like other privileges or immunities provisions that shield particular actors or activities from otherwise applicable liability for tortious conduct. Quigley sued under Government Code section 835, which makes public entities liable for injuries arising from a dangerous condition of public property. Section 850.4 provides a justification or excuse from liability that would otherwise exist under section 835, based on considerations of policy. (See
Heieck and Moran
,
supra
, 64 Cal.2d at p. 233, fn. 3,
Consistent with this understanding, we have previously described other GCA statutory immunities as affirmative defenses to liability. Government Code section 830.6, for example, immunizes public entities for injuries caused by a properly approved plan or design of public property. We have explained that this design immunity is a "defense" that a public entity should "raise[ ] ... by appropriate pleadings." (
Teall v. City of Cudahy
(1963)
It is true, as the Court of Appeal observed, that section 850.4 differs from these other immunity provisions in that it creates an "absolute," rather than "qualified," immunity-that is to say, the immunity is not conditioned on a showing that the defendant acted in a reasonable or procedurally proper manner, or any similar requirement. But absolute privileges and immunities, too, ordinarily apply only if the defendant invokes them. Courts have held,
*810
for example, that the absolute litigation privilege in Civil Code section 47, subdivision (b) -a provision that operates "as a limitation on liability, precluding use of ... protected communications and statements as the basis for a tort action other than for malicious prosecution" (
Moore v. Conliffe
(1994)
Notwithstanding section 850.4 's resemblance to other affirmative defenses, defendants argue that the GCA's roots in the doctrine of sovereign immunity support affixing the jurisdictional label instead. As noted, the GCA was enacted after this court abolished the common law rule of governmental immunity in
Muskopf
,
supra
,
Defendants' argument assumes that the Legislature's evident intent to limit the tort liability of public entities in the GCA (even when there is an applicable statutory basis for liability, as Government Code section 835 provides here) means the Legislature must also have intended to withdraw a class of tort
*811
cases from the fundamental jurisdiction of the courts. This assumption is unfounded, for reasons
Muskopf
itself made clear: California law has long distinguished between limitations on the substantive liability of public entities, on the one hand, and limitations on the power of the courts to hear cases involving public entities, on the other. (See
Muskopf
,
supra
, 55 Cal.2d at pp. 217-218,
Granted, for some time in our history, the distinction between these two kinds of limitations had little practical relevance. At common law, the doctrine of sovereign immunity had two strands: a procedural immunity from suit without the government's consent and a substantive immunity from liability for the conduct of government. (
State Dept. of State Hospitals v. Superior Court
(2015)
But as
Muskopf
explained, various legal developments would disentangle the two strands of sovereign immunity doctrine in California. (See
Muskopf
,
supra
, 55 Cal.2d at pp. 217-218,
In subsequent cases interpreting these statutes, this court held that the statutes eliminated the state's procedural immunity to suit, thus opening the courts to the adjudication
**697
of the specified claims. (
Green
,
supra
, 73 Cal. at pp. 32-33,
By the time of
Muskopf
, similar provisions granting legislative consent to suit were not uncommon. As
Muskopf
noted, the California Constitution itself contemplates the granting of such consent in suits against the state ( Cal. Const., art. III, § 5, former art. XX, § 6), and the Legislature had enacted a " 'sue and be sued' " statute applicable to hospital districts, the subject of the particular controversy in
Muskopf
. (
Muskopf
,
supra
, 55 Cal.2d at p. 217,
The
Muskopf
court therefore held that, notwithstanding an applicable grant of legislative consent to bring suit against a public entity, it was a separate question whether the common law barred courts from imposing substantive liability. Ultimately it answered the latter question in the negative, discarding the common law rule of "governmental immunity from tort liability" as "mistaken and unjust" insofar as it operated to deny compensation to individuals harmed by a public entity's wrongs. (
Muskopf
,
supra
, 55 Cal.2d at p. 213,
When the California Law Revision Commission made its recommendations about legislative responses to Muskopf , it likewise focused primarily on questions of substantive public entity liability, and it dealt separately with questions concerning the amenability of public entities to suits in state courts. The commission proposed what ultimately became Government Code section 945, which provides simply: "A public entity may sue and be sued." The commission's comment on the proposed section explains: " Section 945 is new. This section will eliminate any doubt that might otherwise exist as to whether a tort action might be defeated on the technical ground that a particular local public entity is not subject to suit. The section does not, however, impose substantive liability; some other statute must be found that imposes such liability." (Recommendation Relating to Sovereign Immunity, No. 2-Claims, Actions and Judgments Against Public Entities and Employees (Jan. 1963) 4 Cal. Law Revision Com. Rep. (1963) p. 1042.)
*813 In sum, the history indicates that the GCA's liability and special immunity provisions, like section 850.4, were addressed to questions of substantive liability. As for the separate question whether public entities are amenable to suit in state courts, it appears the Legislature sought to put any doubts to rest when it broadly waived common law immunity from suit for all public entities in Government Code section 945.
Given this background, there is little basis for defendants' assumption that the Legislature intended the immunity conferred by section 850.4 to function as a partial withdrawal of the state's consent to suit when a plaintiff brings a claim under a liability-providing section of the Act. In the absence of clearer indication that such was
*559
the Legislature's intent, we presume the opposite: that is, that the Legislature did not intend to limit the fundamental power of the courts to hear the
**698
legal disputes that are brought to them. (
Kabran
,
supra
, 2 Cal.5th at pp. 342-343,
B.
In arguing that section 850.4 creates a jurisdictional bar, defendants rely heavily on a series of cases that generally describe governmental tort immunity as "jurisdictional." These cases, however, appear to conflate lack of fundamental jurisdiction with acts
in excess of
jurisdiction. " 'Even when a court has fundamental jurisdiction ... the Constitution, a statute, or relevant case law may constrain the court to act only in a particular manner, or subject to certain limitations.' [Citation.] We have described courts that violate procedural requirements, order relief that is unauthorized by statute or common law, or otherwise ' "fail[ ] to conduct [themselves] in the manner prescribed" ' by law as acting ' "in
excess
of jurisdiction." ' " (
Kabran
,
supra
, 2 Cal.5th at pp. 339-340,
The cases on which defendants rely do not acknowledge this distinction or explain why the application of a statutory immunity ought to rank as
*814
jurisdictional in the fundamental sense. Each case simply cites the last for the proposition that governmental immunity is jurisdictional and thus cannot be waived and may be raised for the first time on appeal. (
Paterson v. City of Los Angeles
(2009)
The apparent root of this doctrinal branch is
**699
State of California v. Superior Court
(
Rodenhuis
) (1968)
Whatever the merits of
Rodenhuis
's reasoning, its conclusion did not amount to a holding that sovereign immunity deprives a court of
fundamental
jurisdiction, because prohibition is proper to address judicial action taken either without jurisdiction or in excess of jurisdiction. ( Code Civ. Proc., § 1102 ;
Abelleira
,
supra
, 17 Cal.2d at pp. 287-291,
The Courts of Appeal that have held that statutory immunities in the GCA are jurisdictional in the fundamental sense have done so only by removing Rodenhuis 's statement about the jurisdictional nature of governmental immunity from its proper context. Rodenhuis did not hold that GCA immunities are jurisdictional in the fundamental sense, such that they cannot be waived or forfeited, and for the reasons given above, we reject that conclusion. 8
*561 III.
Having determined that section 850.4 immunity operates as an affirmative defense and not a jurisdictional bar, the question remains whether defendants in this case adequately invoked the immunity in their answer and, if they did not, whether the defense should be deemed waived or forfeited.
Defendants maintain that they raised the immunity in their answer, when, in their fifteenth affirmative defense, they claimed to "assert all defenses and rights granted to them by the provisions of Government Code sections 810 through 996.6, inclusive." They suggest that this citation to the entire GCA
*816
was sufficient to raise section 850.4 as an affirmative defense and put Quigley on notice that they intended to rely on it. In denying Quigley's motion for a new trial, the trial court accepted this argument, ruling that defendants' "general allegation that [they] were immune from liability as public entities and public employees" in their answer was sufficient to assert section 850.4. Quigley counters that "[t]he primary function of a pleading is to give the other party notice so that it may prepare its case" (
**700
Harris v. City of Santa Monica
(2013)
The Court of Appeal has yet to consider these arguments, as it upheld the trial court's decision to entertain defendants' assertion of section 850.4 immunity solely on the basis that the immunity is jurisdictional and may be raised at any time. Having rejected that conclusion, we will remand the case so the Court of Appeal may address the parties' remaining arguments in the first instance. Specifically, assuming the issue is adequately preserved, the court must determine whether defendants' whole-act pleading in the fifteenth affirmative defense sufficiently raised the defense provided by section 850.4, in light of the requirements of Code of Civil Procedure section 431.30, subdivision (g) and the general notice purposes of our pleading rules. If the Court of Appeal determines that section 850.4 immunity was not adequately raised in defendants' answer, the case should be remanded to permit the trial court to decide whether to exercise its discretion to allow the belated assertion of the defense after the commencement of the trial. (See
Moss Estate Co. v. Adler
(1953)
IV.
We reverse the judgment of the Court of Appeal and remand for further proceedings not inconsistent with this opinion.
We Concur:
CANTIL-SAKAUYE, C. J.
CHIN, J.
CORRIGAN, J.
LIU, J.
CUÉLLAR, J.
GROBAN, J.
When first enacted, the statute was known as the Tort Claims Act; the Legislature later retitled it the Government Claims Act. (Stats. 2012, ch. 759, § 5; see also Recommendation: Statutory Cross-References to "Tort Claims Act" (June 2011) 41 Cal. Law Revision Com. Rep. (2011) p. 285;
City of Stockton v. Superior Court
(2007)
The Assembly and Senate Committee reports largely adopted the commission's commentary, noting that the commission's comments generally "reflect the intent" of the committees in approving the provisions. (Assem. Com. on Ways & Means, Rep. on Sen. Bill No. 42 (1963 Reg. Sess.) 3 Assem. J. (1963 Reg. Sess.) p. 5440; Sen. Com. on Judiciary, Rep. on Sen. Bill No. 42 (1963 Reg. Sess.) 2 Sen. J. (1963 Reg. Sess.) p. 1885.)
Although defendants initially contended that the three base camp managers were federal employees, they later stipulated that these individuals were employees of the local fire protection districts.
The parties' use of the term "waiver" tracks the language of section 430.80, subdivision (a) of the Code of Civil Procedure : "If the party against whom a complaint or cross-complaint has been filed fails to object to the pleading, either by demurrer or answer, that party is deemed to have waived the objection," subject to certain exceptions. The statute's use of the term "waiver" differs from the way we generally use this term: "As we have explained in various contexts, ' "waiver" means the intentional relinquishment or abandonment of a known right.' ... [¶] ... [Waiver] differs from the related concept of forfeiture, which results when a party fails to preserve a claim by raising a timely objection." (
Lynch v. California Coastal Com.
(2017)
Whether the Court of Appeal was correct to hold that Quigley's alleged injuries "result[ed] from the condition of fire protection or firefighting equipment or facilities" within the meaning of section 850.4 is a question that falls outside of the scope of our grant of review, and we do not address it here.
Even were it otherwise-that is, even if it were the plaintiff's burden to plead around an absolute immunity, rather than the defendant's burden to invoke the immunity as an affirmative defense-that would not necessarily mean the immunity is jurisdictional in nature, as the Court of Appeal in this case reasoned. The GCA's provision requiring plaintiffs to have timely filed a claim for money or damages with a public entity as a prerequisite to bringing suit (Gov. Code, § 945.4 ) is a case in point: In
State of California v. Superior Court
(
Bodde
) (2004)
The parties present competing arguments about the nature of sovereign, or governmental, immunity based on semi-analogous law from other jurisdictions. We are not bound by any of these approaches in interpreting our own law, and the unique features and history of the GCA and the state's sovereign immunity in our courts temper the conclusions we may draw from these arguments.
We disapprove of
Paterson v. City of Los Angeles
,
supra
,
Reference
- Full Case Name
- Rebecca Megan QUIGLEY, Plaintiff and Appellant, v. GARDEN VALLEY FIRE PROTECTION DISTRICT Et Al., Defendants and Respondents.
- Cited By
- 94 cases
- Status
- Published