Mountjoy, Jr. v. People
Mountjoy, Jr. v. People
Opinion
¶1 Christopher Mountjoy was convicted of reckless manslaughter, illegal discharge of a firearm, and tampering with physical evidence after he shot and killed V.M. outside of a motorcycle clubhouse. During sentencing, the trial court found that each crime involved extraordinary aggravating circumstances. In doing so, the trial court relied on factual findings that were made by the jury beyond a reasonable doubt on the related charges as aggravating factors for the offense for which he was being sentenced. As a result, the trial court doubled the statutory presumptive maximum of each sentence.
¶2 Mountjoy appealed his sentences, arguing that aggravating his sentences in this fashion violated his constitutional rights to due process and trial by jury under
Apprendi v. New Jersey
,
I. Facts and Procedural History
¶3 This case arises from a shooting outside of a Sin City Disciples motorcycle clubhouse. On the night of the shooting, Mountjoy was working as the club's security. The victim of the shooting, V.M., participated in a fight and, as a result, was forced to leave the clubhouse. V.M. drove off with a friend, but they returned to the clubhouse shortly thereafter to reportedly retrieve a wallet he lost during the fight. In returning, the friend parked the car outside the clubhouse with the engine idling. Mountjoy testified that he was concerned that the victim had returned to retaliate. At that point Mountjoy fired eight shots in the direction of the car. As the shots were fired, the car drove away from Mountjoy. One of the fired shots struck and killed V.M. Following the shooting, Mountjoy directed other members of the club to clean up the area, and he deleted text messages from his phone that mentioned the shooting. Subsequently, the People charged Mountjoy with first-degree murder after deliberation, first-degree extreme indifference murder, robbery, illegal discharge of a weapon, and tampering with physical evidence.
¶4 At trial, Mountjoy was found guilty of (1) reckless manslaughter (the lesser included offense to first-degree murder after deliberation and first-degree extreme indifference murder), (2) illegal discharge of a firearm, and (3) tampering with physical evidence. In sentencing Mountjoy, the trial court determined that there were extraordinary aggravating circumstances that warranted doubling the maximum presumptive range sentence for each of Mountjoy's three convictions under section 18-1.3-401(6), C.R.S. (2018). Specifically, the court found that the reckless manslaughter conviction was extraordinarily aggravated because Mountjoy used a weapon, tampered with evidence, admitted to firing eight shots, fired into a car with two occupants, and fired while the car was driving away. Furthermore, the court found that the illegal discharge conviction was extraordinarily aggravated because somebody died and Mountjoy tampered with evidence. Finally, the court found that the tampering count was extraordinarily aggravated because somebody died. By aggravating the sentences, the trial court sentenced Mountjoy to twelve years in prison for the reckless manslaughter charge, six years in prison for the illegal discharge of the firearm charge, and three years in prison for the tampering with physical evidence charge, each to be served consecutively, for a total of twenty-one years in prison.
¶5 Mountjoy appealed the aggravated sentences, arguing, among other things, that his constitutional rights to due process and a jury trial under Blakely and Apprendi had been violated because the trial court had issued aggravated sentences for each count based on facts that the jury had not specifically found in connection with those particular counts.
¶6 The court of appeals upheld the enhanced sentences.
People v. Mountjoy
,
II. Standard of Review
¶7 We review legal questions and constitutional challenges to sentencing schemes de novo.
Misenhelter v. People
,
III. Analysis
¶8 We begin by examining Mountjoy's sentencing and Colorado's aggravated sentencing scheme. Next, we discuss the constitutionality of aggravated sentencing schemes under Blakely and Apprendi , and how Colorado's scheme has been implemented to satisfy constitutional requirements. Finally, we conclude that each of Mountjoy's aggravated sentences are Blakely -compliant and therefore did not deny him his rights to due process and trial by jury.
A. Colorado's Aggravating Circumstances Scheme
¶9 Colorado's felony sentencing statute, section 18-1.3-401, provides sentencing ranges for a trial court, and such ranges are premised on the specific class of felony for which a defendant is convicted. In this case, Mountjoy was convicted of three offenses:
(1) Reckless manslaughter, a class four felony with a presumptive range of two to six years imprisonment;
(2) Illegal discharge of a firearm, a class five felony with a presumptive range of one to three years imprisonment; and
(3) Tampering with physical evidence, a class six felony with a presumptive range of one year to eighteen months imprisonment.
¶10 A trial court, however, may sentence a defendant in excess of the presumptive range if the court concludes that extraordinary aggravating circumstances are present. In that instance, the trial court can impose a sentence greater than the maximum in the presumptive range; except that in no case shall the term of the sentence exceed twice the maximum authorized in the presumptive range. See § 18-1.3-401(6). Thus, the trial court here was authorized under section 18-1.3-401(6) to sentence Mountjoy to twelve years for reckless manslaughter, six years for illegal discharge of a firearm, and three years for tampering with physical evidence. The trial court's implementation of section 18-1.3-401(6), however, must have comported with the Sixth Amendment, which guarantees, among other rights, the right to a trial by an impartial jury.
B. The Constitutionality of Colorado's Aggravating Circumstances Scheme
¶11 In 2000, the U.S. Supreme Court decided
Apprendi
, which held that the Sixth Amendment right to a jury trial prohibits courts from enhancing criminal sentences beyond the statutory maximum based on facts other than those found by a jury beyond a reasonable doubt.
¶12 Four years later, the Court applied
Apprendi
in the context of an aggravated sentencing guideline analogous to our section 18-1.3-401(6) in
Blakely
.
¶13 The
Blakely
Court made two significant holdings regarding aggravated sentencing statutes. First, the Court held that for sentences based solely on the facts reflected in a conviction, the maximum sentence that a trial court may impose is the maximum of the presumptive range, not the aggravated range.
¶14 Applying these holdings, the
Blakely
Court found that the exceptional sentence imposed on the defendant violated
Apprendi
because the facts suggesting that deliberate cruelty had occurred were neither admitted by the defendant nor found by a jury.
¶15 We applied
Blakely
and
Apprendi
when we considered the constitutionality of section 18-1.3-401(6) in
Lopez
. We held that section 18-1.3-401(6) is constitutional under
Blakely
so long as an aggravated sentence is based on a fact additional to the elements of the crime that is one of four kinds of facts: (1) facts found by a jury beyond a reasonable doubt, (2) facts admitted by the defendant, (3) facts found by a judge after the defendant stipulates to judicial fact-finding for sentencing purposes, or (4) the fact of a prior conviction.
Lopez
,
¶16 One type of
Blakely
-compliant fact includes facts that constitute an element of a crime of a conviction-either by guilty plea or jury verdict-separate from the charge being aggravated.
See
People v. Watts
,
C. Mountjoy's Assertions
¶17 Mountjoy contends that
Apprendi
, read alongside
United States v. Gaudin
,
¶18 The U.S. Supreme Court held that the trial court's refusal to submit the question of "materiality" to the jury, when materiality was an element of the crime charged, was unconstitutional because the Constitution gives a criminal defendant the right to demand that a jury find him guilty of all the elements of the crime charged.
¶19 We conclude that Mountjoy's reliance on
Gaudin
is misplaced.
Gaudin
is fundamentally different from Mountjoy's case. His case is about sentencing;
Gaudin
is about proof of guilt. The judge in
Gaudin
made the determination of an actual element of the crime charged-materiality-meaning the jury failed to decide each and every element of the offense charged beyond a reasonable doubt.
¶20 Next, Mountjoy argues that
Hurst v. Florida
, --- U.S. ----,
¶21 In
Hurst
, the defendant was convicted of first-degree murder, a capital felony, in Florida state court.
¶22 In
Hurst
, the jury recommended the death penalty and per Florida's sentencing procedure did not state the facts that formed the basis for that recommendation. In following the Florida statute, the trial judge made her independent finding that heinous-murder and robbery aggravators existed and, therefore, sentenced Hurst to death.
¶23 In reviewing that decision, the Supreme Court held that Hurst's death sentence violated the Sixth Amendment since the decision to impose a death sentence was made on factual determinations made by the trial judge, not the jury.
See
¶24
Hurst
did not modify
Blakely
and
Apprendi
. Instead, it merely applied the bedrock principle of
Blakely
and
Apprendi
that the
facts
relied on to aggravate a sentence must be found by a jury beyond a reasonable doubt, and that a judge may aggravate a sentence based on such facts.
See
D. Application
¶25 Each of Mountjoy's aggravated sentences is constitutionally sound because each is based on at least one Blakely -compliant fact. As to the conviction for reckless manslaughter, the trial court aggravated Mountjoy's sentence based on two facts: that he used a weapon and that he tampered with evidence. These facts are category one Blakely -compliant because the jury necessarily found them beyond a reasonable doubt when it found Mountjoy guilty of the other two offenses. That is, because the jury separately found Mountjoy guilty of illegal discharge of a firearm, the jury found beyond a reasonable doubt each element of that crime, one of which was the discharge of a firearm. Similarly, because the jury separately found Mountjoy guilty of the crime of tampering with evidence, it necessarily found beyond a reasonable doubt that he tampered with evidence.
¶26 As to the conviction for illegal discharge of a firearm, the trial court aggravated that conviction based on two facts that are category one Blakely -compliant. The fact that Mountjoy's firearm discharge resulted in a death is Blakely -compliant because the jury found Mountjoy guilty of manslaughter and, therefore, found each element of manslaughter *396 beyond a reasonable doubt, including that he caused the death of another person. Similarly, as previously noted, because the jury found Mountjoy guilty of the crime of tampering with evidence, it found beyond a reasonable doubt that he tampered with evidence.
¶27 Lastly, the aggravated sentence for the tampering with evidence conviction was based on the fact that the tampering was related to a death. Again, this is category one Blakely -compliant. As previously discussed, when the jury returned a guilty verdict for manslaughter, it found beyond a reasonable doubt that Mountjoy caused another's death.
¶28 Mountjoy points out that the jury did not specifically find these facts in connection with the crimes whose sentences the court ultimately aggravated; e.g., the jury did not find that Mountjoy used a gun as it related to the manslaughter charge. This is immaterial.
Lopez
and
Blakely
only require that aggravating facts be found by a jury beyond a reasonable doubt; they do not require any linkage between the aggravating fact and the crime whose sentence is subsequently aggravated.
4
See
Blakely
,
¶29 Notably, two facts relied on by the trial court to aggravate-that the vehicle had two occupants and that it was driving away-are neither
Blakely
-compliant nor
Blakely
-exempt. This does not influence our analysis, because the presence of one
Blakely
-compliant or
Blakely
-exempt fact renders an aggravated sentence constitutionally sound even if the sentencing judge also considered facts that were not
Blakely
-compliant or
Blakely
-exempt.
Lopez
,
IV. Conclusion
¶30 For the foregoing reasons, we affirm the judgment of the court of appeals on other grounds.
JUSTICE GABRIEL dissents, and JUSTICE HART joins in the dissent.
¶31 The majority concludes that the trial court did not deny petitioner Christopher Mountjoy's rights to due process and trial by jury when it aggravated his sentence based on facts that the jury found beyond a reasonable doubt when it convicted him of the underlying charges.
See
maj. op. ¶ 2. Because I believe that the majority's conclusion is inconsistent with the principles set forth in
Blakely v. Washington
,
I. Factual Background
¶32 The majority sets forth the pertinent facts and procedural history, and I need not repeat its recitation here. I would add, however, that the People never alleged in their pleadings in this case that the crimes at issue were subject to any sentence enhancers or aggravators. Nor did the People in any way suggest to the jurors that the existence of sentence aggravators was an issue before them. To the contrary, the People first gave notice of their intent to seek aggravated-range sentencing after the jury had entered its verdict. In these circumstances, it is difficult for me to see how the aggravated-range sentences that the trial court imposed in this case could have complied with Blakely and Apprendi , which, as pertinent here, required the jury to find beyond a reasonable doubt the facts supporting the sentence aggravators.
II. Analysis
¶33 I begin by setting forth the applicable law and conclude that Mountjoy's aggravated-range *397 sentences were imposed in violation of Blakely , Apprendi , and Gaudin . I then address whether this constitutional error was harmless beyond a reasonable doubt and conclude that it was not.
A. Applicable Principles of Aggravated-Range Sentencing
¶34 The Supreme Court has held that, except for the fact of a prior conviction, "any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt," unless the defendant has either stipulated to the relevant facts or consented to judicial fact-finding.
Blakely
,
¶35 For purposes of this analysis, no constitutionally significant difference exists between a fact that is an element of a crime and one that is a sentencing factor.
See
S. Union Co. v. United States
,
¶36 Moreover, a factual question is not to be taken away from the jury merely because it requires the jury to apply the applicable law to the facts presented.
See
Gaudin
,
¶37 In
Gaudin
, the Government had argued that deciding whether a statement was "material" required the determination of two underlying questions of historical fact, namely, "what statement was made?" and "what decision was the agency trying to make?"
¶38 The Supreme Court rejected this argument for two reasons. First, the Court observed that "the application-of-legal-standard-to-fact sort of question ..., commonly called a 'mixed question of law and fact,' has typically been resolved by juries."
¶39 Turning to the facts of this case, I note that section 18-1.3-401(6), C.R.S. (2018), sets forth the sentencing aggravator here at issue. That provision allows a court to impose a sentence greater than the presumptive range only if the court finds "extraordinary ... aggravating circumstances."
¶40 In my view, this statute makes clear that the sentencing enhancer at issue is the existence of "extraordinary ... aggravating circumstances," not, as the majority states, whether a person died, the defendant used a weapon, or the defendant tampered with evidence. See maj. op. ¶¶ 25-28. Accordingly, under the principles set forth in Blakely , Apprendi , and Gaudin , the existence of extraordinary aggravating circumstances was the fact that the jury was required to find, and it is undisputed that it did not do so here.
*398
¶41 In reaching this conclusion, I am unpersuaded by the People's argument that the trial court properly made the determination regarding the existence of extraordinary aggravating circumstances because the existence of such circumstances presented a legal issue requiring the application of law to facts. As noted above,
Gaudin
expressly rejected such an argument.
See
Gaudin
,
¶42 Nor am I persuaded by the People's argument, which the majority adopts, maj. op. ¶ 19, that
Gaudin
is distinguishable because it concerned an element of the offense and proof of guilt, whereas here we are dealing with sentencing aggravation. This argument ignores the fact, noted above, that the Supreme Court has long and consistently rejected any distinction between an element of an offense and a sentencing factor.
See, e.g.
,
S. Union Co.
,
¶43 Finally, I recognize that, in
Lopez v. People
,
¶44 For these reasons, unlike the majority, I would conclude that Mountjoy's aggravated-range sentences were imposed in violation of Blakely , Apprendi , and Gaudin and that the trial court therefore committed constitutional error in imposing those sentences.
B. Harmless Error
¶45 My foregoing conclusion does not end my analysis because I must next determine whether the constitutional error at issue was harmless.
¶46 We review preserved constitutional trial errors, like that at issue here, for constitutional harmless error.
Hagos v. People
,
¶47 Here, the People did not allege in their pleadings in this case that the crimes at issue were subject to any sentence enhancers or aggravators. Nor was the jury given an opportunity to decide whether facts existed to support a sentence enhancement. Instead, the People first gave notice of their intent to seek aggravated-range sentencing after the jury had entered its verdict. Thus, what the jury would have done had it been asked to determine the existence of a sentence aggravator is speculative at best.
¶48 In addition, although the majority concludes that extraordinary aggravating circumstances were established by the fact that the jury found the elements of the crimes presented to them, see maj. op. ¶¶ 25-28, it is not at all clear to me that the jury would have found that mere proof of the elements of the crimes presented would have constituted extraordinary aggravating circumstances. To me, by definition, "extraordinary" suggests something beyond proof of the crimes themselves.
¶49 In perceiving reversible error in this case, I am persuaded by the Washington Supreme Court's analysis in
In re Personal Restraint of Hall
,
*399
¶50 Here, as in Hall , the jury was never given any opportunity to consider whether extraordinary aggravating circumstances existed to justify the imposition of a sentence beyond the statutory maximum. As a result, Mountjoy was denied his constitutional right to have a jury make the finding of extraordinary aggravating circumstances to which he was entitled. Accordingly, I cannot say that the constitutional error here was harmless beyond a reasonable doubt.
III. Conclusion
¶51 For the foregoing reasons, I believe that the aggravated-range sentences that Mountjoy received, which sentences were imposed without ever having had a jury consider whether extraordinary aggravating circumstances existed in this case, violated the principles set forth in Blakely , Apprendi , and Gaudin . I further believe that this constitutional error was not harmless beyond a reasonable doubt. I therefore would reverse Mountjoy's aggravated-range sentences and remand this case for the imposition of constitutionally valid sentences.
¶52 Accordingly, I respectfully dissent.
I am authorized to state that JUSTICE HART joins in this dissent.
We granted certiorari to review the following issues:
1. Whether Apprendi v. New Jersey ,530 U.S. 466 ,120 S.Ct. 2348 ,147 L.Ed.2d 435 (2000), and United States v. Gaudin ,515 U.S. 506 ,115 S.Ct. 2310 ,132 L.Ed.2d 444 (1995), require a jury to make the ultimate determination of "extraordinary aggravating circumstances" under Colorado's residual sentence aggravator, where the requisite finding presents a mixed question of law and fact.
2. Whether a violation of the right to jury trial on a sentence aggravator can be harmless under Washington v. Recuenco ,548 U.S. 212 ,126 S.Ct. 2546 ,165 L.Ed.2d 466 (2006), where the jury probably would have found the historical facts the judge relied on in finding the aggravator was present, but there is substantial doubt the jury would have drawn the ultimate conclusion that the historical facts proved the aggravator.
3. Whether a violation of the right to a jury trial on a sentence aggravator can be harmless under Washington v. Recuenco ,548 U.S. 212 ,126 S.Ct. 2546 ,165 L.Ed.2d 466 (2006), where the prosecution neither charged the aggravator in the information nor gave pre-verdict notice it sought aggravation.
Because we conclude that Mountjoy's aggravated sentences satisfy Blakely and Apprendi , we do not address issues two and three, which relate to harmless error.
Regarding the fourth category, we note that the
Lopez
court defined category four as "facts
regarding
prior convictions."
Our conclusion that Gaudin is inapplicable here is supported by the fact that the U.S. Supreme Court does not reference Gaudin in Blakely . That omission is significant because the Blakely Court addressed a statute analogous to section 18-1.3-401(6) in light of Apprendi .
"The
Blakely
rule is concerned specifically with defendants' constitutional protections in criminal proceedings, particularly the right to a jury determination, beyond a reasonable doubt, that facts exist that expose the defendant to criminal penalties."
Lopez
,
Reference
- Full Case Name
- Christopher Anthony MOUNTJOY, Jr., Petitioner v. the PEOPLE of the State of Colorado, Respondent
- Cited By
- 750 cases
- Status
- Published
- Syllabus
- This case required the Supreme Court to determine whether the trial court's decision to find discretionary aggravation was compliant with Blakely v. Washington, 542 U.S. 296 (2004). The trial court relied on a jury finding beyond a reasonable doubt as to elements of offenses for which there were convictions to aggravate defendant's sentences for concurrent convictions. The Court held that elements of an offense for which there is a conviction are Blakely-compliant facts because they were found by a jury beyond a reasonable doubt. Therefore, a trial court can rely on such facts to aggravate a sentence for a concurrent conviction. Accordingly, the Court of Appeals' judgment was affirmed on other grounds.