People v. Fontenot
People v. Fontenot
Opinion
*59
Defendant John Reynold Fontenot was charged with completed kidnapping, but he
*343
was convicted of attempted kidnapping. The Court of Appeal affirmed, citing our decision in
People v. Martinez
(1999)
I.
One fall evening in 2012, a youth named Destiny was babysitting a young child named Madeline. Madeline and two other girls were playing with dolls in the lobby of an apartment building, with Destiny looking on. Fontenot entered the lobby and approached the children. When Fontenot got close enough, he grabbed Madeline by the arm and started pulling her towards the door. Destiny intervened. She latched onto Madeline's other arm, struggling to wrest the child from Fontenot's grasp. As Destiny kicked Fontenot, the other two girls hit him with their dolls -- so he let go. Destiny swept up *60 Madeline in her arms and told the other girls to run. Fontenot fled, only to return a few hours later. He was promptly arrested.
About three months later, the People charged Fontenot with kidnapping in violation of Penal Code section 207, subdivision (a). 1 Tracking the statutory definition of the completed offense, the first amended information alleged that, "[o]n or about September 15, 2012," Fontenot "did unlawfully, forcibly and by instilling fear steal, take, hold, detain and arrest MADELINE C. in LOS ANGELES County, California and did take the said MADELINE C. into another country, state, county and another part of LOS ANGELES County." (See § 207, subd. (a).) The document also alleged that the victim was under the age of 14. (See § 208, subd. (b).) Fontenot pleaded not guilty and waived his right to a jury trial.
At Fontenot's subsequent bench trial in March 2016, the People argued in closing argument that he was guilty of completed kidnapping. Fontenot's attorney acknowledged during her closing argument that, if not "for the intervening of Destiny and the other two little girls hitting [Fontenot] and him getting kicked, there might have been a completed crime" - but countered that those facts showed only a "classic attempt." Because there was "no substantial movement" of the victim, the evidence - though "sufficient to show an attempt" - was insufficient to prove the completed crime. The trial court agreed with Fontenot's attorney. Sitting as the trier of fact, it found "there was definitely a crime," though only "an attempt," not "a completed kidnapping." Noting that attempted kidnapping, unlike completed kidnapping, is "a specific intent crime," the trial court expressly found Fontenot had formed the requisite specific intent. The trial court therefore found him "not guilty of the kidnapping but guilty of the attempt[ed] kidnapping." Fontenot's attorney responded, "Thank you."
**255 The next day, Fontenot's attorney filed a letter brief challenging the verdict. She pointed out that the People neither charged Fontenot with, nor urged a conviction for, attempted kidnapping. Fontenot's attorney also argued that, because attempted kidnapping is "not a lesser included offense" of completed kidnapping, *344 the trial court lacked any power to convict him of attempted kidnapping. Yet she acknowledged that "the facts might support such a conviction." The trial court rejected the challenge to its verdict. Under the "Three Strikes" law, a conviction for attempted kidnapping -- like a conviction for completed kidnapping -- exposed Fontenot to a life sentence. (See § 667, subd. (e)(2)(A).) But the trial court nonetheless agreed with the People that, at trial, Fontenot's attorney effectively invited a conviction for *61 attempted kidnapping, instead of merely arguing that the evidence was insufficient to prove completed kidnapping. Fontenot ultimately received a Three Strikes sentence.
Fontenot appealed. In its unpublished decision, the Court of Appeal treated as controlling our conclusion in
Martinez
that "attempted kidnapping is a lesser included offense of kidnapping." So despite acknowledging that our subsequent decision in
People v. Bailey
(2012)
II.
Fontenot was charged with completed kidnapping under section 207, subdivision (a). That provision establishes that "[e]very person who forcibly, or by any other means of instilling fear, steals or takes, or holds, detains, or arrests any person in this state, and carries the person into another country, state, or county, or into another part of the same county, is guilty of kidnapping." ( § 207, subd. (a).) What Fontenot was convicted of is an attempt to commit kidnapping within the meaning of section 207, subdivision (a). But by itself, this discrepancy between charge and conviction does not warrant reversal. Nor do any other arguments Fontenot has properly presented in our court.
A.
Under California law, a defendant may be convicted of an attempt even if the People charged only the completed crime. The relevant statute is Penal Code section 1159, and what it provides is this: "The jury, or the judge if a jury trial is waived, may find the defendant guilty of any offense, the commission of which is necessarily included in that with which he is charged,
or of an attempt to commit the offense
." (Italics added.) Citing section 1159, we upheld in
People v. Oates
(1904)
*62
California is not alone. Many jurisdictions have a similar statute or rule allowing criminal defendants to be convicted of an attempt when they are charged only with the completed offense. In the federal system, for example, Federal Rules of Criminal Procedure, rule 31(c) provides (in relevant part) that a "defendant may be found guilty" of not just "an offense necessarily
*345
included in the offense charged," but also "an attempt to commit the offense charged." ( Fed. Rules Crim.Proc., rule 31(c)(1)-(2) ; see also
United States v. Resendiz-Ponce
(2007)
True: courts have offered a range of explanations for why a defendant may be convicted of an attempt despite being charged only with the completed crime. Some have cited case law in their jurisdictions to argue that an attempt is invariably a lesser included
**257
offense of the completed crime. (See, e.g.,
State v. Young
,
supra
, 433 A.2d at p. 258.) Others have looked instead to the notice provided by the terms of their relevant state statute or rule. (See, e.g.,
Patton v. State
,
supra
, 109 So.3d at p. 81, citing
Eakes v. State
(Miss. 1995)
We decline Fontenot's invitation to be the first. The Sixth Amendment to the United States Constitution accords criminal defendants the right "to be informed of the nature and cause of the accusation" against them. ( U.S. Const., 6th Amend.; see
*64
People v. Seaton
(2001)
Section 1159 informs criminal defendants charged with a completed crime that they must prepare to defend against not just that crime and "necessarily included" offenses, but also against "an attempt to commit" the completed crime. By establishing that background rule for all such charges, the statute is meant to provide notice across the board. (See Brozyna , supra , 571 F.2d at p. 746 [noting that Fed. Rules Crim. Proc., rule 31(c) made clear the defendant needed "to prepare to defend not only against that charge but also against whatever necessarily included offenses and attempts she could have been convicted of under" the rule (italics added) ]; LeFurge , supra , 502 A.2d at p. 41 [describing similar provision as providing "express notice to defendant[s]"]; State v. March , supra , 664 A.2d at p. 1161 [similar].)
What's more, any attempt bears an extremely close relationship to the completed
*347
crime. Attempts, after all, are defined as incomplete efforts to commit a completed crime. (See, e.g., § 21a ["An attempt to commit a crime consists of two elements: a specific intent to commit the crime, and a direct but ineffectual act done toward its commission."].) This tight nexus might explain why provisions like section 1159 are so common across the United States. So beyond what section 1159 reveals as a statutory signpost here, prohibitions on criminal attempts are premised on - and in some sense convey - an intuitive idea: someone whose actions and intentions fall just short of constituting a completed crime shouldn't necessarily get off scot-free. With that double-barreled forewarning in place, we conclude that a charging document enumerating the elements of a completed crime and specifying the time and place of the crime's alleged commission gives defendants - at least in most cases - constitutionally sufficient notice that they may be convicted of an attempt to commit the crime charged. (
Resendiz-Ponce
,
supra
, 549 U.S. at p. 108,
B.
What section 1159 does not purport to do - and what it constitutionally could not do - is let the People earn a criminal conviction without proving
*65
every element of the offense beyond a reasonable doubt. (See
People v. Flood
(1998)
The People concede that attempted kidnapping is not a lesser included offense of completed kidnapping, given the context of section 207, subdivision (a) and our decision in Bailey We agree. 5
To determine whether one offense is a lesser included offense of another, we have at times looked to the accusatory pleading in the case before us, as well as to the statutory elements of the two offenses at issue. (
People v. Robinson
(2016)
Our decision in
Bailey
likewise hinged solely on a comparison of the statutory elements of the two offenses at issue in that case. (
Bailey
,
supra
, 54 Cal.4th at pp. 751-752,
We ourselves have lamented that the distinction between specific and general intent is "notoriously difficult to define and apply" - but the distinction between intent of a more specific or more general nature nevertheless can be meaningful. (
People v. Hood
(1969)
Hood
expressly recognized the meaningful "difference in mental activity" required for "crimes that have traditionally been
*349
characterized as crimes of specific intent" as compared to those traditionally characterized as crimes of general intent. (
Hood
,
supra
, 1 Cal.3d at p. 458,
Attempts require a heightened mental state for good reason. As we explained in
Bailey
, requiring a heightened mental state for attempt liability helps distinguish, for example, "the act of an attempt to escape" from the "same act of a violation of prison rules" or even purely " 'innocuous behavior.' " (
Bailey
,
supra
, 54 Cal.4th at p. 751,
To ensure that only those whose intentions and actions made them a pronounced threat to accomplish what a given criminal statute prohibits may be found criminally
**260
liable, courts impose a "heightened intent requirement" for attempts - even when the completed crime requires a less demanding mental state. (
U.S. v. Gracidas-Ulibarry,
Bailey
concerned this same principle. There, we noted it would be difficult to determine whether a prisoner who "stole a pair of wire cutters" had at that point attempted to escape. (
Bailey
,
supra
, 54 Cal.4th at p. 751,
When it comes to the elements of completed kidnapping and attempted kidnapping under section 207, subdivision (a), we see a similar distinction. We've described completed kidnapping under that provision as a "general intent crime." (
People v. Prieto
(2003)
An attempt to commit kidnapping under section 207, subdivision (a), by contrast, is most consistent with what our case law tends to describe as a "specific intent" crime. It requires that the defendant act with a conscious design or purpose to accomplish what the provision punishing the completed crime prohibits (or -- stated otherwise -- to bring about the harmful result that statute proscribes): taking and
*351
carrying away the victim a substantial distance, by force or fear, and without consent. ( § 207, subd. (a).) So here, as in
Bailey
, "the attempted offense includes a particularized intent that goes beyond what is required by the completed offense." (
Bailey
,
supra
, 54 Cal.4th at p. 753,
Of course, the Legislature may conclude it makes sense to punish negligent or reckless conduct in this context, irrespective of whether a particular harm is brought about - and subject to constitutional constraints, it can criminalize such conduct. (See LaFave, supra, § 11.3(b), p. 298.) While enactment of such an offense would functionally overlap with the kind of attempt Justice Kruger envisions -- where the required mens rea is merely recklessness or negligence -- there's no basis in our law to presume that attempt offenses require mere negligence or recklessness. To the contrary: such a conclusion cuts sharply against the distinctions we've repeatedly drawn between the intent that must be shown to establish a defendant's guilt of a completed offense, and the intent that establishes attempt. (See
Bailey
,
supra
, at pp. 750-751,
*70 require a "heightened mental state" as compared to completed offenses]; U.S. v. Gracidas-Ulibarry , supra , 231 F.3d at p. 1192 [similar].)
The additional intent element required both for attempted escape and for attempted kidnapping underscores why we decided
Bailey
the way we did. A reviewing court may not reduce a conviction for completed escape to one for attempted escape, we explained in
Bailey
, because doing so would gloss over the heightened intent requirement that, for the latter offense, must be proved beyond a reasonable doubt. (
Bailey
,
supra
, 54 Cal.4th at p. 752,
In neither
Bailey
nor
Martinez
was the attempt a lesser included offense of the completed crime under the elements test. Moreover, in
Bailey
, the case was "tried solely as an escape" and "the trial court did not instruct on attempt to escape ...." (
*352
Bailey
,
supra
, 54 Cal.4th at p. 752,
Yet we do not supplant
Martinez
's across-the-board assumption with an equally sweeping conclusion of our own. Our decision does not mean all attempts are created equal, any more than all completed offenses are. Attempts may be lesser included offenses of the completed crime - and, at the very least, application of the elements test may not always be straightforward. (See
Bailey
,
supra
, 54 Cal.4th at p. 753,
And while subdivision (e) does not itself establish a stand-alone offense, it provides that - for the various "types of kidnapping [offenses] requiring force" established in other subdivisions of section 207, including kidnapping under subdivision (a) - "the amount of force required to kidnap an unresisting infant or child is the amount of physical force required to take and carry the child away a substantial distance
for an illegal purpose or with an illegal intent
." ( § 207, subd. (e), italics added; see also
People v. Oliver
(1961)
True: this case involved a young victim. But at no point have the People relied on subdivision (e) of section 207 - nor does the briefing before us address any subdivision of section 207 other than (a). So *353 whether subdivision (e) means that attempted kidnapping is a lesser included offense of the completed crime in cases involving young victims is a question not properly presented here. Accordingly, we needn't express any view on that narrow issue. 8 Our decision today concerns instead the question addressed in the briefing before us: whether, putting aside potential complications caused by the application of subdivision (e), attempted kidnapping under subdivision (a) is a lesser included offense of completed kidnapping. We conclude the answer to that question is no.
2.
Yet this case differs from
Bailey
and
Martinez
in one crucial respect. The factfinder in those jury trials (the jury) never found the specific intent
*72
required for an attempt conviction; the jury was not even instructed on it. (See
Bailey
,
supra
, 54 Cal.4th at p. 752,
That distinction matters. The constitutional defect lurking in the attempt convictions contemplated only on appeal in Bailey and Martinez does not apply to the attempt conviction imposed at Fontenot's trial. As a result, our conclusion that attempted kidnapping is not a lesser included offense of completed kidnapping in the context of section 207, subdivision (a) does not - standing alone - warrant reversal of Fontenot's conviction for the former crime.
C.
We have concluded that section 1159 means what it says, and that the statute, so read, is constitutional. And consistent with our decision in Bailey , attempted kidnapping is not a lesser included offense of completed kidnapping, at least in the context of section 207, subdivision (a). At trial, moreover, the factfinder found every element of attempted kidnapping beyond a reasonable doubt. So contrary to Fontenot's contentions, we are not convinced that his conviction must be reversed.
To be sure, Fontenot cites language from our precedents that might appear in some tension with what we hold today. A single sentence in
Bailey
opined that we have "made the qualification that under section 1159, ' "[a] defendant may be convicted
*354
of an uncharged crime if, but only if, the uncharged crime is necessarily included in the charged crime." ' " (
Bailey
,
supra
, 54 Cal.4th at p. 752,
Even Fontenot himself acknowledges that section 1159 is "capable of providing" constitutionally adequate notice to defendants that they may be convicted of an attempt even if they are charged only with the completed offense. Yet, in his view, that is not the end of the matter. Fontenot counters that, even if the language in our prior decisions was technically dicta, he had
*74
enough cause for confusion at the time of trial to justify reversal of his conviction on constitutional grounds. And in addition to cases from our court, Fontenot cites decisions of the Court of Appeal to support that fallback argument, including most notably
People v. Braslaw
(2015)
In
Braslaw
, which was decided before Fontenot's trial, the Court of Appeal held that trial courts have "no sua sponte duty to instruct on attempt unless it is also a lesser included offense." (
People v. Braslaw
, supra, 233 Cal.App.4th at p. 1247,
We reject Fontenot's fallback argument. Just as our dicta in
Bailey
and other decisions do not control our decision today, Fontenot could not reasonably rely on those statements in preparing for trial in the face of section 1159 's unambiguous and clearly relevant language, and the nearly ubiquitous charging practice it establishes. Indeed, we made clear in
Bailey
that "concerns about notice" were "not at issue" there. (
Bailey
,
supra
, 54 Cal.4th at p. 752,
These circumstances - a defendant's reliance on dicta that is inconsistent with a clear statute and common practice - present a
**265
stark contrast to the circumstances in
*75
Moss v. Superior Court
(1998)
But we did not apply our holdings to contemnor
Moss
, because those holdings could "reasonably be seen as both an unanticipated expansion of the law of contempt in the child support context and a change in the evidentiary burden of which [Moss] has no notice at the time of trial." (
Moss, supra
, 17 Cal.4th at p. 429,
Fontenot had another reason to know he could potentially be convicted of attempted kidnapping despite being charged only with completed kidnapping. When he was tried, we had not yet overruled
Martinez
. Indeed, in
Bailey
, we cited
Martinez
but took special care not to directly overrule it. (See
Bailey
,
supra
, 54 Cal.4th at p. 753,
An attempt to commit kidnapping under section 207, subdivision (a) has an element that the completed crime does not. To be guilty of completed kidnapping under subdivision (a) of section 207, someone need only engage intentionally in the action that constitutes the crime - provided there exists a union between that act and some minimally wrongful intent, and leaving aside the application of subdivision (e) in cases involving young victims. Yet attempted kidnapping in this context requires a more demanding mental state: a conscious design or purpose to take and carry away the victim a substantial distance, by force or fear, and without consent. That additional intent element serves to distinguish a step towards a completed crime from other behavior, and it means courts cannot assume attempted kidnapping is a lesser included offense of completed kidnapping.
Despite this conclusion, we do not find reversal is warranted by the mere fact that Fontenot was charged with completed kidnapping but convicted of attempted kidnapping. That's because section 1159 means what it says: a defendant may be convicted of an attempt despite being charged only with the completed crime. And section 1159, so read, comports with a defendant's Sixth Amendment right to be informed of the nature and cause of the accusation against him, as well as with federal due process principles.
Nor does the substance of California's case law at the time of Fontenot's trial persuade us to disturb the Court of Appeal's judgment. Contrary to what Fontenot contends, our previous decisions and those of the Courts of Appeal gave him sufficient reason to know he could potentially be convicted of attempted kidnapping despite being charged only with the completed offense.
*77 The foregoing conclusions resolve the challenges to Fontenot's conviction that he has meaningfully advanced in our court. So we affirm the Court of Appeal's judgment.
We Concur:
CANTIL-SAKAUYE, C. J.
CHIN, J.
CORRIGAN, J.
KRUGER, J.
Defendant John Reynold Fontenot was dragging a four-year-old girl through a building lobby when he was stopped by the combined efforts of the girl's babysitter and her playmates. Defendant was charged with kidnapping. After a bench trial, the trial court found that defendant had not managed to complete the kidnapping before he was stopped, but that he had attempted to kidnap her. Defendant challenges the resulting conviction on the ground that he lacked adequate notice that
*358
he could be held liable for attempted kidnapping. He contends that attempted kidnapping is not a lesser included offense of kidnapping and therefore was not fairly included in the charges against him. He asks us to overrule our precedent holding otherwise. (
People v. Martinez
(1999)
I agree with the majority that the plain language of Penal Code section 1159 provided defendant with constitutionally sufficient notice that he could be convicted of an attempt to commit the charged offense, regardless of whether the attempt is considered to be a lesser included offense. (Maj. opn., ante , 251 Cal.Rptr.3d at pp. 344-347, 447 P.3d at pp. 255-257.) That is a complete answer to defendant's challenge, and I concur in the majority's judgment upholding defendant's conviction on that basis.
The majority, however, does not stop there. It goes on to address the underlying premise of defendant's argument-that we were wrong in Martinez to call attempted kidnapping a lesser included offense of kidnapping-and to agree with it. (Maj. opn., ante , part II.B.1.) I do not join this portion of the majority's opinion for two reasons.
**267 First, there is no real reason for us to decide the issue here, overruling precedent in the process. Whether or not attempted kidnapping is considered a lesser included offense, as we have previously said it is, Penal Code section 1159 informed defendant that he could be convicted of attempt. The majority says we still have to assure ourselves that the trial court found all the necessary elements to support the conviction. (Maj. opn., ante , 251 Cal.Rptr.3d at pp. 346-347, 447 P.3d at pp. 257-258.) But no one doubts that the trial court made the necessary findings; that is not defendant's problem with the court's judgment.
But second-for reasons I'll explain in greater detail below-I am not persuaded the majority's answer to the lesser included offense question is correct. Defendant relies on a formal distinction between the "general"
*78
criminal intent required for forcible kidnapping under Penal Code section 207, subdivision (a), and the "specific" intent to kidnap required for attempted kidnapping. But the question whether there is a substantive difference between these two mental states, beyond the difference in labels, is more complex than either defendant or the majority acknowledges. And more to the point, precedent establishes that where, as here, the victim is a young child, the crime of kidnapping requires the taking and asportation of the victim be done for an illegal purpose or with an illegal intent. (
In re Michele D.
(2002)
I.
The lesser included offense issue is one that has generated considerable confusion among both lower courts and the parties to this case. Again, there is no reason for us to decide the issue here. But if we are going to address it anyway, some clarification would be helpful.
*359
Much of the confusion stems from the parties' reading of our decision in
People v. Bailey
(2012)
This reliance is misplaced, in my view. Unlike this case, Bailey was not a case about whether the defendant had adequate notice of the charges; the question was whether it was permissible on appeal to reduce an invalidated *79 conviction for a completed crime to a conviction for attempt. On that question, Bailey unquestionably reached the right result: Based on the elements found by the jury, the defendant's invalidated escape conviction could not be reduced to attempted escape on the ground that the latter was a lesser included offense of the former. This is because the jury that rendered the escape conviction had never found that the defendant had the intent that would have been necessary to support a conviction for attempted escape (or **268 a valid conviction for completed escape, for that matter). 1
But it is not the case, as the parties here have understood
Bailey
to say, that attempt is
never
a lesser included offense of a general intent crime because it always requires an additional element of proof-namely, proof of "specific" intent to commit the crime. On the contrary, we have long said that attempt to commit a crime is, in fact, a lesser included offense of the completed crime. (See, e.g.,
People v. Vanderbilt
(1926)
In many cases, the general principle only makes sense. Many criminal statutes define the actus reus, or prohibited conduct, in terms of committing a particular unlawful act (for example, striking another person)-as opposed to, for example, producing a particular harmful result (for example, causing serious injuries to another person). For such act-based offenses, the "general" criminal intent to do the specified act, as required for the completed offense, will generally be indistinguishable from the "specific" intent to do the specified act, as required for an attempt. In other words, when an offense requires commission of act X, the general criminal intent needed is simply the intent to do X. To convict of the attempted crime, the jury would also need to find the defendant intended to do X. We call this "specific" intent because it refers to an act the defendant has not yet performed. (See
People v. Hood
(1969)
To give a concrete example, consider Penal Code section 288.7, subdivision (a), which punishes sexual intercourse or sodomy by a person at least 18 years old with a child 10 years old or younger. The general criminal intent required for the completed crime is the intent to engage in sexual intercourse or sodomy with the child victim. If an attempt **269 conviction were sought instead, the People would need to prove that the defendant took a direct action toward sexual intercourse or sodomy with the intent of committing one of those sexual acts. We call this mental state a specific intent, because it relates to an action beyond the attempt itself. But if it is proved that the defendant intentionally committed one of these unlawful acts, it will also necessarily have been proved that the defendant intended to commit one of these unlawful acts. In the attempt context, we might label this "specific" intent, but the label does not change the substance of the requirement.
This observation about the relationship between general and specific intent is by no means a new one. Chief Justice Traynor made the same point 50 years ago in a slightly different context. After setting out his now-canonical description of general criminal intent as the intent to perform a
*361
particular criminal act (
People v. Hood
,
supra
, 1 Cal.3d at p. 456,
II.
With this background in mind, we can return to the matter at hand: Was attempted kidnapping a lesser included offense of the crime charged in this case? Defendant says no, and the Attorney General concedes the point. Completed kidnapping under Penal Code section 207, subdivision (a), requires proof the defendant took the victim and carried him or her away a substantial distance by force or fear and without the victim's consent. Defendant reasons that a conviction for completed kidnapping requires only general criminal intent as to the criminal act itself, meaning intent to move the victim a substantial distance. (
People v. Mayberry
(1975)
The majority does suggest one possible answer, but it is not clear the answer is correct. The majority points out that for forcible kidnapping, much as for forcible rape, California law provides a defense of reasonable and bona fide belief that the victim consented to the asportation. The law thus effectively requires that the defendant have been at least negligent as to the victim's consent. (Maj. opn.,
ante
, 251 Cal.Rptr.3d at pp. 350-351, 447 P.3d at p. 260;
Mayberry
, at pp. 154-155,
Whether the majority's suggested view is correct depends on what we mean when we say that an attempt involves an "intent to commit the crime." ( Pen. Code, § 21a.) If that means the defendant's purpose must encompass each of the circumstances that make an act criminal, including the existence of victim's lack of consent, then an attempt will often require a higher mens rea as to those circumstances than the completed crime. But alternatively, if "intent to commit the crime" simply means intent to commit an act that would be criminal if completed, then it is not clear why a defendant who intended to move a person the defendant should have known to be unconsenting, and took a concrete step to put the plan into action, should not be held liable for attempted kidnapping.
If we are choosing between these two interpretations, there are some good reasons to prefer the second one. For one, it fits with common understandings of the law of attempt. If a person tries to take an unconsenting victim, unreasonably failing to see the victim's unwillingness to go, and is stopped before he can travel too far, undoubtedly many of us would say that person attempted to kidnap the victim. The law of attempt, as we have explained, is designed to protect society from the harm threatened by individuals who set out on a course of criminal conduct but " 'for some collateral reason [are unable to] complete the intended crime.' " (
People v. Toledo
(2001)
The second interpretation also fits with the ways we have previously described the intent requirement for attempt. We have said a defendant may be convicted of criminal attempt when he or she acts "with the intent to engage in the conduct and/or bring about the consequences proscribed by the attempted crime [citation], and performs an act that ... 'show[s] that the perpetrator is putting his or her plan into action.' " (
People v. Toledo
,
supra
, 26 Cal.4th at p. 230,
*83
The Model Penal Code makes this point more explicitly: For an attempt, the Model Penal Code requires that the person act purposefully as to the criminal conduct itself, with purpose or belief as to a particular result that is an element of the completed crime, but in other respects only "with the kind of culpability otherwise required for commission of the crime." (Model Pen. Code, § 5.01, subd. (1).) An explanatory note reiterates that while purposive action is required as to the criminal conduct itself, "with respect to the circumstances
*363
under which a crime must be committed, the culpability otherwise required for commission of the crime is also applicable to the attempt ...." (
Id.
, explanatory note to § 5.01, p. 297.)
3
**271
And finally, this interpretation generally fits with the way California courts have approached attempts to commit forcible sex offenses, to which the victim's consent is also relevant. In such cases, courts have not required that the defendant act with the conscious purpose of overcoming the victim's will. They have instead required only that the defendant show a willingness to use whatever force is necessary to accomplish the intended sexual act. Early California cases held that assault with intent to commit rape requires the defendant have the intent "to use whatever force was necessary upon the prosecutrix to accomplish the consummation of his desires." (
People v. Fleming
(1892)
But ultimately there is no reason for us to resolve these issues in this case, because, as I **272 have already noted, the victim's consent was not relevant in this prosecution. Defendant was not charged with kidnapping of an unconsenting victim; he was charged with kidnapping a four-year-old child who, because of her youth, was legally incapable of giving or withholding consent. Her lack of consent, and defendant's mental state with regard to it, were not legally material to the charge. Instead, the kidnapping charge required proof that defendant took the child for an illegal purpose-itself a kind of specific intent requirement.
We interpreted the kidnapping statute this way in
Oliver
,
supra
,
In
Michele D.
, we considered a second, corollary question: If the victim is too young to withhold consent to movement and therefore offers no resistance to the asportation, how is the element of force or
*365
fear to be established? (
Michele D.
,
supra
, 29 Cal.4th at p. 606,
Oliver 's requirement that the asportation be made with an illegal purpose or intent makes kidnapping of a small child a specific intent crime, not a crime of general intent. It would seem to follow that there was no substantive difference between the intent element of the kidnapping charged and the specific intent element of the attempt offense.
The majority acknowledges the point, but sets it aside; it asserts this theory of kidnapping is not before us because the People have not relied on
*86
Penal Code section 207, subdivision (e), but only on subdivision (a) of that statute, which defines the offense of forcible kidnapping. (Maj. opn.,
ante
, 251 Cal.Rptr.3d at pp. 352-353, 447 P.3d at pp. 262-263.) It is true that at defendant's bench trial, the parties' arguments paid little or no attention to the "illegal purpose" element-indeed, they barely addressed any element other than asportation; both attorneys noted that the only serious dispute was over whether the victim had been moved a substantial distance. But both court and counsel had before them and referred to a standard instruction on kidnapping,
**273
CALJIC No. 9.50, whose use note plainly states the
Oliver
rule.
5
And although the information charged only a violation of Penal Code section 207, subdivision (a), without citing subdivision (e) of that statute, the element of illegal purpose required under
Oliver
was not thereby eliminated. Subdivision (e) does not set out a variant form of kidnapping; like the
Michele D.
decision from which it was drawn, it merely provides a gloss on how force may be established "[f]or purposes of those types of kidnapping requiring force." ( Pen. Code, § 207, subd. (e).) There was no need to include it in the information's allegations. (
People v. Westerfield
,
supra
, 6 Cal.5th at p. 715,
III.
Ultimately, however, I return to where I began. The lesser included question is largely academic here. Whatever fine distinctions might or might not exist between the mental state requirements for attempted kidnapping and the crime charged in this case, the Legislature has put all defendants charged with crime on notice that they may be convicted of attempt if the evidence supports it. As the majority opinion holds, Penal Code section 1159 affords defendants constitutionally adequate notice that they may be convicted of an attempt to commit the charged crime. (Maj. opn., ante , 251 Cal.Rptr.3d at pp. 344-347, 447 P.3d at pp. 255-257.) On this basis, I concur in the judgment of the court.
LIU, J.
Today's opinion correctly holds that attempted kidnapping is not a lesser included offense of completed kidnapping and that Penal Code section 1159 ( section 1159 ) authorizes conviction for an uncharged attempt to commit a charged offense, even if the attempt is not necessarily included in the charged offense. I do not agree, however, that the defendant in this case had sufficient notice to permit conviction for attempted kidnapping on a charge of completed kidnapping. Notwithstanding the plain language of **274 section 1159, our precedent at the time of defendant John Fontenot's 2016 trial did not make clear that a conviction for an uncharged attempt was possible if the attempt offense included an element that the charged offense lacked. Not only did our case law contain no clear holding to that effect, but we had made consistent statements to the contrary in several cases over the past six decades and, in so doing, repeatedly cited section 1159 .
It is one thing to say, as the court does today, that our past statements were mistaken. But it is quite another to say that the burden of our mistakes should fall on Fontenot because he should have known
*367
not to give credence to statements that we had affirmed, reaffirmed, and re-reaffirmed over the years. This seems quite unfair. I would reverse Fontenot's conviction for attempted kidnapping on the ground that he was not adequately "informed of the nature and cause of the accusation." ( U.S. Const., 6th Amend.; see
People v. Thomas
(1987)
"[R]etroactive application of a decision disapproving prior authority on which a person may reasonably rely" in preparing a defense or in determining
*88
whether conduct is criminal violates due process of law. (
Moss v. Superior Court
(1998)
We applied similar reasoning in holding that Brent could not be subject to a second rule we newly established in
Moss
, i.e., that an alleged contemnor has the burden of proof as to inability to pay. (
Moss
,
supra
, 17 Cal.4th at p. 430,
Similarly here, Fontenot "could reasonably have relied" on our prior statements limiting convictions for uncharged crimes to those necessarily included in charged crimes, and today's opinion "may reasonably be seen" as "an unanticipated change in the law." (
Moss
,
supra
, 17 Cal. 4th at pp. 429, 401,
Considered in isolation, the plain language of section 1159 would have provided *368 Fontenot with sufficient notice of a possible conviction for attempted kidnapping when he was **275 charged with completed kidnapping. But *89 the text of section 1159 did not exist in a vacuum at the time of Fontenot's trial. Notwithstanding the statute's text, this court had repeatedly stated, with citations to section 1159 , that a defendant could be convicted of an uncharged crime only if that crime is a lesser included offense of a charged crime.
In
In re Hess
(1955)
In
People v. West
(1970)
In
People v. Lohbauer
(1981)
In
People v. Reed
(2006)
This language in
Reed
could not be clearer. We did not say that a defendant may be convicted of an uncharged crime if, but only if, the uncharged crime
*90
either is necessarily included in the charged crime
or is an attempt to complete the charged crime
. Instead, we said that due process requires notice of charges and that such notice is given only for the charged offense and lesser-included offenses. In stating this rule, we cited section 1159. One year later, in
People v. Sloan
(2007)
Most recently, in
People v. Bailey
(2012)
Today's opinion says "[t]he only time we have confronted circumstances at all like those here was in
Oates
, and there we
upheld
the defendant's conviction for an attempt." (Maj. opn.,
ante
, 251 Cal.Rptr.3d at p. 354, 447 P.3d at p. 263, citing
People v. Oates
(1904)
The court says our past statements "do not dictate our decision in this case about the meaning and constitutionality of section 1159" because none of our prior decisions "confronted a situation like this one." (Maj. opn.,
ante
, 251 Cal.Rptr.3d at p. 354, 447 P.3d at p. 263.) But the above-quoted passage in
Bailey
construing section 1159 was not dicta; it was reasoning essential to
*370
the decision. (See
Sonic-Calabasas A, Inc. v. Moreno
(2013)
In any event, it is a non sequitur to say that "[j]ust as our dicta in Bailey and other decisions do not control our decision today, Fontenot could not reasonably rely on those statements in preparing for trial in the face of section 1159 's unambiguous and clearly relevant language, and the nearly ubiquitous charging practice it establishes." (Maj. opn., ante , 251 Cal.Rptr.3d at p. 355, 447 P.3d at p. 264.) Even if our past statements "do not control our decision today," it does not follow that "Fontenot could not reasonably rely on those statements." Indeed, it was "in the face of section 1159 's unambiguous and clearly relevant language" ( ibid. ) that our own decisions nevertheless stated, again and again, that a defendant may be convicted of an uncharged crime only if it is necessarily included in the charged crime.
In fact,
People v. Braslaw
(2015)
There is nothing wrong with acknowledging error in our past statements. But when we do so, we should not fault litigants like Fontenot for believing what we write in the Official California Reports. It was not unreasonable for Fontenot to rely on a legal proposition that turned out to be incorrect - a proposition we repeated in multiple cases over six decades and did not disavow until today.
Finally, today's opinion alternatively contends that Fontenot had sufficient notice because at the time of his trial, we had not yet overruled
*92
People v. Martinez
(1999)
I would reverse Fontenot's conviction because at the time of his trial the kidnapping charge did not provide him adequate notice that he could be convicted of attempted kidnapping. In all other respects, I join the opinion of the court.
I Concur:
GROBAN, J.
All subsequent statutory references are to the Penal Code unless otherwise noted.
Some jurisdictions, like California, have a general statute proscribing any attempt to commit a codified completed offense. (See § 664.) But federal law, for example, has no such general attempt statute and thus punishes only attempts that are themselves specifically enumerated in the criminal code. (See U.S. v. Castro-Trevino , supra , 464 F.3d at pp. 541-542.)
(See also Alaska Rules Crim. Proc., rule 31(c) ; Ala. Code § 13A-1-9(a)(2) ; Ariz. Rules Crim. Proc., rule 21.4(a)(2) ;
The California Constitution has a similar requirement. (
Seaton
,
supra
, 26 Cal.4th at pp. 640-641,
In Justice Kruger's view, "there is no real reason for us to decide the issue here, overruling precedent in the process." (Conc. opn. of Kruger, J.,
post
, 251 Cal.Rptr.3d at p. 358, 447 P.3d at p.267.) But whether attempted kidnapping is a lesser included offense of kidnapping is precisely the issue on which we granted review and an issue on which even the Court of Appeal asked us to provide guidance. That we also hold that section 1159 provides constitutionally sufficient notice does not detract from the need for guidance on this issue. (See
Bank of Italy Nat. etc. Assn. v. Bentley
(1933)
It may be true in some sense that as a purely "abstract proposition, every completed crime necessarily involves an attempt to commit it." (
People v. Vanderbilt, supra
, 199 Cal. at p. 463,
Justice Kruger looks to Chief Justice Traynor's statement in
Hood, supra
,
Justice Kruger is quite right that the People need not expressly plead a violation of subdivision (e) of section 207 when they charge a defendant with a kidnapping offense. (See conc. opn. of Kruger, J.,
post
, 251 Cal.Rptr.3d at pp. 365-366, 447 P.3d at pp. 272-273, citing
People v. Westerfield
(2019)
The dissent faults our citation of
Oates
on the ground that
Oates
addressed whether section 1159 had been properly enacted. Therefore, the dissent contends,
Oates
could not have given Fontenot notice that he could be convicted of an uncharged attempt. (Conc. & dis. opn. of Liu, J.,
post
, 251 Cal.Rptr.3d at p. 369, 447 P.3d at p. 276.) But this court subsequently cited
Oates
for the "well-established principle[ ]" that pursuant to section 1159, a person may be convicted of an attempt to commit a charged crime even if not charged with an attempt of the charged crime. (
People v. Vanderbilt, supra
, 199 Cal. at p. 464,
The dissent contends that our reasoning expects Fontenot to have somehow anticipated that we would reject
Bailey
's dicta regarding section 1159, but
not
to have anticipated that we would overrule
Martinez, supra
,
The
Bailey
jury had been given a misleading instruction implying that a completed escape could be found so long as the defendant merely passed " 'beyond some barrier, such as a fence or wall, intended to keep the prisoner within a designated area.' " (
Bailey
,
supra
, 54 Cal.4th at p. 746,
Thus when a crime is defined in terms of committing a particular unlawful act, it is perfectly accurate to say (as we have long said) that the defendant could not have committed the crime without also having attempted to do so. (See
Vanderbilt
,
supra
, 199 Cal. at pp. 463-464,
I do not mean to say that attempts are invariably included in the completed crime, or that the mental state elements for attempts and completed crimes are always identical. Where, for example, the offense is not solely conduct-based, having as an element the creation of a particular result but not the intent to cause that result, the intent for attempt will differ significantly. Murder, for instance, requires an act causing the death of another, but not the intent to kill, as implied malice will suffice. Attempted murder, which
does
require intent to kill, is therefore not a lesser included offense of murder. (
People v. Bland
(2002)
The commentary to this section of the Model Penal Code gives some illustrations of its application. For example, where a statute prohibits sexual intercourse with a female under a certain age, the required culpability as to the victim's age would be no greater for attempt than for the completed offense. (Model Pen. Code & Commentaries, com. 2 to § 5.01, pp. 301-303.) Attempt requires the person act with the purpose of committing the criminal conduct defining the completed offense, "but his purpose need not encompass all of the circumstances included in the formal definition of the substantive offense." ( Id. at p. 301.)
Professor LaFave finds a lack of authority on this issue but notes "a persuasive argument" that if the completed crime requires only " 'recklessness, or negligence, or even blameless inadvertence' " as to an attendant circumstance such as victim consent, that mental state " 'will suffice also for the attempt.' " (LaFave,
supra
, § 11.3(c), p. 302, quoting Smith, Two Problems in Criminal Attempts (1957)
The use note to CALJIC No. 9.50 (2012 rev.) states: "If the victim of the alleged kidnapping is incapable of giving consent, the People must prove the movement was done for an illegal purpose or with an illegal intent. See CALJIC 9.57. (
People v. Oliver
,
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