Mulcahy v. Hartell
Mulcahy v. Hartell
Opinion of the Court
Opinion
The dispositive issue in this appeal is whether evidence of a plaintiff s posttreatment conduct may be offered by a defendant under a general denial for the purpose of showing that the plaintiffs conduct was the sole proximate cause of her injuries. Because the defendant, Gary E. Hartell, D.C., proceeded under a general denial, and did not plead comparative negligence as a special defense, the plaintiff, Robin Mulcahy, claims that the defendant was precluded from offering any evidence demonstrating that the plaintiffs own conduct caused her injuries. We disagree and, accordingly, affirm the judgment of the trial court.
This medical malpractice action arises out of a bacterial infection that the plaintiff developed after obtaining acupuncture treatment from the defendant on October 11, 2007. At the time, the plaintiff was being treated for breast cancer and was experiencing neuropathy.
The plaintiff commenced this medical malpractice action against the defendant, alleging that he was negligent in several respects. First, the plaintiff alleged that the defendant failed to utilize “clean needle techniques,”
Before trial, the plaintiff filed a motion in limine seeking to preclude evidence of her posttreatment conduct on the ground that the defendant had not pleaded comparative negligence or contributory negligence pursuant to Practice Book § 10-53. The defendant sought to introduce evidence of “an alternative theory of causation” — that is, that the plaintiffs cellulitis was not caused by the defendant’s failure to observe clean needle techniques, but rather by the plaintiffs wiping the wound with an unsterile item, such as her hand or a discarded tissue in her car, following the procedure. The defendant asserted that the purpose of this evidence was not to establish that the plaintiff was comparatively negligent; instead, it was to show that “[the
The plaintiff argued that any such evidence should be precluded because the defendant had not asserted comparative negligence or contributory negligence pursuant to Practice Book § 10-53 as a special defense. See General Statutes § 52-114 (“[i]f contributory negligence is relied upon as a defense, it shall be affirmatively pleaded by the defendant . . . and the burden of proving such contributory negligence shall rest upon the defendant”); Practice Book § 10-53 (“[i]f contributory negligence is relied upon as a defense, it shall be affirmatively pleaded by the defendant”); see also General Statutes § 52-572h (regarding procedures established for determining comparative negligence). Moreover, the plaintiff suggested the defendant improperly was attempting to introduce evidence of comparative negligence without carrying the burden of proof associated with raising such a defense. The plaintiff stated that her position in this regard was supported by this court’s decision in Forrestt v. Koch, 122 Conn. App. 99, 996 A.2d 1236 (2010).
The trial court, Peck, J., agreed with the defendant and denied the plaintiffs motion. The court held that the defendant was entitled to present evidence that the sole proximate cause of the plaintiffs injury was something other than the defendant’s conduct. Although the court acknowledged that “there is a fine line . . . between contributory negligence and a general denial,” it found that “the focus of the defense is on the issue of causation . . . .”
Consequently, at trial, the defendant presented expert testimony from Gary Schleiter, a physician who specialized in internal medicine and infectious disease, that
In accordance with its ruling on the motion in limine, the court instructed the jury that “the defendant takes the position that it was the plaintiffs own conduct in wiping her forehead in her car after leaving the office of [the defendant] that caused her cellulitis. [The defendant] cannot be held liable if [the plaintiffs] injuries were caused solely by this act, an act over which [the defendant] had no control; therefore if you find that this factor was the sole proximate cause of the plaintiffs injuries and that any negligence on the part of [the defendant] was trivial or inconsequential then you must return a verdict for the defendant.”
The jury found that the defendant violated the relevant standard of care by failing to observe clean needle techniques, specifically by neglecting to swab properly the area of needle insertion in the plaintiffs glabella with an alcohol wipe. The jury did not find, however, that this violation caused the plaintiffs injury.
On appeal, the plaintiff claims that the court erred in denying her motion in limine seeking to preclude evidence of her posttreatment conduct. Such evidence, the plaintiff claims, could have been properly introduced only if the defendant had pleaded the special defense of comparative negligence or contributory negligence pursuant to § 52-114 and Practice Book § 10-53.
The decisive issue is the distinction between cases in which the defendant asserts that the plaintiff has been comparatively negligent, and thus the defendant’s conduct could also be a proximate cause, and those cases in which the defendant claims that his conduct did not cause the plaintiffs injuries at all. An assertion of comparative negligence is consistent with the plaintiffs rendition of the facts, and therefore must be raised as a special defense. On the other hand, the claim that an actor other than the defendant caused the plaintiffs injuries is inconsistent with a prima facie negligence case, and, thus, can be pursued under a general denial. The essence of the defense at issue in the present case was that the plaintiff was entirely responsible for her injuries; therefore, the court correctly admitted it without the assertion of a special defense.
“The distinction between matters which may be proved under a general denial and matters constituting special defenses, which must be specifically pleaded, was enunciated in Pawlinski v. Allstate Ins. Co., 165 Conn. 1, 327 A.2d 583 (1973), where [our Supreme Court] observed . . . that the issues to be tried may be framed in several ways. A denial of a material fact places in dispute the existence of that fact. Even under a denial, a party generally may introduce affirmative evidence tending to establish a set of facts inconsistent with the existence of the disputed fact. ... If, however, a party seeks the admission of evidence which is consistent with a prima facie case, but nevertheless would tend to destroy the cause of action, the new matter must be affirmatively pleaded as a special defense.” (Citations omitted; internal quotation marks omitted.) Bernier v. National Fence Co., 176 Conn. 622, 629, 410 A.2d 1007 (1979). “[T]he purpose and history of the special defense rule . . . helps to clarify its effect. The purpose of pleading is to apprise the court and opposing counsel of the issues to be tried, not to conceal basic issues until the trial is under way.” (Internal quotation marks omitted.) Pawlinski v. Allstate Ins. Co., supra, 6.
Causation is an element of a cause of action in negligence. Archambault v. Soneco/Northeastern, Inc., supra, 287 Conn. 32. “[A] plaintiff must establish that
Evidence that an actor other than the defendant was the sole proximate cause of the plaintiffs injuries constitutes a factual scenario “inconsistent with the plaintiffs allegation that the proximate cause of the injuries to the [plaintiff] . . . was the negligence, whether sole or concurrent, of the defendant.” Bernier v. National Fence Co., supra, 176 Conn. 630. Therefore, such evidence properly is admitted pursuant to a general denial. Id.
In situations in which the defendant attempts to show that the plaintiff was the sole proximate cause of his injury, “there is neither need nor room for the doctrine of contributory negligence. . . . Contributory negligence is never properly invoked when the plaintiffs negligence alone causes the damage but only when the negligence of both the plaintiff and the defendant are contributing proximate causes of it.” (Emphasis in original.) 4 F. Harper et al., Torts (3d Ed. 2006) § 22.2, pp. 334-35; cf. Wagner v. Clark Equipment Co., 243 Conn. 168, 184, 700 A.2d 38 (1997) (“[comparative responsibility does not come into play . . . unless the defendant is found to have proximately caused [at least in part] the plaintiffs injuries”).
Thus, the defendant was entitled, under a general denial, to present evidence that the plaintiff caused her own injuries, because this defense constitutes a set of facts inconsistent with the defendant’s liability. See
The plaintiffs suggestion that the defendant was scheming to avoid the burden of proof associated with a comparative negligence claim is without merit. This contention overlooks the fact that “[cjontributory negligence is never properly invoked when the plaintiffs negligence alone causes the damage . . . .” (Emphasis in original.) 4 F. Harper et al., supra, § 22.2, p. 335. Because the defendant was not attempting to demonstrate that both he and the plaintiff concurrently caused the plaintiffs injury, he simply was not making a comparative negligence claim. Accordingly, there was no need for him to assert this special defense.
The plaintiff attempts to distinguish the rule enunciated in Bernier, which clearly allows a defendant to contest the issue of causation under a general denial, by drawing a distinction between third parties and plaintiffs. The plaintiff concedes that it is proper, under a general denial, for the defendant in a personal injury case to attempt to show that a third party is the sole proximate cause of the plaintiffs injuries, in order to negate its own negligence. She nonetheless argues that the same defense strategy is improper when it is the
Finally, the plaintiff’s reliance on Forrestt v. Koch, supra, 122 Conn. App. 99, is misplaced. In Forrestt, the plaintiffs sued an ophthalmologist and laser vision center for injuries the patient sustained following LASIK surgery. Id., 103. The defendants asserted as a special defense that the patient was comparatively negligent, in that, among other things, he failed to seek recommended medical treatment immediately after his post-treatment complications became apparent. Id. The defendants withdrew this special defense before closing arguments. Id., 103-104. Despite abandoning the comparative negligence defense, during closing argument, the defendants’ counsel persisted in attempting to shift some of the blame for the patient’s injuries to decisions he made after his injuries became manifest. See id., 104 — 105 (The defendants’ counsel argued before the jury, “[W]e don’t criticize [the patient for his decisions]. We just say, don’t criticize us . . . .” [Internal quotation
Forrestt is inapposite: it dealt with a defendant’s attorney’s attempt to imply, during closing argument, that a plaintiff was comparatively negligent after this special defense had been withdrawn and where the issues were framed such that the plaintiffs decisions had no bearing on the case. Forrestt says nothing about the decisive issue here, that is, whether a defendant may attempt to demonstrate that the plaintiff was the sole proximate cause of her own injuries, following a general denial.
The judgment is affirmed.
In this opinion the other judges concurred.
Neuropathy is “a disease involving the cranial nerves or the peripheral or automatic nervous system.” Stedman’s Medical Dictionary (27th Ed. 2000).
Cellulitis is a bacterial skin infection that occurs in the subcutaneous tissue or the dermis, which results in inflammation.
According to the plaintiffs expert witness, Richard Quintiliani, a physician who specializes in antibiotic therapy, the proximity of the plaintiffs cellulitis to her eye presented the risk of retinal orbital cellulitis, which can spread to the brain or result in meningitis.
Quintüiani testified that clean needle technique is the process of preparing an area of the skin that will be punctured by, for example, a needle or catheter, to reduce the prevalence of bacteria and, therefore, the risk of infection.
As to the informed consent claims, the jury found that the defendant had failed to disclose a known material risk of acupuncture, but that a reasonable person in the plaintiffs position, if advised of such a risk, still would have proceeded with the treatment.
The defendant preliminarily asserts that review of the plaintiffs claims is precluded by the general verdict rule. We disagree. “In a typical general verdict rule case, the record is silent regarding whether the jury verdict resulted from the issue that the appellant seeks to have acjjudicated.” Curry v. Burns, 225 Conn. 782, 790, 626 A.2d 719 (1993). Here, the defendant claims that it is impossible to know whether the jury decided the causation issue in his favor because the plaintiff failed to prove by a preponderance of the evidence that the defendant’s breach of the standard of care was the legal cause of the plaintiffs injury or, alternatively, because the plaintiffs conduct was the sole proximate cause of her injury. The general verdict rule, however, does not apply “to [various] grounds advanced to defeat the claimed cause of action which are admissible under mere denials of facts alleged in the complaint.” (Internal quotation marks omitted.) Id., 796. The rule does apply when the defendant denies the allegations in the complaint and asserts a special defense. See id.; see also Tetreault v. Eslick, 271 Conn. 466, 473, 857 A.2d 888 (2004) (applying general verdict rule where defendants denied allegations of complaint and asserted special defense of superseding cause). Because, as we explain, the defense asserted here was admissible under a general denial, the general verdict rule is not implicated.
Our discovery procedures are helpful in this regard. In the present case, for example, the plaintiff knew the defendant’s position prior to trial. She filed a motion in limine and did not object on a ground of nondisclosure.
Moreover, the court’s jury instructions on causation made it clear that comparative negligence was not at issue. The court explained that in order to accept the defendant’s sole proximate cause theory, it must find that the plaintiffs conduct “contribute[d] so powerfully to the production of [her] injury as to make the defendant’s negligent contribution to the injury merely trivial or inconsequential . . . .”
Case-law data current through December 31, 2025. Source: CourtListener bulk data.