Vollemans v. Town of Wallingford
Vollemans v. Town of Wallingford
Opinion of the Court
Opinion
In Delaware State College v. Ricks, 449 U.S. 250, 101 S. Ct. 498, 66 L. Ed. 2d 431 (1980), the United States Supreme Court held that the period for filing a discriminatory discharge complaint accrues when the employer unequivocally notifies the employee of termination. We are asked in this case to adopt that federal precedent as a matter of state law. We decline
The following facts are undisputed. The plaintiff became superintendent of the Pierce power plant, which the defendant owned and operated, in 1989. On February 25, 2000, the plaintiff was informed that the plant would be closed and his position eliminated. The defendant closed the plant on June 30, 2000, but retained the plaintiffs services for some time thereafter as it decommissioned the plant. On November 13, 2002, the defendant’s personnel director received a letter from the plaintiffs attorney. That letter provided in relevant part: “I have been retained by [the plaintiff] to represent him in connection with his current employment situation with the [defendant]. . . . As you probably know, [the plaintiffs] employment is scheduled to terminate effective on or about December 31, 2002 .... All of the other employees at the power plant, who are not being terminated, are substantially younger than [the plaintiff] .... The absence of any other reason substantiating the disparate treatment between [the plaintiff] and the other power plant employees raises a strong presumption that [the plaintiff] is not being transferred to another position simply because of his age. During his employment, certain representations were made to [the plaintiff] . . . that [the plaintiff] would have a position with the [defendant] as long as he wanted. . . . Accordingly, the failure to continue [the plaintiffs] employment with the [defendant] appears to be in direct contradiction of these promissory representations .... [The plaintiff] is prepared
The plaintiff subsequently was provided written notice of the impending termination of his employment. In a letter to the plaintiff dated December 13, 2002, Raymond F. Smith, the defendant’s director of public utilities, informed him that “[t]his letter will serve as final notice of your termination with the [defendant] . . . .” The plaintiffs final day of employment was January 21, 2003.
The plaintiff filed a complaint with the commission on June 3, 2003, which alleged that his employment was terminated “because of his age in violation of the prohibitions in the Connecticut Fair Employment Practices Act [(CFEPA), General Statutes § 46a-51 et seq.].” After conducting a merit assessment review, the commission dismissed the plaintiffs action as untimely under § 46a-82 (e). The commission stated: “The complaint is untimely filed. There is documentation in the form of a letter written by the [plaintiffs] attorney dated November 13, 2002 which indicates that the [plaintiff] was aware that he was scheduled to be terminated as of December 31, 2002. In that the complaint was not filed until June 3, 2003, more than 180 days had elapsed from the date the [plaintiff] had first knowledge of his impending termination. Termination is not a continuing violation.” The commission further issued a release of jurisdiction, authorizing the plaintiff to commence a civil action in the Superior Court.
The plaintiffs December 17,2003 complaint followed, which repeated his allegation before the commission
Our standard of review governing a court’s grant of summary judgment is well established. Summary judgment is appropriate when “the pleadings, affidavits and any other proof submitted show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” (Internal quotation marks omitted.) Miller v. United Technologies Corp., 233 Conn. 732, 744-45, 660 A.2d 810 (1995); Practice Book § 17-49. As the court’s decision on a motion for summary judgment is a legal determination,
“Because litigants ordinarily have a constitutional right to have issues of fact decided by the finder of fact, the party moving for summary judgment is held to a strict standard. [The moving party] must make a showing that it is quite clear what the truth is, and that excludes any real doubt as to the existence of any genuine issue of material fact. ... A material fact is a fact that will make a difference in the result of the case. . . . [T]he burden of showing the nonexistence of any material fact is on the party seeking summary judgment .... It is not enough for the moving party merely to assert the absence of any disputed factual issue; the moving party is required to bring forward . . . evidentiaiy facts, or substantial evidence outside the pleadings to show the absence of any material dispute. . . . The party opposing summary judgment must present a factual predicate for his argument to raise a genuine issue of fact. . . . Once raised, if it is not conclusively refuted by the moving party, a genuine issue of fact exists, and summary judgment is inappropriate.
“The court is required to view the facts presented in a motion for summary judgment in the light most favorable to the party opposing the motion. . . . [I]ssue-finding, rather than issue-determination, is the key to the procedure. . . . [T]he trial court does not sit as the trier of fact when ruling on a motion for summary judgment. . . . [Its] function is not to decide issues of material fact, but rather to determine whether any such issues exist.” (Citations omitted; internal quotation marks omitted.) Barasso v. Rear Still Hill Road, LLC, 81 Conn. App. 798, 802-803, 842 A.2d 1134 (2004). Finally, because this case distills to an issue of statutory interpretation, our review of that issue of law is plenary.
The plaintiff brought the present action under CFEPA, which proscribes discriminatory employment practices on, inter alia, the basis of age. See General Statutes § 46a-60 (a) (l).
Our Supreme Court scrutinized § 46a-82 (e) in Williams v. Commission on Human Rights & Opportunities, 257 Conn. 258, 777 A.2d 645, aff'd after remand, 67 Conn. App. 316, 786 A.2d 1283 (2001), and concluded that the time limit contained therein is not subject matter jurisdictional; id., 282; but rather operates as a statute of limitations. Id., 278. The court explained: “[T]he failure to meet the 180 day time limit in § 46a-82 (e) is [not] without consequence. . . . [I]f a time requirement is deemed to be mandatory, it must be complied with, absent such factors as consent, waiver or equitable tolling. Thus, a complaint that is not filed within the mandatory time requirement is dismissible unless waiver, consent, or some other compelling equitable tolling doctrine applies. We conclude that the time limit of § 46a-82 (e) is mandatory, and thus the commission
The plaintiff does not argue that waiver, consent or some other compelling equitable tolling doctrine applies in the present case. Although his claim is simple, its resolution is not. The plaintiff contends that he filed his complaint with the commission within 180 days of the act of discrimination, which he claims occurred on his final day of employment.
The pertinent issue, then, concerns the proper interpretation of § 46a-82 (e). Our task is to determine, in an age discrimination action in which the allegedly discriminatory practice is the termination of employment, precisely when the alleged act of discrimination transpires.
“According to our long-standing principles of statutory construction, our fundamental objective is to ascertain and give effect to the intent of the legislature. . . . In determining the intent of a statute, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter.” (Internal quotation marks omitted.) King v. Sultar, 253 Conn. 429, 437-38, 754 A.2d 782 (2000). “In construing a statute, common sense must be used, and courts will assume that the legislature intended to accomplish a reasonable and rational result.” (Internal quotation marks omitted.) King v. Board of Education, 203 Conn. 324, 332-33, 524 A.2d 1131 (1987). In addition, “[w]here the meaning of a statute is in doubt, reference to legislation in other states and jurisdictions which pertains to the same subject matter, persons, things, or relations may be a helpful source of interpretative guidance.” (Internal quotation marks omitted.) Johnson v. Manson, 196 Conn. 309, 318-19, 493 A.2d 846 (1985), cert. denied, 474 U.S. 1063, 106 S. Ct. 813, 88 L. Ed. 2d 787 (1986).
As our Supreme Court has observed, CFEPA “defines important rights designed to rid the workplace of discrimination . . . .”
The legislative history surrounding § 46a-82 (e) comports with that principle. The statute was amended in 1974 by No. 74-54 of the 1974 Public Acts, which changed the filing deadline from ninety to 180 days. As the trial court noted in its memorandum of decision, one purpose of that amendment was “to bring state law into accord with federal law.”
Finally, we note that “Connecticut law repeatedly has expressed a policy preference to bring about a trial on the merits of a dispute whenever possible and to secure for the litigant his or her day in court. . . . Our practice does not favor the termination of proceedings without a determination of the merits of the controversy where that can be brought about with due regard to necessary rules of procedure.” (Citations omitted; internal quotation marks omitted.) Egri v. Foisie, 83 Conn. App. 243, 249-50, 848 A.2d 1266, cert. denied, 271 Conn. 931, 859 A.2d 930 (2004). That preference represents “a fundamental policy consideration in this state.”
II
The defendant maintains that the United States Supreme Court dispositively resolved the present dispute and urges us to adopt, as a matter of state law, that federal interpretation of the 180 day filing requirement. “In defining the contours of an employer’s duties under our state antidiscrimination statutes, we have looked for guidance to federal case law interpreting Title VII of the Civil Rights Act of 1964 [42 U.S.C. § 2000e et seq.], the federal statutory counterpart to § 46a-60.” Brittell v. Dept. of Correction, 247 Conn. 148, 164, 717 A.2d 1254 (1998); see also Williams v. Commission on Human Rights & Opportunities, supra, 257 Conn. 278. At the same time, while often a source of “ ‘great assistance and persuasive force’ ”; Local 1186 of Council No. 4 v. State Board of Labor Relations, 224 Conn. 666, 671, 620 A.2d 766 (1993); it is axiomatic that decisions of the United States Supreme Court are not binding on Connecticut courts tasked with interpreting our General Statutes. Rather, “Connecticut is the final arbiter
In the seminal case of Delaware State College v. Ricks, supra, 449 U.S. 250, the United States Supreme Court addressed the filing requirement of Title VII, which, like § 46a-82 (e), “requires aggrieved persons to file a complaint with the [Equal Employment Opportunity Commission (EEOC)] ‘within one hundred and eighty days after the alleged unlawful employment practice occurred.’ 42 U.S.C. § 2000e-5 (e).” Delaware State College v. Ricks, supra, 256. The plaintiff was a member of the faculty at Delaware State College. On March 13, 1974, the college’s board of trustees (board) voted to withhold tenure from the plaintiff. Id., 252. A grievance proceeding initiated by the plaintiff followed. On June 26, 1974, the board sent the plaintiff an official notice of its decision, in which it informed him “of its intent not to renew [his] contract at the end of the 1974-75 school year.” Id., 253 n.2. Although that notice acknowledged that the result of the pending grievance proceeding could overturn the board’s decision, the grievance was denied on September 12, 1974. Id., 254.
On appeal, the United States Court of Appeals for the Third Circuit reversed that judgment. See Ricks v. Delaware State College, 605 F.2d 710 (3d Cir. 1979), rev’d, 449 U.S. 250, 101 S. Ct. 498, 66 L. Ed. 2d 431 (1980). The court posed the question before it as, “[f]rom what date does this 180-day period run?” Id., 711. The court began its analysis with a discussion of Bonham v. Dresser Industries, Inc., 569 F.2d 187 (3d Cir. 1977), cert. denied, 439 U.S. 821, 99 S. Ct. 87, 58 L. Ed. 2d 113 (1978), in which it considered a similar question regarding the 180 day filing requirement contained in the Age Discrimination in Employment Act (ADEA), 29 U.S.C. § 621 et seq. Quoting that decision, the Third Circuit stated: “The 180-day period does not begin to run until the employee knows, or as a reasonable person should know, that the employer has made a final decision to terminate him, and the employee ceases to render further services to the employer. Until that time he
Among the considerations noted by the Third Circuit were the fact that employers may reverse termination decisions and that forcing a plaintiff to file suit while still employed by the defendant would engender hostility in the workplace. Id. The court further stated that a rule focusing on the last day of employment would provide a bright line guide to courts and employees alike in what is often a clouded matter.
Four justices dissented from the Ricks majority opinion. In a dissent joined by Justices Brennan and Marshall, Justice Stewart indicated that “a fair reading of the complaint reveals a plausible allegation that the [c]ollege actually denied [the plaintiff] tenure on September 12, 1974, the date on which the [b]oard finally confirmed its decision to accept the faculty’s recommendation that he not be given tenure.” Id., 263 (Stewart, J., dissenting). Underscoring the difficulty in determining precisely when definitive communication
Justice Stevens dissented separately. In addressing the issue at hand, he explained that “[t]hree different reference points could arguably determine when a cause of action for a discriminatory discharge accrues: (1) when the employer decides to terminate the relationship; (2) when notice of termination is given to the employee; and (3) when the discharge becomes effective.” Id., 265 (Stevens, J., dissenting). Justice Stevens agreed with the Third Circuit that the filing period should commence on the last day of a complainant’s employment. He stated: “The most sensible rule would provide that the date of discharge establishes the time when a cause of action accrues and the statute of limitations begins to run. Prior to that date, the allegedly wrongful act is subject to change; more importantly, the effective discharge date is the date which can normally be identified with the least difficulty or dispute.” Id. (Stevens, J., dissenting).
Less than one year after deciding Ricks, the United States Supreme Court revisited the issue in Chardon v. Fernandez, 454 U.S. 6, 102 S. Ct. 28, 70 L. Ed. 2d 6 (1981), which, like Ricks, involved nontenured educators. Prior to June 18,1977, the Chardon plaintiffs were informed that their appointments would expire at the “termination of the present school year” and were given
In a per curiam opinion, the Supreme Court concluded otherwise. It stated: “The decision below is contrary to [our] recent decision [in] Delaware State College v. Ricks [supra, 449 U.S. 250]. . . . The Court of Appeals for the First Circuit distinguished Ricks on the ground that [the plaintiff in Ricks] had alleged that denial of tenure was the ‘unlawful employment practice,’ whereas here [the] respondents allege that termination of their employment as administrators was the ‘unlawful employment practice.’ We thinkiUc/cs is indistinguishable. When [the plaintiff in Ricks] was denied tenure, he was given a 1-year ‘terminal’ contract. Thus, in each case, the operative decision was made—and notice given—in advance of a designated date on which employment terminated.” Chardon v. Fernandez, supra, 454 U.S. 7-8. Because the plaintiffs were notified “that a final decision had been made to terminate their appointments” more than one year before they filed their complaints, the court held that the complaints were time barred. Id., 8.
As in Ricks, the Chardon opinion was not unanimous. Justice Brennan, joined by Justice Marshall, dissented, stating that the case was “plainly distinguishable from Ricks . . . .” Id., 9 (Brennan, J., dissenting). He
As he did in Ricks, Justice Stevens authored a separate dissent, this time joined by Justices Brennan and Marshall. Quoting from the decision of the First Circuit, he stated: “The issue of when the cause of action accrues depends ... on when the alleged unlawful act occurred. It is necessary, therefore, to identify the unlawful act. Where, as here, the claim is that an employment decision was made for a prohibited reason, it could be argued that the unlawful act was the making of the decision, rather than the implementation of it. But we think such a refined rule would depart too sharply from the understanding of ordinary people.
Prior to the enunciation of the so-called Ricks-Char-don rule, several federal courts, in addition to the respective decisions of the Third Circuit and First Circuit in Ricks and Chardon, rejected such a rule.
Like the present case, Janikowski involved a question of whether the filing limitation commenced on the final day of employment or the date of notice of
The court then turned its attention to the plaintiffs state law claim under Michigan’s civil rights act. It stated: “[The plaintiff] contends that Michigan law, unlike Ricks and Chardon, starts the statute of limitations from the date of actual discharge rather than the date of notification of discharge. . . . [The plaintiff s] suit is timely if the period of limitations accrues from the date of discharge, but is untimely if that period accrues from the day [the defendant] notified him they were terminating him.” Id., 948. The court continued: “Unfortunately, the Michigan Supreme Court has never addressed this question. . . . [0]ur task is to divine what the Michigan high court would say if faced with the issue. . . . Our guess is that if it were confronted with the issue before us, the Michigan Supreme Court would veer away from the current federal precedent and declare that the period of limitations for the plaintiffs [state] claim began to run the date plaintiff actually stopped working . . . .” Id., 948-49. The Sixth Circuit thus held that the state claim was timely.
In light of the foregoing, it appears to us that although the Ricks-Chardon rule is the law of the land in regard to federal claims of discriminatory discharge, it is not a fortiori the appropriate standard for claims arising
The decisions of sister states construing similar statutory provisions also inform our interpretation of § 46a-82 (e). See Johnson v.Manson, supra, 196 Conn. 318-19; State v. Elliott, 177 Conn. 1, 5, 411 A.2d 3 (1979). Whether to adopt the Ricks-Chardon rule is a question on which sibling authority is split.
A majority of jurisdictions have applied the Ricks-Chardon rule as a matter of state law in discriminatory discharge cases.
One case that addresses policy considerations is Turner v. IDS Financial Services, Inc., 471 N.W.2d 105 (Minn. 1991). In urging adoption of the Ricks-Chardon rule, the defendant in that case argued that (1) the date of termination also is not always easily identifiable, (2) the purpose of an employer’s notice of termination is to give the discharged employee time to look for another job, (3) an action for injunctive relief and prospective salary loss can be commenced at date of notice of termination and (4) notice of termination is a very significant event that alerts the employee to the need to seek legal advice. Id., 107. Nevertheless, noting that “the competing arguments tend to counterbalance each other”; id.; the court adopted the Ricks-Chardon rule without reliance on any particular policy consideration. Id., 108.
A minority of states have rejected the Ricks-Chardon rule.
Ill
In reviewing precedent that has considered the question before us, we agree with the observation of the Appellate Division of the New Jersey Superior Court that neither Ríete nor Chardon, nor any of the decisions that followed them contains a persuasive analysis as to why we should adopt the Ricks-Chardon rule. See Homlin v. TRW, Inc., supra, 330 N.J. Super. 46. To the contrary, we find most compelling the rationales set forth by those jurisdictions that have rejected that rule. They relate directly to both the stated legislative policy of avoiding the dismissal of potentially meritorious claims due to late filing and the remedial nature of our antidiscrimination statutes. As it is our fundamental responsibility to ascertain and give effect to the apparent intent of the legislature; Kinsey v. Pacific Employers Ins. Co., 277 Conn. 398, 405, 891 A.2d 959 (2006); the following considerations inform our interpretation of § 46a-82 (e).
It is basic to our law that a cause of action accrues when a plaintiff has been injured or damaged. The Ricks-Chardon rule confounds that principle by requiring an employee, in discriminatory termination of employment cases, to file a claim disputing events that have not yet come to pass. As the Supreme Court of California observed, “[i]nthe nonacademic setting, notification of termination is not comparable to a denial of tenure—termination is not the inevitable result, because in the nonacademic setting termination of employment does not ensue inevitably once notification of termination has been given.” Romano v. Rockwell International, Inc., supra, 14 Cal. 4th 497. Until the
In addition, requiring an employee to file a complaint while still employed may engender hostility in the workplace. It places employees in the uncomfortable position of having to sue an employer with whom they presently have, and often with whom they are trying to maintain, a job.
In Ricks, the United States Supreme Court focused on the policy of preventing litigation of stale claims, stating that “ [i]t should not be forgotten that time-limitations provisions themselves promote important interests; the period allowed for instituting suit inevitably reflects a value judgment concerning the point at which the interests in favor of protecting valid claims are outweighed by the interests in prohibiting the prosecution of stale ones.” (Internal quotation marks omitted.) Delaware State College v. Ricks, supra, 449 U.S. 259-60. That concern is unwarranted in the context of discriminatory discharge complaints to the commission. The 180 day filing period specified by § 46a-82 (e) is very short, as ordinarily is the period between notice of and actual discharge. Moreover, the entirety of the termination process is within the control of the employer. Accordingly, employers “may not maintain credibly an argument that they would be without adequate notice” of a discriminatory discharge claim. Haas v. Lockheed Martin Corp., supra, 396 Md. 499.
The fact that the entirety of the termination process is within the control of the employer presents a further concern. Were we to hold that the filing period of § 46a-82 (e) commences upon unequivocal notification of termination, the cunning employer could foreclose any and all complaints to the commission by simply setting the effective date of termination at some point beyond 180 days. Plainly, that is not what the General Assembly intended in enacting this remedial legislation. Yet,
As we have noted, Connecticut law favors a determination on the merits of the dispute whenever possible. The legislative history of § 46a-82 (e) indicates that the legislature sought to avoid the dismissal of complaints under § 46a-82 (e) due to late filing. Our interpretation of § 46a-82 (e) must be mindful of that legislative policy.
Finally, the fact that § 46a-82 (e) is part of a remedial statutory scheme cannot be disregarded.
Section 46a-82 (e) requires the filing of a complaint within 180 days of “the alleged act of discrimination . . . .” The act alleged in the plaintiffs complaint is the termination of his employment. Among the discriminatory practices proscribed by § 46a-60 (a) (1) is “discharge from employment . . . .” That language dates back to 1947, when our General Assembly enacted Connecticut’s first unfair employment practices statute. See General Statutes (Cum. Sup. 1947) § 1364i. The term “discharge” in the employment context means “[t]o dismiss from employment; to terminate the employment of a person.” Black’s Law Dictionary (6th Ed. 1990) p. 463; see also Webster’s Third New International Dictionary, p. 644. Liberally construing that statutory provision
IV
Our fair employment practices statutes were enacted to eliminate discrimination in employment. They are remedial and receive a liberal construction. We therefore conclude that in an age discrimination action in which the allegedly discriminatory practice is the termination of employment, the alleged act of discrimination transpires on the final date of employment, rather than when the employee receives notice of termination. Accordingly, any complaint must be filed with the commission within 180 days of that date.
It is undisputed that the plaintiffs final day of employment was January 21, 2003. Filed on June 3, 2003, the plaintiffs complaint to the commission was within the 180 day period of § 46a-82 (e) and, hence, was timely. The trial court incorrectly concluded otherwise, and summary judgment should not have been rendered in favor of the defendant on that ground.
V
The defendant alternatively claims that summary judgment was appropriate because (1) the plaintiff failed to establish a prima facie case of age discrimination and (2) the defendant articulated a nondiscriminatory reason for the termination of the plaintiffs employment. Although the trial court did not rule on those alternate grounds for summary judgment, it is within our discretion to do so on appeal. See Skuzinski
As our Supreme Court explained, “[w]hen a plaintiff claims disparate treatment under a facially neutral employment policy, this court employs the burden-shifting analysis set out by the United States Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S. Ct. 1817, 36 L. Ed. 2d 668 (1973). Under this analysis, the employee must first make a prima facie case of discrimination. The employer may then rebut the prima facie case by stating a legitimate, nondiscriminatory justification for the employment decision in question. The employee then must demonstrate that the reason proffered by the employer is merely a pretext and that the decision actually was motivated by illegal discriminatory bias.” Craine v. Trinity College, 259 Conn. 625, 636-37, 791 A.2d 518 (2002). That test is a flexible one. Texas Dept. of Community Affairs v. Burdine, 450 U.S. 248, 253 n.6, 101 S. Ct. 1089, 67 L. Ed. 2d 207 (1981).
To establish a prima facie case of discrimination, the complainant must demonstrate that (1) he is in the protected class; (2) he was qualified for the position; (3) he suffered an adverse employment action; and (4) that the adverse action occurred under circumstances giving rise to an inference of discrimination. Board of Education v. Commission on Human Rights & Opportunities, 266 Conn. 492, 505, 832 A.2d 660 (2003). “The level of proof required to establish a prima facie case is minimal and need not reach the level required to support a jury verdict in the plaintiffs favor.” Craine v. Trinity College, supra, 259 Conn. 638.
It is uncontested that every other power plant employee at the time of the June 30, 2000 closure was younger than the plaintiff and was still employed by the defendant when the plaintiff received the December
The defendant nevertheless maintains that it articulated a nondiscriminatory reason for the termination of the plaintiffs employment, namely, that the position of power plant superintendent no longer existed.
An employee may demonstrate pretext “by reliance on the evidence that established her prima facie case, without any additional evidence being required . . . .” (Citation omitted.) Gallo v. Prudential Residential Services Ltd. Partnership, 22 F.3d 1219, 1226 (2dCir. 1994). The evidence submitted by the plaintiff indicates that although the position of power plant superintendent was eliminated, several of that position’s duties were not. Instead, they were transferred to another employee.
In Montana v. First Federal Savings & Loan Assn, of Rochester, 869 F.2d 100 (2d Cir. 1989), the court explained that the plaintiff was “not required to show that age was the only factor in [the defendant’s] decision” nor that the defendant’s proffered reason was false; rather, her burden was to establish that the defendant’s “stated reason was not the only reason and that her age did make a difference.” Id., 105. Among the factors noted by the Second Circuit were that (1) at the time of her discharge, the plaintiff was the oldest and highest paid employee in the defendant’s personnel department; (2) she was the only department head whose position was consolidated and whose staff continued without her; (3) she was not offered the opportunity to transfer; (4) after her discharge, her duties were not eliminated, but instead were reassigned to a coworker; and (5) that coworker’s workload increased by 15 to 20 percent. Id. The court thus concluded that “[w]hen viewed together, these circumstances create a genuine factual issue as to whether [the defendant’s] stated reason for terminating [the plaintiff]—the centralization of its personnel department in Rochester and accompanying reduction in force—was pretextual and,
The plaintiff in the present case submitted a similar factual basis in opposing the defendant’s motion for summary judgment. The plaintiff was the oldest power plant employee and the only one who was not transferred to another position with the defendant. Although the position of power plant superintendent was eliminated, the bulk of the plaintiffs duties was transferred to another employee. In addition, the plaintiff presented evidence in the form of a letter from that employee to Smith indicating that his workload would increase as a result thereof.
Viewing that evidence in the light most favorable to the plaintiff, we conclude that a genuine question of material fact exists as to whether the defendant’s stated reason for terminating the plaintiffs employment was a pretext for discharging him on the basis of his age. Summary judgment, therefore, was inappropriate.
The judgment is reversed and the case is remanded for further proceedings consistent with this opinion.
In this opinion SCHALLER, J., concurred.
The plaintiff also instituted a separate action against the defendant sounding in breach of contract on March 12, 2003, stemming from the termination of his employment. The court consolidated the plaintiffs two actions on March 15, 2004. That breach of contract action is not at issue in this appeal.
The court did not address the defendant’s alternate grounds for summary judgment.
Entitled “Discriminatory employment practices prohibited,” General Statutes § 46a-60 provides in relevant part: “(a) It shall be a discriminatory practice in violation of this section: (1) For an employer, by the employer or the employer’s agent, except in the case of a bona fide occupational qualification or need, to . . . discharge from employment any individual . . . because of the individual’s . . . age . . . .”
In the event that this court were to adopt the federal rule enunciated in Ricks, the plaintiff alternatively argues that he filed his complaint within 180 days of December 13, 2002, the date that he claims to have received unequivocal notice of the termination of his employment.
We reject the defendant’s exhortation to defer to the commission’s interpretation of General Statutes § 46a-82 (e). “[While] [o]rdinarily, [an appellate] court affords deference to the construction of a statute applied by the administrative agency empowered by law to carry out the statute’s purposes . . . when a state agency’s determination of a question of law has not previously been subject to judicial scrutiny . . . the agency is not entitled to special deference. . . . [I]t is for the courts, and not administrative agencies, to expound and apply governing principles of law.” (Internal quotation marks omitted.) Southern New England Telephone Co. v. Dept. of Public Utility Control, 274 Conn. 119, 127, 874 A.2d 776 (2005).
General Statutes § l-2z provides: “The meaning of a statute shall, in the first instance, be ascertained from the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and
“[T]he noble purpose of this bill ... is to create an effective machinery in this state for the elimination of discrimination in employment.” 8 H.R. Proc., Pt. 12, 1959 Sess., p. 2584, remarks of Representative Robert Satter.
Prior to the 1974 amendment, the filing period contained in General Statutes § 46a-82 (e) was much shorter than that of its federal counterpart. Conn. Joint Standing Committee Hearings, Human Rights and Opportunities, 1974 Sess., p. 4. Similarly, the General Assembly in 1975 again amended § 46a-82 to expand the amount of time for which back pay could be awarded as a remedy for an unfair employment practice to two years, so as to bring our statute into harmony with federal law. Williams v. Commission on Human Rights & Opportunities, supra, 257 Conn. 274-75 (citing Public Acts 1975, No. 75-27).
Application of that legislative purpose to the particular issue now before this court is somewhat dubious in light of the fact that § 46a-82 (e) was
As our Supreme Court explained, “[c]enturies ago the common law courts of England . . . insisted upon rigid adherence to the prescribed
We disagree that the rule established by Ricks and Chardon v. Fernandez, 454 U.S. 6, 102 S. Ct. 28, 70 L. Ed. 2d 6 (1981), which we will discuss, is deserving of great deference simply because it emanated from the United States Supreme Court, particularly when other states have proclaimed it unsound. See, e.g., Romano v. Rockwell International, Inc., 14 Cal. 4th 479, 498, 926 P.2d 1114, 59 Cal. Rptr. 2d 20 (1996) (“we question the soundness of the reasoning of the high court’s decisions in Ricks and Chardon’’) Homlin v. TRW, Inc., 330 N.J. Super. 30, 46, 748 A.2d 1141 (App. Div. 2000) (“[w]e see no reason to adopt the arbitrary rule of Ricks and Chardon [which lack] any persuasive discussion of a sound policy basis”), aff'd, 167 N.J. 205, 770 A.2d 283 (2001).
In interpreting our statutes and deciding this question of first impression as a matter of Connecticut law, we are free to depart from that federal statutory interpretation upon concluding that it fails to effectuate both the legislative policy underlying the statute at issue and the remedial nature thereof, as have more than one-third of those sibling jurisdictions that considered the question. See part II.
Unlike the complaint in the present case, the complaint in Ricks did not allege a discriminatory discharge. Delaware State College v. Ricks, supra, 449 U.S. 257.
As the Third Circuit stated: “Under the appellees’ formulation, courts would have to determine when purportedly final decisions are really final and when a reasonable person would really know or have reason to know that a final decision had been made. Besides creating complexity and thereby increasing the cost of litigation, this approach is likely to become a trap for employees who, through attempts at internal resolution of their grievances, would unwittingly lose the opportunity to make a timely filing of their charge. Such an approach would ignore the learning of Love v. Pullman, 404 U.S. 522, [527] 92 S. Ct. 616, 30 L. Ed. 2d 679 (1972), that courts, in construing the procedural requirements of Title VH, must be mindful that it is often laymen, not lawyers, who initiate the process.” Ricks v. Delaware State College, supra, 605 F.2d 713.
For example, in Bonham v. Dresser Industries, Inc., supra, 569 F.2d 191, the Third Circuit concluded that for the statute of limitations to run, two prerequisites must be met: (1) the employee must receive unequivocal notice of termination and (2) the employee must have worked his last day. Applying that test, the court concluded that “the alleged unlawful practice occurred on October 31,1975 when [the plaintiff] ceased to perform services for [the defendant] with knowledge and on notice that he was not to return to his job.” Id., 192. The United States Court of Appeals for the Second Circuit reached a similar result in the related cases of Noble v. University of Rochester, 535 F.2d 756, 758 (2d Cir. 1976), and Egelston v. State University College at Geneseo, 535 F.2d 752, 755 (2d Cir. 1976). In Rubin v. O’Koren, 621 F.2d 114 (5th Cir. 1980), the United States Court, of Appeals for the Fifth Circuit held that “[a] cause of action accrues under [42 U.S.C.] § 1983 when the plaintiff knows or has reason to know of the injury which is the basis of the action. . . . For the cause of action to accrue, a plaintiff must first have suffered an injury supporting the maintenance of a suit to enforce his claim. . . . Until her last day of employment, [the plaintiff] could not be certain that she would suffer any recompensable injury. . . . When her employment period terminated and she ceased to perform paid services for the [defendant] [ujniversity, [the plaintiff’s] injury was complete and her
Likewise, in Krzyzewski v. Metropolitan Government of Nashville & Davidson County, 584 F.2d 802 (6th Cir. 1978), the United States Court of Appeals for the Sixth Circuit explained that the ADEA “is humanitarian legislation which must be interpreted in a humane and commonsensical manner; its 180-day filing period is very short. An employee should not be required to take action to enforce his rights while he continues to work and while his employment status is at all uncertain. The 180-day period does not begin to run until the employee knows, or as a reasonable person should know that the employer has made a final decision to terminate him, and the employee ceases to render further services to the employer. Until that time he may have reason to believe that his status as an employee has not finally been determined, and should be given an opportunity to resolve any difficulty while he continues to work for the employer. In any event, a terminated employee who is still working should not be required to consult a lawyer or file charges of discrimination against his employer as long as he is still working, even though he has been told of the employer’s present intention to terminate him in the future.” (Emphasis added.) Id., 805-806; see also Moses v. Falstaff Brewing Corp., 525 F.2d 92, 95 (8th Cir. 1975) (plaintiff fully complied with ADEA notice requirement because “although notice of discharge was transmitted on November 12, 1973, it was not fully implemented until the appellant’s official termination on November 30, 1973”).
See, e.g., Duty v. Norton-Alcoa Proppants, 293 F.3d 481, 489-90 (8th Cir. 2002); Wade v. Knoxville Utilities Board, 259 F.3d 452, 460 (6th Cir. 2001); Smith v. United Parcel Service of America, Inc., 65 F.3d 266, 268 (2d Cir. 1995); Hamilton v. 1st Source Bank, 928 F.2d 86, 88-89 (4th Cir. 1990) (en banc); Chapman v. Homco, Inc., 886 F.2d 756, 758 (5th Cir. 1989), cert. denied, 494 U.S. 1067, 110 S. Ct. 1784, 108 L. Ed. 2d 785 (1990); Mull v. ARCO Durethene Plastics, Inc., 784 F.2d 284, 288 (7th Cir. 1986).
At no point in the proceedings has the plaintiff in the present case raised a federal cause of action.
Although the dissent is concerned by the potential for a “schizophrenic application of the law” that “may lead to curious results in federal court,” the Sixth Circuit had little difficulty applying the respective state and federal law in Janikowski.
See Quicker v. Colorado Civil Rights Commission, 747 P.2d 682, 683 (Colo. App. 1987); St. Petersburg Motor Club v. Cook, 567 So. 2d 488, 489-90 (Fla App. 1990); Humphreys v. Riverside Mfg. Co., 169 Ga. App. 18, 19, 311 S.E.2d 223 (1983); Allen v. Lieberman, 359 Ill. App. 3d 1170, 1178, 836 N.E.2d 64 (2005); Keene v. Marion County Superior Court, 823 N.E.2d 1216, 1218 (Ind. App. 2005), vacated and aff'd on other grounds, 849 N.E.2d 1141, 1142 (Ind. 2006); Wagher v. Guy’s Foods, Inc., 256 Kan. 300, 309-10, 885 P.2d 1197 (1994); Eastin v. Entergy Corp., 865 So. 2d 49, 53-54 (La 2004); Wheatley v. American Telephone & Telegraph Co., 418 Mass. 394, 399-400, 636 N.E.2d 265 (1994) (distinguishing Ricks factually but adopting its rule); Turner v. IDS Financial Services, Inc., 471 N.W.2d 105, 107-108 (Minn. 1991); Weber v. Moses, 938 S.W.2d 387, 393 (Tenn. 1996); Specialty Retailers, Inc. v. DeMoranville, 933 S.W.2d 490, 492-93 (Tex. 1996); Clarke v. Living Scriptures, Inc., 114 P.3d 602, 604-605 (Utah App. 2005); Hinman v. Yakima School District No. 7, 69 Wash. App. 445, 449-50, 850 P.2d 536 (1993), review denied, 125 Wash. 2d 1010, 889 P.2d 498 (1994); Naylor v. West Virginia Human Rights Commission, 378 S.E.2d 843, 845-46 (W. Va. 1989); Hilmes v. Dept. of Industry, Labor & Human Relations, 147 Wis. 2d 48, 52, 56, 433 N.W.2d 251 (Wis. App. 1988).
See Romano v. Rockwell International, Inc., 14 Cal. 4th 479, 495, 926 P.2d 1114, 59 Cal. Rptr. 2d 20 (1996); Ross v. Stouffer Hotel Co. (Hawai'i) Ltd., 76 Haw. 454, 461, 879 P.2d 1037 (1994); Haas v. Lockheed Martin Corp., supra, 396 Md. 500; Collins v. Comerica Bank, 468 Mich. 628, 633, 664 N.W.2d 713 (2003); Appeal of Pritchard, 137 N.H. 291, 294, 627 A.2d 102 (1993); Homlin v. TRW, Inc., 330 N.J. Super. 30, 46, 748 A.2d 1141 (App. Div. 2000), aff'd, 167 N.J. 205, 770 A.2d 283 (2001); Renegar v. R.J. Reynolds Tobacco Co., 145 N.C. App. 78, 79-80, 549 S.E.2d 227, review denied, 354 N.C. 220, 554 S.E.2d 344 (2001); Oker v. Ameritech Corp., 89 Ohio St. 3d 223, 225-26, 729 N.E.2d 1177 (2000); Stupek v. Wyle Laboratories Corp., 327 Or. 433, 439-40, 963 P.2d 678 (1998).
Writing for the court in Waters v. Autuori, 236 Conn. 820, 676 A.2d 357 (1996), former Chief Justice Peters observed that “[i]t is axiomatic that we must consider such policy concerns as are relevant because [i]t is a fundamental assumption of jurisprudence that rules of law have an impact on the manner in which society conducts its affairs.” (Internal quotation marks omitted.) Id., 835. As the dissent points out, numerous state and federal courts have scrutinized the policy considerations at play in resolving the issue presently before this court. See, e.g., Bonham v. Dresser Industries, Inc., supra, 569 F.2d 187; Haas v. Lockheed Martin Corp., supra, 396 Md. 469; Turner v. IDS Financial Services, Inc., supra, 471 N.W.2d 105. Ricks itself discusses several policy considerations. See Delaware State College v. Ricks, supra, 449 U.S. 256-57, 259 n.11, 259-60, 262 n.16. The dissent nevertheless suggests that our consideration thereof usurps the legislative function. Although we agree that it is the exclusive province of the General Assembly to amend our antidiscrimination statutes as it sees fit, when confronted with a question of statutory interpretation in which the plain
This rationale is particularly compelling in the present case, as every other power plant employee at the time of the June 30, 2000 closure still was employed by the defendant when the plaintiff received the December 13, 2002 notice of termination.
The plaintiff’s desire to remain in the defendant’s employ is not contested.
Discriminatory practices by an employer do not always occur in precise, well defined moments capable of ready identification. In applying the RicksChardon rule, the trial court found that the plaintiff received notice of the termination of his employment “sometime before November 13, 2002 . . . .” Federal law requires that an “employer must give the employee unequivocal notice of its final termination decision.” (Internal quotation marks omitted.) Flannery v. Recording Industry Assn. of America, 354 F.3d 632, 637 (7th Cir. 2004); see also Smith v. United Parcel Service of America, Inc., 65 F.3d 266, 268 (2d Cir. 1995) (holding that “for the notice to be effective, it must be made apparent to the employee that the notice states the ‘official position’ of the employer”).
The defendant in the present case offered no evidence whatsoever that it ever officially and unequivocally communicated a final notice of termination to the plaintiff prior to Smith’s December 13,2002 letter. The application of the Ricks-Chardon rule by the trial court contains a cursory discussion of that requirement. Viewed in the light most favorable to the plaintiff, the fact that (1) the plaintiff was informed on February 25,2000, that his position would be eliminated, yet nevertheless remained in the defendant’s employ for almost two years thereafter and (2) no notice of termination document or affidavit concerning such notification by the defendant or its agents accompanied the defendant’s motion for summary judgment together suggest that a genuine issue of material fact may exist as to whether the defendant provided the plaintiff with unequivocal notice of its final and official termination decision prior to Smith’s December 13, 2002 letter.
The record is clear that the plaintiffs final day of employment was January 21, 2003.
In neither Ricks nor Churdón did the United States Supreme Court acknowledge the remedial nature of the legislative acts in question. Contra Romano v. Rockwell International, Inc., supra, 14 Cal. 4th 494; Haas v. Lockheed Martin Corp., supra, 396 Md. 498. The dissent likewise fails to give proper weight to the remedial nature of our antidiscrimination statutes. In our eyes, we must accord great deference to that remedial purpose. See Ledbetter v. Goodyear Tire & Rubber Co., 550 U.S. 618, 659, 127 S. Ct. 2162, 167 L. Ed. 2d 982 (2007) (Ginsburg, J., dissenting) (interpreting Title VII requires “fidelity to the [a]ct’s core purpose”).
The General Assembly, of course, is free to revisit the parameters of General Statutes § 46a-82 (e) as it deems necessary to further effectuate the legislative policy that CFEPA was designed to implement.
Exhibit C was Smith’s letter to Shelby Jackson, a union representative. That letter states in relevant part: “[F]ifty percent ... of [the plaintiffs] time was associated with developing bid specifications/documents for the Electric Division, including review and recommendation of award. In reviewing job descriptions, this is clearly the function of the Assistant General Manager-Electric. . . . [T]he third largest element of work (15%) [was] ‘a technical and administrative contact person for safety and environmental concerns.’ Again, the Assistant General Manager’s position covers these functions. . . . The only other area of significant activity involves the direction of activities of the System Operator work group. . . . There is no longer
Likewise, exhibit D was a memorandum from Smith to Holmes. It stated in relevant part: “Very soon, there will be only four months of funding remaining for the Power Plant Superintendent position. One of the areas of concern that I think needs immediate attention will be replacement as the Spill Prevention Control Coordinator (SPCC). I am hereby designating you as the future [SPCC] Coordinator, as a result of your knowledge of the issues and experience in that area. . . . Another area that will need attention at the end of the year is the supervisory designee to replace [the plaintiff] for the Systems Operators/Utility Operators. . . . Inasmuch as system operations are essentially a distribution function, I believe that it would be appropriate for you to take direct control of these individuals for the foreseeable future . . . .”
The defendant specifically relies on the affidavit of Terence P. Sullivan, its personnel director. In that document, Sullivan averred, inter alia, that “on or about January 21,2003, the plaintiffs position as Power Plant Superintendent was eliminated as the Pierce Power Plant Station had ceased operations” and that “no person, younger or older, has filled the plaintiffs former position as Power Plant Superintendent.”
Holmes’ memorandum to Smith, dated September 4, 2002, stated in relevant part: “This writing is to acknowledge receipt of your memorandum of August 22, 2002 pertaining to designation of myself as the Coordinator for the Spill Prevention Control and Countermeasures (SPCC) Plan for the Electric Division, as well as supervisory designee for the Turbine Utility Operators, beginning January 1, 2003. Both of these areas of responsibility have traditionally been performed by the Power Plant Superintendent .... I was surprised to receive your memorandum .... I had not considered these added responsibilities prior to your writing, and I am referring this proposal to the Wallingford Management Union-Local 17 of the Connecticut Independent Labor Union for their review and consideration.”
Dissenting Opinion
dissenting. I respectfully disagree with the majority’s conclusion that we should part ways
Our Supreme Court has determined that when an overlap between state and federal law is deliberate, federal precedent is particularly persuasive. Commission on Human Rights & Opportunities v. Savin Rock Condominium Assn., Inc., 273 Conn. 373, 386, 870 A.2d 457 (2005). Conversely, we have been reluctant to interpret state statutory schemes in a manner at odds with federal schemes on which they are modeled. See, e.g., Blasko v. Commissioner of Revenue Services, 98 Conn. App. 439, 456, 910 A.2d 219 (2006) (finding “highly significant” that federal tax code permitted plaintiffs to claim credit, while interpretation of state credit scheme, which sought “to mirror the federal credit scheme” disallowed application of any credit).
In drafting and modifying the Connecticut Fair Employment Practices Act (CFEPA), General Statutes § 46a-51 et seq., our legislature modeled CFEPA after its federal counterpart, Title VII of the Civil Rights Act of 1964 (Title VII), 42 U.S.C. § 2000e et. seq., and it has sought to keep our state law consistent with federal law in this area. See, e.g., Commission on Human Rights & Opportunities v. Savin Rock Condominium Assn., Inc., supra, 273 Conn. 385 (“[w]ith the intent of creating a state antidiscrimination housing statute consistent with its federal counterpart, the legislature adopted [General Statutes] § 46a-64c and related provisions”). Accordingly, in matters involving the interpretation of the scope of our antidiscrimination statutes, our courts consistently have looked to federal precedent for guidance. Brittell v. Dept. of Correction, 247 Conn. 148, 164, 717 A.2d 1254 (1998) (“[i]n defining the contours of an employer’s duties under our state antidiscrimination statutes, we have looked for guidance to federal case law interpreting Title VII of the Civil Rights Act of 1964,
The issue before us concerns the proper interpretation of CFEPA’s filing limitations statute, General Statutes § 46a-82 (e), which provides in relevant part: “Any complaint filed pursuant to this section must be filed within one hundred and eighty days after the alleged act of discrimination . . . .” Where, as here, the alleged act of discrimination is the termination of employment, § 46a-82 (e) provides no guidance to assist us in determining precisely at what point the alleged act of discrimination occurs. As the majority correctly notes, therefore, this issue presents a question of first impression in Connecticut that requires us to look to extratex-tual evidence to determine at what point the “discharge from employment” arises, triggering the 180 day filing limitations period in § 46a-82 (e). See General Statutes § l-2z.
Beginning with the legislative history, in modifying the filing limitations period set forth in § 46a-82 (e), the legislature has expressed its clear intent to keep state law consistent with federal law. Williams v. Commission on Human Rights & Opportunities, 257 Conn. 258, 275, 777 A.2d 645 (“ ‘The 1974 [G]eneral [Assembly increased the period for filing complaints with the [commission from ninety to one hundred eighty days after the alleged act of discrimination, which reflected its concern for consistency with the federal legislation and presumably extended that back pay to one hundred eighty days.’ 18 H.R. Proc., Pt., 2, 1975 Sess., pp. 908-909.” [Emphasis added; internal quotation marks omitted.]), aff'd after remand, 67 Conn. App. 316, 786 A.2d 1283 (2001). Thus, it is no coincidence that § 46a-82 (e) is, in all relevant respects, identical to its federal counterpart, 42 U.S.C. § 2000e-5 (e) (1), which provides in relevant part that “[a] charge under this section shall
The majority references portions of the legislative history of § 46a-82 (e) as evidence that the legislature sought to avoid the dismissal of complaints due to late filing and concludes that “[o]ur interpretation of § 46a-82 (e) must be mindful of that legislative policy.” However, the majority fails to address adequately why we should ignore the expressly stated legislative intent to keep the statute consistent with its federal counterpart and “to bring state law into accord with federal law.” Williams v. Commission on Human Rights & Opportunities, supra, 257 Conn. 274.
The majority relies on our Supreme Court’s explanation that we may depart from federal precedent “under certain circumstances.” State v. Commission on Human Rights & Opportunities, 211 Conn. 464, 470, 559 A.2d 1120 (1989). On the basis of policy concerns arising from the application of the Ricks-Chardon rule, the majority concludes that it is appropriate not to follow the rule because CFEPA is a remedial statutory scheme, designed to avoid the dismissal of complaints, and therefore must be liberally construed. In the antidis-crimination context, however, a departure from federal precedent has been recognized only in highly limited circumstances to fill in the gaps in federal legislation on matters of substance rather than on procedural issues. See Evening Sentinel v. National Organization for Women, 168 Conn. 26, 34 n.5, 357 A.2d 498 (1975) (departing from federal statute where federal statute drew distinction between sex and race discrimination). Here, we are concerned with the interpretation of a procedural time limit. It cannot be disputed that the legislature intended that some finite deadline would exist for filing an employment discrimination claim. See Williams v. Commission on Human Rights & Opportunities, supra, 257 Conn. 284 (“[w]e conclude that the time limit of § 46a-82 (e) is mandatory”). The majority cites no authority to support the notion that we ought to depart from sound federal precedent in interpreting a procedural statute such as § 46a-82 (e), which our legislature has amended to keep consistent with its federal counterpart.
Further, I am unconvinced that the policy considerations raised by the majority are so significant to warrant
. . . This short deadline reflects Congress’ strong preference for the prompt resolution of employment discrimination allegations through voluntary conciliation and cooperation.” (Citations omitted; internal quotation marks omitted.) Ledbetter v. Goodyear Tire & Rubber Co., supra, 630-31.
Thus, as the majority notes, the Ricks court explained that the “limitations periods, while guaranteeing the protection of the civil rights laws to those who promptly
In following the Ricks-Chardon rule, many of our sister states have discussed public policy concerns in support of adopting the rule and disfavoring a contrary approach. In Clarke v. Living Scriptures, Inc., 114 P.3d 602, 606 (Utah App. 2005), the Utah Court of Appeals explained that “[a] rule that extends the statute of limitations to the last date of employment, rather than the date the employee receives notice of termination, would discourage employers from providing post-termination benefits. See, e.g., [Naton] v. Bank of [California], 649 F.2d 691, 695 (9th Cir. 1981) (‘[A] rule focusing on the date of termination of economic benefits might dissuade an employer from extending benefits to a discharged employee after the employee had ceased
In Turner v. IDS Financial Services, Inc., 471 N.W.2d 105, 108 (Minn. 1991), the Supreme Court of Minnesota determined that the date of notification was the correct measure. In so holding, the court explained that at the date of notification, the plaintiff “immediately attains a lame duck status and, prior to actual discharge, may well incur employment agency fees and sustain damages for ‘mental anguish and suffering’ .... Put another way, if the discharged employee prior to the date of actual discharge obtains another job paying as well or better, we do not think the unfair discrimination claim is always or even usually gone.” (Citation omitted.) Id.
In addition to the policy concerns weighing in favor of an adoption of the Ricks-Chardon rule, I am also concerned that an application of the majority’s holding may lead to curious results in federal corut. In Bogle-Assegai v. State, 470 F.3d 498, 500 (2d Cir. 2006), the plaintiff received a letter from her employer on March 29, 2001, informing her that her employment would be terminated effective April 12, 2001. On October 1, 2001, the plaintiff filed an administrative complaint with the
Application of the majority’s holding may cause equally significant uniformity problems in state court. Specifically, the court’s ruling applies only in the context of termination from employment and does not clarify the application of § 46a-82 (e) to other forms of employment discrimination. If, for example, the alleged act is a discriminatory demotion, the court’s departure from the Ricks-Chardon rule makes it entirely unclear whether the relevant filing limitations period would commence on the date of unequivocal notice of the demotion or on the date of the actual demotion.
Finally, I believe that the policy concerns raised in the majority opinion are issues that can be more appropriately addressed by the legislature. In examining the
Because I believe that, pursuant to the Ricks-Char-don rule, the alleged act of discrimination occurred when the plaintiff, Peter J. Vollemans, Jr., received unequivocal notification of the termination of his employment, I would address the plaintiffs second claim that the trial court improperly concluded that there was no genuine issue of fact as to whether the plaintiff received unequivocal notice of the termination of his employment prior to November 13, 2002. In a footnote, the majority indicates that evidence that the plaintiff was informed on February 25, 2000, that his position would be eliminated, yet remained in the employ of the defendant, the town of Wallingford, for two years thereafter, coupled with the defendant’s failure to submit evidence of an unequivocal notice, suggests that a genuine issue of material fact may exist as to whether the plaintiff received unequivocal notice of the defendant’s final and official termination decision.
The United States Court of Appeals for the Second Circuit has held that the statute of limitations begins to run on the date the employee receives a definite notice of termination representing the employer’s official position. Smith v. United Parcel Service of
Here, the plaintiff concedes that in November, 2002, he was aware that the defendant was going to terminate his employment. Further, the plaintiff cannot reasonably dispute that on or prior to November 13, 2002, he retained counsel to represent him related to this termination. Most importantly, on November 13, 2002, in a letter sent to the defendant by his attorney, the plaintiff, through his attorney, stated: “As you probably know, [the plaintiffs employment] is scheduled to terminate effective on or about December 31, 2002, with the closure of the Power Plant being proffered as the alleged justification for that termination.” Thus, the plaintiffs retention of counsel and the content of the letter sent to his employer by his attorney makes it overwhelmingly clear that the defendant had given the plaintiff unequivocal notice of termination sometime prior to November 13, 2002. Compare Smith v. United Parcel Service of America, Inc., supra, 65 F.3d 267 (finding notice equivocal in that plaintiff advised by employer only that he should “think about [his] future with the company” and told he “wasn’t carrying his weight” [internal quotation marks omitted]). Moreover, as the trial court properly noted in its memorandum
For these reasons, I would conclude, as the trial court did, that the defendant met its burden to prove that there are no genuine issues of material fact regarding its claim that the plaintiffs complaint, which he filed with the commission on human rights and opportunities on June 3, 2003, was untimely pursuant to § 46a-82 (e). Therefore, I would affirm the judgment of the trial court rendering summary judgment in favor of the defendant.
Accordingly, I respectfully dissent.
The majority acknowledges that in amending General Statutes § 46a-82 (e), the legislature’s intent to promote consistency with federal law was “[ejqually significant” to the legislature’s concern for ensuring that potentially meritorious claims were not dismissed due to late filing; however, the majority declines to give equally significant weight to the legislature’s clearly stated intent to align state law with federal law in this area. Seeking to discount the importance of that intent, the majority points out that the rule established by the United States Supreme Court in Delaware State College v. Ricks, 449 U.S. 250, 101 S. Ct. 498, 66 L. Ed. 2d 431 (1980), and Chardon v. Fernandez, 454 U.S. 6, 102 S. Ct. 28, 70 L. Ed. 2d 6 (1981), was enunciated after the 1975 amendment. The majority has cited nothing from the legislative history to support that federal court decisions related to the date of accrual of a discriminatory discharge claim were considered by the legislature in its adoption of the amendment. Thus, it is pure speculation to infer that the legislature would depart from its expressly stated intent in light of Ricks and Chardon.
It is axiomatic that Connecticut is the final arbiter of its laws. Where, as here, our legislature has deliberately overlapped state law with federal law and has expressed its intent to be guided by federal law in this area, we are compelled to consider United States Supreme Court precedent to be particularly persuasive not simply because the decision emanated from that court, but because our Supreme Court has instructed us to do so. See
See Stewart v. Booker T. Washington Ins., 232 F.3d 844 (11th Cir. 2000) (statute of limitations begins to run when employee informed her employment is being terminated); Thomas v. Eastman Kodak Co., 183 F.3d 38 (1st Cir. 1999) (holding action for discrimination began to accrue when employee notified of layoff), cert. denied, 528 U.S. 1161, 120 S. Ct. 1174, 145 L. Ed. 2d 1082 (2000); Joseph v. New York City Board of Education, 171 F.3d 87 (2d Cir.) (stating action for discriminatory discharge begins to accrue when employee notified of employer’s discriminatory decision), cert. denied, 528 U.S. 876, 120 S. Ct. 182, 145 L. Ed. 2d 154 (1999); McCoy v. San Francisco City & County, 14 F.3d 28, 29 (9th Cir. 1994) (“[t]he touchstone for determining the commencement of the limitations period is notice”); Lever v. Northwestern University, 979 F.2d 552 (7th Cir. 1992) (holding action for gender discrimination accrued from time professor informed she would not be given tenure), cert. denied, 508 U.S. 951, 113 S. Ct. 2443, 124 L. Ed. 2d 661 (1993); English v. Whitfield, 858 F.2d 957 (4th Cir. 1988) (holding discrimination claim brought under employee protection section of Energy Reorganization Act of 1974, 42 U.S.C. § 5851, time barred because action began to accrue upon employee’s notification of termination); Janikowski v. Bendix Corp., 823 F.2d 945 (6th Cir. 1987) (holding discrimination claim brought under Age Discrimination in Employment Act, 29 U.S.C. § 621 et seq., began to accrue upon employee’s notification of termination); Bronze Shields, Inc. v. New Jersey Dept. of Civil Service, 667 F.2d 1074 (3d Cir. 1981) (holding action for discrimination accrued when state civil service promulgated eligi
See footnote 17 of the majority opinion.
The District Court previously dismissed the plaintiffs state law claims on unrelated grounds, and that dismissal was not challenged on appeal. See Bogle-Assegai v. State, supra, 470 F.3d 509.
I recognize the majority’s valid concern that a six month filing limitation may lead to harsh results; see, e.g., Ledbetter v. Goodyear Tire & Rubber Co., supra, 550 U.S. 630-31; however, the proper way to avoid such results is with a legislative enactment. Indeed, many jurisdictions have adopted similar statutes with filing limitations periods beyond 180 days. See, e.g., Cal. Gov’t Code § 12960 (d) (Deering 2006) (one year); D.C. Code Ann. § 2-1403.04 (a) (LexisNexis 2001) (one year); Fla. Stat. Ann. § 760.11 (1) (West 2005) (365 days); Mass. Ann. Laws ch. 151B § 5 (LexisNexis Cum. Sup. 2007) (300 days); Mich. Comp. Laws § 600.5805 (10) (LexisNexis 2004) (three years); Minn. Stat. Ann. § 363A28 subd. 3 (West 2004) (one year); N.Y. Exec. Law § 297 (5) (McKinney 2005) (one year); N.C. Gen. Stat. Ann. § 1-52 (5) (LexisNexis 2005) (three years); Or. Rev. Stat. § 659A.820 (1) (2005) (one year); W. Va. Code Ann. § 5-11-10 (LexisNexis 2006) (365 days).
Because I conclude that summary judgment was appropriate on this ground, I express no opinion as to the defendant’s alternate claims.
Reference
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- Peter J. Vollemans, Jr. v. Town of Wallingford
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