People v. Wood
People v. Wood
Opinion
¶1 "Everything has to come to an end, sometime." L. Frank Baum, The Marvelous Land of Oz 182 (1904). Today, we hope to end this protracted habeas litigation and settle once and for all two questions that have plagued federal and state courts in Colorado for more than 12 years: Did Patrick Wood suffer simultaneous convictions for first-degree felony murder (a class 1 felony) and second-degree murder (a class 2 felony) in 1987 for the death of the same victim? And if so, what is the appropriate remedy?
¶2 In addressing Wood's double jeopardy claim, the United States Court of Appeals for the Tenth Circuit answered the first question in the affirmative and addressed the second question by conditionally granting Wood's habeas corpus petition. As a result, it remanded the case to the federal district court with instructions to vacate the first-degree murder conviction and allow the second-degree murder conviction to remain in place, unless the state district court decided within a reasonable time which of the two murder convictions to vacate. Unfortunately, the Tenth Circuit misread Wood's mittimus, and that error set in motion a Palsgrafian 1 chain of rippling events that ultimately landed the case before us. Wood's mittimus actually reflected a single murder conviction: for first-degree felony murder. Thus, no double jeopardy error existed, and no remedy was necessary-the only error was in believing there was an error.
¶3 Following an order by the federal district court effectuating the Tenth Circuit's mandate, the People filed a motion in state district court seeking to vacate the second-degree murder conviction. The state district court granted the motion and issued an amended mittimus expressly stating that the second-degree murder conviction was vacated. 2 Wood appealed. In a published, unanimous decision, a division of the state court of *588 appeals reversed and remanded the matter with instructions for the state district court to vacate Wood's first-degree murder conviction and modify the amended mittimus to leave in place the second-degree murder conviction. We now reverse.
¶4 The division hung its hat on the Tenth Circuit's belief that the original mittimus reflected two murder convictions for the killing of a single victim. But the Tenth Circuit misunderstood the original mittimus. Consistent with the state district court's decision during the sentencing hearing to merge the two murder convictions, the original mittimus referenced a single murder conviction (for first-degree murder). Therefore, there was no other murder conviction to be vacated.
¶5 Even if the Tenth Circuit accurately understood the original mittimus, the proper remedy was to simply correct the clerical error pursuant to Rule 36 of the Colorado Rules of Criminal Procedure. Since the state district court has already amended the original mittimus, albeit based on other authority, and the amended mittimus clearly documents that Wood was not convicted of two counts of murder, we need not remand this matter. The state district court's amendment of the original mittimus was akin to a correction of a clerical mistake pursuant to Rule 36. The amended mittimus reflects that Wood stands convicted, as he has for more than 30 years, of a single count of murder.
¶6 Given this disposition, we decline to address the merits of the numerous conclusions reached by the division, including with respect to the scope of a state district court's authority. Instead, we vacate the division's opinion in its entirety.
I. Factual and Procedural History
¶7 While robbing a pizza delivery store in 1986, Wood shot and killed the store's assistant manager. Following a bench trial, the state district court found Wood guilty of committing five offenses: Count 1, second-degree murder, a class 2 felony naming the assistant manager as the victim; 3 Count 2, first-degree felony murder, a class 1 felony naming the assistant manager as the victim and listing aggravated robbery as the predicate felony; Count 3, aggravated robbery, a class 3 felony naming the assistant manager as the victim; and Counts 4 and 5, felony menacing, class 5 felonies naming two additional victims.
¶8 During the sentencing hearing, Wood's attorney addressed the state district court first. He stated that the first-degree felony murder and second-degree murder convictions "merge[d]" and that the aggravated robbery conviction then "merge[d]" into the felony-murder conviction because aggravated robbery was the predicate offense of the felony-murder conviction. The prosecutor agreed:
Your Honor, as to Count[s] [1] and [2], it's my understanding that they do merge and I would ask the Court to enter judgment on the conviction for murder in the first degree and impose the mandatory sentence of [life imprisonment with the possibility of parole after] forty calendar years as required by statute.
Judge, in regards [to] ... Count [3], aggravated robbery, it's also my understanding that that does merge with the conviction for felony murder ; therefore, I don't believe that the Court is in a position to impose a sentence on the aggravated robbery count and I'm not asking the Court to do that.
(Emphases added.) Defense counsel did not take issue with any of the prosecutor's comments.
¶9 The court concurred with the parties:
Well, obviously Counts [1] and [2] on the murder counts merge, and they merge also with the aggravated robbery count[ ]. So there [will] only be one sentence involving Counts [1], [2,] and [3].
And the Court would just impose a life sentence as provided by law.... (Emphases added.) Thus, the court imposed a single sentence (life imprisonment) on Counts 1, 2, and 3. 4 It then imposed prison sentences of *589 four years on Counts 4 and 5, to be served "concurrent with the life sentence."
¶10 Wood's sentences were reflected in the original mittimus subsequently prepared and signed by the state district court. The original mittimus, formally titled "JUDGMENT OF CONVICTION: SENTENCE: AND ORDER TO SHERIFF (MITTIMUS)," read, in pertinent part, as follows:
The Defendant was arraigned in this Court upon an ... Information, ... to which the Defendant entered a plea of ... Not Guilty, ... was found Guilty, ... by the Court, of the offense(s) of[:]
Count 1, Murder in the First Degree, (convicted of second degree murder) F-2
Count 2, Murder in the First Degree [felony murder], both counts 1 & 2 [as charged] are C.R.S. 18-3-102, F-1
Count 3, Aggravated Robbery, C.R.S. 18-4-302, F-3
Counts 4 & 5, Menacing, C.R.S. 18-3-206, F-5
....
It is now the Judgment and Sentence of the Court that the Defendant be sentenced to the custody of the Executive Director of the Department of Corrections ..., Colorado for a term of[:]
Counts 1, 2 & 3 are merged and defendant is sentenced to life
Counts 4 & 5, defendant is sentenced to 4 years on each count.
....
JUDGMENT OF CONVICTION IS NOW ENTERED
....
IT IS FURTHER ORDERED OR RECOMMENDED: Sentences on all counts are to run concurrent.
(Emphases added.)
¶11 After Wood's direct appeal and state postconviction proceedings proved unsuccessful,
5
he sought habeas corpus relief from the federal district court. In his second habeas petition to the federal district court,
6
Wood asserted, among other things, that the state district court's entry of simultaneous first-degree murder and second-degree murder convictions for the death of the assistant manager violated his double jeopardy rights.
Wood v. Milyard
, No. 08-cv-00247-WYD,
*590
¶12 The Tenth Circuit affirmed on other grounds. It held that the double jeopardy claim was time barred.
Wood v. Milyard
,
¶13 On remand, the Tenth Circuit agreed with Wood that the "double jeopardy doctrine prohibit[ed] his simultaneous convictions for first and second degree murder."
Wood v. Milyard
,
The difficulty is that a proxy for legislative direction must give way when we have express legislative direction already in hand. In this case, we have unambiguous rulings from the Colorado Supreme Court that the Colorado legislature will tolerate but one murder conviction per death. We are not at liberty to ignore that guidance and replace it with the results of a proxy test intended only to fill gaps when express legislative direction is unavailable.
¶14 Significantly, the Tenth Circuit's ruling was premised on its belief that the original mittimus showed that Wood was convicted of two murder charges for the death of a single victim:
The [mittimus] expressly states that the defendant is "guilty ... of the offense(s) of" first and second degree murder. The [mittimus] then appears to merge the two convictions only for the purpose of imposing as sentence a single prison term of life imprisonment. At no point does the judgment suggest the court vacated either murder conviction as it had to.
¶15 Having found that there was a double jeopardy defect, the Tenth Circuit set out to remedy it, mindful of the equitable nature of habeas corpus relief, which suggested that the court should "try to give the maximum possible effect to an otherwise lawful trial verdict."
*591
¶16 The federal district court did as instructed and partially granted Wood's habeas petition.
Wood v. Milyard
, No. 08-cv-00247-WYD,
¶17 Wood appealed, and the division vacated the state district court's order. Id. at ¶ 65. At the outset, it found that the People had authority to file a motion which, notwithstanding its title, sought to alert the state district court to the federal district court's conditional grant of habeas relief and requested that Wood's second-degree murder conviction be vacated. Id. at ¶¶ 26, 29. But the division then determined that, while the state district court had subject matter jurisdiction to vacate the second-degree murder conviction, it lacked authority to do so. Id. at ¶¶ 30, 46, 53, 59, 61. Because Wood's habeas petition challenged only the first-degree murder conviction, the division concluded that the state district court's authority was limited to consideration of that conviction. Id. at ¶ 65. Therefore, the division vacated the state district court's order and remanded the matter with instructions for the state district court "to vacate Wood's felony murder conviction and correct the mittimus" in order to leave in place "the second degree murder, aggravated robbery, and menacing convictions." Id.
¶18 The People sought certiorari review. 9
II. Analysis
¶19 The People accurately note that the state district court expressly indicated during the sentencing hearing that the two murder convictions and the aggravated robbery conviction merged into a single conviction for first-degree murder. They correctly add that the state district court then imposed a single sentence of life imprisonment for that first-degree murder conviction. However, the People aver that the original mittimus "misstate[d] the sentencing court's judgment" simply because it "recited that Wood was found guilty of felony murder, second-degree murder and aggravated robbery." The People characterize this as a clerical error and maintain, for the first time, that Rule 36 authorizes its correction.
¶20 Wood counters that the People's clerical-error premise has already been rejected by the Tenth Circuit, the division, and the state district court, and is, in any event, inconsistent with statements the People themselves have made in these proceedings. In the alternative, Wood contends that Rule 36 does not apply because any error in the original mittimus was not clerical, as it must be attributed to the exercise of judicial consideration or discretion.
¶21 Both parties misunderstand the original mittimus. The original mittimus contained neither a double jeopardy defect nor a clerical error. Rather, it reflected a single murder conviction. It follows that there was no other murder conviction to be vacated. That the original mittimus documented the *592 state district court's guilty verdicts does not alter the analysis.
¶22 We recognize that the Tenth Circuit reached a contrary conclusion. But we are not bound by the Tenth Circuit's reading of a state district court's mittimus. Even assuming the Tenth Circuit was correct in its reading of the original mittimus, any error was merely clerical. Consequently, the proper remedy was to have the state district court correct the mittimus pursuant to Rule 36. Because the original mittimus has already been amended by the state district court and, as amended, clearly reflects that Wood stands convicted of only one count of murder (first-degree murder), we need not remand the matter. 10 The state district court's amendment of the original mittimus was akin to a correction of a clerical mistake pursuant to Rule 36. Accordingly, we reverse the division's judgment and vacate its opinion.
A. The Original Mittimus Did Not Violate the Double Jeopardy Clause
¶23 As the Tenth Circuit recognized, the double jeopardy doctrine prohibits "cumulative
punishments
the legislature hasn't authorized."
Wood
,
¶24 The Tenth Circuit concluded that Wood received cumulative punishments for the murder of the assistant manager based on its belief that the original mittimus reflected convictions for both first-degree murder and second-degree murder.
11
Wood
,
¶25 As relevant here, the original mittimus stated that Wood was "found Guilty ... by the Court" of: Count 1, second-degree murder; Count 2, first-degree murder; and Count 3, aggravated robbery. It then declared that the convictions on Counts 1, 2, and 3 "merged" and Wood was sentenced to one life imprisonment term on the resulting merged conviction. By merging the convictions on Counts 1, 2, and 3, and imposing a single sentence of life imprisonment-a sentence required for first-degree murder, but unavailable for second-degree murder and aggravated robbery-the state district court memorialized in the original mittimus that there was one conviction for the murder of the assistant manager, a first-degree felony murder conviction. Given the state district court's decision to merge the three convictions and impose a single sentence of life imprisonment on the resulting merged conviction, the fact that the original mittimus recited all of the crimes Wood was found guilty of did not fly in the face of the double jeopardy clause. Nothing in double jeopardy jurisprudence prohibits the documentation of guilty verdicts in a mittimus, judgment of conviction, or sentencing order.
¶26 The Tenth Circuit nevertheless found a double jeopardy defect because it read the original mittimus as stopping short of "vacat[ing] either murder conviction."
*593
¶27 At the outset, we recognize, as did the Tenth Circuit, that under Colorado law, "[o]nly one conviction of murder is permitted for the killing of one victim."
Lowe
,
¶28 "Where multiplicitous convictions are found," the appropriate remedy " 'is ... to vacate one of the underlying convictions as well as the ... sentence based upon it.' "
United States v. Barrett
,
¶29 It is true, of course, that the original mittimus did not expressly state that one of Wood's murder convictions was "vacated." However, by merging the two murder convictions and imposing a single sentence for first-degree murder, the state district court necessarily vacated the conviction for second-degree murder, thereby avoiding multiplicitous convictions. Stated differently, "[m]erger ha[d] the same effect as vacating one of the multiplicitous" murder convictions.
People v. Rhea
,
¶30 We discussed the concept of merger in
Boulies v. People
,
¶31 But we have also implicitly acknowledged the application of the rule of merger outside the context of a lesser-included offense, such as where the defendant has been convicted on more than one count of murder for the death of a single victim. For example, in
People v. Miller
, we noted that, "[u]nder the doctrine of merger, the felony murder conviction and the first-degree murder (after deliberation) conviction [had] merged, giving rise to only one sentence."
¶32 The genesis of the observation in
Miller
and the instructions in
Harlan
and
Dunlap
was
Lowe
, where we held that first-degree murder (after deliberation) and first-degree felony murder are not separate offenses, but are alternative ways of committing the crime of first-degree murder.
¶33 We acknowledge that we did not "merge" Lowe's multiplicitous murder convictions; instead, we "vacated" them and remanded the case to the trial court to amend the mittimus in order to reflect a single murder conviction.
¶34 We now clarify that when a mittimus provides that two multiplicitous convictions merge or that one such conviction merges into the other, the defendant is afforded the protection to which he is entitled under the double jeopardy clause just the same as when a mittimus indicates that one of two multiplicitous convictions is vacated. 12 Hence, merely because the original mittimus merged Wood's multiplicitous murder convictions, rather than expressly stating that one of them was vacated, it does not follow that Wood's double jeopardy rights were violated.
¶35 The Tenth Circuit seemed dubious of the original mittimus in part because it concluded that the merger was "
only
for the purpose of imposing [a single] sentence."
Wood
,
*595 ¶36 In any event, to the extent the Tenth Circuit discounted the merger, its analysis runs headlong into Colorado jurisprudence. Neither we nor any panel of the court of appeals has ever held that merger fails to avert double jeopardy exposure when it is done for the purpose of imposing a single sentence. Regardless of the motivation behind it, so long as merger protects against punishments the legislature hasn't authorized, there is no infringement of the double jeopardy clause.
¶37 In sum, we conclude that there was no double jeopardy defect or clerical error in the original mittimus. Accordingly, there was no need for a remedy or correction.
B. Even if There Was an Error, Rule 36 Provided the Proper Remedy
¶38 We have determined that the Tenth Circuit misread the original mittimus. But even if it understood that mittimus correctly, the proper remedy was to allow the state district court to correct it pursuant to Rule 36 of our Rules of Criminal Procedure.
¶39 Rule 36 provides that "[c]lerical mistakes in judgments, orders, or other parts of the record and errors in the record arising from oversight or omission may be corrected by the court at any time." We have explained that "clerical errors in a ... mittimus" may be corrected pursuant to Rule 36.
Glover
,
¶40 To the extent Rule 36 affords the trial court an opportunity to ensure that judgments and sentences are documented accurately, it is consistent with long-established Colorado case law.
Emeson
,
¶41 Still, Rule 36 is not without limits. It does not extend to errors that can "reasonably be attributed to the exercise of judicial consideration or discretion."
Glover
,
¶42 Wood contends that Rule 36 is inapplicable because any error in the original mittimus was not clerical and must be attributed to the exercise of judicial consideration or discretion. The record belies this hypothesis. More specifically, the transcript of the sentencing hearing illustrates that the judge and the parties intended to have the second-degree murder conviction merge into the first-degree murder conviction. For that reason, the judge later imposed a single sentence for the murder of the assistant manager (a life sentence). Thus, to the extent that the original mittimus failed to reflect the judge's oral ruling and sentence, it was not as a result of judicial consideration or discretion; it was, instead, as a result of a clerical or ministerial error in drafting the original mittimus, an error the state district court corrected when it amended the mittimus in 2014.
¶43 Because any error in the original mittimus was clerical in nature, not the result of judicial consideration or discretion, the proper remedy was to correct that mittimus pursuant to Rule 36. Such correction would not have amounted to a substantive amendment of the judgment or sentence. Instead, it would have simply effectuated the intent and understanding of the court and the parties at the sentencing hearing. Put differently, the *596 correction of any error in the original mittimus would merely have allowed the mittimus to speak the truth.
III. Conclusion
¶44 We conclude that the Tenth Circuit misread the original mittimus. There was no double jeopardy defect or clerical error in that mittimus. The only error was in believing there was an error. And even if the Tenth Circuit correctly understood the original mittimus, any error should have been corrected pursuant to Rule 36. Since the division assumed that the Tenth Circuit's reading of the original mittimus was accurate and then failed to recognize that any error was subject to correction under Rule 36, we reverse its judgment and vacate its opinion.
Palsgraf v. Long Island R.R. Co.
,
We will refer to the first mittimus, which was signed in 1987, as the "original mittimus," and to the amended mittimus, which was signed in 2014, as the "amended mittimus."
Count 1 originally charged Wood with first-degree murder (after deliberation), but the court found him guilty of the lesser-included offense of second-degree murder on that count.
The court was required to impose a life sentence on the first-degree murder conviction. Further, the first-degree murder conviction was the only conviction for which the court could impose a life sentence.
The court of appeals affirmed Wood's convictions and sentences on direct appeal.
See
People v. Wood
,
Wood's first habeas petition was denied for failure to exhaust state remedies.
See
Wood v. Milyard
, 08-cv-00247-WYD,
In
Blockburger v. United States
,
The
Blockburger
decision has been deemed to have articulated a rule of statutory construction to stave off double jeopardy concerns.
See
Missouri v. Hunter
,
We granted certiorari on the following question:
Whether the court of appeals erred in finding that the district court lacked the authority to vacate the defendant's conviction for second degree murder, where the record of the sentencing hearing and the original mittimus reflected that the guilty verdicts for second [degree] murder, first degree felony murder, and aggravated robbery merged, resulting in the imposition of a single life sentence.
Neither party argues that the amended mittimus fails to accurately reflect the state district court's 2014 ruling granting the People's motion to vacate the convictions for second-degree murder and aggravated robbery.
The Tenth Circuit ostensibly equated a guilty verdict with a conviction. In Colorado, "[t]he meaning of 'conviction' may vary depending on the statute in which it is used."
People v. Hampton
,
To avoid confusion, when a trial court merges two multiplicitous convictions, as opposed to merging one such conviction into the other, the mittimus should spell out the resulting merged conviction.
Reference
- Full Case Name
- The PEOPLE of the State of Colorado, Petitioner, v. Patrick K. WOOD, Respondent.
- Cited By
- 610 cases
- Status
- Published