Bell v. Commissioner of Correction
Bell v. Commissioner of Correction
Opinion
*152
*811
The petitioner, Leon Bell, appeals from the judgment of the habeas court denying his petition for a writ of habeas corpus.
1
The habeas court denied the petition after concluding that, although the petitioner was entitled to a jury instruction in accordance with the seminal case of
State
v.
Salamon
,
The following facts and procedural history are relevant. After a jury trial, the petitioner was convicted of two counts of robbery in the first degree in violation of General Statutes § 53a-134(a)(4), two counts of burglary in the third degree in violation of General Statutes § 53a-103(a), two counts of kidnapping in the first degree in violation of General Statutes § 53a-92(a)(2)(B), and two counts of larceny in the third degree in violation of General Statutes § 53a-124 (a) (2). See
State
v.
Bell
,
The criminal charges stemmed from two separate incidents occurring at Friendly's restaurants, one in Manchester on April 12, 2001, and the other in Glastonbury on April 14, 2001, during which the petitioner instructed the respective victims, employees of Friendly's, to enter walk-in refrigerators after ordering them to open the restaurants' safes. See id., at 652-53,
After this court affirmed the petitioner's convictions on direct appeal and prior to the final determination of his first habeas petition,
2
the law fundamentally changed with regard to kidnapping offenses when our Supreme Court decided
State
v.
Salamon
, supra,
The petitioner, self-represented at the time, commenced a second habeas action on June 8, 2012, which *155 he later amended after being appointed counsel (operative petition). Among other allegations, he claimed that his two kidnapping convictions were invalid because the trial court had not instructed the jury in accordance with Salamon and Luurtsema . 3 The respondent filed a return on January 23, 2015, denying the material allegations of the operative petition. A one day habeas trial took place on January 28, 2015. At that proceeding, the habeas court admitted into evidence the transcripts from the petitioner's criminal trial.
The habeas court,
Oliver, J
., issued its memorandum of decision on August 12, 2015. Although the operative petition contained three counts; see footnote 1 of this opinion; the court noted that "[t]he gravamen of the petitioner's claims is that his criminal jury was not properly instructed on the kidnapping charge[s] and that he, pursuant to ...
State
v.
Salamon
, [supra,
The court concluded that the petitioner failed to prove that he was denied due process. 4 Although it *156 determined that the jury should have been instructed in accordance with Salamon , the court concluded that the lack of such an instruction was harmless. With respect to assessing harm, the court considered whether, "in examining the entire record, this court [was] satisfied beyond a reasonable doubt that the omitted nonincidental restraint element was uncontested and supported by overwhelming evidence, such that the jury verdict would have been the same if the jury had been so instructed." The court stated that the record "clearly demonstrate[d] the overwhelming and uncontested evidence of nonincidental restraint of the two victims." More specifically, it concluded that ordering both victims of the Manchester and Glastonbury robberies to enter walk-in refrigerators was "not necessary to commit the [robberies]. Any [such] restraint was not inherent in the [robberies] ... and helped prevent the victim[s] from summoning assistance, thereby reducing the risk of the petitioner being detected." Accordingly, the court concluded, "beyond a reasonable doubt," that the jury would have found the petitioner guilty of two counts of kidnapping even if the jurors had been instructed properly pursuant to Salamon .
Due to the petitioner's failure to prove his due process claim, the court denied the petition for a writ of habeas corpus. Following that denial, the habeas court granted his petition for certification to appeal. This appeal followed. Additional facts will be set forth as necessary.
We begin with our standard of review. "In our review of the issues raised, we are mindful that, while [t]he underlying historical facts found by the habeas court
*157
may not be disturbed unless the findings were clearly erroneous ... [q]uestions of law and mixed questions of law and fact receive plenary review." (Internal quotation marks omitted.)
Hinds
v.
Commissioner of Correction
, supra,
The petitioner claims that the habeas court improperly concluded that he was not deprived of due process when the jury found him guilty of kidnapping in the first degree without being instructed pursuant to Salamon . According to the petitioner, placing both victims in walk-in refrigerators was "clearly incidental" to, and was part of the "continuous activity" of, robbing the Friendly's restaurants. Therefore, the petitioner argues that the habeas court *814 improperly concluded that the lack of Salamon instructions was harmless beyond a reasonable doubt. 5
In response, the respondent argues that the failure to give a Salamon instruction was "harmless under any applicable standard." 6 According to the respondent, the *158 robberies occurred before the petitioner forced both victims into the walk-in refrigerators. 7 Because of this, *159 the respondent *815 maintains that confining the victims in the walk-in refrigerators was not necessary to commit the robberies, nor was it the type of incidental restraint contemplated by Salamon . Simply put, the respondent contends that confining the victims in the walk-in refrigerators had independent legal significance, and "establish[ed] [the petitioner's] intent to prevent the victims' liberation for a longer period of time and to a greater degree than was necessary for the commission of the robberies."
The issue presented herein is not whether there was sufficient evidence to convict the petitioner of both kidnapping and robbery.
Banks
v.
Commissioner of
Correction
, supra,
*160
We recite, in some detail, the underlying facts surrounding the Manchester and Glastonbury robberies, which the jury reasonably could have found, as part of our analysis. See
Nogueira
v.
Commissioner of Correction
, supra,
Two days later, on April 14, 2001, at approximately 6 a.m., Tricia Smith was the first employee to arrive for the opening shift at the Friendly's restaurant in Glastonbury. As she entered the restaurant, the petitioner approached her from behind and "told [her] to turn off the alarm." Smith testified: "He told me-he asked me where the safe was, I told him it was in the back dish room, [and] he told me to go back and open it." Smith did not see a gun, but the petitioner had something underneath his jacket that looked like one. Smith led the petitioner to the safe and, after opening it, "[the petitioner] told [her] to go into the walk-in cooler. So [she] unlocked it and got in." The walk-in refrigerator was ten feet away from the safe, and the petitioner ordered Smith into the refrigerator "[j]ust two [or] three minutes" after she first saw him. Once she was inside the refrigerator, the petitioner told her that "he would let [her] know when he was finished" and when it was safe to come out. Approximately two minutes after entering the refrigerator, Smith heard the petitioner say something that she could not make out. "[She] then waited a few more minutes after that" before she peeked out of the refrigerator to see if the petitioner had left the restaurant. Seeing that the petitioner had left, she exited the refrigerator and ran to the nearby gas station for help.
Finally, although the petitioner did not testify at trial, his statement to the police was read into the record and *162 became a full exhibit. In that statement, he confessed to both robberies. With respect to the Manchester robbery involving Royer, his statement provided in relevant part: "Once we were in the back room, [Royer] opened the safe. After she opened the safe, I asked her which one-which one is the walk-in refrigerator. She pointed to one, and I asked her to step in there for a minute and I'll come back and get you when I'm through. I then took the money out of the safe.... After I got the money, I left. The manager was still in the refrigerator *817 when I left." With respect to the Glastonbury robbery involving Smith, the petitioner's statement provided in relevant part: "The only other robbery I did was the one in Glastonbury this morning, [April 14, 2001].... I told [Smith] to open the safe.... After she opened the safe I told her to get in the refrigerator. After I got the money from the safe, I left."
We now turn to the legal principles governing whether an omitted jury instruction constitutes harmless error. It is undisputed that the trial court did not provide an incidental restraint instruction in accordance with
Salamon
. "[I]t is well established that a defect in a jury charge which raises a constitutional question is reversible error if it is reasonably possible that, considering the charge as a whole, the jury was misled.... [T]he test for determining whether a constitutional error is harmless ... is whether it appears beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained.... A jury instruction that improperly omits an essential element from the charge constitutes harmless error [only] if a reviewing court concludes beyond a reasonable doubt that the omitted element was uncontested and supported by overwhelming evidence, such that the jury verdict would have been the same absent the error .... The failure to charge in accordance with
Salamon
is viewed as an omission of an essential element
*163
... and thus gives rise to constitutional error." (Citation omitted; internal quotation marks omitted.)
Hinds
v.
Commissioner of Correction
, supra,
"[W]e underscore that a determination of sufficient evidence to support a kidnapping conviction is
not
the appropriate yardstick by which to assess the likelihood of a different result [and that the burden of proving harmlessness rests with the respondent]." (Emphasis added.)
Hinds
v.
Commissioner of Correction
, supra,
"To answer the question of whether the absence of the Salamon standard constituted harmless error requires us to examine the factors and principles enunciated in that case.... [ A ] defendant may be convicted of both kidnapping and another substantive crime if, at any time prior to, during or after the commission of that other crime, the victim is moved *164 or confined in a way that has independent criminal significance, that is, the victim was restrained to an extent exceeding that which was necessary to accomplish or complete the other crime.... We iterate that to commit a kidnapping in conjunction with another crime, a defendant must intend *818 to prevent the victim's liberation for a longer period of time or to a greater degree than that which is necessary to commit the other crime....
"The
Salamon
court set forth a list of factors [f]or purposes of making [the] determination [of whether a criminal defendant's movement or confinement of a victim was necessary or incidental to the commission of another crime; specifically] the jury should be instructed to consider the various relevant factors, including [1] the nature and duration of the victim's movement or confinement by the defendant, [2] whether that movement or confinement occurred during the commission of the separate offense, [3] whether the restraint was inherent in the nature of the separate offense, [4] whether the restraint prevented the victim from summoning assistance, [5] whether the restraint reduced the defendant's risk of detection and [6] whether the restraint created a significant danger or increased the victim's risk of harm independent of that posed by the separate offense." (Citations omitted; emphasis in original; internal quotation marks omitted.)
Banks
v.
Commissioner of Correction
, supra,
At this point, a discussion of
Banks
v.
Commissioner of
Correction
, supra,
On the evening of September 13, 1995, Banks, along with an unknown woman, went to the Southington store where he again posed as a customer and held up a store employee and her friend at gunpoint.
Following his conviction and unsuccessful direct appeal, Banks filed a petition for a writ of habeas corpus in which he challenged his kidnapping convictions on the ground that the jury in his criminal trial had not received a
Salamon
instruction.
Banks appealed from the decision of the habeas court, claiming that it improperly had concluded that the absence of the
Salamon
instruction was harmless error.
In both
Banks
v.
Commissioner of
Correction
, supra,
"
Conversely, multiple offenses occurring in a much shorter or more compressed
*820
time span make the same determination more difficult and, therefore, more likely to necessitate submission to a jury for it to
*168
make its factual determinations regarding whether the restraint is merely incidental to another, separate crime.
In those scenarios, [in which] kidnapping and multiple offenses occur closer in time to one another, it becomes more difficult to distinguish the confinement or restraint associated with the kidnapping from another substantive crime. The failure to give a proper
Salamon
instruction in those scenarios is more likely to result in harmful error precisely because of the difficulty in determining whether each crime has independent criminal significance. See
State
v.
Thompson
, [
The minimal movement and confinement of Royer and Smith are very similar to those of the victims in *169 Banks . With respect to the Manchester incident in this case, the petitioner approached Royer as she was leaving the restaurant and, after indicating that he had a gun, ordered her back inside. The petitioner and Royer walked to the location of the safe inside, where he directed her to open it. After taking the money from the safe, the petitioner moved Royer to a walk-in refrigerator, where she was confined for a few minutes.
The criminal activity at the Glastonbury restaurant bears a marked resemblance to that at the Manchester location, albeit occurring in the early morning as opposed to after closing time. The petitioner approached Smith as she opened the doors of the restaurant. Intimating that he possessed a gun, the petitioner went inside with Smith, and the two immediately went to the restaurant's safe. The petitioner forced Smith to open the safe, and then moved her to, and confined her in, the walk-in refrigerator. Thus, the movements of Royer and Smith were limited to the area within the Friendly's, and the confinement occurred virtually contemporaneously with the taking of the money.
We iterate that, in each instance, the petitioner's criminal conduct occurred at a single location, and the robbery and confinement were not separated by a significant time period or distance. Therefore, it is difficult to determine whether the conduct in placing the restaurant employees into the walk-in refrigerators had independent criminal significance. In other words, "[g]iven the close temporal proximity to
*821
the alleged kidnapping and [the fact that] any confinement/movement was limited in nature and distance"; (internal quotation marks omitted); and for the reasons set forth in
Banks
v.
Commissioner of Correction
, supra,
The third
Salamon
factor, which is whether the restraint was inherent in the nature of the robbery, also supports the petitioner. We iterate that the jury would not have concluded necessarily that the robberies were completed prior to the movement and confinement of Royer and Smith. Thus, without a
Salamon
instruction, a jury could have found the petitioner guilty of kidnapping even if it concluded that restraint of these two employees was incidental to the robbery. See
Banks
v.
Commissioner of
Correction
, supra,
*171
White
v.
Commissioner of Correction
, supra,
We note that the remaining
Salamon
factors provide the petitioner little, if any, support for his claim that the absence of a
Salamon
instruction was not harmless. See
Banks
v.
Commissioner of
Correction
, supra,
A properly instructed jury could have had reasonable doubt as to whether the petitioner moved and confined
*173
Royer and Smith in the walk-in refrigerators in furtherance of the robberies at the Manchester and Glastonbury Friendly's restaurants on April 12, 2001, and April 14, 2001, respectively. See, e.g.,
*823
State
v.
Flores
, supra,
The judgment of the habeas court is reversed and the case is remanded with direction to render judgment granting the petition for a writ of habeas corpus, vacating the petitioner's convictions under § 53a-92 (a) (2) (B) and ordering a new trial on those offenses.
In this opinion SHELDON, J., concurred.
*174
Despite its thoughtful and well reasoned analysis, I disagree with the majority's conclusion that the respondent, the Commissioner of Correction, failed to prove that the absence of jury instructions in accordance with
State
v.
Salamon
,
My conclusion is informed by what I believe to be the steady transmogrification of the relatively narrow principles announced in
Salamon
, into something more expansive, as exemplified by the present case,
Banks
v.
Commissioner of Correction
,
Salamon
provided a necessary corrective to the all too familiar scenario in which the state overcharged defendants by appending a kidnapping charge onto an assault, frequently a sexual assault. As the majority opinion in
Salamon
stated: "Unfortunately [the previous interpretation of the kidnapping law] has afforded prosecutors virtually unbridled discretion to charge the same conduct either as a kidnapping or as an unlawful restraint despite the significant differences in the penalties that attach to those offenses. Similarly, our prior construction of the kidnapping statutes has permitted prosecutors-indeed, it has encouraged them-to
*175
include a kidnapping charge in any case involving a
*824
sexual assault or robbery. In view of the trend favoring reform of the law of kidnapping that existed at the time that our statutes were enacted, and in light of the stated goal of the [Commission to Revise the Criminal Statutes] of creating a modern, informed and enlightened penal code, it is highly likely that our legislature intended to embrace ... reform, thereby reducing the potential for unfairness that had been created under this state's prior kidnapping statutes."
State
v.
Salamon
, supra,
The change brought about by Salamon was necessary and appropriate. Permitting kidnapping to be charged in many of these cases ignored the real core of the criminal conduct involved-assaultive behavior-and gave prosecutors a cudgel with which to thrash defendants, who were charged with two serious crimes, when only one had in essence been committed. This unreasonably lengthened a defendant's exposure and provided prosecutors with enormous leverage.
But like moss climbing up a tree, Salamon 's reach has crept steadily and now applies to situations beyond what I believe was originally contemplated by the case. A quick comparison of Salamon itself, and the instant case, puts my view into context. 1
In
Salamon
, the defendant followed the victim up a flight of stairs. The victim fell and the defendant held her down by her hair. The defendant punched the victim in the mouth and attempted to thrust his fingers down her throat as she was screaming. The victim escaped and the defendant was arrested. Id., at 515,
In its review of the law of kidnapping in Connecticut, the court noted that "[a]mong the evils that both the
*176
common law and later statutory prohibitions against kidnapping sought to address were the isolation of a victim from the protections of society and the law and the special fear and danger inherent in such isolation." Id., at 536,
Unfortunately, the cases are morphing from the easy task of concluding that holding down someone by their hair is incidental to the ongoing assault, to attempting to determine the defendant's often opaque and inchoate intent on the basis of his or *825 her actions. Here, the conduct at issue involved petrifying innocent victims by pointing what appeared to be a gun at them, herding them into a refrigerator, telling them not to leave, closing them in-thereby isolating them from the outside world-and preventing them from communicating with someone to get help. All the while, and for every second, *177 the victims were undoubtedly terrified and probably afraid they were about to die. As the law in this area has developed, subsequent cases have minimized or overlooked the merely incidental to and necessity requirements of Salamon and have watered it down to apply to conduct that is not really merely incidental to or necessary to commit the underlying crime, but simply facilitates or makes completion of the underlying crime easier or more convenient. In other words, the necessity requirement is being eviscerated. This case provides a good illustration of this morphing.
It is true that judges and juries are often tasked with the difficult job of evaluating an actor's intent, but often, the intent involved is the intent to do a particular act. For example, a trier of fact may be asked to determine if someone intended to inflict "physical injury" or "serious physical injury" on another person. That, however, is far different than the amorphous task of determining how much time a defendant believes is necessary to commit a crime. Determining how much time is necessary to commit a crime-or what degree of force, coercion, or restraint is needed-in the eyes of an often violent criminal is an inherently impracticable, sometimes impossible, task. Suppose that the petitioner in this case, Leon Bell, believed, in good faith, that keeping someone locked up in a refrigerator is necessary , so he can escape to a hideout in northern California. Does this conduct meet the necessity test? Or to posit a closer case, suppose a defendant believes it is necessary to confine a victim until he reaches a nearby getaway car, but not until he gets on the highway 500 yards away? Can jurors really be expected to evaluate these sorts of matters in a meaningful, consistent, coherent way? Once the defendant has finished emptying a safe, or a victim's pockets, how can a jury be expected to determine what is in the defendant's mind in any rational, predictable manner as it relates to how much time is *178 required to complete a crime or escape? The likely result of this trend is to permit gratuitous harm to be inflicted on victims of robberies, and encourage a mishmash of verdicts with no principled core.
In summary, I believe the necessary correction accomplished by Salamon is losing its moorings and is being extended too far. I believe the necessity requirement should be resuscitated and Salamon 's application should be restricted in some appropriate way only to cases in which the restraint is truly part and parcel of the underlying crime.
Even if my view is rejected, I would still affirm the judgment of the habeas court in the present case pursuant to the nonexhaustive six factors set out in
Salamon
. See, e.g.,
White
v.
Commissioner of Correction
,
In the robbery of the Friendly's restaurant in Manchester, with regard to the first
Salamon
factor, it was uncontested at trial that the petitioner ordered an employee, Cheryl Royer, into the walk-in refrigerator after she opened the safe. It was also uncontested that he ordered her to remain there for an indeterminate period of time. Although the
duration
of Royer's confinement for, at most, a few minutes was relatively minor; see, e.g.,
State
v.
Hampton
,
*180
*827
I acknowledge that, on the one hand, relatively short durations of restraint over limited distances can make it difficult to conclude, as a matter of law, that an alleged kidnapping was not incidental to another crime. See, e.g.,
White
v.
Commissioner of Correction
, supra,
*181
denied,
With regard to the second Salamon factor, the respondent argues that Royer's confinement helped to facilitate the petitioner's escape and that he already had completed the robbery before ordering Royer into the refrigerator. The petitioner argues that the confinement of Royer was part of the ongoing robbery and therefore was not a separate, distinct act.
When the circumstances could be viewed as being part of "a continuous, uninterrupted course of conduct";
Hinds
v.
Commissioner of Correction
,
*182
(Emphasis added.)
State
v.
Salamon
, supra,
*828
"[T]he guiding principle is whether the [confinement or movement] was so much the part of another substantive crime that the substantive crime could not have been committed without such acts ...." (Emphasis added; internal quotation marks omitted.) Id., at 546,
Even if the jury, in accordance with
Salamon
, had been instructed to consider whether the confinement of Royer occurred during the commission of the robbery, the verdict would have been the same because such confinement had independent legal significance. See, e.g., 51 C.J.S. 319, Kidnapping § 26 (2010) ("in the case of robbery, where the confinement of a victim is greater than that which is inherently necessary to rob them, the confinement while part of the robbery is also a separate criminal transgression"). The petitioner could have taken the money from the safe after Royer opened it. Instead, he compelled her to enter the refrigerator, an entirely separate and enclosed space, after she opened the safe, and left her there when he fled. At most, her confinement made the robbery easier to commit. See, e.g.,
State
v.
Ward
,
Similarly, with regard to the third
Salamon
factor, the petitioner's restraint of Royer by isolating her in the refrigerator was not the type of restraint inherent in the nature of a robbery.
5
Some degree or type of restraint, though technically not an element of a robbery, is almost always necessary to rob someone. See General Statutes §§ 53a-91 (1) and 53a-133 ; see also
State
v.
Fields
,
*829
See, e.g.,
State
v.
Jordan
,
Royer was also the only individual in the restaurant after closing at 1 a.m. Significantly, Royer's isolation in a separate and enclosed refrigerator prevented her from discerning what was happening, or summoning assistance, and reduced the petitioner's risk of detection. See
State
v.
Ward
, supra,
The facts and circumstances surrounding the Glastonbury robbery largely mirror those of the Manchester robbery, with one noteworthy difference. On April 14, *185 2001, the petitioner ordered Tricia Smith, the only Friendly's employee at the Glastonbury location at 6 a.m., to open the restaurant's safe and to then enter the walk-in refrigerator for an indefinite period of time. The undisputed evidence at trial further demonstrated that the petitioner took the money from the safe and left Smith inside the refrigerator when he fled. Both parties agree that this conduct facilitated his escape. Unlike the Manchester robbery, however, Smith testified that she heard the petitioner say something that she could not make out approximately two minutes after the petitioner ordered her to enter the refrigerator. The record does not provide any elucidation as to what the petitioner said, or if it was directed at Smith.
Notwithstanding this latter distinction, I believe that the record contains overwhelming and undisputed evidence that the petitioner intended to prevent Smith's liberation for a longer period of time or to a greater degree than was necessary to commit the Glastonbury robbery. I view this as a somewhat closer call than the
*830
Manchester robbery, but conclude nonetheless that the failure to provide an incidental restraint instruction in accordance with
Salamon
was harmless. See
Much like the Manchester robbery, the nature and situs of Smith's confinement is a key feature of the Glastonbury robbery when assessing the
Salamon
factors. With regard to the first and second
Salamon
factors, the petitioner's confinement of Smith essentially amounted to a "second level of restraint";
Nogueira
v.
Commissioner of Correction
, supra,
With regard to the third
Salamon
factor, Smith's confinement was not so much a part of the robbery that the offense could not have been completed without it.
State
v.
Salamon
, supra,
Considering all the facts and circumstances, I conclude that no reasonable fact finder, even if properly instructed in accordance with
Salamon
, could find that 187
*187
the restraint of Royer and Smith was merely incidental to or a necessary part of either robbery. The uncontested and overwhelming evidence before the jury demonstrated that the petitioner intended to prevent the victims' liberation for a longer period of time or to a greater degree than was necessary to commit the robberies. See
Hinds
v.
Commissioner of Correction
, supra,
Although the operative petition for a writ of habeas corpus contained three counts alleging various grounds for a new trial, the petitioner argues only that the habeas court improperly rejected his due process claim regarding the absence of an incidental restraint instruction in accordance with
State
v.
Salamon
,
In his first habeas action, the petitioner alleged ineffective assistance of counsel. The habeas court,
Fuger, J
., denied that petition. We dismissed the petitioner's appeal from the judgment of the habeas court in that case. See
Bell
v.
Commissioner of Correction
,
The petitioner alleged that he had been deprived of due process because "at the time of his conviction[s], the kidnapping statute was invalid and unconstitutional." Due to the petitioner's reliance on
State
v.
Salamon
, supra,
The respondent did not plead procedural default, but the court granted without objection an oral motion to amend the return to include a claim of procedural default. Nonetheless, the habeas court addressed the petitioner's due process claim "on the merits because the respondent failed to properly raise procedural default in the return." See, e.g.,
Ankerman
v.
Commissioner of Correction
,
The petitioner also argues that the habeas court improperly engaged in a harmless error analysis after it concluded that the trial court should have given a
Salamon
instruction. We are unpersuaded by this argument. See, e.g.,
Hinds
v.
Commissioner of Correction
, supra,
After oral argument, we stayed the present appeal, sua sponte, until the final disposition of
Epps
v.
Commissioner of Correction
,
Under the Brecht standard, reversal of a criminal conviction is warranted when error at the petitioner's underlying criminal trial had a "substantial and injurious effect or influence in determining the jury's verdict." (Internal quotation marks omitted.) Brecht v. Abrahamson , supra,507 U.S. at 637 ,113 S.Ct. 1710 . Under the Neder standard, a petitioner is not entitled to habeas relief if "a reviewing court concludes beyond a reasonable doubt that the omitted element was uncontested and supported by overwhelming evidence, such that the jury verdict would have been the same absent the error, the erroneous instruction is properly found to be harmless." Neder v. United States , supra,527 U.S. at 17 ,119 S.Ct. 1827 .
Our Supreme Court dismissed Epps because "[t]he respondent had squarely argued to the habeas court that the petition should be assessed under the harmless beyond a reasonable doubt standard. The respondent never argued in the alternative that a higher standard of harmfulness should apply to collateral proceedings even if the petitioner's claim was not subject to procedural default, despite federal case law applying a higher standard since 1993. Epps v. Commissioner of Correction , [327 Conn. 482 , 485,175 A.3d 558 (2018) ]." (Internal quotation marks omitted.) Banks v. Commissioner of Correction , supra,184 Conn. App. at 113 n.7, --- A.3d ----.
In the present case, the respondent did not argue, either to the habeas court or to this court, the applicability of the Brecht standard. Accordingly, we will employ the harmlessness beyond a reasonable doubt standard as stated in Hinds v. Commissioner of Correction , supra,321 Conn. at 56 ,136 A.3d 596 , and Luurtsema v. Commissioner of Correction , supra,299 Conn. 740 ,12 A.3d 817 ; see generally Banks v. Commissioner of Correction , supra,184 Conn. App. at 112-13 n.7, --- A.3d ----.
In response to questions during oral argument before this court, the respondent appeared to posit that a
Salamon
instruction was not required under the circumstances. See, e.g.,
Pereira
v.
Commissioner of Correction
,
The dissent argues that the relatively narrow principles set forth in
State
v.
Salamon
, supra, 287 Conn. at 509,
Our consideration of the petitioner's appellate claim, therefore, must include the principles regarding the crime of kidnapping stated in State v. Salamon , supra, 287 Conn. at 509,949 A.2d 1092 , as viewed through the lens shaped by the subsequent cases of Hinds v. Commissioner of Correction , supra,321 Conn. at 56 ,136 A.3d 596 , Luurtsema v. Commissioner of Correction , supra,299 Conn. at 740 ,12 A.3d 817 , and White v. Commissioner of Correction , supra,170 Conn. App. at 415 ,154 A.3d 1054 , as well as others cited in the various opinions released today.
According to Royer, the petitioner ordered her to remain in the refrigerator for fifteen minutes. The petitioner's statement to the police differed from Royer's testimony. Specifically, the petitioner indicated that he had instructed her to "step in [the refrigerator] for a minute and I'll come back and get you when I'm through."
In Epps v. Commissioner of Correction ,153 Conn. App. 729 , 740-41,104 A.3d 760 (2014), appeal dismissed,327 Conn. 482 ,175 A.3d 558 (2018) (certification improvidently granted), we noted that, under the applicable harmless error analysis, a reviewing court must be satisfied beyond a reasonable doubt that the omitted element was uncontested and support by overwhelming evidence. We also explained, in that case, that the allegations regarding the criminal conduct neither were uncontested nor supported by overwhelming evidence, in part because the perpetrator disputed the victim's testimony of events at the crime scene. Id., at 741,104 A.3d 760 . As a result, we declined to weigh the evidence in order to conclude that the missing Salamon instruction in the case was harmless. Id., at 741-42,104 A.3d 760 .
In conducting this analysis, we do not intend to dismiss or ignore that the increased fear, if not terror, that Smith and Royer experienced as they were ordered into the confines of the walk-in refrigerator as commanded by the petitioner. See
Hinds
v.
Commissioner of Correction
, supra,
The dissent accurately and succinctly sets forth the facts of
State
v.
Salamon
, supra, 287 Conn. at 514-15,
In concluding that the absence of a Salamon instruction was not harmless, our Supreme Court noted that that conduct in Hinds was a continuous, uninterrupted course of conduct that lasted only minutes. Id., at 80,136 A.3d 596 . Additionally, it observed that "when the evidence regarding the perpetrator's intent is susceptible to more than one interpretation, that question is one for the jury." Id., at 79,136 A.3d 596 . The court set forth various plausible explanations for Hinds' intent in moving the victim to the dark, grassy area. Id., at 80,136 A.3d 596 . It then concluded that "[t]he close alignment in time and place of [the victim's] restraint and abduction to the sexual assault calls into serious question whether reasonable jurors would conclude that [Hinds] intended to restrain [the victim] for any purpose other than the commission of the sexual assault." Id., at 93-94,136 A.3d 596 .
We do note, however, that Hinds could have sexually assaulted the victim at the specific location that he restrained the victim and threw her to the ground. Id., at 62,136 A.3d 596 . He instead moved the victim to a different location. In other words, although it did not appear necessary for this asportation, our Supreme Court nevertheless concluded that the absence of the Salamon instruction was not harmless beyond a reasonable doubt.
"Sisyphus, the mythical King of Corinth who was sentenced by Zeus to an eternity in Hades trying to roll a rock uphill which forever rolled back upon him." (Internal quotation marks omitted.)
Huch
v.
United States
,
For a comprehensive review of post-
Salamon
cases, see
Nogueira
v.
Commissioner of Correction
,
The respondent's burden of proving that the absence of
Salamon
instructions, beyond a reasonable doubt, did not contribute to the verdict obtained; see, e.g.,
Hinds
v.
Commissioner of Correction
,
The majority highlights the conflicting evidence between Royer's testimony and the petitioner's statement to police regarding how long the petitioner instructed Royer to remain inside the refrigerator. See footnote 9 of the majority opinion. I acknowledge this conflict and agree with the majority's reading of this court's decision in
Epps
v.
Commissioner of Correction
,
Under the specific facts of both robberies in the present case, however, I disagree that any such conflict between the evidence introduced at trial, along with the limited distance of the movement of either Royer or Tricia Smith, an employee at the other Friendly's restaurant in Glastonbury that was robbed, is dispositive with respect to the respondent's burden. The very
nature
of the confinement-a key consideration under the first
Salamon
factor-suffered by both Royer and Smith at the petitioner's hands is qualitatively different than in any Connecticut case that I am aware of, besides the opinion which this court also releases today. See
Banks
v.
Commissioner of
Correction
, supra,
During closing arguments before the jury, the prosecutor argued that the petitioner placed Royer in the refrigerator to facilitate his escape. The prosecutor stated in relevant part: "Cheryl Royer told you her intent was not to go back into that restaurant that night. It was certainly not to go into a walk-in freezer.... She was met by someone who threatened her, threatened her with the use of force, ordered her back inside, and then continued to restrain her by forcing her to go into the refrigerator. And the intent in doing that, to me, clearly inferred this was to enable him to escape, to delay her, to keep her in the refrigerator until he could get away from the restaurant and be less likely to be caught ." (Emphasis added.)
The majority concludes that the third
Salamon
factor supports the petitioner. See
Bell
v.
Commissioner of Correction
, 184 Conn. App. 150, 170, 194 A.3d 809 (2018). I respectfully disagree and believe the majority's assessment of this factor illustrates how
Salamon
is slowly breaking free of its moorings.
Salamon
instructs that "[t]he guiding principle is whether the [confinement or movement] was
so much the part of another substantive crime that the substantive crime could not have been committed without such acts
...." (Emphasis added; internal quotation marks omitted.)
State
v.
Salamon
, supra, 287 Conn. at 546,
Because the undisputed evidence at trial demonstrated that there was not a risk of the refrigerator door locking behind Royer, the habeas court concluded that placing Royer in the refrigerator did not create a significant danger or increase her risk of harm independent of that posed by the robbery. To the extent that this factor slightly weighs in favor of the petitioner, it is clearly outweighed by the remaining factors that demonstrate the petitioner's intent to prevent Royer's liberation for a longer period of time or to a greater degree than was necessary to commit the Manchester robbery. See, e.g.,
White
v.
Commissioner of Correction
, supra,
Much like the evidence in the Manchester robbery, the evidence at trial did not demonstrate that Smith's confinement in the refrigerator created a significant danger or increased her risk of harm independent of that posed by the robbery. To the extent that the sixth Salamon factor weighs slightly in favor of the petitioner, it is clearly outweighed by the other Salamon factors.
Reference
- Full Case Name
- Leon BELL v. COMMISSIONER OF CORRECTION
- Cited By
- 7 cases
- Status
- Published