Borrelli v. H AND H CONTRACTING, INC.
Borrelli v. H AND H CONTRACTING, INC.
Opinion of the Court
Opinion
In this case about the installation of a septic system, the parties dispute whether the installer, in breach of contract or negligently, failed to construct the system in accordance with the plans of the designated architect. Resolving a number of factual disputes against the plaintiff landowners, the trial court rendered judgment holding them liable for unpaid bills for services rendered by the defendant installer. The plaintiffs’ principal claim is that the judgment should be set aside because the trial court failed to assign dispositive significance to the defendants’ pleadings. Because we are not persuaded that a fair reading of the record sustains this claim, we affirm the judgment of the trial court.
The plaintiffs have raised two issues on appeal. They maintain that, as a matter of law, the trial court improperly failed to conclude that the defendant was obligated to install the plaintiffs’ septic system in accordance with the plans prepared by Bascom Magnotta. They farther maintain that, as a matter of fact, the court improperly failed to find that the septic system was not operating properly. We are not persuaded.
The plaintiffs’ principal disagreement with the court’s judgment in favor of the defendant stems from their dissatisfaction with the statement in the court’s memorandum of decision that the sanitarian of Middletown approved the installation of the plaintiffs’ septic system. The plaintiffs construe this statement as a legal ruling by the court that the sanitarian’s approval was dispositive of the defendant’s compliance with its contract obligation. The court’s ruling was improper, according to the plaintiffs, because it disregarded the pleadings filed by the parties. We disagree with this construction of the record.
In the plaintiffs’ complaint, they alleged that the defendant was obligated to install the septic system in accordance with a blueprint prepared by Bascom Magnotta. In the defendant’s counterclaim, on which the court based its judgment, the defendant alleged nonpayment of bills presented to the plaintiffs that purported to represent work performed in compliance with the specifications in the blueprint. The plaintiffs rely on this pleading by the defendant as a judicial admission on its part that the court improperly failed to enforce.
Standing alone, the plaintiffs’ argument may be plausible, although it would be surprising to have an experienced trial court judge ignore the pleadings presented to her. We note that the plaintiffs did not avail themselves of the opportunity to file a motion for articulation to clarify this conundrum. See Practice Book § 66-5. Our examination of the record, however, leads to a different explanation for the court’s statement.
The plaintiffs are correct that the defendant agreed to comply with the Bascom Magnotta blueprint in installing the septic system for the plaintiffs. The plaintiffs are also correct that the defendant was not entitled
The standard of review that governs a trial court’s findings of fact is well established. “Questions of fact are subject to the clearly erroneous standard of review. ... A finding of fact is clearly erroneous when there is no evidence in the record to support it ... or when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed. . . . Because it is the trial court’s function to weigh the evidence ... we give great deference to its findings.” (Internal quotation marks omitted.) Reiner, Reiner & Bendett, P.C. v. Cadle Co., 278 Conn. 92, 107, 897 A.2d 58 (2006).
The factual issue that the trial court resolved in favor of the defendant relates to the defendant’s compliance with the blueprint specification that stated: “This work shall not be done within 2 days of a rainstorm, or if there is standing water in the fill area.” In their complaint, the plaintiffs had alleged that persistent wet grounds on their property in the vicinity of the septic system were attributable to the defendant’s failure to prepare the grounds in accordance with this specification at the time when it installed the system.
Magnotta was not at the work site when the defendant completed the installation of the septic system in March, 2000. In the absence of direct observations of the defendant’s performance, Magnotta based his criticism of the defendant’s installation on subsequent test borings, on his appraisal of a schedule of the dates on which the defendant had worked on the installation and on inferences he drew from rainfall data.
Without challenging Magnotta’s expert opinion about how a septic system should be installed, the defendant disputed Magnotta’s factual representations about what had transpired at the work site. It offered testimony that the work site had been prepared properly and that the fill had been installed properly. It challenged the
Magnotta discounted the significance of the sanitarian’s inspection. Whatever the sanitarian’s view, Magnotta was persuaded that “something was done very wrong and . . . there were just too many difficulties associated with this time of year and this type of soil to eliminate the problems that basically have occurred there with getting that material worked properly.” Asked whether he found the sanitarian incompetent, he answered, “Generally, yeah.”
On this state of the record, it was appropriate for the trial court to consider the probative value that it should assign to the sanitarian’s inspection. As the fact finder, the court had the authority to decide, contrary to Magnotta’s view, that the sanitarian’s contemporaneous approval of the septic system work site at the time that it was visible to the naked eye was evidence that the defendant had in fact complied with the applicable contract specifications.
There is no suggestion anywhere in the record that the Bascom Magnotta blueprint was unusual in requiring the installer of the septic system in this case to take possibly adverse weather conditions into account. Viewed from this perspective, the statement in the trial court’s opinion that the plaintiffs’ challenge properly may be construed as an evidentiary finding rather than as a description of the pleadings. The court stated that “the city of Middletown required that its sanitarian approve the installation of any septic system before the city would issue a certificate of occupancy on a residence. The sanitarian of the city of Middletown did
That these statements reasonably may be read as evidentiary observations relevant to whether the defendant has met its burden of proof is borne out by the undisputedly evidentiary nature of the court’s immediate next sentence, in which it found that “[t]he plaintiffs offered no evidence that the system is not operating properly.” Although the plaintiffs dispute this characterization of the record, their dispute does not turn a factual finding into a conclusion of law. As it had the authority to do, the court made a finding that the sanitarian’s approval was evidence of proper installation of the septic system and found that the plaintiffs offered no persuasive evidence to the contrary. In the absence of a contrary articulation by the court, we construe the record in favor of affirmance rather than reversal. State v. Medina, 228 Conn. 281, 292 n.10, 636 A.2d 351 (1994).
II
The plaintiffs’ alternate claim is that the trial court improperly failed to find that the septic system was not operating properly. As the plaintiffs recognize, to prevail on this claim, they must establish that the court’s findings were clearly erroneous. Carroll v. Perugini, 83 Conn. App. 336, 339-40, 848 A.2d 1262 (2004). We are not persuaded.
In its memorandum of decision, the trial court stated: “The plaintiffs offered no evidence that the system is not operating properly. The only evidence offered was that the system had ‘failed’ because samples taken on the property in an area near the septic system contained the presence of coliform bacteria. However, Ronald Borrelli admitted that he has sued one of his neighbors, claiming that runoff from the neighbor’s property was the cause of the presence of coliform bacteria on the property.” The court concluded that “[b]ased on the
In their challenge to the court’s finding as to the presence of coliform bacteria, the plaintiffs point once again to the testimony of Magnotta, their expert witness. In his view, “the site was set up and graded in such a way that all this surface water was either being diverted around the septic area, and any of the subsurface water would have been intercepted with the curtain drain that was present to protect the septic system from any uphill water.”
The trial court found, however, that the premise for the expert’s opinion had not been established. It found that the curtain drain, which had been constructed by the plaintiff Ronald Borrelli, did not function properly. “[The] functional failure of the curtain drain exacerbated the drainage problems on the property. However, there was no evidence that the conduct of [the defendant] caused or increased such problems.” The plaintiffs’ appeal does not challenge the validity of this finding.
We conclude, therefore, that the trial court’s judgment in favor of the defendant must be sustained. As the finder of fact, the court had the authority to resolve two disputed issues in favor of the defendant. It found that the defendant established that the septic system that it had installed for the plaintiffs conformed to the specifications to which the parties had agreed, so that the defendant was entitled to recover on its counterclaim for unpaid bills. It further found that the plaintiffs
The judgment is affirmed.
In this opinion GRUENDEL, J., concurred.
Robert Madore, Sr., also was named as a defendant in the plaintiffs’ complaint. The court found that “[o]ther than his signature on the permit for the septic system, there was no evidence presented that [Madore] participated in any way in the work performed on the plaintiffs’ property or that he had any contractual obligation whatsoever to the plaintiffs.” The plaintiffs do not challenge the court’s finding with regard to Madore, and that finding is not before us on appeal. We therefore refer to H & H Contracting, Inc., as the sole defendant in this appeal.
Paragraph 3 of the complaint alleges that “[i]n June of 1999, plaintiffs and defendants entered into a contract whereby defendants would perform site work at [Brooks Road, Middletown, Connecticut] including . . . d. install septic system according to plans prepared by Bascom Magnotta, Inc. . . .”
In a related allegation of negligence, the plaintiffs claimed that the defendant negligently permitted “the leaching fields [to be left] open for long periods of time and during periods of precipitation and/or . . . had failed to install gravel and sand properly resulting in compromise of the leaching fields and septic system.”
Indeed, it was his view that there was no time within February or March, 2000, when the septic system could have been scarified and installed properly.
We are not persuaded by the plaintiffs’ contention, in their reply brief, that it was improper for the defendant to rely on this finding without having filed a statement of issues pursuant to Practice Book § 63-4 (a) (1). The connection between the trial court’s various findings was plain on the face of the record.
Dissenting Opinion
dissenting. I respectfully dissent from the majority opinion. This breach of contract case raises two key questions: (1) whether the plaintiffs were entitled to have the defendant construct the designed septic system for which they bargained and (2) whether the trial court properly found that there was no evidence that the septic system was not working properly.
I
Although the majority states that it is not persuaded by the plaintiffs’ principal claim that the court improperly failed to assign dispositive significance to the pleadings, I am persuaded that the record supports the plaintiffs’ claim and warrants reversal of the judgment and a new trial. Paragraph 3 (d) of the plaintiffs’ complaint alleged that the defendant had agreed, via a contract, to “install [a] septic system according to plans prepared by Bascom Magnotta, Inc.” (Bascom Magnotta), on the plaintiffs’ property. In its answer to the plaintiffs’ complaint, the defendant specifically admitted this allegation. Furthermore, the defendant made an admission in its counterclaim when it pleaded in paragraph 1 that “[t]he [contracted] work included . . . (d) [installing the septic system pursuant to the blueprint prepared by [Bascom Magnotta] . . . .”
The defendant’s admission in the answer to the complaint and in its own counterclaim constituted binding judicial admissions that relieved the plaintiffs of any
Despite the importance of this question, both to the plaintiffs’ claim for breach of contract and to the defendant’s counterclaim for breach of contract, the court never made a finding that the septic system conformed to the plan provided by Bascom Magnotta. Rather, one of the troubling findings of the court was that “[t]he June, 1999 contract between the parties providefd] that [the defendant] will ‘put sand as required by print.’ That is the only reference to the [Bascom] Magnotta septic plan. No other language in that contract requires that [the defendant] grade to the elevations shown on the plan.” Clearly, this finding does not take into account the pleadings of the parties and the judicial admissions of the defendant. The defendant had admitted that it was required to adhere to the Bascom Magnotta septic plan both in its answer and in its counterclaim; this fact was not in dispute. Accordingly, in order to comply with the contract of the parties, the defendant was
The defendant on appeal argues that the trial court acted well within its discretion in “finding that the
Our precedent is clear: Parties are entitled to get that for which they bargain.
II
Additionally, however, I am troubled by the court’s finding that “[t]he plaintiffs offered no evidence that the system is not operating properly.” Although the court’s fact-finding is given deference under the clearly erroneous standard, I cannot defer to a finding that there was “no evidence” when, in fact, there was evidence that the septic system was not working properly. The record before us contains many references to the “bleed off’ of the septic waters and the expert opinion of Frank Magnotta, a civil engineer licensed by the state, that due to faulty installation, the septic system violated the state health code. Certainly, a septic system that violates the state health code cannot be said to be working properly. Although the trial court, if it noted Magnotta’s evidence, might have found the testimony not credible, its finding that there was “no evidence,” as opposed to no credible evidence, is not supported by the record. I would not affirm a judgment that was based on such a crucial factual finding that is contrary to the record. On this basis also, I would reverse the judgment and remand the case for a new trial.
Accordingly, I respectfully dissent.
“[T]he admission of the truth of an allegation in a pleading is a judicial admission conclusive on the pleader. ... A judicial admission dispenses with the production of evidence by the opposing party as to the fact admitted, and is conclusive upon the party making it. . . . Solomon v. Connecticut Medical Examining Board, 85 Conn. App. 854, 866, 859 A.2d 932 (2004), cert. denied, 273 Conn. 906, 868 A.2d 748 (2005); see also 71 C.J.S. 246, [Pleading] § 196 [2000] (admission in a plea or answer is binding on the party making it, and may be viewed as a conclusive or judicial admission). It is axiomatic that the parties are bound by their pleadings.” (Internal quotation marks omitted.) Rudder v. Mamanasco Lake Park Assn., Inc., 93 Conn. App. 759, 769, 890 A.2d 645 (2006).
The plan included the requirement that grading be in accordance with the specific contours set forth on the plan. The plaintiffs’ expert, Frank Magnotta, a civil engineer licensed by the state, testified that the grading performed by the defendants did not comply with the plan. Exhibit twenty-three, a certified grading as-built map, also demonstrates that grading was not in compliance with the plan. Magnotta also testified that the septic system "installation [did] not meet the requirements of the plan or the health code as far as operation and performance of that septic system.”
The court also acknowledged this in its memorandum of decision.
We also note that the Middletown health department application for the permit to construct the septic system, which was in evidence, stated that the engineering plan of Magnotta was to be utilized. Robert Madore, Sr., a licensed septic installer, was listed as the installer on the permit application, and it was signed by Madore. Two additional signatures appear on the permit application also; one is not legible and the other bears the signature of George Hill. Hill also testified that he went to the town hall to obtain this permit and that he was listed as Madore’s apprentice for that job.
The defendant argues that not all judicial admissions are binding and that the court may exercise its discretion in disregarding the judicial admissions of a party where contrary evidence is presented. His argument, however, is unpersuasive.
That is not to say that there must be absolute compliance with each and every minute term of a contract. Although at one time common law did require strict compliance with all terms of a contract, “[t]he general rule with respect to compliance with contract terms [now] ... is not one of strict compliance, but substantial compliance.” 15 S. Williston, Contracts (4th Ed. Lord 2000) § 44.52, pp. 217-18. “The doctrine of substantial performance shields contracting parties from the harsh effects of being held to the letter of their agreements. Pursuant to the doctrine of substantial performance, a technical breach of the terms of a contract is excused, not because compliance with the terms is objectively impossible, but because actual performance is so similar to the required performance that any breach that may have been committed is immaterial.” Id., 221-22.
This determination was crucial both to the plaintiffs’ claim and to the defendant’s counterclaim. Even if the court had determined that the plaintiffs had not proven that the defendant failed to adhere to the plan, the defendant, to be successful on its counterclaim, had to prove that it had complied with the plan.
Reference
- Full Case Name
- Ronald Borrelli Et Al. v. H and H Contracting, Inc., Et Al.
- Cited By
- 5 cases
- Status
- Published