Bourke v. Man Engines & Components, Inc.
Bourke v. Man Engines & Components, Inc.
Opinion of the Court
Plaintiffs, Frederic A. Bourke, Jr. ("Bourke") and Fireman's Fund Insurance Company ("Fireman's Fund"), as subrogee of Bourke, bring this diversity action against defendant MAN Engines & Components, Inc. ("MAN") alleging that defendant breached express and implied warranties in connection with two diesel marine engines that defendant sold to Bourke. Pending before the court is defendant's motion for summary judgment against sole remaining plaintiff Fireman's Fund. (Doc. # 97.)
I. Factual Background
The following facts, drawn from the parties' Local Rule 56(a) statements and exhibits, are undisputed.
MAN distributes and sells diesel marine engines designed and manufactured by MAN Truck and BUS, AG. (Defendant's Local Rule 56(a)(1) Statement ("Def. SOF"), Doc. # 102, ¶ 4; Plaintiff's Local Rule 56(a)(2) Statement ("Pl. SOF"), Doc. # 105, ¶ 4.) MAN sold two MAN Truck and BUS, AG diesel marine engines (the "engines") to Bourke for installation on Bourke's motor yacht, MV Midnight. (Def. SOF ¶ 6; Pl. SOF ¶ 6.) Each of the engines has a component part called an intercooler. (Def. SOF ¶¶ 8-8; Pl. SOF ¶¶ 8-9.) The intercoolers cool the hot charge air coming from Turbo chargers of the engines by using sea water from the ocean, which circulates through the web of tubes in the intercoolers. (Def. SOF ¶¶ 10-11; Pl. SOF ¶¶ 10-11.) The cooled air then circulates into the engine where it is compressed and injected by diesel fuel. (Def. SOF ¶ 12; Pl. SOF ¶ 12.)
Although the date of purchase is unclear,
II. Summary Judgment Standard
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A "material" fact is a fact that influences the case's outcome under governing law. Anderson v. Liberty Lobby, Inc.,
III. Discussion
Defendant MAN moves for summary judgment against subrogated plaintiff Fireman's Fund on its claims of breach of express warranty (Count II) and breach of implied warranties (Count IV) against MAN due to MAN's alleged failure to reimburse Fireman's Fund for certain repairs to Bourke's motor yacht. (Compl., Doc. # 1.) Defendant MAN argues that the Connecticut Product Liability Act,
Plaintiff does not respond at all to defendant's argument that the CPLA governs plaintiff's claims and that plaintiff has not pleaded the necessary elements of a breach of warranty claim under the CPLA. Instead, plaintiff states, without more, only that the "complaint sounds in contract." (Doc. # 104 at 2.)
The court agrees with defendant, as discussed below.
A. The Complaint is Governed by the CPLA.
Plaintiff pleaded two counts against MAN: breach of express warranty and breach of implied warranty (Compl., Counts II, IV). By its terms, the CPLA governs these claims.
"Product liability claim" includes all claims or actions brought for personal injury, death or property damage caused *231by the manufacture, construction, design, formula, preparation, assembly, installation, testing, warnings, instructions, marketing, packaging or labeling of any product. "Product liability claim" shall include, but is not limited to, all actions based on the following theories: Strict liability in tort; negligence; breach of warranty, express or implied; breach of or failure to discharge a duty to warn or instruct, whether negligent or innocent; misrepresentation or nondisclosure, whether negligent or innocent.
It is well-settled that the CPLA is the exclusive remedy for plaintiff's claims of breach of warranty. The CPLA provides: "A product liability claim as provided [in the CPLA] ... may be asserted and shall be in lieu of all other claims against product sellers, including actions of negligence, strict liability and warranty, for harm caused by a product."
According to the Connecticut [S]upreme [C]ourt, this statutory language, generally referred to as the exclusivity provision, makes the CPLA the exclusive means by which a party may secure a remedy for an injury caused by a defective product. In other words, the legislature clearly intended to make our products liability act an exclusive remedy for claims falling within its scope.
Mountain West Helicopter, LLC v. Kaman Aerospace Corp.,
"Although the CPLA provides the exclusive remedy for product liability claims, it was not meant to alter the substance of a plaintiff's rights and it does not preempt all common law theories of product liability; rather, the CPLA bars separate common law causes of action in product liability cases." Fraser v. Wyeth, Inc.,
B. MAN is a Product Seller Under the CPLA.
Initially, the court must determine whether defendant is a product seller under the CPLA. "Whether [a] defendant is a 'product seller' is a question of law for the court to decide." Svege v. Mercedes-Benz Credit Corp.,
"Product seller" means any person or entity, including a manufacturer, wholesaler, *232distributor or retailer who is engaged in the business of selling such products whether the sale is for resale or for use or consumption. The term "product seller" also includes lessors or bailors of products who are engaged in the business of leasing or bailment of products.
Although plaintiff now asserts that MAN is not a product seller within the meaning of the CPLA ( Pl. SOF ¶ 5), plaintiff pleaded in the complaint that defendant MAN "was engaged, inter alia, in the business of designing, manufacturing, selling, servicing, maintaining and repairing marine engines." (Compl. ¶ 3.) In its Local Rule 56(a)(1) Statement, defendant MAN asserts:
An entity which is separate from MAN, but with which MAN is affiliated, MAN Truck and BUS, AG ("MAN Germany") designs and manufactures diesel marine engines. MAN was engaged in the business of distributing and selling MAN Germany designed and manufactured diesel marine engines at all times relevant to this matter.
(Def. SOF ¶¶ 3-4.) In its Local Rule 56(a)(2) Statement, Plaintiff admitted this fact. (Pl. SOF ¶¶ 3-4.) There is no genuine of issue of fact. As a matter of law, defendant MAN is a "product seller" under Conn. Gen Stat. § 51-572m(a).
C. Proof of a Defect Is an Essential Element of Breach of Warranty Claims Under The CPLA and Plaintiff Has Failed to Introduce Any Admissible Evidence to Prove That The Intercoolers Were Defective.
Defendant argues that proof of a defect is a necessary element of all claims under the CPLA and that plaintiff has failed to prove a defect. Plaintiff disagrees, and as discussed below, belatedly attempts to create an issue of fact as to whether the product was defective.
In any products liability action, under any theory of liability, "the plaintiff must plead and prove that the product was defective and that the defect was the proximate cause of the plaintiff's injuries." Haesche v. Kissner,
"A product may be defective due to a flaw in the manufacturing process, a design defect or because of inadequate warnings or instructions." Vitanza v. Upjohn Co.,
Within the strict liability rubric, Connecticut recognizes a trifecta of product defects: (1) manufacturing defects; (2) design defects; and (3) warnings defects. Generally speaking, a manufacturing defect is a mistake in the assembly process, which results in a product that differs from the manufacturer's intended result. A design defect, in contrast, exists when the product is otherwise properly manufactured, but is nonetheless unreasonably dangerous because its attributes can cause unexpected injury. A product is defectively designed if: (1) it failed to perform as safely as an ordinary consumer would expect when used in a reasonably foreseeable manner (the "ordinary consumer expectations" test); or (2) in the case of complex products, the risk of danger inherent in the design of the product outweighs its utility (the "modified consumer expectations" test. Lastly, a warning defect exists when a product is unreasonably dangerous because it lacks adequate warnings or instructions concerning the product's dangerous propensities. In such cases, the failure to warn itself makes the product defective.
Moss v. Wyeth Inc.,
Although it is true that an ordinary consumer may, under certain circumstances, be able to form expectations as to the safety of a product; we nonetheless consistently have held that "expert testimony is required when the question involved goes beyond the field of the ordinary knowledge and experience of judges or jurors."
White v. Mazda Motor of Am., Inc.,
In White, the plaintiff was injured in an automobile fire. His sole expert "only offered an opinion as to how the fire in the vehicle may have started. He did not offer an opinion that the vehicle was defectively designed or manufactured." White v. Mazda Motor of Am., Inc.,
the plaintiff was required to provide the opinion of another expert that established sufficient prima facie evidence of the contested product liability issues in the case, e.g., that the vehicle was in a defective condition unreasonably dangerous to the consumer or user, that the defect or defects caused the injury for which compensation was sought, that the *234defect or defects existed at the time of the sale and that the vehicle after its manufacture was expected to and did reach the consumer without any substantial change in its condition.
Id. at 50-51,
In this case, as in White v. Mazda Motor, the questions at issue regarding the failure of the marine engines, "present complex questions outside of the ordinary knowledge and experience of jurors," ( White v. Mazda Motor,
Here, plaintiff alleges that the engines failed, allowing seawater to infiltrate the engines (Compl., Doc. # 1, ¶¶ 11-12), and it asserts in its response to the summary judgment motion that "the only plausible explanation for the premature failure of the intercoolers is that they were somehow defective." (Doc. # 104 at 3.) To the contrary, however, plaintiff's experts, testified at their depositions that they could not say that the intercoolers were defective. Specifically, plaintiff's expert Jon C. Bardo testified:
Q. And so you're not going to testify as to whether or not the failure was caused by, for example, a defect in the design of the engine-of the intercooler; correct?
A. I believe that's out of my-out of my league.
Q. Okay. And you're not going to testify as to whether or not the crack was caused by some sort of defect in the manufacturing process; correct?
A. Correct.
(Affidavit of James E. Regan ("Regan Aff."), Def. Ex. H, Doc. # 101-8, Bardo Dep. at 20-21. See also Def. SOF. at ¶¶ 34-35.) Likewise, plaintiff's second expert, Edwin M. Davis, did not provide any opinion as to whether the intercoolers were defective:
Q. No. 1, based on review of your report, it's my understanding that you are going to testify today that the intercoolers cracked and, therefore, caused damage to the engines. Is that fair?
A. That is what we concluded from our investigation.
Q. Okay. And you will testify today if asked regarding the testing that was done to determine, in fact, that there was-that there were cracks in the two intercoolers; correct?
A. Yes.
Q. What you're not able to testify to today is what was the actual cause of the crack in the intercoolers; correct?
A. That is correct.
Q. You will not testify to today whether the intercoolers themselves are covered by any warranties; correct?
A. I don't know anything about that.
Q. All right. And you similarly don't know whether or not any work done that was done following the crack and failure of the intercoolers-you're not going to testify as to whether any of that work was covered by a warranty; correct?
A. That's correct.
Q. You are not able to testify as to whether or not the intercoolers were defective; correct?
A. That's correct.
Q. You will not testify as to whether or not the intercoolers were defectively designed; correct?
A. Right.
*235Q. You will not testify as to whether the intercoolers were subject to a manufacturing defect; correct?
A. Correct.
(Regan Aff., Def. Ex. G, Doc. # 101-7, Davis Dep. at 19-20. See also Def. SOF. at ¶¶ 36-38.)
In its response to defendant's summary judgment motion, in an apparent effort to create a material issue of fact, plaintiff submitted a new affidavit from Mr. Bardo. (Doc. # 106, ex. 4.) This affidavit directly contradicts his deposition testimony. In particular, Mr. Bardo states:
Although I am not able to identify the specific defect in the intercoolers that caused the closed tubes to crack, or determine whether the defect occurred as a result of how the intercoolers were built or designed, I am able to state, within a reasonable degree of certainty, that there is no other plausible explanation for the intercoolers' closed tubes to crack in less than four (4) years of use with less than 1000 hours of running time other than from an unidentified defect of some kind.
(Doc. # 106, ex. 4, ¶ 16.)(Emphasis added.) An affidavit like this one, submitted to create a "sham issue of fact" is inadmissible.
"The Second Circuit follows the rule that a party may not create an issue of fact by submitting an affidavit in opposition to a summary judgment motion that, by omission or addition, contradicts the affiant's previous deposition testimony." Ferraresso v. Town of Granby,646 F.Supp.2d 296 , 301 (D. Conn. 2009) (citations and internal quotation marks omitted); see also Mack v. United States,814 F.2d 120 , 124 (2d Cir. 1987) ("It is well settled in this circuit that a party's affidavit which contradicts his own prior deposition testimony should be disregarded on a motion for summary judgment.").
Larobina v. Wells Fargo Bank, N.A., No. 3:10CV01279 (MPS),
As the Second Circuit has recognized:
If a party who has been examined at length on deposition could raise an issue of fact simply by submitting an affidavit contradicting his own prior testimony, this would greatly diminish the utility of summary judgment as a procedure for screening out sham issues of fact.
Mack v. United States,
Although we have typically applied the sham issue of fact doctrine where a party submits an affidavit that contradicts the party's own prior statements, it may also apply when a party attempts to use evidence from an expert witness to defeat summary judgment. See AEP Energy Servs. Gas Holding Co. v. Bank of Am., N.A.,626 F.3d 699 , 736 (2d Cir. 2010) (holding that plaintiffs' expert report that contradicted plaintiffs' prior representations was insufficient to defeat motion for summary judgment).
In re Fosamax Products Liab. Litig.,
*236In sum, plaintiff has not introduced any competent expert testimony that the intercoolers were defective,
On this record, there is no genuine issue of material fact and MAN is entitled to summary judgment on all counts of the complaint.
IV. Conclusion
For the foregoing reasons, defendant's motion for summary judgment (doc. # 97) is GRANTED.
SO ORDERED at Hartford, Connecticut this 28th day of March, 2018.
Defendant initially filed its motion for summary judgment against both Bourke and Fireman's Fund, but after reaching a settlement with Bourke, it withdrew its motion for summary judgment against Bourke (doc. # 109), and Bourke and MAN entered a stipulation of dismissal, which the court granted. (Doc. # 116 and # 117).
On January 29, 2015, the parties consented to the jurisdiction of a magistrate judge. (Doc. # 39; see
The parties indicate that the engines were either purchased or first put into use on April 3, 2009. (Def. SOF ¶ 7; Pl. SOF ¶ 7.)
In its Local Rule 56 (a)(1) Statement, MAN also asserts that it is a "product seller" under Conn. Gen Stat. § 51-572m(a). (Def. SOF ¶ 5.) Plaintiff denies this statement without explanation, stating only "Denied. MAN is not a 'product seller' under
Although plaintiff did not discuss the "malfunction doctrine," this court notes that:
"Under the malfunction doctrine, a plaintiff may establish a prima facie case of product defect by proving that the product failed in normal use under circumstances suggesting a product defect. Put otherwise, a product defect may be inferred by circumstantial evidence that (1) the product malfunctioned, (2) the malfunction occurred during proper use, and (3) the product had not been altered or misused in a manner that probably caused the malfunction. The malfunction doctrine may be described less formally as providing that a plaintiff need not establish that a specific defect caused an accident if circumstantial evidence permits an inference that the product, in one way or another, probably was defective.... Although the malfunction doctrine may come to a plaintiff's rescue when circumstances fairly suggest the responsibility of a product defect, it is hornbook law that proof of a product accident alone proves neither defectiveness nor causation. Nor does further proof that the accident was caused by a malfunction suffice to prove these elements. The crucial additional showing required of a plaintiff in a malfunction case is the negation of causes for the malfunction other than a product defect."
Fallon v. The Matworks,
In light of this conclusion, the court need not address plaintiff's arguments regarding breach of contract, in particular plaintiff's claim that the text of the Extended Service Warranty and the Limited Warranty are ambiguous. Suffice to say, however, that this court does not agree. The Extended Service Warranty and the Limited Warranty, by their terms, do not include the intercoolers. (See Regan Aff., Ex. C., Doc. # 101-3 and Ex. E, Doc. # 101-5.)
Reference
- Full Case Name
- Frederic A. BOURKE, Jr., and Fireman's Fund Insurance Co., as subrogee of Frederic A. Bourke, Jr. v. MAN ENGINES & COMPONENTS, INC.
- Cited By
- 3 cases
- Status
- Published