People v. Aledamat
People v. Aledamat
Opinion
Defendant Yazan Aledamat was charged with assault with a deadly weapon, specifically a box cutter. A few objects are inherently deadly weapons. Others, including a box cutter, are deadly weapons only if used in a way that makes them deadly weapons. Here, the trial court erroneously permitted the jury to consider the box cutter an inherently deadly weapon. It presented the jury with two possible theories of guilt: (1) that the box cutter was inherently deadly, and (2) that defendant used the box cutter in a deadly way. The first of these theories was erroneous under the facts. A box cutter is, as a matter of law, not inherently deadly. The second theory was correct. We must decide what standard of review applies to this error.
We conclude the usual "beyond a reasonable doubt" standard of review established in
Chapman v. California
(1967)
I. FACTUAL AND PROCEDURAL HISTORY
The Court of Appeal opinion summarized the facts. "In October 2016, defendant approached a woman working at a lunch truck parked in downtown Los Angeles. He told her that he found her attractive and asked her for her phone number; she declined, explaining that she was married with children. On October 22, 2016, defendant approached the woman's husband, who owned the food truck. Defendant asked, 'Where's your wife?' Defendant then told the man that he wanted to 'fuck' his wife because she was 'very hot' and 'had a big ass and all of that.' When the man turned away to remove his apron, defendant pulled a box cutter out of his pocket and extended the blade; from three or four feet away, defendant thrust the blade at the man at waist level, saying, 'I'll kill you.' Two nearby police officers on horses intervened and arrested defendant." (
People v. Aledamat
(2018)
As relevant to the issue on review, the People charged defendant with assault with a deadly weapon under Penal Code section 245, subdivision (a)(1), and making a criminal threat under Penal Code section 422. 1 As to the threat charge, the People also alleged that defendant personally used a deadly and dangerous weapon. (§ 12022, subd. (b)(1).) The case went to a jury trial.
The court instructed the jury that, for the assault charge, the People had to prove the following: "The defendant did an act with a deadly weapon other than a firearm that by its nature would directly and probably result in the application of force to say [ sic ] person; the defendant did that act willfully; when the defendant acted, he was aware of facts that would lead a reasonable person to realize that his act by its nature would directly and probably result in the application of force to someone; and when the defendant acted, he had the present ability to apply force with a deadly weapon other than a firearm to a person." (See CALCRIM No. 875.)
The court defined "a deadly weapon" as "any object, instrument, or weapon that is inherently deadly or one that is used in such a way that it is capable of causing and likely to cause death or ... great bodily injury." (See CALCRIM No. 875.) Regarding the weapon enhancement, the court instructed that "a deadly or dangerous weapon is any object, instrument, or weapon that is inherently dangerous, ... or one that is used in such a way that it is capable of causing or likely to cause death or great bodily injury. In deciding whether an object is a deadly weapon, consider all of the surrounding circumstances including when and where the object was possessed and any other evidence that indicates whether the object would be used for a dangerous rather than a harmless purpose." (See CALCRIM No. 3145.) The court did not define what "inherently" deadly or dangerous meant.
In his opening argument to the jury, the prosecutor argued that the box cutter was a "deadly weapon" because "[i]f used in a way to cause harm, it would cause harm." Emphasizing the word "probably," defense counsel argued that defendant's act would not probably result in the application of force to the victim. Defense counsel did not specifically discuss whether the box cutter was a deadly weapon. In his closing argument, the prosecutor argued that the box cutter was an "inherently deadly weapon," noting that "you wouldn't want your children playing with" it.
The jury convicted defendant of both counts and found the weapon allegation true. The court sentenced defendant to prison, and he appealed.
The Court of Appeal affirmed the conviction for making a criminal threat. But it reversed the conviction of assault with a deadly weapon and the true finding on the weapon allegation. It found that the trial court erroneously permitted the jury to find the box cutter to be an inherently deadly weapon. It believed the error required it to reverse the conviction " 'absent a basis in the record to find that the verdict was actually based on a valid ground,' " which "exists only when the jury has '
actually
' relied upon the valid theory." (
Aledamat
,
supra
, 20 Cal.App.5th at p. 1153,
The Court of Appeal added that "the rules regarding prejudice that we apply in this case are arguably in tension with more recent cases, such as
People v. Merritt
(2017)
We granted the Attorney General's petition for review to determine the standard of review of error of this kind, and to determine whether the error was prejudicial under this standard.
II. DISCUSSION
A. The Error
The jury found defendant guilty of assault with a deadly weapon under section 245, subdivision (a)(1), and, as to the criminal threat charge, it found true that defendant personally used a deadly or dangerous weapon under section 12022, subdivision (b)(1). The court instructed the jury that a weapon could be either inherently deadly or deadly in the way defendant used it. The instruction accurately stated the law. However, as the parties agree, the evidence did not support the instruction.
"As used in section 245, subdivision (a)(1), a 'deadly weapon' is 'any object, instrument, or weapon which is used in such a manner as to be capable of producing and likely to produce, death or great bodily injury.' [Citation.] Some few objects, such as dirks and blackjacks, have been held to be deadly weapons as a matter of law; the ordinary use for which they are designed establishes their character as such. (
People v. Graham
(1969)
Because a knife can be, and usually is, used for innocent purposes, it is not among the few objects that are inherently deadly weapons. "While a knife is not an inherently dangerous or deadly instrument as a matter of law, it may assume such characteristics, depending upon the manner in which it was used ...." (
People v. McCoy
(1944)
Accordingly, as the Court of Appeal held in this case, and as the court in
Stutelberg
,
supra
, 29 Cal.App.5th at page 317,
In
People v. Guiton
(1993)
Under what we called a " '
legally
inadequate theory,' " the theory is incorrect because it is contrary to law. (
Guiton
,
supra
, 4 Cal.4th at p. 1128,
When the theory is legally erroneous-i.e., of a kind the jury is
not
equipped to detect-a higher standard must be met for the error to be found harmless. "These different tests reflect the view that jurors are 'well equipped' to sort
factually
valid from invalid theories, but ill equipped to sort
legally
valid from invalid theories." (
Aledamat
,
supra
, 20 Cal.App.5th at pp. 1153-1154,
As both the Court of Appeal and
Stutelberg
held, the error here is of the second category: legal error. Courts have held that a knife is not inherently deadly
as a matter of law
. Only a few items that are designed to be used as deadly weapons are inherently deadly. (
People v. Perez
,
supra
, 4 Cal.5th at p. 1065,
Based on the state of the law at the time, in
Guiton
, we said that legal error is "subject to the rule generally requiring reversal." (
Guiton
,
supra
, 4 Cal.4th at p. 1128,
We now consider this question.
B. Standard of Review of the Error
"[B]efore a federal constitutional error can be held harmless, the court must be able to declare a belief that it was harmless beyond a reasonable doubt." (
Chapman
,
supra
, 386 U.S. at p. 24,
In
Merritt
, the trial court neglected to instruct the jury on most of the elements of the charged offenses of robbery. We found the error, "serious though it was," subject to harmless error review. (
Merritt
,
supra
, 2 Cal.5th at p. 822,
Defendant argues that the application of
Chapman
is different for alternative-theory error than for other misdescriptions of the elements of the charged offense. The Court of Appeal agreed. Citing
Guiton
,
supra
,
Chun
,
supra
,
If other aspects of the verdict or the evidence leave no reasonable doubt that the jury made the findings necessary for conscious-disregard-for-life malice, the erroneous felony-murder instruction was harmless." (
Chun
, at pp. 1204-1205,
In
People v. Cross
,
supra
,
A few months after Justice Baxter wrote this in
Cross
, the high court expressed similar views in the case that he mentioned. (
Hedgpeth
,
supra
,
Hedgpeth
,
supra
,
Applying a different standard of error in this case would be particularly anomalous. If the trial court had simply instructed the jury that a box cutter was a deadly weapon as a matter of law, and given no correct instruction whatsoever, the error would clearly be subject to
Chapman
harmless error review. (
People v. Brooks
(2017)
Our decisions in
In re Martinez
(2017)
In
Martinez
, we applied the same standard to collateral review of cases containing the same error: "
Chiu
error requires reversal unless the reviewing court concludes beyond a reasonable doubt that the jury actually relied on a legally valid theory in convicting the defendant of first degree murder." (
Martinez
,
supra
, 3 Cal.5th at p. 1218,
Defendant argues that, by focusing on what the jury actually did,
Chiu
and
Martinez
stated a standard different, and higher, than
Chapman
's reasonable doubt standard. But
Chiu
and
Martinez
were only a
specific application of the more general reasonable doubt test stated in cases like
Neder
,
supra
,
In determining this impossibility or, more generally, whether the error was harmless, the reviewing court is not limited to a review of the verdict itself. An examination of the actual verdict may be sufficient to demonstrate harmlessness, but it is not necessary. In both Chiu and Martinez , we examined the record and found that it affirmatively showed the jury might have based its verdict on the invalid theory. Because no other basis to find the error harmless beyond a reasonable doubt was at issue, we did not explore whether other ways of finding the error harmless existed. Those cases merely provide one way in which a court might evaluate harmlessness. They do not preclude other ways.
For these reasons, we conclude that alternative-theory error is subject to the more general
Chapman
harmless error test. The reviewing court must reverse the conviction unless, after examining the entire cause, including the evidence, and considering all relevant circumstances, it determines the error was harmless beyond a reasonable doubt. We disapprove of any interpretation of
People v. Green
,
supra
,
We now apply this standard to this case.
C. Application of the Standard to This Case
A number of circumstances convince us beyond a reasonable doubt that the error was harmless. It is clear the error did not contribute to the verdict.
The argument that the error was prejudicial supposes that, under the instructions, the jury would believe there were two separate ways it could find the box cutter to have been a deadly weapon. The first method would be simply to find it was inherently deadly without considering any of the surrounding circumstances. The second method would be to consider how defendant used it. Technically, this is correct. The court used the disjunctive "or," which, out of context, would seem to permit such separation. In context, however, it is unlikely the jury would so view the instructions.
The instruction referred to an object that is "inherently deadly or one that is used in such a way that it is capable of causing and likely to cause death or ... great bodily injury." This juxtaposition at least indicates what the "inherently deadly" language was driving at. Additionally, the jury was also instructed: "In deciding whether an object is a deadly weapon, consider all of the surrounding circumstances including when and where the object was possessed and any other evidence that indicates whether the object would be used for a dangerous rather than a harmless purpose." This part of the instruction suggested the question was unitary, that is, that the jury had to consider all of the circumstances in deciding whether the object was a deadly weapon, either inherently or as used. The jury would likely view the "inherently deadly" language in light of this additional instruction that it had to consider all of the circumstances. Given this additional instruction, it seems unlikely the jury would simply view the box cutter as inherently deadly without considering the circumstances, including how defendant used it.
The arguments of counsel support this conclusion. At one point, the prosecutor stated that the box cutter was inherently deadly because "you wouldn't want your children playing with" it, without further explaining the term. But no one ever suggested to the jury that there were two separate ways it could decide whether the box cutter was a deadly weapon. Defense counsel argued that defendant did not use the box cutter in a way that would probably result in the application of force, that is, that defendant did not assault the victim at all-an argument the jury necessarily rejected when it found defendant guilty of that crime. But counsel never argued that, if he did assault the victim with the box cutter, the box cutter was not a deadly weapon. Although defense counsel did not expressly concede that the box cutter was a deadly weapon, he did not contest the point.
Contesting the point would have been futile based on the record here. A box cutter is not inherently deadly because it is not
designed
for that purpose. But if used to assault someone, i.e., used as a
weapon
, a box cutter
is
potentially deadly even if not designed for that purpose. (See
People v. Graham
,
supra
, 71 Cal.2d at pp. 327-328,
A nonexclusive way the error can be found harmless beyond a reasonable doubt, one that "work[ed] well" in
Chun
,
supra
, 45 Cal.4th at page 1205,
Additionally, the jury must have considered the term "inherently deadly" to mean
something
. As the
Stutelberg
court explained, the theoretical risk is that, because the court did not define the term, the jury might have applied its common understanding to find the box cutter deadly because it is sharp and used for cutting. (
Stutelberg
,
supra
, 29 Cal.App.5th at p. 319,
"No reasonable jury that made all of these findings could have failed to find" that defendant used the box cutter in a way that is capable of causing or likely to cause death or great bodily injury. (
Merritt
,
supra
, 2 Cal.5th at p. 832,
D. The Instructions
As this case demonstrates, the standard instructions on assault with a deadly weapon and use of a deadly and dangerous weapon are problematic. (See CALCRIM Nos. 875, 3145.) They do not define what is an inherently deadly weapon. Worse, without modification, they provide the jury with the "inherently deadly" theory even in those cases (i.e., most of them) in which the weapon is not inherently deadly as a matter of law. We suggest the instructions be modified to avoid these problems in the future.
In most cases, the inherently deadly language is inapplicable, for most objects are not inherently deadly even if they may be used in a way that makes them deadly. The inherently deadly language is also generally unnecessary. For the most part, those objects that are designed for use as a deadly weapon will be also used in a way that makes them deadly weapons. 5 Accordingly, the standard instruction might be improved by simply deleting any reference in the usual case to inherently deadly weapons.
But because, under current law, some objects, such as dirks and blackjacks,
are
inherently deadly, instructing on that theory might be appropriate in some cases. (But see fn. 5.) If the prosecution believes the weapon used in a given case is inherently deadly, and it believes modifying the instruction would be useful, it may request the court to add that theory of the case to the instructions. On such a request, the court should consider whether the evidence would support a finding that the weapon is inherently deadly. If so, the court would have discretion to instruct on that theory. If it does so, however, it should also define what is meant by inherently deadly, i.e., an object that is
designed
for use as a deadly weapon. (See
People v. Perez
,
supra
, 4 Cal.5th at p. 1065,
III. CONCLUSION
We reverse the judgment of the Court of Appeal and remand the matter to that court for further proceedings consistent with this opinion.
We Concur:
CANTIL-SAKAUYE, C. J.
CORRIGAN, J.
KRUGER, J.
Concurring and Dissenting Opinion by Justice Liu
I agree with today's opinion that alternative-theory error is subject to the
Chapman
beyond-a-reasonable-doubt harmless error standard (
Chapman v. California
(1967)
I part ways with today's opinion, however, with respect to its conclusion that in light of what "the jury necessarily did find ... it would be impossible, on the evidence, for the jury to find that without also finding the missing fact as well." (Maj. opn., ante , 251 Cal.Rptr.3d at p. 383, 447 P.3d at p. 288.) Justice Cuéllar's concurring and dissenting opinion carefully explains why we cannot be confident beyond a reasonable doubt that the jury in this case found the box cutter to be a deadly weapon on a valid legal theory. In particular, the trial court's own equivocation and the prosecutor's repeated conflation of the deadly-weapon and force requirements in closing argument could well have misled the jury. (Conc. & dis. opn. of Cuéllar, J., post , 251 Cal.Rptr.3d at pp. 388-389, 447 P.3d at pp. 292-293.) Because of these confusing statements, and because the trial court erred in providing the "inherently deadly" instruction to the jury, the jury may have convicted defendant for conduct that does not constitute the crime of assault with a deadly weapon. Although the jury "must have considered the term 'inherently deadly' to mean something " (maj. opn., ante , 251 Cal.Rptr.3d at p. 384, 447 P.3d at p. 288), it is quite possible that the jury understood "inherently deadly" to mean that the box cutter itself was readily capable of causing deadly harm, without finding that defendant in fact used the box cutter in a manner likely to cause death or great bodily injury. Accordingly, I would affirm the judgment of the Court of Appeal.
Concurring and Dissenting Opinion by Justice Cuéllar
In our constitutional system the right to trial by jury means "the jury, rather than the judge, reach[es] the requisite finding of 'guilty.' " (
Sullivan v. Louisiana
(1993)
That's why caution's been the watchword when we've stepped onto that tightrope. Like the United States Supreme Court, to date we've found instructional error harmless only when we can conclude "beyond a reasonable doubt" either that the jury necessarily relied on a valid legal theory (see
People v. Chun
(2009)
The majority loses that balance today. Tumbling headlong into the jury's factfinding role, the majority fails to live up to the "more general
Chapman
[
v. California
] harmless error test" it purports to apply. (Maj. opn.,
ante
, 251 Cal.Rptr.3d at p. 382, 447 P.3d at p. 287; see
Chapman v. California
(1967)
I.
To find Yazan Aledamat guilty of assault with a deadly weapon, the jury had to decide not only that he had the box cutter in his hand, but that he used it as a deadly weapon. The trial judge issued form instructions from CALCRIM No. 875, which provides that the prosecution must prove:
(1) that the defendant did an act with a deadly weapon other than a firearm that by its nature would directly and probably result in the application of force to a person;
(2) that the defendant did that act willfully;
(3) that when the defendant acted, he was aware of facts that would lead a reasonable person to realize that his act by its nature would directly and probably result in the application of force to someone; and
(4) that when the defendant acted, he had the present ability to apply force with a deadly weapon other than a firearm. ( CALCRIM No. 875.)
Here's what's also covered by those jury instructions: to "apply force" means "to touch in a harmful or offensive manner," which can include "the slightest touching" if done in a rude or angry way. As long as the prosecution can prove the defendant's act would probably result in the application of force, it is not required to prove "that the defendant actually touched someone." ( CALCRIM No. 875 . ) A deadly weapon other than a firearm, moreover, "is any object, instrument, or weapon that is inherently deadly or one that is used in such a way that it is capable of causing and likely to cause death or great bodily injury." ( Ibid. ) Great bodily injury, in turn, "means significant or substantial physical injury. It is injury that is greater than minor or moderate harm." ( Ibid .)
Presented to the jury during trial, these instructions permit the jury to conclude a box cutter can be a deadly weapon. But to reach that conclusion, a jury must find the box cutter is either "inherently deadly" or was "used in such a way that it is capable of causing and likely to cause death or great bodily injury." ( CALCRIM No. 875.) Yet as the majority explains, this instruction is incorrect, at least in this case: as a matter of law, a box cutter is not inherently deadly. (Maj. opn., ante , 251 Cal.Rptr.3d at p. 376, 447 P.3d at pp. 281-282.) It is, however, capable of causing death or great bodily injury and, depending on how it is used, may even be likely to cause death or great bodily injury. ( Ibid. ) So for a proper conviction of assault with a deadly weapon on these facts, the jury would have needed to rely on the second prong of the deadly weapon definition - the legally valid theory in this case.
The majority plays up that there's more than "one way" (maj. opn.,
ante
, 251 Cal.Rptr.3d at pp. 382, 383-384, 447 P.3d at pp. 286-287, 288) a reviewing court can conclude " 'beyond a reasonable doubt that the error did not contribute to the verdict' " (
id
. at p. 382, 447 P.3d at p. 286, quoting
Chun
,
supra
, 45 Cal.4th at p. 1201,
In other words, we ask whether it is clear beyond a reasonable doubt the jury would have found Aledamat guilty of assault with a deadly weapon had it been given only the correct instruction, which required it to find that he used a box cutter in a manner "capable of causing and likely to cause death or great bodily injury." ( CALCRIM No. 875.) Or, " 'in typical appellate-court fashion,' " we ask the inverse: " 'whether the record contains evidence that could rationally lead to a contrary finding with respect to the [deadly weapon] element.' " (
Merritt
,
supra
, 2 Cal.5th at p. 832,
The majority seems not to have made this inquiry. Indeed, its primary quarrel is with the very notion that the instruction was error, let alone prejudicial error. (Maj. opn., ante , 251 Cal.Rptr.3d at pp. 382-383, 447 P.3d at p. 287.) It argues, in essence, that the jury "likely" understood the term "inherently deadly" to mean something approximating the correct instruction - "capable of and likely to cause great bodily injury." ( Id. at pp. 382, 383, 447 P.3d at pp. 287, 287.) That is, a jury is "unlikely" to find the disjunctive "or" - "inherently deadly or ... capable of causing and likely to cause" great bodily injury ( CALCRIM No. 875, italics added) - to present two alternatives. (Maj. opn., ante , 251 Cal.Rptr.3d at pp. 382-383, 447 P.3d at pp. 287-288.) Instead, the majority says, the jury will understand "inherently deadly" to be defined by the words surrounding it, notwithstanding the disjunctive. ( Id. at pp. 382-383, 447 P.3d at p. 287 [explaining the "juxtaposition" of the words "at least indicates what the 'inherently deadly' language was driving at"]; id. at p. 384, 447 P.3d at p. 288 ["[T]he jury must have considered the term 'inherently deadly' to mean something "].) In other words, if the jury doesn't understand that "inherently deadly" is a shortcut, it will hold the prosecution to roughly the same standard that the correct instruction does.
Three problems mar this argument. First, it is pure conjecture. Nothing in the record suggests, let alone compels us to conclude, that the jury read the instructions in the way the majority speculates. It is just as likely - and more consistent with principles of English usage - that the "juxtaposition" of two disjunctive clauses suggests just that (maj. opn., ante , 251 Cal.Rptr.3d at pp. 382-383, 447 P.3d at p. 287): They are juxtaposed because they are distinct. One does not define the other, in whole or in part.
Second, the argument is at odds with the majority's characterization of the instructions as "problematic" and its suggestion that they be "modified to avoid these problems in the future." (Maj. opn.,
ante
, 251 Cal.Rptr.3d at p. 384, 447 P.3d at p. 288.) Why alter anything if, as the majority implies, jurors can more or less figure it out on their own? (
Id.
at p. 384, 447 P.3d at p. 288 [citing
People v. Pruett
(1997)
Third - and perhaps most importantly - in this case there is evidence not only that the jury may have misunderstood the task before it, but that it was affirmatively (though inadvertently) misled.
The confusion began when the judge instructed the jury on the elements. On beginning to read the definition of great bodily injury - and before reaching the definition of a deadly weapon - the judge stopped, said the jury "[didn't] need that definition" and asked the jury to cross it out. The jurors affirmed that they had crossed out the definition. Moving on to the deadly weapon instruction, the judge realized the definition of "great bodily injury" was relevant. He stopped, had a short exchange on the record with counsel, told the jury to ignore their earlier strike-through of the definition - "And despite the fact I told you to cross it out, I [now] want you to consider it. Okay? If you want to write it in, you can." - and allowed the jury a brief break. He then recited the criminal threat instructions without revisiting the remainder of the deadly weapon instruction.
The majority highlights a feature of the jury instructions. The jury was instructed to consider "all of the surrounding circumstances" in deciding whether an object is a deadly weapon - " 'including when and where the object was possessed and any other evidence that indicates whether the object would be used for a dangerous rather than a harmless purpose.' " (Maj. opn., ante , 251 Cal.Rptr.3d at p. 383, 447 P.3d at p. 287.) "Given this additional instruction," the majority writes, "it seems unlikely the jury would simply view the box cutter as inherently deadly without considering the circumstances, including how the defendant used it." ( Id. at p. 383, 447 P.3d at p. 287.)
But the additional instruction didn't apply to the assault charge. The judge read it in instructing the jury on the deadly weapon enhancement, and expressly said it became relevant only if the jury "[found] the defendant guilty of the crimes charged in counts 1 and 2." What's more, during deliberations the jury asked the court "how to deal with the issue of the allegation, the deadly or dangerous weapon allegation." It is far from obvious that the jury understood its obligation to make a finding on the deadliness of the box cutter. (See
Canizales
,
supra
, 7 Cal.5th at p. 617,
There's more. In closing arguments the prosecutor exacerbated this confusion, suggesting that the mere existence of the box cutter was sufficient to satisfy the deadly weapon allegation: "You don't have to actually inflict injury on the person. What [Aledamat] did was sufficient; he committed a crime, a crime of assault with a deadly weapon. And the added allegation is that he used a box cutter ." (Italics added.) She then conflated the deadly weapon and force requirements, saying, "Ladies and gentlemen, you wouldn't want your children using a box cutter, would you? This is a deadly weapon. If used in a way to cause harm, it would cause harm. It's not whether he did cause harm; it's could he; could he have caused harm with that box cutter? The answer: Absolutely."
That statement is wrong. Mangling the recitation of the applicable deadly weapon instruction, the prosecutor's statement confuses the minimal force requirement with the requirement that Aledamat have used the box cutter in a way "likely to cause death or great bodily injury." ( CALCRIM No. 875.) Nevertheless, the majority charges that defense counsel failed to "contest the point" (maj. opn., ante , 251 Cal.Rptr.3d at p. 383, 447 P.3d at pp. 287-288) - seemingly recognizing that Neder compels an inquiry of whether the mistaken instruction was contested.
True: We and the United States Supreme Court have said that "removing an element of the crime from the jury's consideration" can be harmless "where the defendant concedes or admits that element." (
People v. Flood
(1998)
And counsel did contest the point - explicitly, at the outset of his closing argument, when he told the jury that one of the "two main questions" that they "need[ed] to answer" was "with respect to the great bodily injury."
On rebuttal, the prosecutor continued to conflate the minimal touching requirement with the dangerousness of the box cutter itself. "As I said before," she said, "you wouldn't want your children playing with this (indicating). It's inherently a deadly weapon. It's by definition the reason this law was created ." (Italics added.) By that time, there was no opportunity for defense counsel to "contest" the point.
It's quite plausible that the jury took the prosecutor at her parting words: the box cutter is "inherently a deadly weapon" and "by definition the reason this law" - assault with a deadly weapon - "was created." The majority all but acknowledges the only possible understanding of these words, noting that "no one ever suggested to the jury that there were two separate ways it could decide whether the box cutter was a deadly weapon." (Maj. opn.,
ante
, 251 Cal.Rptr.3d at p. 383, 447 P.3d at p. 287.) That's true. The prosecutor suggested only one method of finding the
box cutter was a deadly weapon, and that method was incorrect as a matter of law. That the defense spent so little time discussing the element - which, again, was not its burden to disprove - further risked letting the case pivot on the prosecutor's easy reassurance that "inherently deadly" was, in essence, just a matter of common sense - what objects you wouldn't let your children play with. (See
In re Martinez
(2017)
II.
The majority's harmless-error analysis makes scant reference to the evidence in the record. Relying on that record, however, is how we evaluate whether the evidence to support the correct theory - that Aledamat used the box cutter in a way "capable of causing and likely to cause death or great bodily injury" ( CALCRIM No. 875 ) - was so strong that we can safely conclude the instructional error did not contribute to the verdict. (See
Neder
,
supra
, 527 U.S. at p. 17,
Consider, for instance, what we decided in the recent case of
In re B.M.
(2018)
Against that backdrop, here is what the jury heard in Aledamat's trial: Aledamat approached a food truck in downtown Los Angeles and made crude remarks about the truck owner's wife. The owner, standing on the sidewalk, reacted in shock, and removed his apron. From approximately three or four feet away, Aledamat took a step back, pulled from his right pocket a box cutter, blade extended - how far it extended, how large it was, or whether it was locked in its casing, no one explained - and "thrust" or "pointed"
it from his waist towards the owner, saying, "I'll kill you." It was clear that Aledamat had moved his arm toward the truck owner. But there was no indication that Aledamat jabbed the box cutter at the owner, or that he flailed his arms around or advanced as though to cut him. Naturally, the owner jerked back. The jury heard nothing about what the owner was wearing or how close the box cutter actually got to his clothing or body. The box cutter did not touch him.
A police officer approached on horse and noticed Aledamat was holding the box cutter in his right hand "in a forward direction, about waistline." The officer said Aledamat was not lunging; he was "just holding" the box cutter. When Aledamat saw the officer, he retracted the box cutter and placed it back in his pocket. The truck owner reported to the police that Aledamat had "pulled a knife" on him.
On these facts, it may well have been reasonable for the jury to convict Aledamat of using the box cutter in a way "capable of causing and likely to cause death or great bodily injury," where "great bodily injury," in turn, is
"significant or substantial." ( CALCRIM No. 875.) Aledamat did, after all, say, "I'll kill you" while wielding a sharp blade. But "our task in analyzing the prejudice from the instructional error is [to determine] whether any rational fact finder
could
have come to the
opposite
conclusion." (
Mil
,
supra,
53 Cal.4th at p. 418,
Even a brief survey of the evidence presented at trial reveals that the answer is yes. The People admitted in rebuttal that Aledamat had not "lunged" at the victim; he had "thrust" the box cutter out from his waist from a distance of several feet. (Cf.
B.M.
,
supra
, 6 Cal.5th at p. 536,
Only by casting aside this record evidence and supplanting it with its own reasoning can the majority justify its conclusion. It assumes the jury understood "inherently deadly" - the inapt instruction - to mean " something ," and assumes that something is a "common understanding" that a box cutter is deadly. (Maj. opn., ante , 251 Cal.Rptr.3d at p. 384, 447 P.3d at p. 288.) But it overlooks the reasonable possibility that the " something " the jury understood was not "capable of causing and likely to cause death or great bodily injury" ( CALCRIM No. 875 ), but instead likely to cut your child during ill-advised play. It assumes that finding the box cutter deadly "in the colloquial sense of the term" is sufficient because a box cutter is "readily capable of inflicting deadly harm."
(Maj.
opn.,
ante
, 251 Cal.Rptr.3d at p. 384, 447 P.3d at p. 288.) But it both misstates the standard
- which requires the
likelihood
of deadly harm - and misses the holdings of
B.M.
, which require a jury to look at how the weapon was actually used in context. (
B.M.
,
supra
, 6 Cal.5th at p. 535,
These assumptions aside, the evidence is sufficient for a reasonable jury to have found Aledamat guilty under the correct definition of a deadly weapon. To its credit, the majority concedes that's not the standard here. (Maj. opn.,
ante
, 251 Cal.Rptr.3d at pp. 381-383, 447 P.3d at pp. 286-287;
Chun
,
supra
, 45 Cal.4th at p. 1201,
III.
We do not undermine a defendant's Sixth Amendment right to a fair trial by jury if we hold an instructional error harmless where the record demonstrates that the jury actually relied on a different legal theory, untouched by error. (
Martinez
,
supra
, 3 Cal.5th at p. 1226,
This is not such a case, and today the majority dispenses with the guardrails that help us discern as much. Aledamat contested the element of force in the assault, which necessarily extends to the greater degree of force required to convict him of using a deadly weapon. The People presented little or no evidence that Aledamat used the box cutter in a way
likely
to cause death or great bodily injury, and further confused the jury by referring to the box cutter as "inherently deadly" and suggesting heuristics for assessing its dangerousness. (Cf.
People v. Marsh
(2019)
No doubt we'll continue doing our utmost to tread carefully when deciding whether an error was harmless under the Chapman standard. But today the majority loses its footing. I dissent with respect.
I Concur:
GROBAN, J.
All further statutory references are to the Penal Code.
The weapon enhancement is for use of a "deadly or dangerous" weapon (§ 12022, subd. (b)(1)), rather than specifically a deadly weapon, as under section 245, subdivision (a)(1). But the same rule appears to apply, as indicated by
McCoy
's statement that "a knife is not an inherently dangerous or deadly instrument as a matter of law." (
People v. McCoy
,
supra
, 25 Cal.2d at p. 188,
We will call this kind of error "alternative-theory error," as has the United States Supreme Court. (
Hedgpeth v. Pulido
(2008)
Although
Stutelberg
,
supra
,
In light of this, it may be asked whether a policy exists for treating inherently deadly weapons differently from other objects capable of being used as a deadly weapon, particularly since the distinction is not reflected in the text of section 245. Because the facts and arguments of this case do not present the question, we leave it for another day.
Reference
- Full Case Name
- The PEOPLE, Plaintiff and Respondent, v. Yazan ALEDAMAT, Defendant and Appellant.
- Cited By
- 267 cases
- Status
- Published