Turner v. State
Turner v. State
Opinion
The petitioner, Corey Turner, appeals from the judgment of the trial court denying on statute of limitations grounds his petition for a new trial filed pursuant to General Statutes § 52-270. 1 The petitioner concedes that he filed his petition outside of the three year limitations period set forth in General Statutes § 52-582. 2 Instead, he claims that the trial court improperly failed to exercise its equitable power to toll the statute of limitations, thereby unfairly denying him access to a remedy. We conclude that the petitioner's failure to comply with § 52-582 deprived the court of jurisdiction to consider the petition. Because the court should have dismissed the untimely petition, rather than having denied it, we reverse the judgment of the trial court only as to the form of the judgment and remand with direction to dismiss the petition for new trial.
The record reveals the following relevant facts and procedural history. In 1997, the petitioner was found guilty of murder in violation of General Statutes § 53a-54a and assault in the first degree in violation of General Statutes § 53a-59, for which he received a total effective sentence of sixty years of incarceration.
Turner
v.
Commissioner of Correction
,
State
v.
Turner
,
On December 7, 2012, the self-represented petitioner filed the underlying petition for a new trial pursuant to § 52-270. On December 30, 2013, the petitioner amended his petition. The amended petition asserted that the state had engaged in "sham negotiations or a false promise of compromise" that was "intended to induce the petitioner to surrender his right to a hearing on his motion to suppress the in and out of court identification of the petitioner as the perpetrator ...." The petitioner also alleged that the state had solicited and offered "perjured, false or misleading testimony" from its principal identification witness and that, but for those actions, he would have prevailed on his motion to suppress, and the results of his criminal trial would have been different, including a possible dismissal of all charges.
The respondent, the State of Connecticut, answered the petition for new trial, asserting by special defense that the petitioner was not entitled to relief because the petition had been filed more than three years after judgment was rendered and, thus, was barred by § 52-582(a), the applicable statute of limitations. In response, the petitioner asserted that although the governing statute of limitations admittedly had expired, the court was not bound to apply the statute of limitations, and could exercise its equitable powers to consider and ultimately grant his petition.
The court held a hearing on the petition for new trial on January 8, 2014. At that time, the court, Mullarkey , J. , indicated to the parties that it was concerned that it lacked jurisdiction to entertain an untimely petition. The respondent took the position that the petitioner's failure to file his petition within the applicable limitations period did not implicate the court's jurisdiction, but only provided the respondent with an affirmative defense, which it had pleaded. The court indicated that it would need to decide the jurisdictional issue first. 4 The court nevertheless proceeded to hear evidence on the merits of the petition. 5
The parties later submitted posttrial briefs. The petitioner's posttrial brief addressed the court's jurisdictional concern in a footnote, in which he again acknowledged that the governing statute of limitations set forth in § 52-582(a) had expired prior to his filing the petition, but argued that the court nevertheless had jurisdiction to consider its merits. According to the petitioner, "[i]n an equitable proceeding, a court may provide a remedy even though
the governing statute of limitations has expired, just as it has discretion to dismiss for laches an action initiated within the period of
the statute.
Dunham
v.
Dunham
,
On August 14, 2014, the court rendered a judgment denying the petition for new trial on statute of limitations grounds. The court determined that, for purposes of § 52-582, "the rendition of the judgment" had occurred on October 10, 1997, when the petitioner was sentenced in the underlying criminal matter. See
Holliday
v.
State
,
Rather than disposing of the petition for new trial solely on the basis of the uncontested fact that the petitioner had not filed it within the three year statute of limitations, the trial court indicated as part of its rationale for denying the petition that the petitioner had failed to provide the court with any explanation that would have justified a late petition. The court stated that even if it had equitable authority to consider a late petition, it lacked any evidentiary basis to do so in this case. The court suggested that it was the petitioner's burden to show that some injustice had prevented the petitioner from filing the petition before the statute of limitations had run. The court concluded that, taking into account the nature of the petitioner's claim, it could find "nothing that would have prevented the petitioner from pursuing it within the limitation period." As previously noted, the court explicitly stated that the petitioner was "not alleging fraudulent concealment, or any other impropriety, that would have caused him any delay in raising the claim." The court denied the petition for new trial and, subsequently, granted the petitioner certification to file an appeal in accordance with General Statutes § 54-95(a). 7 This appeal followed.
The petitioner's sole claim on appeal is that the court abused its discretion in determining that his petition for new trial was barred by the relevant statute of limitations, arguing that, in the interest of justice, a trial court in equitable proceedings is not obligated to adhere to a statute of limitations. Inherent in the petitioner's claim is a presumption that the limitations period set forth in § 52-582 was not jurisdictional in nature and that the court had the authority to consider and apply principles of equitable tolling. 8 The respondent counters that the trial court lacked any discretion regarding whether to apply the statute of limitations and argues in the alternative that, even if it had such discretion, it properly declined to exercise it in this case. We agree with the respondent that the trial court lacked discretion to consider a petition that was filed outside the limitations period.
Our Supreme Court has made clear that a court lacks the authority to apply the doctrine of equitable tolling or otherwise exercise discretionary authority to extend a limitations period if the applicable statute of limitations constitutes a limit on the court's subject matter jurisdiction.
Williams
v.
Commission on Human Rights & Opportunities
,
Whether the court had subject matter jurisdiction to consider a late petition for new trial presents a question of law over which our review is plenary.
Allen
v.
Commissioner of Revenue Services
,
When construing a statute, "[o]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. ... In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether the language actually does apply. ... In seeking to determine that meaning, General Statutes § 1-2z directs us first to consider the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered. ... When a statute is not plain and unambiguous, we also look for interpretive guidance to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter ...." (Internal quotation marks omitted.)
Kasica
v.
Columbia
,
Looking to the text of § 52-582, the statute provides in relevant part that "[n]o petition for a new trial in any civil or criminal proceeding shall be brought but within three years next after the rendition of the judgment or
decree complained of ...."
10
Accordingly, the relevant statutory language provides that, following the "rendition of the judgment," which, in a criminal
case, is indisputably the sentencing date; see
State
v.
Bruno
,
"Definitive words, such as must or shall, ordinarily express legislative mandates of nondirectory nature. ... [T]he word shall creates a mandatory duty when it is juxtaposed with [a] substantive action verb." (Citation omitted; internal quotation marks omitted.)
Wiseman
v.
Armstrong
,
State
v.
Ramos
, supra,
With respect to interpreting the language of § 52-582, we do not write on a clean slate regarding whether the legislature intended to create a jurisdictional bar. In
State
v.
Ramos
, supra,
Furthermore, as our Supreme Court also indicated in
Ramos
, the legislature "amply has demonstrated that it knows how to provide good cause exceptions to time limitations if it so intends."
If the legislature had wanted to leave open the possibility that a petition filed outside the three year period could be entertained by the court for equitable reasons, it easily could have done so with express language. Overall, we are convinced that the unambiguous and unqualified language used by the legislature in § 52-582 evinces that a petition must be filed within the stated three year limitations period, otherwise the court lacks jurisdiction to consider it.
Next, in addition to analyzing the statutory language contained in § 52-582, we must take into consideration the entire statutory scheme at issue, and more particularly construe § 52-582 together with § 52-270. Because a petition for new trial under § 52-270 is a statutorily created proceeding, its scope necessarily is limited by the terms of the statutory scheme governing its use. See
Black
v.
Universal C. I. T. Credit Corp.
,
The notion that the limitation period is intended as a jurisdictional bar is certainly more compelling in a
criminal law context.
State
v.
Ramos
, supra,
"It is well established that under the common law a trial court has the discretionary power to modify or vacate a criminal judgment before the sentence has been executed. ... This is so because the court loses jurisdiction over the case when the defendant is committed to the custody of the commissioner of correction and begins serving the sentence .... There are a limited number of circumstances in which the legislature has conferred on the trial courts continuing jurisdiction to act on their judgments after the commencement of sentence. ... See, e.g., General Statutes §§ 53a-29 through 53a-34 (permitting trial court to modify terms of probation after sentence is imposed); General Statutes § 52-270 (granting jurisdiction to trial court to hear petition for a new trial after execution of original sentence has commenced); General Statutes § 53a-39 (allowing trial court to modify sentences of less than three years provided hearing is held and good cause shown).... Without a legislative or constitutional grant of continuing jurisdiction, however, the trial court lacks jurisdiction to modify its judgment." (Citations omitted; internal quotation marks omitted.)
State
v.
Lawrence
,
A petition for new trial pursuant to § 52-270 is in clear derogation of the common law because it grants the trial court continuing jurisdiction over criminal matters
following sentencing. Any statutory
limitation on the filing of a petition for new trial should be strictly construed in favor of limiting the scope of its use, which in this case militates in favor of construing the three year limitations period in § 52-582 as a strict jurisdictional bar. Such a construction is supported by our Supreme Court's recent holding in
Allen
v.
Commissioner of Revenue Services
, supra,
In support of his claim that the trial court had equitable authority to look past the petitioner's failure to comply with the statutorily proscribed time limit, the petitioner relies, as it did before the trial court, on a passage from
Dunham
v.
Dunham
, supra,
In
Dunham
, the trial court had directed a verdict in favor of the plaintiff in an action that included a count seeking to set aside a probate decree on the basis of allegations that the defendant had exercised undue influence in preparing and securing the execution of a will. Id., at 308,
Although the petitioner finds support for his position in the court's statement that "in an equitable proceeding, a court may provide a remedy even though the governing statute of limitations has expired"; id., at 326,
Finally, in the past, appellate courts considering whether a limitations period was jurisdictional in nature and,
thus, could be raised sua sponte by the court, looked to whether the statute containing the limitations period was the same statute that created the cause of action for which the limitations period was intended to apply. "The general rule is that where the right of
action exists independently of the statute in which the limitation is found, such a statutory bar is considered personal and procedural, and it is deemed waived unless it is specially pleaded. ... This is so because it is considered that the limitation acts as a bar to a remedy otherwise available. ... In these instances, a trial court may not raise the limitation on its own motion. [If], however, a specific limitation is contained in the statute which establishes the remedy, the remedy exists only during the prescribed period and not thereafter. In this situation, the court may properly raise the statute of limitations issue on its own motion because it is considered substantive or jurisdictional, and not subject to waiver." (Citations omitted.)
Orticelli
v.
Powers
,
Although, in the present case, the limitations period for a petition for new trial is not contained in § 52-270, the statute creating that right of action, we are unconvinced that this is a decisive factor in deciding the issue before us. Whether the statute creating the cause of action also contains the limitation period is but one factor to be considered in divining the legislative intent. Our Supreme Court recently has suggested that in ascertaining whether the legislature intended a limitation period to be jurisdictional, it is more instructive to observe whether the limitation period is a condition imposed on a statutorily created right of action or, conversely, an action that existed under the common law. "The former generally is deemed to be jurisdictional, whereas the latter is not."
Neighborhood Assn., Inc.
v.
Limberger
, supra,
Having considered the text of the statute itself and its relationship to other statutes, we are convinced that the legislature intended the three year limitations period set forth in § 52-582 to be a jurisdictional bar. The petitioner concedes that the underlying petition was filed more than three years after he was sentenced in the underlying criminal action. Because the petition was not timely, and the statutory exception for newly discovered DNA evidence was inapplicable, the court was without subject matter jurisdiction to consider the merits of the petition.
Having determined that the court lacked subject matter jurisdiction to consider the petition for new trial, we conclude that the court should have dismissed rather than denied the petition. See
State
v.
Tabone
,
The form of the judgment is improper, the judgment denying the petition for new trial is reversed, and the case is remanded with direction to render judgment dismissing the petition for new trial.
In this opinion the other judges concurred.
General Statutes § 52-270(a) provides: "The Superior Court may grant a new trial of any action that may come before it, for mispleading, the discovery of new evidence or want of actual notice of the action to any defendant or of a reasonable opportunity to appear and defend, when a just defense in whole or part existed, or the want of actual notice to any plaintiff of the entry of a nonsuit for failure to appear at trial or dismissal for failure to prosecute with reasonable diligence, or for other reasonable cause , according to the usual rules in such cases. The judges of the Superior Court may in addition provide by rule for the granting of new trials upon prompt request in cases where the parties or their counsel have not adequately protected their rights during the original trial of an action." (Emphasis added.)
General Statutes § 52-582 provides in relevant part: "No petition for a new trial in any civil or criminal proceeding shall be brought but within three years next after the rendition of the judgment or decree complained of ...."
In its opinion, our Supreme Court set forth the following facts underlying the petitioner's criminal conviction. "On the evening of August 11, 1995, [the petitioner] and Richard Woods, the victim, had an argument in front of Betty Lewis' house at 141 Homestead Avenue in Hartford. At approximately 11 p.m. that night, Darius Powell, Kendrick Hampton, Lewis and Woods were together in front of Lewis' house. Blanchard Baisden, also known as 'Weedy,' Armando Colon, also known as 'Mondo,' and Lillian Williams also were standing nearby at that time. [The petitioner] and [his brother] Charles Turner drove down the street in a tan Oldsmobile. Shortly thereafter, Charles Turner, now alone in the car, drove back up Homestead Avenue. Charles Turner parked the car at the corner of Homestead Avenue and Edgewood Street, across the street from where Woods and his friends were standing. He then exited the car and began 'dancing around.' As Powell, Hampton and Woods watched Charles Turner, [the petitioner], wearing a mask and dark clothing, approached the group and shot at Woods with a handgun. The first two shots hit Woods in the leg, and three of the following six shots struck him in the hip. During the attack, Woods shouted 'Boku shot me. Boku did it.' 'Boku' is [the petitioner's] street name. Powell and Hampton, who were familiar with [the petitioner] from the neighborhood, recognized him as the assailant. After the shooting, [the petitioner] escaped through the yards behind the apartment building. Charles Turner, who had jumped back into the tan Oldsmobile when the shooting began, drove down Homestead Avenue and picked up [the petitioner] four houses away. Woods later died at the hospital from the gunshot wounds."
State
v.
Turner
,
The relevant colloquy was as follows:
"The Court: Now, do we have any other motions from the state as far as the court's jurisdiction in this matter?
"[The Respondent]: No, Your Honor. I just felt there would be too little time before today to file a motion for summary judgment and then allow the petitioner to have enough time to respond before today, so I didn't file a motion.
"The Court: Well, in addition to this, I have another petition for a new trial, and I have sort of supervisory responsibility on petitions generally pending in the criminal courthouse. So other than my day job, I have a concern as to whether or not this court has jurisdiction.
"[The Petitioner]: Well-
"[The Respondent]: I believe the court has jurisdiction. We're alleging that there is-that because he was convicted and sentenced in 1997, we're three years beyond the statute-we're beyond the three year statute of limitations. I don't think that's a jurisdictional question. I think it's an affirmative defense.
"The Court: All right. Well, are you going to file a motion on that?
"[The Respondent]: We've pleaded it in our answer.
"The Court: Well, that's the first thing we have to decide, Mr. Turner.
"[The Petitioner]: This is correct. I filed it on-excuse me. I filed a response to the state's special defense, Your Honor."
The petitioner submitted transcripts and other documentary evidence, and presented testimony from his criminal trial counsel, who was the only witness offered by the petitioner. The respondent called no witnesses of its own and presented no other evidence.
The respondent's discussion focused primarily on the petitioner's failure to establish that the state had fraudulently concealed the alleged facts that served as a basis for the petition for new trial. Our fraudulent concealment statute, General Statutes § 52-595, provides: "If any person, liable to an action by another, fraudulently conceals from him the existence of the cause of such action, such cause of action shall be deemed to accrue against such person so liable therefor at the time when the person entitled to sue thereon first discovers its existence." As the petitioner correctly noted in his posttrial reply brief, he never asserted that the court had discretion to hear his untimely petition as a result of fraudulent concealment by the state. The court acknowledged this in its memorandum denying the petition. Accordingly, we do not consider the applicability of § 52-595.
We note that in
Holliday
v.
State
,
General Statutes § 54-95(a) provides in relevant part: "No appeal may be taken from a judgment denying a petition for a new trial unless, within ten days after the judgment is rendered, the judge who heard the case or a judge of the Supreme Court or the Appellate Court, as the case may be, certifies that a question is involved in the decision which ought to be reviewed by the Supreme Court or by the Appellate Court. ..."
We previously have construed "equitable tolling" as a doctrine that includes notions of "waiver, consent, or estoppel, that is, as an equitable principle to excuse untimeliness."
Williams
v.
Commission on Human Rights & Opportunities
,
The issue of whether the time limitation in § 52-582 was a substantive or procedural matter so as to affect the court's jurisdiction was an issue before this court in
Labow
v.
Labow
,
In 2000, the legislature amended § 52-582 by appending to the existing language the following exception: "except that a petition based on DNA (deoxyribonucleic acid) evidence that was not discoverable or available at the time of the original trial may be brought at any time after the discovery or availability of such new evidence." Public Acts 2000, No. 00-80, § 2. That exception does not apply in the present case because the petitioner's claim does not involve newly discovered DNA evidence.
Reference
- Full Case Name
- Corey TURNER v. STATE of Connecticut
- Cited By
- 7 cases
- Status
- Published