State v. Jones
State v. Jones
Opinion
The defendant, Laquan Jones, appeals from the judgment of the trial court finding that he violated his probation by carrying a pistol without a permit during his probationary period. On appeal, the defendant claims that the court improperly revoked his probation because there was insufficient evidence to establish a violation during his probationary period. We conclude that this claim is moot because the defendant subsequently pleaded guilty to the conduct that served as the basis for the violation of probation, and, thus, we dismiss the appeal.
The record reflects the following facts and procedural history. On December 20, 2011, the defendant pleaded guilty to assault in the first degree for discharging a firearm in violation of General Statutes § 53a-59 (a) (5).
The defendant was sentenced to ten years incarceration, execution suspended, and five years probation. The conditions of the defendant's probation required that he, inter alia, (1) not violate any criminal law of the United States, this state, or any other state or territory, (2) not be in possession of any weapons, and (3) have no new arrests. The defendant's probationary period commenced on December 20, 2011.
Thereafter, the defendant was arrested for an incident that occurred on March 10, 2013. Lorenzo Christian, the victim, was shot in the leg, and witnesses identified the defendant as the shooter. The defendant was charged with violation of probation, pursuant to General Statutes § 53a-32. The trial court, Alexander, J. , presided over the three day trial on the violation of probation charge. The adjudicatory phase was tried on September 9 and September 11, 2013, and the dispositional phase was tried on September 16, 2013. The court found that the state had met its burden of showing that the defendant had violated a condition of his probation by committing the felony of carrying a pistol without a permit in violation of General Statutes § 29-35. The court revoked the defendant's probation, and imposed a ten year period of incarceration, which had previously been suspended when he was convicted of assault in 2011.
On October 29, 2013, the defendant entered a guilty plea, pursuant to the Alford doctrine, 1 to carrying a pistol without a permit in violation of § 29-35(a). The court allowed the entry of an Alford plea because the defendant contested the facts underlying the violation of probation finding. 2 The defendant was ultimately sentenced, on the firearm charge, to four years incarceration, one year of which was mandatory, to run concurrent with his previous sentence of ten years. On February 19, 2014, the defendant filed this appeal, from the violation of probation ruling, to challenge the sufficiency of the evidence that formed the basis for that finding. He did not file, however, a timely appeal to challenge the voluntariness of his subsequent Alford plea to the firearm charge on the basis that he would not have entered the plea if he had understood that it would cause his appeal from the probation matter to become moot. 3 The defendant subsequently filed a motion for permission to file a late appeal with this court on November 7, 2016. In the motion, the defendant claimed, as the basis for good cause to file a late appeal, that his current counsel had been unaware that he had previously pleaded guilty, pursuant to the Alford doctrine, to the firearm charge. On November 10, 2016, we denied the defendant's motion to file a late appeal to challenge his Alford plea to the firearm charge. Additional facts will be set forth as necessary.
Although neither party briefed the issue of whether this appeal is moot in light of the defendant's
Alford
plea, the question involves this court's subject matter jurisdiction and was addressed by both parties during oral argument to this court. See
Haynes
v.
Middletown
,
During oral argument to this court, the state, in turn, alleged that even if the
defendant entered the
Alford
plea unknowingly and involuntarily,
4
this court lacks subject matter jurisdiction over this appeal because, pursuant to
State
v.
T.D.
,
"Mootness implicates a court's subject matter jurisdiction and, therefore, presents a [claim] over which we exercise plenary review."
State
v.
T.D. , supra,
Our Supreme Court's decision in
State
v.
T.D. , supra,
A recent decision of our Supreme Court confirms and further illustrates the mootness of the current appeal: "When a criminal defendant has been found to have violated the terms of his probation on the basis of allegations that he has committed a new crime while on probation, his appeal
from the finding of violation of probation, contending that there was insufficient evidence for the trial court to conclude that he committed the new crime, is rendered moot if, subsequent to that finding, he either pleads guilty to or is convicted at trial of having committed the new crime. This is true because, as a matter of law, when a condition of probation is that the offender is to refrain from violating any criminal laws, conviction of a new crime conclusively establishes a probation violation."
State
v.
Rodriguez
, supra,
We conclude, upon a review of the record, that the defendant's claim is factually incorrect because the court never promised the defendant that, by entering an Alford plea, he would not be precluded from appealing the violation of probation finding. At the October 29, 2013 plea hearing, the defendant's attorney stated that "[m]y only concern is ... I'm thinking I might need a nolo plea. I don't know what effect this is going to have on his potential [probation] appeal and if nolo would preserve that or not." Although the defendant's attorney expressed concern about filing a subsequent appeal to challenge the probation violation finding, he did not specify that he was concerned, in particular, with a mootness issue in regard to filing an appeal on that ground. The court, in response to the concern of the defendant's attorney, stated that it would "note [the plea] as an Alford plea because clearly [the defendant] was contesting the underlying facts which formed the violation of probation. So, again, it's not being used as an admission against [the defendant]. It's being used so that he can take advantage of a plea agreement."
From this colloquy, we conclude that the court never expressly assured the defendant that, by entering an Alford plea, that plea would not create a mootness issue in a subsequent appeal to challenge the violation of probation finding. It is not, as the defendant argues, clear that the court was attempting to preserve his right to appeal the violation of probation finding. Rather, the transcript reflects an attempt, by the court, to ensure that the plea reflected the defendant's disagreement with the underlying facts that constituted the basis for the violation of probation finding. Thus, the defendant's claim that the court provided an assurance that this appeal would not become moot is not supported by the record.
The defendant's claim that this appeal is not moot because of the trial court's assurances is also legally incorrect. To the extent that the defendant argues that this appeal is not moot because the court allegedly guaranteed him that entering an
Alford
plea would preserve for appeal his challenge to the violation of probation finding, he is incorrect because the court cannot
promise a result that is counter to existing case law.
Potvin
v.
Lincoln Service & Equipment Co.
,
The appeal is dismissed.
In this opinion the other judges concurred.
See
North Carolina
v.
Alford,
The following portion of the transcript from the defendant's plea hearing is relevant to this appeal:
"[Defense Counsel]: My only concern is, Your Honor, I'm thinking I might need a nolo plea. I don't know what effect this is going to have on his potential appeal and if nolo would preserve that or not.
"The Court: Do you want to call it an Alford plea? So he disagrees with the facts-
"[Defense Counsel]: Yes.
"The Court: -and-but he wants to take the plea agreement rather than the risk of a trial on this matter. So we'll note it as an Alford plea because clearly he was contesting the underlying facts which formed the violation of probation. So, again, it's not being used as an admission against him. It's being used so that he can take advantage of a plea agreement."
The defendant states, in his motion for permission to file a late appeal from the firearm conviction, that he was "unaware of the potential jurisdictional defect his guilty plea created in his appeal of the violation of probation."
See
State
v.
Crenshaw
,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.