Travelers Property & Casualty Co. v. Christie
Travelers Property & Casualty Co. v. Christie
Opinion of the Court
Opinion
The defendant Heather Christie,
Christie had an insurance policy with Travelers when her residence was damaged by a storm. Christie and Travelers could not agree on the amount of loss, and so, pursuant to the insurance policy, each side hired an appraiser to assess the damage. Also pursuant to the policy, the parties requested that the court appoint an impartial umpire to evaluate the amount of the award proposed by the two appraisers. Eventually, the award was set at $106,806,
I
The defendant first claims that the court improperly refused to allow her to examine certain documents in D’Amore’s possession. As a preliminary matter, the parties disagree as to whether the court did not allow the defendant to examine the documents as a matter of law because she did not formally request to examine them before trial, or whether, on the facts before it, the court exercised discretion in failing to allow the examination.
In this case, the following exchanges, as recorded in the transcript, are relevant to our determination of the basis for the court’s ruling. We count at least eight times that the defendant made an unsuccessful request to view documents held by D’Amore.
The first such instance occurred during the direct examination of D’Amore, when D’Amore’s counsel offered a “compilation” of records relating to the work D’Amore claimed to have done for the defendant. The defendant asked to see the original documents in D’Amore’s file that he claimed supported the compilation document. The court stated to the defendant: “This isn’t the time to ask for it. We’re at the hearing now.” After a brief exchange, the defendant told the court that she had, in fact, requested to see the documents, and several others before the trial but that she had not received them. The court asked D’Amore’s counsel whether the defendant had made such a request. D’Amore’s counsel answered, “No, Your Honor. There has been no formal request made through the court process.” (Emphasis added.) The court then asked the defendant if she had documentation of her claimed
Lacking from those exchanges is any indication that the court considered the defendant’s various requests and balanced the importance of the evidence against the possibility of undue delay or any other consideration that would support a determination that the documents should not be examined. When the court did provide a reason for denying the defendant’s request, it relied on a perceived lack of authority to exercise discretion to allow the defendant to examine the documents. Particularly illustrative is the court’s statement that “you didn’t do it [i.e., conduct pretrial discovery], so I can’t allow you to do it now.” (Emphasis added.) The court also stated: “You don’t [conduct discovery] when the witness is on the stand.” (Emphasis added.) In addition, the court noted, after denying one of the defendant’s several requests to view documents, that “[w]e made that ruling several times already.” (Emphasis added.) Were the court using its discretion to balance the importance of allowing the defendant to view the requested document against undue delay or other factors, each request would require a new determination and would constitute a new “ruling.” The statement that “[w]e made that ruling several times already(emphasis added); shows that the basis of the court’s various denials was not the outcome of a balancing analysis to determine admissibility, which would have produced several “rulings,” but rather its interpretation of the rules of practice that a party’s failure to request pretrial discovery prevents the court from permitting the party to seek documents at trial, which would constitute a single “ruling” of law. Further, when the defendant was stating to the court her frustration at being prevented from examining the various documents, the court advised her that she “should have hired a lawyer . . . .”
We also note the arguments of counsel raised at the time of the court’s rulings. D’Amore’s counsel argued that “[the defendant] would have had an opportunity to ask for that [during] production,” and “this is really not the time to conduct discovery. . . . [S]he should have filed a request for production . . . .’’(Emphasis added.) Again, he argued, “this is not the time for the witness to go through chapter and verse of each one of these things. It could have been produced.” (Emphasis added.) D’Amore’s counsel argued that the defendant should not be allowed to examine the documents because she had not requested them before trial; counsel did not put forth arguments that allowing the defendant to view the documents would unduly prolong the trial or unfairly burden his client.
Finally, and most importantly, had the court been conducting the customary balancing analysis to determine admissibility, rather than ruling as a matter of law, we can discern no reason why it did not allow the defendant to examine at least some of the requested documents. The transcript reveals that at least three of the requested documents were present in the courtroom. Counsel’s response to the defendant’s request to see D’Amore’s key code, which was, “I would have handed her these two cards”) (emphasis added); indicates that counsel may actually have had some of the
To begin, it is often repeated in our case law that a trial court has wide discretion to determine whether to admit evidence. See, e.g., United Technologies Corp. v. East Windsor, 262 Conn. 11, 28, 807 A.2d 955 (2002) (“trial court is given broad latitude in ruling on the admissibility of evidence” [internal quotation marks
It is true that in many, if not most, cases, a court properly could refuse a litigant’s request to examine her adversaries’ documents midtrial because of undue delay or other reasons. See State v. DeMatteo, 186 Conn. 696, 702-703, 443 A.2d 915 (1982). This does not, however, mean that the court is powerless, as a matter of law, to grant such a request. Interpreting the discovery rules absolutely to prohibit a request to examine documents during trial merely because they were not formally requested through pretrial discovery would work against the goal of disclosing facts “to the fullest practicable extent . . . .” (Internal quotation marks omitted.) Wexler v. DeMaio, 280 Conn. 189. Because we find
II
The defendant next claims that it was improper for the court to consider her conduct in the courtroom, when advocating her cause as evidence supporting the reasonableness of D’Amore’s award. Specifically, the defendant argues that the court based its finding of the reasonableness of his fee on her general uncooperative character and that this conclusion was improperly based on its observation of her advocacy style.
As an initial matter, D’Amore does not agree with the defendant that the court based its finding that she was uncooperative on its observation of her advocacy style during trial. We have reviewed the transcript of the court’s oral decision in order to decide the defendant’s
The court specifically alluded to the defendant’s conduct during the course of the “several day hearing” when explaining how it came to the conclusion that she was “uncooperative . . . .” Although the defendant did briefly take the witness stand during the course of the trial, her examination was on one day only, taking up only five pages in the entire three volume transcript. We believe that the court did rely on its observations of the manner in which the defendant conducted her self-representation when concluding that she was “uncooperative . . . .”
The question, then, is whether this reliance was proper. Although the question of relevancy, and thus admissibility, of evidence is subject to review for abuse of discretion, the question of whether an observation of the court properly can be subject to the relevancy analysis at all is a question of law, and therefore our review is plenary. See Martin v. Liberty Bank, 46 Conn. App. 559, 563, 699 A.2d 305 (1997). “Fairly stated, evidence legally is the means by which alleged matters of fact are properly submitted to the trier of fact for the purpose of proving a fact in issue. ... It is well settled that representations of counsel are not, legally speaking, evidence.” (Internal quotation marks omitted.) Id., 562-63.
In Martin, the trial court enjoined the plaintiff in a foreclosure action from bringing any further actions
Here, the court relied on actions of the pro se litigant when acting as counsel to support its determination that she was uncooperative. For the present question, it makes no difference that in this case, “counsel” was the defendant herself. The defendant’s actions as an advocate, in contrast to her demeanor when under oath as a witness, should not have been relied on by the court as evidence to support a key issue in this case, namely, the determination of the reasonableness of D’Amore’s fee. Were it otherwise, the pro se litigant would face the difficult question of whether to advocate her case zealously and risk the displeasure of the court, which might influence its decision in assessing the merits of the case itself.
In this interpleader action, the only question of the distribution of the funds held by the plaintiff was the amount to be distributed to the defendant’s appraiser, D’Amore. The attitude and personality of the defendant as an advocate for herself was not evidence from which the court could infer that the appraiser’s bill was necessarily higher than in “an ordinary situation” due to the temperament of the defendant. Her particular abrasiveness in court, as a pro se litigant, should no more be a factor in deciding a substantive issue than if a member of the bar representing her had exhibited the same behavior. The improper consideration of her demeanor as an advocate was harmful and necessitates a new trial.
Next, we address the defendant’s argument that, even if the court was correct in finding that D’Amore’s fee was reasonable, the court improperly awarded D’Amore prejudgment interest pursuant to § 37-3a.
The traditional rule applicable to this issue is that “[w]here articles are delivered or services performed, and charged on book, and no time of payment agreed on . . . interest would be char geable on such accounts if unreasonably delayed . . . .” Selleck v. French, 1 Conn. 32, 34, (1814); see Paulus v. LaSala, 56 Conn. App. 139, 147-48, 742 A.2d 379 (1999) (tracing development of Connecticut prejudgment interest law), cert. denied, 252 Conn. 928, 746 A.2d 789 (2000). The modem rule has been codified as § 37-3a.
This court has recently stated that “General Statutes § 37-3a provides in relevant part that interest at the rate of ten per cent a year, and no more, may be recovered and allowed in civil actions ... as damages for the detention of money after it becomes payable. . . . [P] rejudgment interest is awarded in the discretion of the trial court to compensate the prevailing party for a delay in obtaining money that rightfully belongs to him. . . . The detention of the money must be determined to have been wrongful.” (Internal quotation marks omitted.) Tang v. Bou-Fakhreddine, 75 Conn. App. 334, 347, 815 A.2d 1276 (2003). The party seeking prejudgment interest has the burden of demonstrating that the retention of money is wrongful, and this “requires more than demonstrating that the opposing party detained money when it should not have done so.” (Internal quotation marks omitted.) Smithfield Associates, LLC v. Tolland Bank, 86 Conn. App. 14, 26,
Although whether to award prejudgment interest is, in the first instance, a decision within the discretion of the trial court, the discretion is not unbounded. As early as 1814, our Supreme Court stated that “interest ought to be allowed only, where there is a written contract for the payment of money on a day certain, as on bills of exchange, and promissory notes; or where there has been an express contract; or where a contract can be presumed from the usage of trade, or course of dealings between the parties; or where it can be proved that the money has been used, and interest actually made.” Selleck v. French, supra, 1 Conn. 34.
In Foley v. Huntington Co., 42 Conn. App. 712, 739, 682 A.2d 1026, cert. denied, 239 Conn. 931, 683 A.2d 297 (1996), we noted that “section 37-3a provides a substantive right that applies only to certain claims.” The Foley court then extensively reviewed the cases in which § 37-3a interest was properly awarded and those in which it was not. On the one hand, the court noted: “Prejudgment interest pursuant to § 37-3a has been applied to breach of contract claims for liquidated damages, namely, where a party claims that a specified sum under the terms of a contract, or a sum to be determined by the terms of the contract, owed to that party has been detained by another party.” Id., 740. On the other hand, it noted that “our Supreme Court [has] concluded that requests for prejudgment interest in personal injury claims do not typically constitute a claim for the wrongful detention of money before the rendering of judgment . . . .” Id., 741. The reasons for this limitation were that in personal injury claims, damages are typically uncertain, the purpose of the damages is to restore the injured to the status they had prior to the negligent act, and such claims do not seek to regain money detained by another. Id., 741-42.
The cases we have cited illustrate that the focus of the prejudgment interest award allowed by § 37-3a has been to provide interest, at the discretion of the court, when there is no dispute over the sum due and the liable party has, without justification, refused to pay.
D’Amore provided a service to the defendant, primarily an appraisal of the damage to her house. The contract between the parties did not specify a sum certain to be paid at completion, but rather the fee was to be reasonably based on the work that the appraiser actually completed. After D’Amore sent his bill to the defendant, there arose a disagreement between the parties as to the fee amount. There was no evidence, and the court did not find, that this disagreement was in bad faith on the part of either party. At no time prior to judgment did the defendant have actual control of the
D’Amore argues that the equities favor upholding the award of prejudgment interest against the defendant because the Travelers award would have been distributed, and thus his fee would have been paid had the defendant simply accepted his proposed fee. Were D’Amore’s argument correct, the defendant would have an equally valid claim for prejudgment interest against D’Amore as she, too, could not secure her portion of the Travelers award because D’Amore disputed her assessment of his fee.
The defendant did not agree contractually to pay a sum certain before D’Amore began his work, she had a good faith disagreement with D’Amore over the amount of his fee, and she did not actually control or benefit from the detention of the money. Thus, on the basis of these facts, no interest as provided in § 37-3a should have been awarded to the appraiser.
IV
Finally, the defendant also asks us to remand the case with instruction to the trial court to order that the remaining balance of the funds, after payment of umpire and appraisal fees, be paid to her. She notes that the court’s order of November 18, 2004, did not specify how the remaining funds should be distributed. Washington Mutual Bank, however, argues that the “corrected judgment” later issued by the court and filed on May 16, 2006, adequately addressed the omission by distributing the remaining funds to it. We agree with Washington Mutual Bank. At oral argument before this court, the defendant’s counsel stated that the defendant does not dispute the contract she had with Washington Mutual
“It is a well-settled general rule that the existence of an actual controversy is an essential requisite to appellate jurisdiction . . . .” (Internal quotation marks omitted.) Cammarota v. Planning & Zoning Commission, 97 Conn. App. 783, 796, 906 A.2d 741, cert. denied, 280 Conn. 941, 912 A.2d 475 (2006). As there is no actual controversy, at least at this time, between the defendant and Washington Mutual Bank as to the distribution of the proceeds between them, and there is no argument that the corrected judgment order is incorrect, we reject the defendant’s claim.
The judgment is reversed only as to the determination of the amount due to the appraiser, Robert D’Amore, and as to the award of interest thereon, and the case is remanded for a new trial on the appraisal fee. The judgment is affirmed in all other respects.
In this opinion GRUENDEL, J., concurred.
Also named as defendants were Robert F. D’Amore, Theodore Olynciw and Anchor Mortgage Services, Inc. Because only Christie has appealed, we refer to her in this opinion as the defendant. Washington Mutual Bank was subsequently substituted for Anchor Mortgage Services, Inc., and is an appellee in this appeal.
See General Statutes § 52-484, “Action in nature of interpleader,” which provides in relevant part: “Whenever any person has, or is alleged to have, any money or other property in his possession which is claimed by two or more persons, either he, or any of the persons claiming the same, may bring a complaint in equity, in the nature of a bill of interpleader, to any court which by law has equitable jurisdiction of the parties and amount in contro
In view of our conclusion that a new trial is necessary, we need not reach two other issues raised by the defendant. Christie claims that the intent of the parties at the time she contracted with D’Amore to appraise the damages to her home was that she should pay a substantially reduced fee if she should be unhappy with the service D’Amore provided and that $20,000 is the contractually appropriate fee. Because this question involves a factual finding of intent, which will be adduced at trial on remand, we do not address it. Christie also claims that the court abused its discretion in not granting her a continuance to allow a potential witness time to return to the state in order to testify. It is unlikely that this issue will arise again on remand and so it, too, is unaddressed.
The plaintiffs liability of $106,806 is not in dispute in this appeal.
Anchor Mortgage Services, Inc., had a security interest in the Christie property at the time that Christie obtained the policy of insurance. Washington Mutual Bank, the successor in interest to Anchor Mortgage Services, Inc., subsequently was substituted as a defendant in this case.
This sum was equal to the full amount of D’Amore’s bill for the appraisal services he provided, less $300 that he conceded at trial was not justified. The interest was awarded pursuant to General Statutes § 37-3a. See part III.
Typically, we review evidentiary determinations under the abuse of discretion standard of review. This is because, in the usual case, the trial court has, at least implicitly, exercised its discretion in determining that the probative value of otherwise relevant evidence either is or is not outweighed by other considerations unduly prejudicial to the defendant or the court system. This power of the court to conduct such a balancing is codified in § 4-3 of the Connecticut Code of Evidence. See also State v. DeMatteo, 186 Conn. 696, 702-703, 443 A.2d 915 (1982).
In other cases, abuse of discretion is appropriate as a standard for review because the trial court ruled pursuant to discretionary power provided by statute or rule. See, e.g., Practice Book § 13-4 (4). In cases, however, in
D’Amore argues that several of these claims should not be reviewed because the defendant did not formally object to the court’s evidentiary decisions and thus waived her right to appeal the court’s rulings. The defendant made clear to the court her reasons for requesting the various documents to review, and the court was aware of her disagreement with its rulings. See Pestey v. Cushman, 259 Conn. 345, 367, 788 A.2d 496 (2002). In light of the fact that the defendant was a pro se litigant who was clearly unfamiliar with the formal rules of evidence and procedure, we consider each of her denied production requests in reviewing this claim.
It is unclear from the transcript whether the document that D’Amore testified that he had given to the defendant was one of the documents she requested at trial or the document she requested prior to trial, as recorded in the letter she produced at the request of the court.
D’Amore takes the position that the court did not make its ruling as a matter of law, but rather exercised its discretion in rejecting each request, balancing the importance of letting the defendant examine the documents against the prejudice of undue delay. Although we conclude that the court made its ruling as a matter of law, we believe that, had the court used its discretion, its mechanical rejection of each of the defendant’s requests would constitute an abuse of discretion on these facts. The court’s discretionary rulings will not be reversed unless they are unreasonable, constituting an abuse of discretion.
We accord wide deference to the initial determinations of the trial court, although the appellate courts of this state will reverse the ruling of a trial court when they conclude that the court has abused its discretion. See, e.g., Burns v. Hanson, 249 Conn. 809, 825-28, 734 A.2d 964 (1999) (reversing evidentiary ruling as abuse of discretion); Esposito v. Presnick, 15 Conn. App. 654, 661-65, 546 A.2d 899 (holding that court abused discretion in sustaining objection to admission of tape recordings into evidence), cert. denied, 209 Conn. 819, 551 A.2d 755 (1988).
Here, there are several reasons that lead us to conclude that the court would have abused its discretion, were that the appropriate test, when it mechanically denied each of the defendant’s requests to examine certain documents in D’Amore’s possession. First, the defendant was acting pro se, and although this does not excuse her from learning the relevant rules of
Second, it appears that at least some of the requested material was in the courtroom, and perhaps even in the hand of D’Amore or his counsel, at the time of the request. It is difficult to see how allowing the defendant to examine at least some of the documents would lead to undue delay. Nor is it apparent how allowing the defendant to examine at least some of the requested documents would unfairly prejudice D’Amore, particularly when D’Amore stated that he would be “happy” to give her at least one of the requested documents. The information contained in the documents the defendant wanted to examine was not collateral, but rather the documents were directly related to D’Amore’s calculation of his bill, the reasonableness of which was the ultimate issue between the defendant and D’Amore.
Finally, and perhaps most importantly, the transcript reveals that the defendant may have, in fact, requested that at least some of the documents in question be disclosed prior to trial, but the court did not allow her to offer evidence of this even when she claimed to have had the evidence in her hand, instead implicitly ruling that she had made no such request.
Connecticut Code of Evidence! 1-2 (a), for example, provides in relevant part that one of the purposes of the code is to pursue the ends that “the truth may be ascertained and proceedings justly determined.”
We reach this issue because it is likely to arise again after remand, and the issue was briefed and argued before us. See Falby v. Zarembski, 221 Conn. 14, 26, 602 A.2d 1 (1992).
We have found one contrary case as to the lack of a need for a liquidated sum in order to obtain General Statutes § 37-3a interest, penned in the early years of the twentieth century. Loomis v. Gillett, 75 Conn. 298, 53 A. 581 (1902). Although the case has never been overruled, it has never been cited for the proposition that prejudgment interest is appropriate when damages are unliquidated. We conclude that the reasoning of that case has not been adopted in cases decided after 1902.
Concurring Opinion
concurring. I agree with the result reached by my colleagues and with the opinion’s well reasoned analyses of the claims regarding prejudgment interest and the distribution of excess funds. I write separately, however, because I do not believe the record supports a finding that the trial court based its eviden-tiary rulings on a misinterpretation of the law, thereby entitling us to exercise plenary review. I believe that repeated statements by the trial court that “I can’t allow you to do it now” or language in a similar vein reflect no more than colloquial speech and that these statements do not suggest that the court believed itself
Reference
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- Travelers Property and Casualty Company v. Heather Christie Et Al.
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