State v. Dunbar
State v. Dunbar
Opinion
*637 The defendant, Timolyn Dunbar, appeals from the judgment of the trial court finding her in violation of her probation pursuant to General Statutes § 53a-32. On appeal, the defendant claims that *638 (1) the court improperly found a violation of probation on the basis of insufficient evidence, (2) her right to due process was violated by the identification procedures used in this case and (3) her right to due process was violated when the court denied her the right to confront an adverse witness. We affirm the judgment of the trial court.
The record reveals the following facts and procedural history. On December 2, 2011, the defendant was sentenced to fifteen years of incarceration, execution suspended after three years, and three years of probation following her guilty plea and conviction for selling narcotics in violation of General Statutes § 21a-277 (a) and failure to appear in the first degree in violation of General Statutes § 53a-172. The defendant was released from the custody of the Commissioner of Correction on February 14, 2014, and signed her conditions of probation five days later. These conditions included the standard requirement that the defendant not violate any criminal law of the United States or Connecticut.
In 2015, Mark Heinmiller, a detective with the Westport Police Department, was a member of the Southwest Narcotics Task Force (task force). 1 On December 10, 2015, Heinmiller spoke with a confidential informant and set up a controlled purchase of crack cocaine. Heinmiller personally had used this confidential informant approximately *752 thirty times in the past and described this individual as "proven and very reliable."
Later that day, Heinmiller and other members of the task force observed the defendant approach the confidential informant in the area of Park Avenue and Olive Street in Bridgeport. The defendant provided the confidential informant with crack cocaine in exchange for money. The defendant then left the area, coming within *639 five feet of Heinmiller as he conducted his surveillance. The confidential informant later provided Heinmiller with a written statement about the drug sale. Heinmiller also noted that the confidential informant had told him that the seller of the crack cocaine identified herself as "Timberlyn" or "Timberland."
At a later date, one of the officers who had participated in the surveillance of this controlled drug purchase attended a meeting of the task force. At this meeting, he informed the other members that the person who had sold illegal drugs to the confidential informant went by the name of "Timberlyn" or "Timberland." 2 Other officers suggested that this person could have been the defendant. Following the meeting, Heinmiller entered the defendant's name into a "probation database" and, using a photograph contained therein, identified her as the seller of the crack cocaine to the confidential informant.
Heinmiller prepared an arrest warrant for the defendant and executed it in March, 2016. The defendant subsequently spoke with Heinmiller. She told him that she could not recall the events of December 10, 2015, and that she was "using drugs" at that time.
The state subsequently charged the defendant with violating her probation pursuant to § 53a-32. The court, Holden, J. , found that the defendant had violated the conditions of her probation by violating the criminal laws of this state or the United States. 3 It further ordered *640 that the defendant continue on probation and that the original sentence remain in effect. This appeal followed. Additional facts will be set forth as necessary.
I
The defendant first claims that the court improperly found a violation of probation on the basis of insufficient evidence. Specifically, she argues that she was identified as the seller of the crack cocaine "entirely on unreliable hearsay from an unknown confidential informant related in court by a law enforcement officer." 4 The *753 state counters that the court properly relied on Heinmiller's testimony regarding his observations of the drug sale and his identification of the defendant as the seller of the crack cocaine to support its conclusion that she had violated her probation. We agree with the state.
As an initial matter, we set forth the relevant legal principles and our standard of review. "[T]he purpose of a probation revocation hearing is to determine whether a defendant's conduct constituted an act sufficient to support a revocation of probation ... rather than whether the defendant had, beyond a reasonable doubt, violated a criminal law. The proof of the conduct at the hearing need not be sufficient to sustain a violation of a criminal law.... Thus,
a probation violation
*641
need be proven only by a preponderance of the evidence
." (Citation omitted; emphasis in original; internal quotation marks omitted.)
State
v.
Megos
,
A violation of probation hearing is comprised of an evidentiary phase and dispositional phase.
State
v.
Preston
,
"With respect to the evidentiary phase of a revocation proceeding, [t]o support a finding of probation violation, the evidence must induce a reasonable belief that it is more probable than not that the defendant has violated a condition of his or her probation.... This court may reverse the trial court's initial factual determination that a condition of probation has been violated only if we determine that such a finding was clearly erroneous.... A finding of fact is clearly erroneous when there is no evidence to support it ... or when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.... In making this determination, every reasonable presumption must be given in favor of the trial court's ruling." (Citation omitted; internal quotation marks omitted.)
State
v.
Tucker
,
*642 In the present case, Heinmiller arranged for the confidential informant to make a controlled purchase of crack cocaine on December 10, 2015. After placing the order, the confidential informant proceeded to the area of Park Avenue and Olive Street to obtain the drugs. Heinmiller, along with other members of the task force, kept the confidential informant under constant surveillance. From a distance of 100 feet, Heinmiller observed a woman approach the confidential informant and engage in a hand-to-hand drug transaction. As the seller walked away, she approached Heinmiller's location, walking past him at a distance of approximately five feet.
*754 After learning the possible identity of the seller from a fellow officer, Heinmiller entered the information into a database, obtained a photograph of her and "immediately identified her as [the] suspect." Heinmiller also identified the defendant as the seller at the violation of probation hearing.
We cannot conclude that the evidence was insufficient to support the court's finding that the defendant had violated her probation. The court was free to credit Heinmiller's observations and identifications. On the basis of the evidence presented at the violation of probation hearing, the court's finding was not clearly erroneous. See, e.g.,
State
v.
Shakir
,
II
The defendant next claims that her right to due process was violated by the identification procedures used in this case. Specifically, the defendant argues that the court failed to perform the analysis of the reliability
*643
of the out-of-court identification pursuant to
Neil
v.
Biggers
,
The following facts are necessary for our discussion. As we previously stated, Heinmiller had observed the controlled narcotics purchase from a distance of 100 feet and viewed the seller as she came within five feet of his location following the transaction. Using information from the confidential informant and other members of the task force, he learned the possible name of the seller. He entered this name into a probation database, which then displayed a photograph. He "immediately identified her as [the seller he had observed on December 10, 2015]." The state offered this photograph from the probation database for admission into evidence. In the absence of an objection from the defendant, the court admitted this photograph into evidence. Heinmiller previously had identified the defendant in the courtroom at the violation of probation hearing.
In her appellate brief, the defendant does not claim to have objected to the admission of the photograph into evidence and acknowledges that she did not specifically request the court to conduct an analysis pursuant to
Neil
v.
Biggers
, supra,
The state argues that this issue is controlled by
State
v.
Collins
,
III
The defendant finally claims that the court violated her right to due process when it denied her the right to confront an adverse witness, namely, the confidential informant. Specifically, she contends that the court should have concluded that her strong interest in confrontation outweighed the state's interest in protecting the identity of informants. 8 The state counters that the record is inadequate to review this due process claim. We agree with the state.
The following additional facts are necessary for our discussion. Prior to the start of the violation of probation hearing, the defendant filed a motion for disclosure of the identity of the confidential informant. In her motion, dated January 17, 2017, the defendant argued that the confidential informant was a necessary witness because that individual was "the only other person that was present during the alleged transaction." She further posited that the testimony of the confidential informant would be beneficial to her, was material to the issues, and would enable her to prepare an adequate defense.
*647
In support of her motion, the defendant relied on
Roviaro
v.
United States
,
On February 22, 2017, prior to the start of the evidentiary phase of the violation of probation hearing, the court heard argument regarding the motion for disclosure. Defense counsel emphasized the ability of the confidential informant to identify the seller of the crack cocaine. In response, the state questioned whether the due process concerns raised by the defendant applied in a violation of probation hearing. Defense counsel *648 countered that even in a violation of probation hearing, the defendant was entitled to due process, which included the right to confront and cross-examine the witnesses against her, including the confidential informant. 11
After hearing from the parties, the court noted that it was not deciding the defendant's guilt with respect to the underlying charges, but, rather, whether she had violated the terms of her probation. It then stated: "Evidentiary concerns that are presented in a hearing [concerning a] violation of probation are such that even hearsay is admitted and the question becomes the reliability of the hearsay offer and the rules of evidence are in fact in terms of violation of probation proceeding, quite relaxed in essence and ... at this point ... your request ... for the state to disclose ... the name of the confidential informant is denied."
During the evidentiary phase of the violation of probation hearing, Heinmiller testified that he personally had worked with this confidential informant a minimum of thirty times and characterized this individual as "proven" and "very reliable." Heinmiller also stated that disclosure of the confidential informant's identity would jeopardize both future police investigations and his or her physical safety. At some point during Heinmiller's testimony, the state offered a written statement from the confidential informant into evidence. The court admitted this statement into evidence, over the defendant's objection that it constituted a due process violation. 12
*649 Although the defendant directly challenged the denial of her motion for disclosure of the identity of the confidential informant before the trial court, citing Roviario and Hernandez , she has not done so in this appeal. Instead, the defendant has enlarged her due process claim beyond her objection to the admission of the confidential informant's written statement to include the name of the seller. Moreover, she has amalgamated her due process claim with the denial of her motion.
Our focus, therefore, is directed to the legal issue presented in the defendant's appellate brief, that is, whether her due
*758
process right to confront an adverse witness in a violation of probation hearing was violated when Heinmiller testified that he had learned how the seller had identified herself to the confidential informant during the illicit drug transaction. Specifically, the defendant argues in her appellate brief that the court failed to balance her interest in confronting the confidential informant against the state's reasons for not producing the confidential informant at the hearing and the reliability of the proffered hearsay. See, e.g.,
State
v.
Giovanni P.
,
The defendant requests that we review her constitutional claim pursuant to the
Golding
doctrine. We conclude that the record is inadequate, and, thus, this claim fails to satisfy the first prong of
Golding
. See, e.g.,
State
v.
Medina
,
We begin our analysis by setting forth the limited due process rights afforded to a defendant in a violation of probation hearing. "Probation revocation proceedings fall within the protections guaranteed by the due process clause of the fourteenth amendment to the federal constitution .... Probation itself is a conditional liberty and a privilege that, once granted, is a constitutionally protected interest .... The revocation proceeding must comport with the basic requirements of due process because termination of that privilege results in a loss of liberty." (Internal quotation marks omitted.)
State
v.
Andaz
,
*651
State
v.
Barnes
,
This court, on several occasions, has considered an unpreserved due process claim that originated in the inability
*759
to confront and cross-examine an adverse witness in a violation of probation hearing. For example, in
State
v.
Shakir
, supra,
More recently, in
State
v.
Tucker
, supra,
In the present case, the defendant failed to request that the trial court conduct the Shakir balancing test. We therefore conclude, as we did in Tucker , Polanco and Shakir , that the defendant failed to sustain her burden of establishing an adequate record for review, as required by the first prong of Golding . Accordingly, we decline to consider the merits of this unpreserved appellate claim.
The judgment is affirmed.
In this opinion the other judges concurred.
The court did not set forth a detailed memorandum of decision specifically listing all of the facts set forth herein. On two occasions, however, it specifically stated that Heinmiller was a credible witness.
In his report setting forth the details of the drug sale, Heinmiller indicated that the confidential informant had told him that the seller of the drugs identified herself as "Timberlyn" or "Timberland." This report was not admitted into evidence at the violation of probation hearing.
The record does not contain a transcript of the court's decision, as is required by Practice Book § 64-1 (a). Additionally, the defendant failed to take any steps to obtain a decision in compliance with our rules of practice. "In some cases in which the requirements of Practice Book § 64-1 (a) have not been followed, this court has declined to review the claims raised on appeal due to the lack of an adequate record."
Emeritus Senior Living
v.
Lepore
,
In the present case, the ability of this court to review the claims raised by the defendant in this appeal has not been hampered by the failure to comply with our rules of practice. Nevertheless, we remind counsel of the obligation to provide this court with a signed transcript or a written memorandum of decision in accordance with Practice Book § 64-1. See
State
v.
Gansel
,
The defendant also contends that Heinmiller's identification was "tainted by the unnecessarily suggestive procedure utilized by the police" and, therefore, was unreliable and cannot form the basis for the finding that she violated her probation. As we conclude in part II of this opinion, the record is inadequate to review the defendant's claim regarding the identification procedures used in this case. Accordingly, this argument regarding the sufficiency of the evidence also fails.
Our Supreme Court recently stated: "The test for determining whether the state's use of an unnecessarily suggestive identification procedure violates a defendant's federal due process rights derives from the decisions of the United States Supreme Court in
Neil
v.
Biggers
, [supra,
As noted by the state, subsequent to the filing of the defendant's appellate brief, our Supreme Court issued its decision in
State
v.
Harris
,
See, e.g.,
State
v.
Dickson
,
The defendant does not argue that there was a violation of her constitutional rights under the confrontation clause of the sixth amendment to the United States constitution but relies solely on the due process clause of the fourteenth amendment.
"In
Roviaro
v.
United States
, [supra,
"
Roviaro
established a test for assessing challenges to the applicability of the informant's privilege. This test involves the balancing of two competing interests: (1) the preservation of the underlying purpose of the privilege; and (2) the fundamental requirements of fairness.... The underlying purpose of the privilege is to protect the public interest in the flow of information to law enforcement officials. The fundamental requirements of fairness comprise the defendant's right to a fair trial, including the right to obtain information relevant and helpful to a defense.... Whether [disclosure is warranted depends] on the particular circumstances of each case, taking into consideration the crime charged, the possible defenses, the possible significance of the informer's testimony, and other relevant factors." (Internal quotation marks omitted.)
State
v.
Crespo
,
In
State
v.
Hernandez
, supra,
Specifically, defense counsel stated: "At a violation of probation hearing, the defendant is still afforded due process based on the fourteenth amendment of the [United States] constitution and the right to confront and cross-examine witnesses, so I do think that the ability to do that to the complaining witness is applicable here."
Defense counsel objected as follows: "I'm not objecting based on hearsay. I'm objecting based on [the defendant's] fourteenth amendment constitutional right to due process. She does have ... the right to confront the witnesses against her. That's a constitutional right. Due process is implicated in a violation of probation hearing."
Reference
- Full Case Name
- STATE of Connecticut v. Timolyn DUNBAR
- Cited By
- 7 cases
- Status
- Published