State v. Richard S.
State v. Richard S.
Opinion of the Court
Opinion
The defendant, Richard S., appeals from the judgment of conviction, rendered after a jury trial, of one count of sexual assault in the second degree in violation of General Statutes § 53a-71 (a) (4) and one count of sexual assault in the third degree in violation of General Statutes § 53a-72a (a) (2). On appeal, the defendant claims that the trial court improperly (1) denied his motion for a judgment of acquittal on the ground that there was insufficient evidence to reach a guilty verdict, (2) precluded the admission of evidence relevant to his defense, and (3) denied his motion to suppress his oral and written statements to the police. We affirm the judgment of the trial court.
The jury reasonably could have found the following facts. The sixteen year old victim, A, was residing in Florida apart from her mother due to a discordant relationship with her mother. While A was living independently, she received a message from the defendant, her father, with whom she had not had contact since she was approximately five years old. After hearing about her current living situation and relationship with her mother, the defendant invited A to come to Connecticut
Approximately one month after A began living with the defendant, two incidents occurred in which the defendant inappropriately kissed A on her neck. Shortly thereafter, A disclosed these incidents to her friends. A testified that she returned to her father’s home because she had nowhere else to go and believed that her only option was to wait until she could contact her mother. On or about May 20, 2007, A and the defendant began drinking alcohol together. After having several drinks, A became intoxicated and went to the bathroom because she felt ill. The defendant followed A and sexually assaulted her in the bathroom.
The next day, on May 21, 2007, A left the defendant’s house and went to a nearby store to contact her mother; A was unable to complete the telephone call to her mother because she could not recall the defendant’s PIN number used to make long-distance calls. An individual on the street offered a cell phone to A, and she contacted her mother to disclose the sexual assault. A then contacted the police to report the assault and was taken to a hospital where she was examined by a sexual
The defendant was arrested and charged with one count of sexual assault in the second degree in violation of § 53a-71 (a) (4) and one count of sexual assault in the third degree in violation of § 53a-72a (a) (2). At the close of trial the defendant moved for a judgment of acquittal on the ground that the evidence was insufficient to establish that he was responsible for A’s general supervision and welfare as required by § 53a-71 (a) (4). The court denied the defendant’s motion, finding that the state had made aprima facie case and had produced sufficient evidence to submit the question of the defendant’s guilt to the jury. The jury found the defendant guilty of both counts. The court sentenced the defendant to a total effective term of fifteen years imprisonment, suspended after eight years, and twenty years probation. This appeal followed. Additional facts are set forth as necessary.
I
The defendant first asserts that the court erred in denying his motion for a judgment of acquittal because the evidence was insufficient to support his conviction pursuant to § 53a-71 (a) (4). Specifically, the defendant argues that the evidence demonstrates that he and A had been estranged for a significant portion of her life, and that A was living independently and only visiting the defendant temporarily. According to the defendant, this evidence is not sufficient to prove that he was
We set forth the standard of review and legal principles that guide our analysis. “In reviewing a sufficiency of the evidence claim, we apply a two-part test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the [trier of fact] reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt. ... In evaluating evidence, the trier of fact is not required to accept as dispositive those inferences that are consistent with the defendant’s innocence. . . . The trier may draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and logical. . . . This does not require that each subordinate conclusion established by or inferred from the evidence, or even from other inferences, be proved beyond a reasonable doubt . . . because this court has held that a [trier’s] factual inferences that support a guilty verdict need only be reasonable. . . .
“[A]swe have often noted, proof beyond a reasonable doubt does not mean proof beyond all possible doubt
Next, we turn to the essential elements of the offense at issue to determine whether there is a reasonable view of the evidence that supports the guilty verdict. Section 53a-71 (a) provides in relevant part that “[a] person is guilty of sexual assault in the second degree when such person engages in sexual intercourse with another person and ... (4) such other person is less than eighteen years old and the actor is such person’s guardian or otherwise responsible for the general supervision of such person’s welfare.” Our Supreme Court has previously construed subsection (a) (4) on two separate occasions, first in State v. Burney, 189 Conn. 321, 465 A.2d 1335 (1983),
In Burney, the victim had been staying at the defendant’s home for approximately one and one-half months before the sexual assault. The victim’s mother claimed that the defendant was the victim’s biological father, but his name was not Usted on the victim’s birth certificate. The victim’s mother further testified that the defendant treated the victim as his daughter, buying her presents and providing for her needs. Id., 323-24. In concluding that the evidence was insufficient to estabhsh that the defendant was responsible for the victim’s general supervision or welfare, the court observed that there was no evidence that the victim’s mother intended to relinquish responsibility to the defendant and, to the contrary, the victim’s mother called the defendant, leaving instructions for her daughter to return home. Id., 328.
We are not persuaded by the defendant’s arguments that A was independent and temporarily visiting the defendant. At the outset, we note that neither the subjective intent of A nor of the defendant is dispositive in this case. First, the defendant was, in fact, A’s biological father, and contacted her after a lengthy period of estrangement in order to establish a relationship. Additionally, the defendant provided A with the necessary financial assistance in order for her to travel to Connecticut, opened his home to her, and provided her with food, lodging and transportation. Although A did not bring all of her belongings, she testified that she intended to stay with the defendant as long as possible to make up for lost time and further testified that she was welcomed into the defendant’s home by his family. Indeed, A had already been residing with the defendant for approximately one month at the time of the sexual assault.
Although A spoke with her mother regularly, and A’s mother retained her social security card, we are not persuaded by the defendant’s argument that these facts
II
The defendant next claims that the court improperly precluded evidence that was relevant to his defense that he was not responsible for A’s general welfare. We are not persuaded.
“The standard of review we apply to a trial court’s evidentiary rulings is well settled. Such rulings are entitled to great deference. . . . The trial court is given broad latitude in ruling on the admissibility of evidence, and we will not disturb such a ruling unless it is shown that the ruling amounted to an abuse of discretion.” (Internal quotation marks omitted.) State v. Abreu, 106 Conn. App. 278, 282, 941 A.2d 974, cert. denied, 286 Conn. 919, 946 A.2d 1249 (2008).
The defendant argues on appeal that, although the statement contained information regarding A’s prior misconduct, it was nonetheless admissible pursuant to Connecticut Code of Evidence § 4-5 (c) to challenge the state’s proof of an element of the crime.
The court had before it several bases upon which it could have excluded the disputed portion of the defendant’s statement. When the court does not articulate a factual or legal basis for its ruling, as in the present case, it is appropriate to seek a motion for articulation. Orcutt v. Commissioner of Correction, 284 Conn. 724, 738, 937 A.2d 656 (2007) (“[i]t is . . . the responsibility of the appellant to move for an articulation ... of the record [when] the trial court has failed to state the basis of a decision” [internal quotation marks omitted]); see also Practice Book § 61-10. In the absence of an articulation, we read the record in a manner to support the judgment of the trial court. “[W]e do not presume error; the trial court’s ruling is entitled to the reasonable presumption that it is correct unless the party challenging the ruling has satisfied its burden demonstrating the contrary.” (Internal quotation marks omitted.) State v. Baker, 50 Conn. App. 268, 275 n.5, 718 A.2d 450, cert. denied, 247 Conn. 937, 722 A.2d 1216 (1998); see also State v. Reynolds, 264 Conn. 1, 29 n.21, 836 A.2d 224 (2003) (“[i]n the absence of any evidence to the contrary, [j]udges are presumed to know the law . . . and to apply it correctly” [internal quotation marks omitted]), cert. denied, 541 U.S. 908, 124 S. Ct. 1614, 158 L. Ed. 2d 254 (2004). The defendant has failed to meet this burden.
While factually distinguishable from the present case, the general principles set forth in State v. Crumpton, 202 Conn. 224, 520 A.2d 226 (1987), are instructive. In Crumpton, the defendant argued that the trial court applied the incorrect law when denying his motion to preclude the state from mentioning his prior conviction of robbery in the second degree, yet the record did not conclusively reveal the basis of the trial court’s decision. Id., 226-31. Our Supreme Court affirmed the
Although the state argued several grounds in support of precluding the admission of the disputed statements and the record in this case does not reveal the basis of the court’s decision, we note that the court had before it the proper considerations to determine that the evidence was not admissible to challenge the state’s proof of an element of the crime pursuant to § 4-5 (c) of the Code of Evidence. In fact, in opposition to the state’s motion to redact, the defendant specifically argued to the court that the statements at issue were relevant to prove that A possessed self-seeking motives—namely, escaping potential criminal liability—when she moved to Connecticut to live with the defendant, and therefore did not place herself under his general supervision. See id., 231-32. Absent an articulation regarding the legal basis for the trial court’s decision, we will not speculate that the trial court failed to consider § 4-5 in reaching its conclusion. See State v. Elson, 125 Conn. App. 328, 365-66, 9 A.3d 731 (2010) (“speculation and conjecture . . . have no place in appellate review” [internal quotation marks omitted]), cert. granted on other grounds, 300 Conn. 904, 12 A.3d 572 (2011). Accordingly, we presume that the court did not err in granting the state’s motion to redact portions of the defendant’s statement. See State v. Crumpton, supra, 202 Conn. 232 (“a claim of error cannot be predicated on an assumption that the trial court acted erroneously” [internal quotation marks omitted]). For the foregoing reasons, we cannot conclude that the trial court abused its discretion in precluding the admission of the disputed portions of the defendant’s May 21, 2007 statement.
On appeal, the defendant asserts that this testimony was relevant to prove that A’s stay with him was temporary and that she was not subject to his supervision. We are not persuaded. “Section 4-1 of the Connecticut Code of Evidence provides in pertinent part that evidence is relevant if it has any tendency to make the existence of any fact that is material to the determination of the proceeding more probable or less probable than it would be without the evidence.” (Internal quotation marks omitted.) State v. Johnson, 107 Conn. App. 188, 193, 944 A.2d 416, cert. denied, 288 Conn. 905, 953 A.2d 650 (2008). We agree with the court that how A supported herself financially and whether A was trying to return to Florida when she alleged that the defendant sexually assaulted her does not make it more or less likely that the defendant was responsible for her general supervision at the time he assaulted her in Connecticut. Accordingly, we cannot conclude that the court abused its discretion by precluding inquiry into these matters.
The defendant finally claims that the court erred in denying his motion to suppress the statements he made to the police on May 21, 2007, and May 22, 2007. The defendant’s claim that the court improperly denied his motion to suppress is twofold. The defendant first contends that the court improperly concluded that he was not in custody at the time he gave the respective statements. He also argues that the court improperly determined that his statements were given voluntarily. We are not persuaded.
The following additional facts are necessary to our resolution of the defendant’s claims. At the hearing on the defendant’s motion to suppress, Richard Good, a Torrington police detective, testified that he was assigned to investigate A’s assault on May 21, 2007, and interviewed the defendant that same morning. Good and another officer went to the defendant’s home, dressed in plain clothes in an unmarked car, and explained to the defendant that they were investigating a complaint made by A. Good then asked the defendant to come to the police station to speak with him privately because the complaint was of a sensitive nature. Good explained that because the defendant did not drive, he gave the defendant a ride to the police station. The defendant rode in the backseat of the unmarked police car, which had no partition between the back and front seats.
Good testified that upon arriving at the police station, he placed the defendant in his office, leaving the door open for safety and so the defendant did not get the impression that he was not free to leave. Good stated
Good spoke with the defendant again the following day, on May 22, 2007, after he had interviewed A. Good once again drove the defendant to the police station, and Good testified that he again informed the defendant that he was not under arrest and was free to leave at any time. Good described the defendant’s demeanor as nervous yet cooperative and more at ease than the day before. Good stated that he disclosed to the defendant the additional details A had provided and that as the conversation progressed the defendant admitted that some of A’s allegations may be accurate. Good explained that he typed a written statement, dated May 22,2007, which the defendant signed after reading, making a correction and confirming its accuracy. According
The defendant testified at the hearing that he did not recall going to the police station with Good on May 21, 2007, but that he did remember going on May 22, 2007. The defendant could not clearly recall the substance of either of his typed statements, whether he was informed that he had a right to have an attorney present or whether he actually read the typed statements before he signed them. As to the May 22, 2007 interview, the defendant recalled that he felt nervous, scared and “bombarded . . . .” The defendant also argued that during the May 22, 2007 interview, an officer told him that the DNA results came back positive “and that there’s no way out . . . .” Good testified that he may have informed the defendant that the police were attempting to gather DNA evidence, but did not recall telling the defendant that the police already had DNA evidence that could be used against him.
The court issued a ruling from the bench denying the defendant’s motion to suppress. Based on the totality of circumstances, the court found that the defendant was not in custody on either day when he was questioned by the police and that Good drove the defendant to the station under the same conditions on both days. Specifically, Good was dressed in plain clothes and transported the defendant in an unmarked car, the defendant was not handcuffed, the defendant was free to leave at any time and was aware that he was free to leave, and the defendant indicated that he wanted to cooperate with the investigation.
The court further concluded that the defendant’s statements were voluntary and that his will was not overborne. In so concluding, the court observed that there was no medical testimony indicating that the defendant suffered from a condition affecting his will or ability to understand. Crediting Good’s testimony, the court also found that the defendant read and signed both statements. Specifically, the defendant made a correction to his May 22, 2007 statement, from which the court inferred that the defendant absolutely read the statements, knew what he was signing, was not forced to sign the statements, and that his will was not overcome by any of the actions of the officers or any condition on his behalf that would leave him incapable of making a knowing and voluntary statement. The statements were admitted as full exhibits at the defendant’s trial and read to the jury.
We first address the defendant’s argument that the court improperly determined that he was not in custody at the times that he gave his statements. The defendant contends that on both days the police made statements that created a police dominated atmosphere that would cause a reasonable person to believe that he was not free to leave. We disagree.
At the outset, we set forth the standard of review that will guide our analysis of these claims. “Our standard of review of a trial court’s findings and conclusions in connection with a motion to suppress is well defined.
“Two threshold conditions must be satisfied in order to invoice the warnings constitutionally required by Miranda [v. Arizona, 384 U.S. 436, 478-79, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966)]: (1) the defendant must have been in custody; and (2) the defendant must have been subjected to police interrogation. ... A person is in custody only if, in view of all of the surrounding circumstances, a reasonable person would have believed he was not free to leave. . . . The ultimate inquiry [therefore] is simply whether there is a formal arrest or restraint on freedom of movement of the degree associated with a formal arrest.” (Citations omitted; internal quotation marks omitted.) State v. Mucha, 137 Conn. App. 173, 188-89, 47 A.3d 931, cert. denied, 307 Conn. 912, 53 A.3d 998 (2012).
In concluding that the defendant was not in custody at the time he made either statement, we examine several relevant factors. First, the defendant voluntarily accompanied the police for questioning on both days and indicated that he wanted to cooperate with the investigation. See State v. Bridges, 125 Conn. App. 72, 80-81, 6 A.3d 223 (2010), cert. denied, 300 Conn. 931, 17 A.3d 68 (2011). Second, the defendant was informed that he was not under arrest and was free to leave at any time on both occasions. “[A] fact finder reasonably might
The defendant also argues that the court erred in admitting his May 21, 2007 and May 22, 2007 statements because both were involuntary. We disagree. “In order to be voluntary a confession must be the product of an essentially free and unconstrained choice by the maker. . . . [T]he test of voluntariness is whether an examination of all the circumstances discloses that the conduct of law enforcement officials was such as to overbear [the defendant’s] will to resist and bring about confessions not freely self-determined ....
“The ultimate question of whether a defendant’s will has been overborne, thus resulting in an involuntary*616 statement in a particular case, involves ... an assessment of the totality of all the surrounding circumstances—both the characteristics of the accused and the details of the interrogation. . . . Furthermore, the scope of review is plenary on the ultimate question of voluntariness, but the trial court’s findings regarding the circumstances surrounding the defendant’s questioning and confession are findings of fact that will not be overturned unless they are clearly erroneous.” (Citations omitted; internal quotation marks omitted.) State v. Stephenson, 99 Conn. App. 591, 596-97, 915 A.2d 327, 282 Conn. 903, 919 A.2d 1037 (2007).
We are not persuaded that the circumstances under which the defendant provided his statements were coercive. First, the defendant has not pointed us to any evidence in the record indicating that he was particularly susceptible to coercion, and the court determined that there was no evidence indicating that the defendant was incapable of making a voluntary and knowing statement. The defendant maintains that his use of alcohol the evening prior to giving his first statement rendered his statement involuntary. “The use of drugs or the ingestion of alcoholic beverages does not, in and of itself, render a subsequent confession inadmissible, but it is one factor to be considered in judging the voluntariness of a statement.” (Internal quotation marks omitted.) State v. Abreu, supra, 106 Conn. App. 293. Good testified that the defendant did not appear to be intoxicated dming the May 21, 2007 interview, and indeed the court specifically found that the defendant was not intoxicated at the time he gave this statement. Furthermore, the record indicates that the defendant went to the station voluntarily, wanted to cooperate with the investigation and was not subjected to lengthy periods of grueling interrogation. See id., 293-94. We do not find persuasive the defendant’s argument that his fragile emotional state rendered his statements involuntary. To
Based on our scrupulous review of the record, we conclude that the court’s findings are supported by the record and, therefore, are not clearly erroneous. We further conclude that the court properly determined that the defendant’s statements were voluntary. Accordingly, we conclude that the court did not err in denying the defendant’s motion to suppress on that basis.
The judgment is affirmed.
In this opinion the other judges concurred.
In count one of its long form information, the state charged the defendant with sexual assault in the second degree in violation of § 53a-71 (a) (4), alleging specifically that the defendant had engaged in sexual intercourse with A while she was under the age of eighteen and that “[the defendant] was responsible for the general supervision of [A’s] welfare . . . .” Because the state did not allege that the defendant violated § 53a-71 (a) (4) in his capacity as A’s guardian, we limit our analysis to the defendant’s claim that the evidence was insufficient to support a finding that he was generally responsible for A’s supervision.
We observe that at the time our Supreme Court decided Burney, § 53a-71 (a) (4) was then designated as subsection (a) (3). See State v. Snook, 210 Conn. 244, 266, 555 A.2d 390, cert. denied, 492 U.S. 924, 109 S. Ct. 3258, 106 L. Ed. 2d 603 (1989). For consistency we refer to that provision as subsection (a) (4) throughout this opinion.
The contested portion of the defendant’s May 21, 2007 statement provides: “[A] thought that her boyfriend was going to be able to come up to Connecticut too, I had told her that I would try to get him up here, but then I found out more about him. [A’s] mother told me he messes with little girls and that he deals drugs. [A’s mother] told me that [A] and her boyfriend were chased by the police. When they got pulled over, he was arrested on a warrant. And when [A] was chased, they found cocaine in her bra. I don’t know if [A] was arrested for that. [A] told me they were stopped for no reason and that the drugs were not hers, but she hid them. [A’s mother] told me that she believes [A] was sexually assaulted by one boyfriend but not the second time.”
Section 4-5 (a) of the Connecticut Code of Evidence provides in relevant part that “[e]vidence of other crimes, wrongs or acts of a person is inadmissible to prove the bad character or criminal tendencies of that person.”
Section 4-5 (b) of the Connecticut Code of Evidence provides in relevant part that “[e]vidence of other crimes, wrongs or acts of a person is admissible for purposes other than those specified in subsection (a), such as to prove ... an element of the crime . . . .”
At the defendant’s trial, A had testified that she was not employed while she was living independently from her mother.
The defendant argues that the court’s evidentiary rulings violated his constitutional rights to confrontation and to present a defense. Because we conclude that the court’s evidentiary rulings were proper, we further conclude that the defendant’s constitutional claims are without merit. State v. Abrrn, supra, 106 Conn. App. 282 (“As we [have] observed, [a] defendant’s right to present a defense does not include a right to present evidence that properly is excluded under the rules of evidence. . . . The defendant’s sixth amendment right . . . does not require the trial court to forgo completely restraints on the admissibility of evidence. . . . Generally, [a defendant] must comply with established rules of procedure and evidence in exercising his right to present a defense.” [Internal quotation marks omitted.]).
Good explained that standard warnings pursuant to Miranda v. Arizona, 384 U.S. 436, 478-79, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966), were on the top of each page of the defendant’s respective statements, and that the defendant indicated that he had read the entire statement, including the Miranda warnings, but Good denied specifically discussing the warnings with the defendant.
The court specifically observed that “[the defendant] was never put in handcuffs by the police. He was not taken in a marked car. [The car had] no . . . barrier placed between [the defendant] and the officer who drove him. [Good testified] that the defendant . . . didn’t have the ability to drive, so [he offered] to drive [the defendant] to the police station. . . . [B]y [the defendant’s] own testimony, he indicated he was trying to cooperate with the police. And [the defendant] was never told at any time that he could not leave the police station. He was not under arrest at any time.”
Reference
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- STATE OF CONNECTICUT v. RICHARD S.
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