State v. Liam M.
State v. Liam M.
Opinion of the Court
The defendant, Liam M., appeals from the judgment of conviction, rendered after a jury trial, of assault in the second degree with a dangerous instruement in violation of General Statutes § 53a-60 (a) (2)
The jury reasonably could have found the following facts. At approximately 11:30 p.m. on October 4, 2014, the complainant provided a written statement to the North Haven Police Department alleging that her husband, the defendant, had assaulted her at approximately 4:30 p.m. that day. The statement reads: "[The defendant] followed me outside to my car yelling at me and he picked up a grey PVC pipe and swung it at me and hit me in the right hip on the side of my rear. Prior to swinging the pipe he threw a piece of wood at me and I had an open umbrella in my hand and used it as a shield and the umbrella broke. After he struck me with the PVC pipe he then blocked me from entering my house so I got my keys out of my car which was in the driveway and went up the stairs to enter from the deck thr[ough] my kitchen. He followed me up yelling at me but did not strike me again. I grabbed my makeup case and left the house and got in my car and headed to work. On my way to work I called the [North] Haven police main [phone] number to see if I could file a complaint over the phone just to have it on record and was told I needed to come down here and file it in person and I said [okay] I couldn't I had to go to work. I did get to work around 5 p.m. and headed to the [North] Haven Police [Department] after work [at approximately] 11:30 [p.m.]."
After the complainant provided her written statement, the officers photographed a bruise on her right hip, which she claimed resulted from the defendant striking her with the PVC pipe. The complainant also indicated to police that there was a history of domestic violence between her and the defendant, and that he became angry and violent when drinking alcohol.
Acting on the basis of the information that the complainant provided, Officers John Gaspar and Michael DiCocco of the North Haven Police Department went to the defendant's residence to question him. The defendant answered the door to his home, but remained inside the doorway and refused to speak with the officers. The defendant then attempted to close the door to his home, but Gaspar prevented him from doing so by stepping "inside with [his] foot at the base of the door ...." In his testimony, Gaspar acknowledged that he needed to step over the threshold to arrest the defendant, and described the place of arrest as in "the foyer." The defendant was placed under arrest and transported to the police station by DiCocco, while
Gaspar remained at the residence to wait for the complainant to arrive home.
While in custody, and after having received
a
Miranda
Prior to trial, the defendant filed a motion to suppress the custodial statements that he made to police indicating that he had hit the complainant with a " 'metal tube,' " on the ground that the statements were the tainted fruit of an unconstitutional, warrantless arrest under the state and federal constitutions. The court heard the testimony of Gaspar and DiCocco, and Chris Zyck, a friend of the defendant who claimed to have been present during the arrest.
I
We address first the defendant's claim that the evidence was insufficient to support his conviction of assault in the second degree. Specifically, he argues that there was insufficient evidence that the PVC pipe was a dangerous instrument within the meaning of § 53a-3 (7) because "the state did not prove, and did not attempt to prove, that the ... PVC pipe ... in this case was capable under the circumstances in which it was used of causing 'serious disfigurement, serious impairment of health or serious loss or impairment of the function of any bodily organ.' " We are not persuaded.
We begin by setting forth our standard of review. "In reviewing the sufficiency of the evidence to support a criminal conviction we apply a two-part test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the [finder of fact] reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt." (Internal quotation marks omitted.)
State
v.
Jones
,
"A person is guilty of assault in the second degree when ... with intent to cause physical injury to another person, the actor causes such injury to such person or to a third person by means of a deadly weapon or a dangerous instrument other than by means of the discharge of a firearm ...." General Statutes § 53a-60 (a) (2). Thus, the state bore the burden of proving beyond a reasonable doubt that "(1) the defendant intended to cause physical injury to another person, (2) he did in fact cause injury to such person and (3) he did so by means of a dangerous instrument." (Internal quotation marks omitted.)
State
v.
Bosse
,
Whether an instrument is a dangerous instrument is a question of fact for the jury.
State
v.
Jones
,
A " '[d]angerous instrument' " is defined as "any instrument, article or substance which, under the circumstances in which it is used or attempted or threatened to be used, is capable of causing death or serious physical injury ...." General Statutes § 53a-3 (7). " 'Serious physical injury' " is defined as "physical injury which creates a substantial risk of death, or which causes serious disfigurement, serious impairment of health or serious loss or impairment of the function of any bodily organ ...." General Statutes § 53a-3 (4).
In determining whether an instrument is dangerous, a jury may find that an ordinary object is a dangerous instrument;
State
v.
McColl
,
In the present case, the state presented a photograph of the PVC pipe,
The defendant asserts that "the evidence showed only that the [PVC] pipe was capable of inflicting a bruise." In making this claim, the defendant conflates the actual harm done with the potential harm created by his conduct. Significant to our analysis is the notion, embedded in § 53a-3 (7), that an instrument may be characterized as dangerous on the basis that it is
capable of causing serious physical injury by the manner in which it is used apart from the actual injury that may have been inflicted. See
State
v.
Jones
, supra,
Indeed, "it is not necessary ... under the definition of a dangerous instrument, that any physical injury actually have been inflicted."
State
v.
Jones
, supra,
Accordingly, in assessing whether the jury had sufficient evidence to conclude that the instrument used by the defendant was a dangerous instrument, we look not only to the character of the instrument itself but also to the general manner in which it was used together with the resulting injury. In addition to the photographs described previously, the state presented evidence of the complainant's statement, in which she alleged that the defendant "swung" the PVC pipe at her, and struck her on her "right hip on the side of [her] rear." The jury also heard DiCocco's testimony that the defendant said he " 'struck' " the complainant with a " 'metal tube.' " Thus, the jury was presented with evidence of the type of instrument, the manner in which the instrument was used, and the injury that resulted from the defendant's use of the instrument.
In sum, in undertaking the fact intensive question of whether the PVC pipe was a dangerous instrument, the significant inquiry for the jury was not whether a serious physical injury actually resulted, but whether the general manner in which the PVC pipe was used-swinging the PVC pipe at the complainant and striking her-had the potential for causing serious physical injury. See
State
v.
Brooks
, supra,
to bear its common sense and experience of the affairs of life"; (internal quotation marks omitted)
State
v.
Hurdle
,
After thoroughly reviewing the record, we cannot conclude that the jury's determination was factually unsupported. On the basis of the evidence, viewed in the light most favorable to sustaining the verdict, we conclude that the jury reasonably could have found that the PVC pipe, under the circumstances in which it was used by the defendant, was a dangerous instrument capable of causing serious physical injury. Accordingly, the evidence was sufficient to support the defendant's assault conviction.
II
We next address the defendant's claim that the court erred in denying his motion to suppress his incriminating statements to the police because his warrantless arrest inside his home violated his constitutional rights under the fourth amendment to the United States constitution and article first, § 7, of the constitution of Connecticut. Specifically, the defendant argues that no exigent circumstances existed to justify his warrantless arrest, and, thus, the court should have excluded from the evidence at trial his incriminating, custodial statements as tainted fruit of the unconstitutional arrest. We agree.
"Our standard of review of a trial court's findings and conclusions in connection with a motion to suppress is well defined. A finding of fact will not be disturbed unless it is clearly erroneous in view of the evidence and pleadings in the whole record .... [W]here the legal conclusions of the court are challenged, we must determine whether they are legally and logically correct and whether they find support in the facts set out in the memorandum of decision .... We undertake a more probing factual review when a constitutional question hangs in the balance." (Internal quotation marks omitted.)
State
v.
Owen
,
"Well known federal and state constitutional principles govern the exclusion of evidence derived from a warrantless entry into a home. The fourth amendment to the United States constitution provides: 'The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no warrants shall issue, but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.' " (Footnote omitted.)
State
v.
Geisler
,
"[S]earches and seizures inside a home without a warrant are presumptively unreasonable."
Payton
v.
New York
,
To discourage warrantless arrests, "the exclusionary rule bars the government from introducing at trial evidence obtained in violation of the fourth amendment to the United States constitution.... The rule applies to evidence that is derived from unlawful government conduct, which is commonly referred to as the fruit of the poisonous tree .... [A]rticle first, § 7, of the Connecticut constitution similarly requires the exclusion of unlawfully seized evidence." (Citations omitted; internal quotation marks omitted.)
State
v.
Brocuglio
,
The exclusionary rule under the state constitution affords greater protection to individuals than its federal counterpart. Under the federal standard, statements made outside of the home incident to an illegal warrantless home arrest need not be excluded when the officers had probable cause to make the warrantless arrest. See
New York
v.
Harris
,
In the present case, the record clearly reflects that a warrantless arrest occurred inside the defendant's home. Gaspar testified that the defendant "attempted to close the door to prevent the arrest. So, [Gaspar] stepped inside with [his] foot at the base of the door to prevent [the defendant] from closing it ...." He further testified that the arrest took place in the foyer. Such a warrantless arrest can only be effectuated if an exception to the warrant requirement exists. In its articulation of its denial of the motion to suppress, the trial court determined that "exigent circumstances existed at the time of the arrest" to support the warrantless arrest.
The record does not support such a finding.
Exigent circumstances refers to "those situations in which law enforcement agents will be unable or unlikely to effectuate an arrest, search or seizure, for which probable cause exists, unless they act swiftly and, without seeking prior judicial authorization." (Internal quotation marks omitted.)
State
v.
Guertin
,
"[W]hen there are reasonable alternatives to a warrantless search, the state has not satisfied its burden of proving exigent circumstances." (Internal quotation marks omitted.) Id., at 449,
In the present case, the complainant gave her statement to police approximately seven hours after the incident occurred, a lapse of time which, itself, belies any claim of urgency in effectuating the defendant's arrest. Once the complainant gave her statement to the police, several hours after the incident, she did indicate that she intended on returning to the residence that evening, but she was at the police station at the time of her statement. Under that circumstance, the police readily could have instructed the complainant to remain at the station until they obtained a warrant for the defendant's arrest. Instead, the police proceeded to the residence, arrested the defendant, and waited for the complainant to return home.
In sum, the court heard no evidence of a risk of danger to human life, destruction of evidence, or flight of the suspect to justify a warrantless arrest. Accordingly, the state did not meet its burden
of establishing the existence of exigent circumstances in order to justify the warrantless arrest of the defendant. See
State
v.
Guertin
, supra,
The judgment is reversed and the case is remanded for a new trial.
In this opinion KELLER, J., concurred.
General Statutes § 53a-60 (a) (2) provides in relevant part: "A person is guilty of assault in the second degree when ... with intent to cause physical injury to another person, the actor causes such injury to such person or to a third person by means of a deadly weapon or a dangerous instrument other than by means of the discharge of a firearm ...."
General Statutes § 53a-182 (a) (1) provides: "A person is guilty of disorderly conduct when, with intent to cause inconvenience, annoyance or alarm, or recklessly creating a risk thereof, such person ... [e]ngages in fighting or in violent, tumultuous or threatening behavior ...."
Approximately one hour after the defendant was arrested, the complainant returned to the residence. She spoke with Gaspar, who had remained on-site, and the officer took photographs of a wooden shingle and the PVC pipe.
Miranda
v.
Arizona
,
On October 5, 2014, the defendant was initially charged with assault in the third degree in violation of General Statutes § 53a-61. The charge was increased to assault in the second degree in a long form information filed March 15, 2016.
The court credited the testimony of the two officers, but not that of the defendant's friend. "As a reviewing court, we may not retry the case or pass on the credibility of witnesses.... We must defer to the trier of fact's assessment of the credibility of the witnesses that is made on the basis of its firsthand observation of their conduct, demeanor and attitude." (Internal quotation marks omitted.)
State
v.
Kendrick
,
The complainant testified that she made a false statement because she was angry with the defendant, and filing the complaint "was just a way to get back at him." The defendant later testified that, on the morning of October 4, the complainant "had received a telephone call from one of her friends ... and she was invited out for drinks and cocktails in the afternoon at a local establishment. And, prior to this, unfortunately, I found her in bed with another man, and I made an agreement to resolve the issue based on her not frequenting any bars or restaurants or anything like that. So ... the agreement was I was going to leave her, divorce her if the behavior continued .... I told her that was it, I was going to file for divorce. I had a place to stay, my sister's residence. I was going to relocate while she did her thing. And she got very enraged and said she was going to ruin me. She knows the best way of ruining me is calling the police, because the police and I don't have a very good rapport ...."
The photograph depicts the PVC pipe leaning against the wall near a door and surrounded by a pile of objects. The state estimates that the pipe was five feet long and two inches wide on the basis of the photograph. Although we do not find support in the record for this precise estimate, the photograph, in the context of other objects near to the pipe, readily supports the conclusion that the pipe is in excess of four feet.
There is no indication in the record as to why the PVC pipe was not taken into custody and offered as an exhibit at trial.
The jury heard conflicting testimony concerning the material of the PVC pipe. The jury heard that, in his statement to police, the defendant described the pipe as " 'metal.' " Gaspar, on the other hand, described the PVC pipe as "grey plastic."
Although we determine in part II of this opinion that the defendant's statement should have been excluded, in determining the sufficiency of the evidence, we look to both the properly and improperly admitted evidence at trial.
State
v.
Ricketts
,
Furthermore, in addition to the elements for assault in the second degree, the jury instructions also included the elements for the lesser included offense of assault in the third degree, which does not require use of a dangerous instrument. "[D]raw[ing] whatever inferences from the evidence or facts established by the evidence it deem[ed] to be reasonable and logical";
State
v.
Jones
, supra,
The state asserts that the defendant's claim as to the lack of exigent circumstances is moot because he challenges only one of three bases on which the court's ruling on the motion to suppress could be affirmed. In furtherance of this argument, the state claims that, in addition to exigent circumstances, (1) "the officers had probable cause to effectuate a warrantless arrest of the defendant," and (2) "based on [an] attenuation analysis ... the defendant's 'statements were not subject to exclusion [and] were properly entered.' " (Internal quotation marks omitted.) We are not persuaded.
As noted, under the constitution of Connecticut, the existence of probable cause alone does not allow for the admission of statements made following a warrantless arrest within a defendant's place of abode. Additionally, the record reflects that the court made no attenuation analysis in either its oral ruling or its written articulation. We also reject the state's claim that an attenuation analysis can be inferred from the court's findings. "The factors to be considered in determining whether the statement of an accused is sufficiently attenuated from the original illegality to cleanse it of its taint are (1) whether
Miranda
warnings had been issued, (2) the temporal proximity of the illegal police action and the statement, (3) the presence of intervening circumstances, and (4) the purpose and flagrancy of the official misconduct."
State
v.
Brunetti
,
"[M]ost constitutional violations are subject to ... harmless error review";
State
v.
Artis
,
Concurring in Part
I agree with the majority's conclusion that the court erred in denying the motion to suppress filed by the defendant, Liam M., and thus that his conviction for disorderly conduct must be reversed and remanded for a new trial. However, I respectfully disagree with the majority's determination that the evidence presented at trial was sufficient to support the defendant's conviction for assault in the second degree. More specifically, I do not agree that the evidence was sufficient to prove that the plastic polyvinyl chloride (PVC) pipe
A " '[d]angerous instrument' " is defined by statute as "any instrument, article or substance which, under the circumstances in which it is used or attempted or threatened to be used, is capable of causing death or serious physical injury ...." General Statutes § 53a-3 (7). " 'Serious physical injury,' " in turn, is defined as "physical injury which creates a substantial risk of death, or which causes serious disfigurement, serious impairment of health or serious loss or impairment of the function of any bodily organ ...." General Statutes § 53a-3 (4). Serious physical injury is not merely an aggravated form of pain. See
State
v.
Milum
,
In light of the foregoing definitions, a fact finder called upon to determine if an object used to inflict physical injury upon a victim was a dangerous instrument must evaluate its particular injury causing potential in the "circumstances in which it [was] actually used ...." (Emphasis added; internal quotation marks omitted.)
State
v.
Leandry
,
Nor was any evidence presented as to the "circumstances in which [the pipe was] actually used";
State
v.
Leandry
, supra,
The complainant, of course, did not actually sustain a serious physical injury. Although the actual infliction of serious physical injury is not required to prove that an object used to inflict injury was a dangerous instrument, the lack of such an injury in this case obviously deprived the jury of any basis for inferring the pipe's injury producing potential from the injury alone. The state did not present any medical testimony as to the potential injurious consequences of striking the average person with a plastic PVC pipe of the type here used, much less the particular susceptibility of this complainant to suffering serious physical injury when struck once in the buttocks with such a pipe, as she was. See, e.g.,
State
v.
McColl
, supra,
In conclusion, our law concerning dangerous instru-ments is clear that an "object's potential for injury ... must be examined only in conjunction with the
circumstances in which it is actually used or threatened to be used, and not merely viewed in terms of its dangerous capabilities in the abstract." (Internal quotation marks omitted.)
State
v.
Leandry
, supra,
On the basis of the foregoing, I would reverse the defendant's conviction for assault in the second degree, and remand this case to the trial court with direction to render a judgment of acquittal on that charge and to afford the defendant a new trial on the charges of disorderly conduct, as the majority hereby orders, and on the lesser included offense of assault in the third degree, on which a judgment of conviction would otherwise enter, in the absence of other trial error, upon the defendant's acquittal of assault in the second degree.
Although the defendant described the PVC pipe at one point as a " 'metal tube,' " the state consistently at trial represented that the PVC pipe was plastic. In addition to the testimony of Officer Gaspar of the North Haven Police Department that the PVC pipe was plastic, the state's attorney told the jury during closing argument that "PVC piping is a hard plastic used often times in plumbing." Although the defendant's single description of the pipe as a " 'metal tube' " may reveal the defendant's perception of the heft or rigidity of the pipe, the record is bereft of any actual description of the weight of the pipe.
Reference
- Full Case Name
- STATE of Connecticut v. LIAM M.
- Cited By
- 5 cases
- Status
- Published