H. D. Smith & Co. v. Southington Mfg. Co.
H. D. Smith & Co. v. Southington Mfg. Co.
Opinion of the Court
The plaintiff is the owner of letters patent No. 737,179, granted August 25, 1903, upon the application of William S. Ward, plaintiff’s assignor, for an improvement in screwdrivers. The patent contains two claims, and the bill of complaint charges the defendant with infringement of both claims. An answer has been filed denying infringement, and the case arises upon final hearing on the pleadings and proofs.
“While defendant may not dispute the validity of the patent, nor such a construction of its claims as will cover kettles of the type it first made, it may show, if it can, that those of the later type are not within the patent; and in considering this question the court may look into the prior art and construe the specifications in the light of the file wrapper, in order to determine whether the new style of kettle also infringes the patent.”
Such again is Noonan v. Chester Park Athletic Club Co., 99 Fed. 90, 91, 39 C. C. A. 426, 427, decided by the Circuit Court of Appeals for the Sixth Circuit (Taft, Lurton, and Day, Judges) where it was held that an estoppel preventing a defendant from denying the validity of the patent did not prevent him from denying infringement, and that in determining such an issue it is admissible to show the state of the prior art involved that the court may find what the thing was which was included in the estoppel, and thus determine the primary or secondary character of the patent, and the extent to which the doctrine of equivalents may be invoked against an infringer. The estoppel in that case arose from an assignment of the patent in suit, and the court in its opinion said:
“It seems to be well settled that the assignor of a patent is estopped from saying his patent is void for want of novelty or utility, or because anticipated*163 by prior inventions. But this estoppel, for manifest reasons, does not prevent him from denying infringement. To determine such an issue, it is admissible to show the state of the art involved, that the court may see what the thing was which was assigned, and thus determine the primary or secondary character of the patent assigned, and the extent to which the doctrine of equivalents may be invoked against an infringer. The court will not assume against an assignor, and in favor of his assignee, anything more than that the invention presented a sufficient degree of utility and novelty to justify the issuance of the patent assigned, and will apply to the patent the same rule of construction, with this limitation, which would be applicable between the patentee and a stranger. Babcock v. Clarkson, 63 Fed. 607, 11 C. C. A. 351; Ball & Socket Fastener Co. v. Ball Glove-Fastening Co., 58 Fed. 818, 7 C. C. A. 498; Cash-Carrier Co. v. Martin, 67 Fed. 786, 14 C. C. A. 642; Chambers v. Crichley, 33 Beav. 374; Construction Co. v. Stromberg (C. C.) 66 Fed. 550; Clark v. Adie, 2 App. Cas. 423, 426.”
“1. As a new article of manufacture, the herein-described screw-driver, consisting of the blade, the round shank, conoidal bolster, handle-web, and butt, all formed in one piece, and the handle-scales secured to the said handle-web, the handle portion being elliptical In cross-section for the most part, but gradually merging with the conoidal bolster by a gentle taper into the circular tool-shank, thus providing for a firm grasp while facilitating a nice control by pressure of the finger and thumb upon the shank of the tool.
“2. As a new article of manufacture, the herein-described screw-driver, consisting of the blade, the round shank, conoidal bolster, handle-web, and butt all formed In one piece of drop-forged metal shaped as described, the handle portion being elliptical in cross-section for the most part, but gradually merging with the conoidal bolster by a gentle taper into tlie circular tool-shank, thus providing for a firm grasp while facilitating a nice control by pressure of the finger and thumb upon the shank of the tool.”
In construing these claims and determining the question of their construction and just what they cover, the best source of information is the specification of the patent, and, in connection therewith, the history of the application while it was pending in the Patent Office. The patent is a very simple one. The patentee first states that the object of his invention “is efficiency of the article.” He then proceeds to describe its mechanical construction by reference to the accompanying drawings, after which he states that:
“The screw-driver is very firm, substantial, and solid, while at the saín» time it is of a graceful and effective form and particularly convenient to handle.”
From the prior art which is introduced in evidence, and from matters of common knowledge and use which the court is bound to judi
The original application for the patent in suit as filed contained only one claim covering these devices, which was as follows:
“As a new article of manufacture, the herein-described screw-driver, consisting of the blade, shank, conoidal bolster, handle-web, and butt all formed in one piece, and the handle-scales secured to the said handle-web.”
This claim was promptly rejected on the ground that the applicant’s device presented a mere double use of the structure shown in the Rubel patent, No. 86,252, the Rubel patent, No. 78,328, and the Frary patent, No. 172,874. This rejection was acquiesced in, and the claim amended by characterizing the word “shank” by the adjective “round,” and by inserting an additional claim as follows:
“The herein-described screw-driver, consisting of the blade, shank, bolster, handle-web and butt, all formed in one piece with the hammer face 12 at the extreme end of the butt, and the handle-scales secured to the said web”
—the applicant at the same time stating that:
“The amended claims are thought to avoid the references, because none of the references show either the round shank, the conoidal bolster, nor the butt with the hammer face.”
These amended claims were again promptly rejected because they did not present any invention over the references of record, and this rejection was acquiesced in.
The applicant thereupon amended his specification by substituting for the word “shoulder” the word “face” as it now appears in lines 31, 32, 35, and 37 of page 1 of the printed specification, and by adding the word “drop” before the word “forged,” as it now appears in line 42 of page 1 of the printed specification, and by inserting further the following:
“I deem the conoidal shape of the bolster and lower part of the handle, merging from an elliptical cross-section into the circular one of the blade-shank by a gentle taper without any shoulder or abrupt break, as important because it permits the operator, while maintaining a firm grip upon the main portion of the handle, to bring his finger and thumb down upon the bit-shank to control the point of the blade with great nicety. I also deem as important the particular form of the handle-scale-receiving faces of the bolster and butt of the metal part of the tool, which are readily manufactured by drop-forging”
—and further by inserting after the last line of claim 1, the following:
“The handle portion being elliptical in cross-section for the most part, but gradually merging with the conoidal bolster by a gentle taper into the circular*165 tool shank, thus providing for a firm grasp while facilitating a nice control by pressure of the finger and thumb upon the shank of the tool”
—and by striking out claim 2 and substituting therefor the second claim as allowed.
The patent was then allowed with these amendments after the patentee had an opportunity to appeal from the decision of the examiner rejecting his application. No appeal was taken. He must therefore be held to have surrendered to the public what he thus conceded, and it is immaterial whether the examiner was right or wrong in making the rejection. Sargent v. Hall Safe & Lock Co., 114 U. S. 63, 86, 5 Sup. Ct. 1021, 29 L. Ed. 67; Shepard v. Carrigan, 116 U. S. 593, 598, 6 Sup. Ct. 493, 29 L. Ed. 723; Roemer v. Peddie, 132 U. S. 313, 317, 10 Sup. Ct. 98, 33 L. Ed. 382; Knapp v. Morss, 150 U. S. 221, 224, 14 Sup. Ct. 81, 37 L. Ed. 1059; Morgan Envelope Co. v. Albany Paper Co., 152 U. S. 425, 429, 14 Sup. Ct. 627, 38 L. Ed. 500. These amendments to the specification and claims, and the amended claims, must be construed with reference to the specification, and were manifestly a narrowing of the patent and its claim as originally applied for, and this narrowing of the claim was accepted by the patentee as a condition precedent to the grant of the patent. The claims as allowed cannot, by any possibility, be construed to cover what was previously rejected, and this is particularly true as the patent in suit is of a narrow character of invention which does not entitle the patent to any considerable range of equivalents, but must be strictly construed and limited. Computing Scale Co. v. Automatic Scale Co., 204 U. S. 609, 621, 27 Sup. Ct. 307, 51 L. Ed. 645.
It follows therefore that the defendant does not infringe unless its alleged infringing device contains those elements or characteristics which were injected into the patent in suit as a condition precedent of the grant. In my opinion, the defendant’s device docs not contain these elements or characteristics. To be sure, the difference is very slight, hut slight as it is, it was sufficient to convince the Patent Office that the patent should be allowed, and if it was sufficient for the latter purpose, it must be sufficient to escape the charge of infringement. The patent was not allowed until the conoidal bolster had been characterized as to shape and function, and this feature now becomes the prime feature of the patent, and, with respect of patentable novelty, it is the exclusive feature; indeed, it was so recognized by the Patent Office as differentiating applicant’s device from the table knives of the prior art. Moreover, the “gentle taper” of the bolster “without any shoulder or abrupt break” is permissive and not positive. The real fact is that the ultimate control of the blade is not effected through the bolster, but through the bit shank which is circular in cross-section. With his finger and thumb stretched over the smooth taper of the bolster the operator can reach down over the same upon the bit shank and thus effect the control of the blade. But the patentee abandoned to the public by his failure to appeal from the examiner his original broad claim covering a screw-driver having its metal portion made in one piece and provided with handle-scales, and accepted a patent with a limitation restricting his monopoly to a screw-driver possessing cer
The bill of complaint is dismissed, without prejudice, however, to the plaintiff’s right to maintain a suit against the defendant if it can show the manufacture or sale by defendant of screw-drivers the same as those manufactured before the agreement of October 7, 1912.
Let a decree to that effect be entered.
Reference
- Full Case Name
- H. D. SMITH & CO. v. SOUTHINGTON MFG. CO.
- Cited By
- 1 case
- Status
- Published