In re Interrogatory Propounded by Hickenlooper
In re Interrogatory Propounded by Hickenlooper
Dissenting Opinion
dissenting.
{34 In a summary order, this court declared that language in article XXI, section 83 of our state constitution conflicts with individual voters' rights under the First and Fourteenth Amendments to the U.S. Constitution.. It arrived at this conclusion with only minimal briefing, without a record or argument, and in reliance on a non-binding federal district court case from California. Today's advisory opinion explaining that order effectively nullifies language placed in the constitution a century ago by the voters of Colorado themselves, and does so absent any indication that any Colorado voter actually objects to this provision as a violation of his or her rights under the First or Fourteenth Amendments. In my view, the Governor's interrogatory did not warrant the court's exercise of its extraordinary constitutional authority under article VI, section 3 under these cireumstances. - Consequently, because I opposed the court's acceptance of the interrogatory, and because I question the majority's resolution of the federal constitutional issues raised therein, I respectfully dissent.
I.
T 35 Colorado is one of a small minority of states in which the supreme court is authorized to issue advisory opinions on questions presented to it by the Governor or legislature.
¶ 36 As a fundamental rule, courts do not issue advisory opinions; we decide actual eases involving disputes between real parties in interest. See, e.g., Tippett v. Johnson, 742 P.2d 314, 815 (Colo. 1987) ("This court is not empowered to give advisory opinions based on hypothetical fact situations."). The enlargement of this court's original jurisdiction under article VI, section 8 to answer interrogatories propounded by the governor or the legislature represents an extraordinary exception to this fundamental rule. Because our exercise of this power is "devoid of nearly all the usual indicia of judicial proceedings," we made clear long ago that this "novel constitutional authority" must be exercised with the "utmost vigilance and caution." Senate Bill No. 65, 12 Colo. at 467, 471, 21 P. at 478, 480; In re Lieutenant Governorship, 54 Colo. 166, 171, 129 P. 811, 814 (1913).
¶ 37 As an initial matter, it is for this court to decide whether the questions are "important" and arise from a "solemn occasion" for purposes of exercising our power under arti-ele VI, section 3. Interrogatories by the Governor, 126 Colo. 48, 53, 245 P.2d 1173, 1175 (1952) ("While here the Governor is first to judge the relative importance and solemnity which justifies submitting these questions, it has been uniformly held in this jurisdiction that our court must decide whether or not it should exercise jurisdiction. ..."); Interrogatories by Governor, 111 Colo. 406, 407-08, 141 P.2d 899, 900 (1943) ("As in all such original proceedings invoking our jurisdiction under this provision of the Constitution, the first question presented is whether the questions are 'important' and arise out of a 'solemn occasion' within the intent and meaning of such expressions."); In re Lieutenant Governorship, 54 Colo. at 171, 129 P. at 814 ("this court must decide for itself, as to any given question, whether or not it should exercise the jurisdiction of answering the same") (quoting In re Appropriations by Gen. Assembly, 13 Colo. 316, 321, 22 P. 464, 466 (1889).
¶ 38 In making that determination, we have insisted that executive questions must relate to purely public rights. Lieutenant Governorship, 54 Colo. at 170, 129 P. at 813; Senate Bill No. 65, 12 Colo. at 468, 21 P. at 479 (opining that the operation of this power must be "confined to questions publici jur-is ").Conversely, we have held that this power should not be exercised to answer "questions affecting private or corporate rights." Lieutenant Governorship, 54 Colo. at 171, 129 P. at 814; Senate Bill No. 65, 12 Colo. at 468, 21 P. at 479; Appropriations by Gen.
It is a principle declared by our constitution ... and of universal recognition, that no person shall be deprived of life, liberty, or property without due process of law. But there cannot be due process of law, unless the party to be affected has his day in court. Yet a careless construction and application of this constitutional provision might lead to the ex parte adjudication of private rights by means of a legislative or executive question, without giving the party interested a day or voice in court.
Senate Bill No. 65, 12 Colo. at 469, 21 P. at 479.
¶ 39 We have also declined to answer interrogatories where hasty consideration precludes the thorough analysis and study that a particular question requires. See In re House Bill No. 1503 of Forty-Sixth Gen. Assembly, 163 Colo. 45, 47, 428 P.2d 75, 76-77 (1967) (declining to issue an advisory opinion on the constitutionality of a house bill relating to economic development because the "hasty consideration" required in order to serve the purposes of the Governor precluded adequate analysis of the questions presented).
IL.
¶ 40 The majority acknowledges that we refuse to exercise our extraordinary jurisdiction under article VI, section 3 to answer interrogatories where doing so would resolve "individualized" or "speculative" disputes, maj. op. 17 (citing Interrogatories by Governor, 111 Colo. at 411-12, 141 P.2d at 901-02); where the matter could be "brought before us through regular judicial channels," id. (quoting Interrogatories by Governor, 111 Colo. at 411, 141 P.2d at 902); or where the questions propounded require us to prejudge "complex legal problems and fundamental constitutional questions in proceedings like this," id. at ¶ 9 (quoting In re Interrogatories Propounded by McNichols, 142 Colo. 188, 189, 350 P.2d 811, 812 (1960)). In my view, all of these cireumstances were present here, weighing directly against our exercise of jurisdiction.
¶ 41 First, the rights at stake are strictly individual: the majority concludes that the language in article XXI, section 3 is unconstitutional because it violates a voter's individual rights under the First and Fourteenth Amendments. Maj. op. ¶¶ 21-26. The majority nonetheless concludes that the "Governor's Interrogatory implicates the very essence of the publici juris doctrine" by broadly characterizing a citizen's individual right to speak or vote as the equivalent of an interest of the State at large. Maj. op. ¶¶ 11-12. While I agree that the right to vote is "fundamental," maj. op. 112 (quoting Harman v. Forssenius, 380 U.S. 528, 537, 85 S.Ct. 1177, 14 L.Ed.2d 50 (1965)), and that the State has an important interest in regulating elections, I disagree that questions concerning a voter's exercise of individual rights under the First and Fourteenth Amendments are, in and of themselves, matters publici juris warranting the exercise of this court's extraordinary jurisdiction under article VI, section 8. See, e.g., Wheeler v. N. Colo. Irr. Co., 9 Colo. 248, 253, 11 P. 103, 105 (1886) (describing questions publict juris as those "where the interest of the state at large is directly involved; where the sovereignty is violated, or the liberty of its citizens menaced" or "where the usurpation or the illegal use of [the State's] prerogatives or franchises" is the principal question).
¶ 42 The majority relies on two out-of-state cases involving original proceedings that concerned whether a particular constitutional amendment or candidate would appear on the ballot. See maj. op. 113 (citing Hutcheson v. Gonzales, 41 N.M. 474, 71 P.2d 140, 151 (1937) (granting writ of mandamus requiring Secretary of State to hold special referendum election to permit electorate to vote on proposed constitutional amendment); State ex rel. Fosser v. Lavik, 9 N.D. 461, 83
¶ 43 Second, and even more problematic, the alleged conflict presented by the interrogatory was merely speculative. At the time the court issued its summary order, we had before us no actual voter who objected to voting on the recall question as a condition to voting on a successor candidate. In the absence of any actual voter challenging this provision as violating his individual constitutional rights, it was unnecessary-and in my view, inappropriate-to address this hypothetical question. See Developmental Pathways v. Ritter, 178 P.3d 524, 535 (Colo. 2008) (principle of judicial restraint requires this court to avoid reaching constitutional questions that are not ripe for review); People v. Lybarger, 700 P.2d 910, 915 (Colo. 1985) ("Ax-iomatie to the exercise of judicial authority is the principle that a court should not decide a constitutional issue unless ... the necessity for such a decision is clear and inescapable.").
¶ 44 Third, even assuming such a voter exists, that voter could readily present this constitutional claim through ordinary judicial channels. My concern here is exacerbated by the severe time constraints under which this court chose to exercise its jurisdiction and decide this matter. In my view, the "hasty consideration" required to issue a ruling before the election precluded adequate analysis of the question presented. See House Bill No. 1503, 163 Colo. at 47, 428 P.2d at 76-77. The majority explains that the matter had to be decided because there are no "do overs" in elections. Maj. op. 1 14. Yet nothing would prevent this court from adjudicating such a dispute through the normal litigation process, even if the claims were resolved after the election. The U.S. Supreme Court has often adjudicated challenges to election provisions affecting individual constitutional rights in such a procedural posture. See, eg., Clingman v. Beaver, 544 U.S. 581, 584, 125 S.Ct. 2029, 161 L.Ed.2d 920 (2005) (deciding a challenge brought by a political party prior to 2000 election); Burdick v. Takushi, 504 U.S. 428, 430, 112 S.Ct. 2059, 119 LEd.2d 245 (1992) (deciding the constitutionality of a state law prohibiting tabulation of write-in votes in 1986 election); Anderson v. Celebrezze, 460 U.S. 780, 783, 103 S.Ct. 1564, 75 L.Ed.2d 547 (1983) (deciding a challenge by a candidate who was excluded from the 1980 presidential election ballot); Rosario v. Rockefeller, 410 U.S. 752, 755, 93 S.Ct. 1245, 36 L.Ed.2d 1 (1973) (deciding a challenge brought by individuals ruled ineligible to vote in 1972 election).
45 As a practical matter, it was not necessary to resolve the issue in order for the election to proceed. Nothing in the challenged state constitutional provision expressly prevents a voter from casting a ballot that abstains 'on the recall question but casts a vote for a successor; the question, of course, is whether the successor votes cast on such ballots are ultimately counted. However, the answer to this question need not be resolved prior to the election. Assuming such votes were cast, election officials could set aside these ballots pending resolution of a legal challenge to the provision, and the final tallies could be adjusted if necessary.
1 46 I acknowledge that relatively recently this court answered an interrogatory from the Governor concerning a conflict between certain Colorado campaign finance provisions and the U.S. Supreme Court's decision in Citizens United v. Federal Election Commission, 558 U.S. 810, 1830 S.Ct. 876, 175 L.Ed.2d 758 (2010). See In re Interrogatories Propounded by Governor Bill Ritter, Jr., Concerning the Effect of Citizens United v. Federal Election Comm'n, 558 U.S. --- (2010) on Certain Provisions of Article XXT-II of the Constitution of the State of Colorado, 227 P.3d 892 (Colo. 2010). The issues presented in those interrogatories arguably affected corporate rights. However, the circumstances of that matter were quite different from those presented here. This court accepted those interrogatories not on the eve of an election, but at the very beginning of the 2010 general election eyele-with ample time to consider the issues. Unlike the present matter, this court received briefing in that case from directly affected parties, including several labor organizations stating their intent to engage in independent candidate-related speech and representing that they stood to be held in violation of the challenged Colorado campaign finance provisions pending resolution of the constitutionality of those provisions. Most importantly, the question in that matter rested on a direct conflict between provisions of the Colorado Constitution and the U.S. Supreme Court's decision in Citizens United, which declared certain provisions of federal campaign finance law unconstitutional. The Governor and the Secretary of State, along with every other interested party that filed briefing with the court, agreed that the Citizens United decision rendered the comparable Colorado provisions likewise unconstitutional. Thus, given the binding U.S. Supreme Court decision on point, the legal conclusion in that case was all but inescapable. By contrast, the issue here is hardly clear-cut.
IIL
147 "In construing a constitutional amendment, our goal is to determine and give effect to the will of the people in adopting the measure." - Huber v. Colo. Mining Ass'n, 264 P.3d 884, 889 (Colo. 2011). "We presume legislative enactments, whether by the General Assembly or the electorate through initiative or referendum, to be constitutional. Overcoming this presumption requires a showing of unconstitutionality beyond a reasonable doubt." Id.
1 49 In the absence of U.S. Supreme Court precedent on this type of election provision, the majority relies on a non-binding federal district court decision, Partnoy v. Shelley, 277 F.Supp.2d 1064 (8.D.Cal2003),
50 "Common sense, as well as constitutional law, compels the conclusion that government must play an active role in structuring elections." Burdick, 504 U.S. at 433, 112 S.Ct. 2059. "[Als a practical matter, there must be a substantial regulation of elections if they are to be fair and honest and if some sort of order, rather than chaos, is to accompany the democratic process." Storer v. Brown, 415 U.S. 724, 730, 94 S.Ct. 1274, 39 L.Ed.2d 714 (1974); see also Timmons v. Twin Cities Area New Party, 520 U.S. 851, 358, 117 S.Ct. 1364, 137 L.Ed.2d 589 (1997) ("[It is ... clear that States may, and inevitably must, enact reasonable regulations of parties, elections, and ballots to reduce election- and campaign-related disorder.").
151 All election laws invariably impose some burden on individual voters, whether the provision addresses the qualifications of voters, the selection and eligibility of candidates, or the voting process itself. See Bur-dick, 504 U.S. at 483, 112 S.Ct. 2059 (citing
¶ 52 Here, the majority concludes that the conditional vote requirement of article XXI, section 3 "severely burdens" voters' individual First and Fourteenth Amendment rights because it compels their speech. Maj. op. ¶¶ 21, 26. It further concludes that "no compelling (or even rational) justification exists" for this requirement. Id. 126. Yet, in my view, no legitimate "weighing" of interests was possible here, given that no record was developed in this case. Under the cireum-stances here, it was impossible to fully "identify and evaluate" whatever "precise interests" the State may have offered to justify the burden imposed by this provision. In short, because this court was unable to weigh the competing interests at stake, it was not in an adequately informed position to decide the constitutionality of this provision under the framework set forth by the U.S. Supreme Court in Anderson.
¶ 53 The history of these conditional vote provisions indicates that they originated in Oregon in the early twentieth century. In the 1908 general election, Oregon voters adopted, through a citizen initiative, a constitutional amendment that provided for the recall of state officers. See Or. Const. art. II, § 18 (1908); see also 1909 Or. Laws 9. Under the Oregon provision, a citizen petition could trigger a recall election in which the incumbent was placed on the ballot alongside successor candidates. Voters cast their choice on a single question: who should fill that office? The candidate who received the largest number of votes was elected to that office. Notably, Oregon's process of placing the incumbent on the ballot with other successor candidates theoretically allowed an incumbent to retain office with less than a majority vote.
¶ 54 California's recall provision was added to the state constitution at a special referendum election in 1911. Cal. Const. art. XXIII (1911); see also 1911 Cal. Stat. 2082-36, approved Oct. 11, 1911.
¶ 55 California's proposed two-question ballot gave rise to the question of whether the incumbent should be placed among the successor candidates. The California legislators decided not to permit this, apparently concluding that where an incumbent has lost the support of a majority of the electorate (as shown by the result of the recall question),
¶ 56 Colorado's recall provision was added to the state constitution by citizen initiative the following year. Like California's provision, the Colorado provision bars incumbents from appearing on the ballot as a successor. Colo. Const. art. XXI, § 3 ("The name of the person against whom the petition is filed shall not appear on the ballot as a candidate for the office."). Although we have before us no record or argument confirming whether Colorado's prior participation requirement may have been enacted for the same or similar reasons it was adopted in California, the history of the development of these provisions suggests that the voters of Colorado had a legitimate, and certainly rational, basis for the requirement.
¶ 57 Here, the voters of Colorado decided, through citizen initiative, to establish a recall process that combines the recall question and the choice of a successor into a single election. In so doing, the citizenry decided that an incumbent shall be recalled only where a majority of those voting favor removal of the incumbent. Id. Accordingly, votes for a successor are tallied only where the incumbent is actually recalled. In this sense, the choice of a successor is derivative of the recall issue. Thus, I disagree that these issues are in fact "wholly distinct," maj. op. 126, at least where, as here, the voters of Colorado decided to combine them into a single election process.
¶ 58 I note that a voter who chooses to participate in the election because he genuinely wants his or her desired successor to serve as the elected representative logically would express that opinion by voting "yes" on the recall question. This is because the voter's desired successor can serve only if the incumbent is actually recalled. On the other hand, a voter who wants to cast a vote for a successor but wishes to abstain .on the recall question because he opposes the recall process logically would express that opinion by voting "no" on the recall question in order to prevent the recall from succeeding. Yet neither voter's speech is compelled. The majority's hypothetical voter is already sufficiently motivated to participate in the election in order to choose a successor candidate. Given that, it is not an inherently substantial burden to require such a voter, on that same ballot, to answer the threshold recall question, the outcome of which will determine whether any of the votes for a successor will be counted.
¶ 59 Importantly, I believe that the majority's opinion today effectively alters the constitutional formula established by the people of Colorado for the recall of its officers. By allowing voters who participate in the choice of a successor to abstain on the recall question, the total number of persons actually voting on the recall question is diminished, and thus, the number of votes necessary to establish the "majority" required to oust an incumbent is reduced.
¶ 60 Thus, I disagree with the majority that no legitimate basis for the provision exists. See Maj. op. 126. My point is simply that, given the hypothetical nature of the dispute and the severe time constraints under which this matter was decided, the majority was not in a position to fully weigh the potential interests at stake.
IV.
¶ 61 In my view, this court has used its rare and extraordinary power granted by article VI, section 3 in unprecedented fashion. In response to an executive interrogatory presented on the eve of an election, the court has effectively invalidated state consti-168 Colo. tutional language on grounds that it violates voters' individual federal constitutional rights. And it has done so where no voter has actually objected to the provision. Such constitutional claims, if actually raised by registered voters, should be addressed only through "regular judicial channels." Interrogatories by Governor, 111 Colo. at 411, 141 P.2d at 902. Accordingly, I respectfully dissent. I am authorized to state that Justice COATS joins in the dissent. w o E ey yumeer sySTeM p 2013 CO 63 A.S., Petitioner v. The PEOPLE of the State of Colorado, Respondent. Supreme Court Case No. 128C396 Supreme Court of Colorado. October 28, 2018 Background: Juvenile was adjudicated delinquent as aggravated juvenile offender on charge of sexual assault of child, a class 4 felony, and was committed to two years in Department of Human Services, suspended on condition of successful completion of two years of probation. The District Court, Weld County, Thomas J. Quammen, J., reversed magistrate's sentencing order, vacated sentence, and remanded for new sentencing hearing. Appeal was taken, and the Court of Appeals affirmed. Certiorari review was granted. Holding: The Supreme Court, Hobbs, J., held that trial court had discretion to sentence aggravated juvenile offender to suspend sentence for class 4 felony conditioned on successful completion of probation. Judgment of the Court of Appeals reversed; judgment of sentence upheld. 312 PACIFIC REPORTER, 3d SERIES Boatright, J., filed dissenting opinion in which Eid, J., joined. 1. Criminal Law $1139 Statutory interpretation is a question of law the appellate court reviews de novo. 2. Statutes 61072, 1155 When construing a statute, the court ascertains and gives effect to the General Assembly's intent, reading applicable statutory provisions as a whole in order to accord consistent, harmonious, and sensible effect to all their parts. 3. Statutes ¢-1092 When interpreting a statute, the court gives the language of the statute its commonly accepted and understood meaning. 4. Statutes ¢-1072 The court liberally construes statutes to fully carry out the General Assembly's intent. 5. Statutes ¢»1215 In harmonizing seemingly conflicting statutes, the court will look to legislative history, the consequences of a given construction, and the goal of the statutory scheme. 6. Statutes ¢-1385(1) When the General Assembly chooses to legislate in an area, the court will presume it is aware of its own prior enactments. 7. Statutes 61212 When interpreting a comprehensive legislative scheme, the court will construe each provision to further the overarching legislative intent. 8. Sentencing and Punishment $11 When a statute is part of a complex of sentencing prescriptions, the entire scheme should be construed to give consistent, harmonious, and sensible effect to all of its parts. 9. Statutes 61867 When interpreting a statute, the court does not presume the legislature uses lan-
I am authorized to state that Justice COATS joins in the dissent.
. The other seven states with constitutional provisions allowing advisory opinions are Florida,
. This language was added to the constitution in 1886 by the voters of Colorado. 1887 Colo. Sess. Laws 483; In re Interrogatories by the Governor, 126 Colo. 48, 52, 245 P.2d 1173, 1175 (1952).
. The majority's reliance on In re Advisory Opinion to Governor, 856 A.2d 320 (R.1. 2004), is likewise misplaced. Maj. op. 113. As noted above, the power to answer interrogatories under Rhode Island law is very different than the extraordinary jurisdiction granted to this court under article VI, section 3. Moreover, the Rhode Island justices acknowledged that the question presented in that case did not even meet their state constitutional standard to require the justices' response; instead, the justices simply exercised their discretion to give an advisory opinion because the issues raised were of "great public and constitutional importance." 856 A.2d at 325. Thus, the Rhode Island justices' wholly discretionary decision in that case should not inform this court's exercise of its rare and extraordinary jurisdiction under article VI, section
. Of course, no vote for a successor is counted unless the incumbent is actually recalled by a majority.
. I presume such a voter would be rare, given that none was brought to this court's attention.
. Partnoy was decided by a single federal judge, was never appealed, and carries no precedential value even in its own judicial district.
. - The plaintiffs in Partnoy also included the California Informed Voters Group, an unincorporated association. 277 F.Supp.2d at 1072.
. The majority acknowledges that this court gave interested parties less than one day to submit briefing. Maj. op. 14.
. Contrary to the majority's suggestion, the source of the State's authority to regulate state elections does not flow from article I, section 4 of the U.S. Constitution. Maj. op. 118. That provision concerns the State's authority to establish the times, places, and manner of congressional elections.
. For example, if a recall election yielded a field of four candidates (including the incumbent), and votes were generally evenly spread among all four candidates, the incumbent could retain office with 26% of the vote, even though collectively, 74% of the electorate voted against that incumbent.
. Article XXIII of the California Constitution was later repealed and replaced in part by article II, section 15 in 1976. The statutory conditional vote provision in Partroy was derived from language that had appeared in article XXIII See Partnoy, 277 F.Supp.2d at 1071.
. This unified election process distinguishes this provision from the sequential elections that occurred in Ayers-Shaffner v. DiStefano, 37 F.3d 726 (1st Cir. 1994) (cited at maj. op. ¶ 29).
Opinion of the Court
delivered the Opinion of the Court.
1 1 The Governor of the State of Colorado submitted an Interrogatory to this Court pursuant to Article VI, section 3, of the Colorado Constitution asking whether the prior participation requirement 'in Article XXI, section 3, of the Colorado Constitution conflicts with the First and Fourteenth Amendments to the United States Constitution. This Court exercised its original jurisdiction and issued an Order holding that the prior participation requirement in Article XXI, section 8, conflicts with the First and Fourteenth Amendments to the United States Constitution. This opinion explains that Order.
I. Facts and Procedural History
T 2 In June 2013, citizens in Pueblo and El Paso County certified petitions to recall State Senator Angela Giron and State Senator John Morse. On July 19, 2018, the Governor set a September 10 recall election for both Morse's and Giron' s Senate seats. This recall election was the first in Colorado's history for members of the General Assembly.
T3 On August 28, 2013, with the recall election only weeks away, the Governor submitted the following Interrogatory for this Court's consideration:
Colo. Const. art. XXI, § 3 requires an elector who wishes to vote for a successor candidate in a recall election to also cast a "ballot on the recall issue. Is this requirement consistent with the First and Fourteenth Amendments to the United States Constitution?
T 4 The following Monday, August 26, this Court ordered the Governor, the Attorney General, the Secretary of State, the El Paso County Clerk and Recorder, the Pueblo County Clerk and Recorder, Senator Angela Giron, Senator John Morse, the Colorado Democratic Party, the Libertarian Party of Colorado, the Republican Party of Colorado, and any other interested persons to file briefs addressing the Governor's Interrogatory by the next morning. The Secretary of State, the Libertarian Party of Colorado joined by Gordon Roy Butt, and both Senators filed briefs within this Court's abbreviated deadline.
15 After considering the briefs, this Court took jurisdiction over the "important question" presented and issued an Order striking down the prior participation voting requirement in Colorado's Constitution:
The provision in Article XXI, Section 3, of the Constitution of the State of Colorado stating that "no vote cast shall be counted for any candidate for such office, unless the voter also voted for or against the recall of such person sought to be recalled from said office," conflicts with the First and Fourteenth Amendments to the United States Constitution. We therefore answer the Interrogatory in the negative.
16 Consistent with our earlier Order, we now describe in detail why Article XXI, seetion 3, of the Colorado Constitution violates the First and Fourteenth Amendments to the United States Constitution. Before reaching the substance of the Governor's Interrogatory, we explain this Court's jurisdiction.
II. Jurisdiction
17 Our Constitution - commands that-when the Governor requires and a
¶ 8 Likewise, in 1960, this Court declined to exercise original jurisdiction when the Governor submitted eleven interrogatories for this Court to consider "before the expiration of the thirty day period in which [the Governor had] to sign or veto the measure." In re Interrogatories Propounded by McNichols Concerning Senate Bill No. 34, 142 Colo. 188, 189, 350 P.2d 811, 812 (1960). The interrogatories each implicated the intricate interplay between pending legislation and various constitutional provisions. For instance, the fourth interrogatory asked:
Does Senate Bill No. 34 contravene Article X Section 7 in that under the provisions thereof, particularly Section 7, the power granted corporate authorities of a city or town to impose sales or use taxes for municipal purposes is conditioned upon prior imposition of such taxes for county purposes by the county commissioners of the county in which such city or town is located?
142 Colo. at 190, 350 P.2d at 812.
¶ 9 Faced with ten more interrogatories of the same ilk, a divided Court declined to exercise original jurisdiction because it doubted the "wisdom of prejudging ... complex legal problems and fundamental constitutional questions in proceedings like this." 142 Colo. at 192, 350 P.2d at 813. The Court, moreover, did not read article VI, section 3, to require it to "act when possible prejudice may well result later to our citizens whose rights are protected by both the state and federal constitutions." Id.
¶ 10 The single question presented here is different. Unlike the aforementioned, very fact-specific cases, this Interrogatory asks this Court to consider whether a Colorado Constitutional provision governing the operation of a recall election conflicts with the United States Constitution. The Governor's Interrogatory, in other words, does not involve pending legislation that, onee enacted, might rise or fall on the merits of an individual controversy. Nor does it involve an individualized or speculative dispute between hypothetical private parties. Rather, the single question presented by this "solemn occasion" involves citizens' fundamental right to vote in a fast-approaching election.
¶ 11 Executive interrogatories must involve questions "publici juris,"
¶ 12 The state interest in this matter is clear: the right to vote freely "is of the essence of a democratic society, and any restrictions on that right strike at the heart of representative government." Reynolds v. Sims, 377 U.S. 533, 555, 84 S.Ct. 1362, 12 IN RE HICKENLOOPER Colo. 157 Cite as 312 P.3d 153 (Colo. 2013) L.Ed.2d 506 (1964), see also § 1-7.5-102, C.R.S. (2013) ("[Slelf-government by election is more legitimate and better accepted as voter participation increases."); Bruce v. City of Colo. Springs 971 P.2d 679, 684 (Colo.App. 1998) ("[A] compelling state interest exists in having voters fully participate in the election process."). [ 13 The right to vote also implicates the liberties of Colorado's citizens; indeed, the right to vote is considered "fundamental" because it is ultimately "preservative of all rights." See Harman v. Forssenius, 380 U.S. 528, 537, 85 S.Ct. 1177, 14 LEd2d 50 (1965) (citation omitted). "No right is more precious in a free country than that of having a voice in the election of those who make the laws under which, as good citizens, we must live. Other rights, even the most basic, are illusory if the right to vote is undermined." People ex rel. Salazar v. Davidson, 79 P.3d 1221, 1228 (Colo. 2008) (citation omitted). T 14 Other state supreme courts have held cases implicating their citizens' right to vote to be "publici juris." See, eg., Hutcheson v. Gonzales, 41 NM. 474, 71 P.2d 140, 151 (1937); State ex rel. Fosser v. Lavik, 9 N.D. 461, 83 N.W. 914, 914-15 (1900) (holding that the case presented a question publici juris because it involved "the exercise of the elective franchise, the most sacredly guarded franchise granted by the state"). Similarly, the Rhode Island Supreme Court exercised its advisory opinion authority in 2004, explaining that it did so to avoid chaotic post-hoc decision making in the elections context: Because we believe the [referendum] question ... to be unconstitutional, to delay the issuance of our opinion would only postpone the inevitable. If we were to sit idly by while an unconstitutional question was submitted to the voters, only to later issue a binding decision declaring ... the referendum question void, chaos might well ensue. By delivering our advisory opinion before the question is submitted to the voters, we give credence to this Court's recognition of the prevailing public policy in favor of finality and validity of the voting process in this state ... [and] the strong preference for resolving election issues before the voters have spoken. In re Advisory Opinion to Governor, 856 A.2d 820, 826-27 (R.1. 2004). { 15 Indeed, when assessing voters' fundamental right to vote in the moments preceding an election, there are no do-overs. See Erickson v. Blair, 670 P.2d 749, 754 (Colo. 1983) ("[The right to vote is a fundamental right of the first order."); W-470 Concerned Citizens v. W-470 Highway Auth., 809 P.2d 1041, 1048 (Colo,App. 1990) ("If ... the conduct sought to be redressed is peculiar to a particular election, the occurrence of the election itself will moot the controversy."). { 16 We therefore conclude that this solemn occasion requires that we give our opinion upon the important question in the Governor's Interrogatory. See Colo. Const. art. VI, § 8. III Analysis 1 17 The portion of Article XXI, section 3, 'of the Colorado Constitution at issue provides that a vote for a successor candidate does not count "unless the voter also voted for or against the recall of such person sought to be recalled from said 'office." Put simply, this provision conditions a voter's ability to vote for a replacement candidate upon the voter's affirmative participation in answering the recall question. This prior participation requirement cannot pass constitutional muster because it severely burdens voters' First and Fourteenth Amendment rights. [2,831 118 "The right to vote freely for the candidate of one's choice is of the essence of a democratic society." Reynolds, 877 U.S. at 555, 84 S.Ct. 1862. As such, the Fourteenth Amendment protects citizens' right to vote because the "[oJther rights, even the most basic, are illusory if the right to vote is undermined." Id. at 560, 84 S.Ct. 1862 (internal quotation omitted). Citizens' First Amendment rights implicate the same pressing concerns: "The right to vote derives from the right of association that is at the core of the First Amendment, protected from state infringement by the Fourteenth Amendment." Storer v. Brown, 415 U.S.
[ 13 The right to vote also implicates the liberties of Colorado's citizens; indeed, the right to vote is considered "fundamental" because it is ultimately "preservative of all rights." See Harman v. Forssenius, 380 U.S. 528, 537, 85 S.Ct. 1177, 14 LEd2d 50 (1965) (citation omitted). "No right is more precious in a free country than that of having a voice in the election of those who make the laws under which, as good citizens, we must live. Other rights, even the most basic, are illusory if the right to vote is undermined." People ex rel. Salazar v. Davidson, 79 P.3d 1221, 1228 (Colo. 2008) (citation omitted).
T 14 Other state supreme courts have held cases implicating their citizens' right to vote to be "publici juris." See, eg., Hutcheson v. Gonzales, 41 NM. 474, 71 P.2d 140, 151 (1937); State ex rel. Fosser v. Lavik, 9 N.D. 461, 83 N.W. 914, 914-15 (1900) (holding that the case presented a question publici juris because it involved "the exercise of the elective franchise, the most sacredly guarded franchise granted by the state"). Similarly, the Rhode Island Supreme Court exercised its advisory opinion authority in 2004, explaining that it did so to avoid chaotic post-hoc decision making in the elections context:
Because we believe the [referendum] question ... to be unconstitutional, to delay the issuance of our opinion would only postpone the inevitable. If we were to sit idly by while an unconstitutional question was submitted to the voters, only to later issue a binding decision declaring ... the referendum question void, chaos might well ensue. By delivering our advisory opinion before the question is submitted to the voters, we give credence to this Court's recognition of the prevailing public policy in favor of finality and validity of the voting process in this state ... [and] the strong preference for resolving election issues before the voters have spoken.
In re Advisory Opinion to Governor, 856 A.2d 820, 826-27 (R.1. 2004).
{ 15 Indeed, when assessing voters' fundamental right to vote in the moments preceding an election, there are no do-overs. See Erickson v. Blair, 670 P.2d 749, 754 (Colo. 1983) ("[The right to vote is a fundamental right of the first order."); W-470 Concerned Citizens v. W-470 Highway Auth., 809 P.2d 1041, 1048 (Colo,App. 1990) ("If ... the conduct sought to be redressed is peculiar to a particular election, the occurrence of the election itself will moot the controversy.").
{ 16 We therefore conclude that this solemn occasion requires that we give our opinion upon the important question in the Governor's Interrogatory. See Colo. Const. art. VI, § 8.
III - Analysis
1 17 The portion of Article XXI, section 3, 'of the Colorado Constitution at issue provides that a vote for a successor candidate does not count "unless the voter also voted for or against the recall of such person sought to be recalled from said 'office." Put simply, this provision conditions a voter's ability to vote for a replacement candidate upon the voter's affirmative participation in answering the recall question. This prior participation requirement cannot pass constitutional muster because it severely burdens voters' First and Fourteenth Amendment rights.
118 "The right to vote freely for the candidate of one's choice is of the essence of a democratic society." Reynolds, 877 U.S. at 555, 84 S.Ct. 1862. As such, the Fourteenth Amendment protects citizens' right to vote because the "[oJther rights, even the most basic, are illusory if the right to vote is undermined." Id. at 560, 84 S.Ct. 1862 (internal quotation omitted). Citizens' First Amendment rights implicate the same pressing concerns: "The right to vote derives from the right of association that is at the core of the First Amendment, protected from state infringement by the Fourteenth Amendment." Storer v. Brown, 415 U.S.
¶ 19 "It does not follow, however, that the right to vote in any manner and the right to associate for political purposes through the ballot are absolute." Burdick v. Takushi, 504 U.S. 428, 433, 112 S.Ct. 2059, 119 LEd.2d 245 (1992). Rather, the United States Constitution provides that States may prescribe the "Times, Places and Manner of holding Elections for Senators and Representatives." U.S. Const. art. I, § 4, cl. 1; see also Burdick, 504 U.S. at 433, 112 S.Ct. 2059 ("States retain the power to regulate their own elections."). As a result, the United States Supreme Court has crafted a flexible balancing test for considering "the propriety of a state election law [in light of citizens'] First and Fourteenth Amendment rights." Id. at 434, 112 S.Ct. 2059.
¶ 20 The "flexible standard" requires courts to "weigh the character and magnitude of the asserted injury to the rights protected by the First and Fourteenth Amendments" against the State's interests "as justifications for the burden imposed by its rule." Id. (internal quotation marks omitted). Essentially, the severity of the burden on individuals' voting rights determines the constitutionality of the State's election procedure. See id.
¶ 21 With this legal framework in mind, we address how the prior participation requirement in Article XXI, section 8, burdens voters' First Amendment rights. Thereafter, we detail how this requirement also severely burdens voters' Fourteenth Amendment rights.
A. First Amendment
¶ 22 The prior participation requirement severely burdens voters' First Amendment associational rights by unconstitutionally compelling voters to speak on the recall question.
¶ 23 The First Amendment to the United States Constitution provides that "Congress shall make no law ... abridging the freedom of speech." Necessarily, this protection extends to a citizen's decision to not speak: "The citizen is entitled to ... reject certain ideas or influences without Government interference or control." Tattered Cover, Inc. v. City of Thornton, 44 P.3d 1044, 1052 (Colo. 2002) (quoting United States v. Playboy Entm' t Grp., Inc., 529 U.S. 803, 817, 120 S.Ct. 1878, 146 L.Ed.2d 865 (2000)). In this context, then, the First Amendment protects voters' "right to refrain from speaking at all." Wooley v. Maynard, 430 U.S. 705, 714, 97 S.Ct. 1428, 51 L.Ed.2d 752 (1977). Indeed, "[the right to speak and the right to refrain from speaking are complementary components of the broader concept of 'individual freedom of mind'." Id. The prior participation requirement commands just the opposite. A citizen who wants to refrain from opining on the recall question, but who still wants to express an opinion about which successor candidate should be elected, is forced to forfeit her vote entirely for that successor candidate.
¶ 24 As such, the prior participation provision is plainly unconstitutional. "A system which secures the right to proselytize religious, political, and ideological causes must also guarantee the concomitant right to decline to foster such concepts." Wooley, 430 U.S. at 714, 97 S.Ct. 1428. The mere fact that a voter who wishes to abstain from
1 25 The prior participation requirement in Colorado's Constitution thus improperly burdens voters' associational rights by compelling speech and therefore violates the First Amendment to the United States Constitution.
B. Fourteenth Amendment
126 The prior participation requirement also effectuates a severe restriction on citizens' fundamental right to vote. It completely invalidates a voter's otherwise legal ballot for a successor candidate where that voter simply fails-or chooses not-to vote on the wholly distinct recall issue. < For example, a voter could wish to express an opinion about the propriety of the recall elections without also wishing to choose a successor candidate. Conversely, a voter could wish to affirmatively refrain from answering the recall question due to philosophical or political objections to (or disinterest regarding) the recall of the incumbent official but nevertheless wish to cast a vote for a replacement candidate in the event that the incumbent is ousted. The prior participation requirement penalizes the latter set of voters who, for whatever reason, do not wish to participate on the recall question without offering the State any practical or administrative gain. No compelling (or even rational) justification exists to nullify a voter's entire ballot simply because he or she refrains from answering the initial recall question.
127 The severity of this burden is best understood juxtaposed against a regulation the United States Supreme Court previously approved. In Burdick, the Court upheld Ha-wail's prohibition on write-in voting because it did "not impermissibly burden the right to vote." 504 U.S. at 430, 112 S.Ct. 2059. Most importantly, the write-in prohibition at issue helped prevent Hawaii's elections from unraveling. Id. at 487-838, 112 S.Ct. 2059. It barred late participants from participating in the election to maintain the integrity of Ha-wail's election process. See id. The Court opined that the regulation at issue merely required candidates "to act in a timely fashion if they wish to express their views in the voting booth." Id. at 488, 112 S.Ct. 2059; see also Storer, 415 U.S. at 780, 94 S.Ct. 1274 ("[Als a practical matter, there must be a substantial regulation of elections if they are to be fair and honest and if some sort of order, rather than chaos, is to accompany the democratic processes."). The Court contrasted the limited administrative convenience rationale supporting Hawaii's write-in laws with the severe burdens imposed by laws that more fundamentally interfered with voters' rights: "Reasonable regulation of elections does not require voters to espouse positions that they do not support." Bur-dick, 504 U.S. at 438, 112 S.Ct. 2059.
28 In this case, the State's prior participation requirement unconstitutionally compels voters to express a view on the question of whether to recall an elected official,. The voter must espouse a position even if she categorically opposes the recall mechanism, or, more benignly, has no opinion on whether a candidate should be recalled. Accordingly, though the extraordinary procedural posture of this case does not allow a fuller "weighing" of the State's interests, the United States Supreme Court's precedent (and common sense) make clear that virtually no regulation that compels voters to take a position can pass constitutional muster. - Seq eg., Anderson v. Celebresse, 460 U.S. 780, 792-98, 108 S.Ct. 1564, 75 L.Ed.2d 547 (1983) (opining, in the ballot-access context, that "it is especially difficult for the State to justify a restriction that limits political participation" by a "group whose members share a particular viewpoint"); Dunn v. Blumstein, 405 U.S. 830, 386, 92 S.Ct. 995, 31 L.Ed.2d 274 (1972) ("In decision after decision, [the United States Supreme] Court has made clear that a citizen has a constitutionally protected right to participate in elections on an equal basis with other citizens in the jurisdiction.").
129 At least one other court wrestling with this unique question has reached the
130 Given that "any restrictions on [the right to vote} strike at the heart of representative . government," Reynolds, 877 U.S. at 555, 84 S.Ct. 1862, the prior participation requirement at issue conflicts with voters' fundamental right to vote under the Fourteenth Amendment. See also Ayers-Schoff-ner v. DiStefono, 37 F.3d 726, 727 (Ist Cir. 1994) (holding a requirement that limited the new election of a school board to those "voters who participated in the original balloting" to be unconstitutional and "almost inconceivable").
IV. Conclusion
{31 The provision in Article XXI, section 3, of the Constitution of the State of Colorado stating that "no vote cast shall be counted for any candidate for such office, unless the voter also voted for or against the recall of such person sought to be recalled from said office," conflicts with the First and Fourteenth Amendments to the United States
Constitution. We therefore answer the Governor's Interrogatory in the negative.
132 The provision in Article XXI, section 3, of the Constitution of the State of Colorado stating that "no vote cast shall be counted for any candidate for such office, unless the voter also voted for or against the recall of such person sought to be recalled from said office," conflicts with the First and Fourteenth Amendments to the United States Constitution. We therefore answer the Governor's Interrogatory in the negative.
. Black's Law Dictionary defines "publici juris" as "[olf public right; of importance to or available to the public." 1350 (9th ed. 2009) (emphasis added).
. The severity of the burden imposed by the prior participation requirement comes into sharper relief when one considers that, in a race involving multiple successor candidates, a voter's preference among these candidates-who may differ sharply in ideology-would be completely nullified if he or she failed or affirmatively decided not to indicate a position regarding the recall itself.
Reference
- Full Case Name
- IN RE: Interrogatory Propounded by Governor John HICKENLOOPER Concerning the Constitutionality of Certain Provisions of Article XXI, § 3 of the Constitution of the State of Colorado
- Cited By
- 5 cases
- Status
- Published