Chad J. Petipas and Diana Triado v. Brayfield et al.
Chad J. Petipas and Diana Triado v. Brayfield et al.
Trial Court Opinion
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF CONNECTICUT
CHAD J. PETIPAS AND DIANA TRIADO,
Plaintiff(s),
v.
No. 3:24-cv-01790 (VAB)
BRAYFIELD ET. AL,
Defendant(s).
RULING AND ORDER ON MOTION TO DISMISS
Chad J. Petitpas and Diana Tirado (“Plaintiffs”) have filed this action against Lisa
Brayfield, Brian Plourd, Matthew Wilkey, and April Embleton (“Defendants”), asserting claims
under 42 U.S.C. § 1983 arising from Chad Petitpas’s parole supervision and the Approved
Supervisor process. Second Amended Complaint, ECF No. 66 (Apr. 15, 2025) (“Second Am.
Compl.”).
Three of the Defendants, Brayfield, Plourd, and Wilkey, have jointly moved to dismiss
the Second Amended Complaint. Mot. to Dismiss, ECF No. 99 (July 1, 2025). April Embleton,
the remaining Defendant, has separately moved to dismiss. Mot. to Dismiss, ECF No. 87 (June
17, 2025).
For the reasons explained below, Defendants’ motions to dismiss are GRANTED in part
and DENIED in part.
All official-capacity claims against Lisa Brayfield, Brian Plourd, and Matthew Wilkey,
any Fourteenth Amendment due process claims, any supervisory liability claims against Brian
Plourd, any deliberate indifference and supervisory claims against Matthew Wilkey, any First
Amendment family and intimate association claims against Lisa Brayfield and Brian Plourd, and
all claims against April Embleton are dismissed with prejudice.
This case will proceed only on the First Amendment retaliation claim against Lisa
Brayfield in her individual capacity.
I. FACTUAL AND PROCEDURAL BACKGROUND
A. Factual Allegations
The following facts are drawn from the operative Second Amended Complaint, ECF No.
66 (“Second Am. Compl.”), and its attached exhibits.
i. Background and the Approved Supervisor Process
Chad J. Petitpas served 16 and one-half years of incarceration and he alleges that he
“maintained exemplary rehabilitation and all program completion records.” Second Am. Compl.
at 2. He further alleges that he has “demonstrated commitment to lawful living and community
contribution.” Id.
Chad J. Petitpas and Diana Tirado allege that they sought an “Approved Supervisor
Meeting” in connection with Tirado’s requested residence approval. Second Am. Compl. at 11.
They further allege communications involving parole officials and a victim advocate during that
process. Second Am. Compl. at 13.
ii. Conduct Attributed to Lisa Brayfield
Chad Petitpas and Diana Tirado jointly allege that, after supervision was transferred to
Brayfield, she interfered with Petitpas’s housing by telling his landlord that the property would
be listed on the Connecticut Sex Offender Registry, which they allege led to attempted eviction.
Second Am. Compl. at 5. They further allege that Brayfield imposed “arbitrary and punitive
conditions,” including excessive and unannounced home visits. Second Am. Compl. at 6.
With respect to employment, they allege that Brayfield required disclosure to Petitpas’s
employer as a condition of approving an out-of-state work pass, and that she later handled work-
pass renewals in an arbitrary manner, including failing to provide a renewed pass and later
issuing a pass with incorrect address information. Second Am. Compl. at 6–7.
With respect to the Approved Supervisor process, they allege that Brayfield refused to
schedule an approved supervisor meeting if Petitpas’s attorney was present, and that the process
materials omitted victim advocate contact information. Second Am. Compl. at 6–7.
iii. Conduct Attributed to Brian Plourd and Matthew Wilkey
Chad Petitpas and Diana Tirado jointly allege that Brian Plourd participated in decisions
affecting the Approved Supervisor process. Second Am. Compl. at 10–11. They specifically
allege that Plourd participated in the denial of attorney presence at the Approved Supervisor
meeting, and that Brayfield stated the directive came from both herself and her supervisor.
Second Am. Compl. at 11. They also allege that Plourd ignored communications from their legal
counsel regarding the Approved Supervisor application process. Second Am. Compl. at 10.
They allege that Matthew Wilkey was contacted regarding their complaints and failed to
intervene after being informed of the issues they raised. Second Am. Compl. at 12.
iv. Conduct Attributed to April Embleton
Chad Petitpas and Diana Tirado jointly allege that April Embleton served in a victim-
advocate role in connection with the Approved Supervisor process and that her participation was
required for that process to proceed. Second Am. Compl. at 13, 16. They further allege that
Embleton did not provide the necessary contact information or otherwise facilitate the process,
including allegations that required victim-advocate contact information was omitted from
process materials and that parole officials did not provide her contact information despite its
asserted necessity to the application process. Second Am. Compl. at 14–15. They also allege that
Embleton stopped responding and refused to assist, including by refusing to provide her
supervisor’s name, refusing to provide a contact phone number, refusing to provide written
policies, and refusing to meaningfully help with the Approved Supervisor process. Second Am.
Compl. at 16. They further allege that Embleton’s non-participation prevented the process from
moving forward, and that parole officials stated they could not proceed because the victim
advocate would not be present. Id.
v. Alleged Impact on Family Association
Chad Petitpas and Diana Tirado jointly allege that Brayfield imposed restrictions
affecting Tirado’s household, including a restriction that Tirado could not have minor children,
including her own, visit her residence, even when Petitpas was not present. Second Am. Compl.
at 15. They also allege that Brayfield impeded the Approved Supervisor process by creating
barriers to Tirado’s approval, including conditions they characterize as arbitrary. Id.
B. Procedural History
On April 15, 2025, Chad Petitpas and Diana Tirado filed the operative Second Amended
Complaint. ECF No. 66.
On June 17, 2025, April Embleton filed a motion to dismiss pursuant to Federal Rule of
Civil Procedure 12(b)(6). ECF No. 87.
On June 24, 2025, Chad Petitpas filed a memorandum in opposition to April Embleton’s
motion to dismiss. ECF No. 96.
On July 8, 2025, April Embleton filed a reply in support of her motion to dismiss. ECF
No. 107.
On July 1, 2025, Lisa Brayfield, Brian Plourd, and Matthew Wilkey filed a motion to
dismiss. ECF No. 99.
On July 1, 2025, Lisa Brayfield, Brian Plourd, and Matthew Wilkey filed a memorandum
in support of their motion to dismiss. ECF No. 100.
On July 9, 2025, Chad Petitpas filed a memorandum in opposition to the motion to
dismiss filed by Lisa Brayfield, Brian Plourd, and Matthew Wilkey. ECF No. 109.
On July 13, 2025, Lisa Brayfield, Brian Plourd, and Matthew Wilkey filed an amended
and corrected memorandum in support of their motion to dismiss. ECF No. 111.
On July 23, 2025, Lisa Brayfield, Brian Plourd, and Matthew Wilkey filed a reply in
support of their motion to dismiss. ECF No. 115.
On July 28, 2025, Chad Petitpas and Diana Tirado filed a motion for leave to file sur-
replies addressing ECF No. 107 and ECF No. 115. ECF No. 116.
On July 30, 2025, the Court granted the motion for leave to file a sur-reply and set a
deadline for the sur-reply. ECF No. 117.
On August 5, 2025, Chad Petitpas filed a sur-reply addressing the motion-to-dismiss
briefing. ECF No. 118.
On August 13, 2025, Chad Petitpas filed a motion to supplement the record with newly
discovered evidence. ECF No. 119.
On December 1, 2025, Chad Petitpas and Diana Tirado filed a notice of continuing
constitutional injury and supplemental evidence directed to Defendants’ mootness arguments.
ECF No. 121.
On December 21, 2025, Lisa Brayfield, Brian Plourd, and Matthew Wilkey filed a motion
to strike the notice. ECF No. 122.
On December 30, 2025, Chad Petitpas filed a memorandum in opposition to the motion
to strike. ECF No. 123.
On January 12, 2026, Lisa Brayfield, Brian Plourd, and Matthew Wilkey filed a reply in
support of the motion to strike. ECF No. 124.
II. STANDARD OF REVIEW
To survive a motion to dismiss under 12(b)(6), a complaint must contain a “short and
plain statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a).
Any claim that fails “to state a claim upon which relief can be granted” will be dismissed. Fed.
R. Civ. P. 12(b)(6). In reviewing a complaint under Rule 12(b)(6), a court applies a “plausibility
standard” guided by “[t]wo working principles.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009).
First, “[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory
statements, do not suffice.” Id.; See also Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007)
(“While a complaint attacked by a Rule 12(b)(6) motion to dismiss does not need detailed factual
allegations . . . a plaintiff’s obligation to provide the ‘grounds’ of his ‘entitle[ment] to relief’
requires more than labels and conclusions, and a formulaic recitation of the elements of a cause
of action will not do.” (internal citations omitted)). Second, “only a complaint that states a
plausible claim for relief survives a motion to dismiss.” Iqbal, 556 U.S. at 679. Thus, the
complaint must contain “factual amplification . . . to render a claim plausible.” Arista Records
LLC v. Doe 3, 604 F.3d 110, 120 (2d Cir. 2010) (quoting Turkmen v. Ashcroft, 589 F.3d 542, 546
(2d Cir. 2009)).
When reviewing a complaint under Federal Rule of Civil Procedure 12(b)(6), the court
takes all factual allegations in the complaint as true. Iqbal, 556 U.S. at 678. The court also views
the allegations in the light most favorable to the plaintiff and draws all inferences in the
plaintiff’s favor. Cohen v. S.A.C. Trading Corp., 711 F.3d 353, 359 (2d Cir. 2013); See also York
v. Ass’n of the Bar of N.Y., 286 F.3d 122, 125 (2d Cir. 2002) (“On a motion to dismiss for failure
to state a claim, we construe the complaint in the light most favorable to the plaintiff, accepting
the complaint’s allegations as true.”).
A court considering a motion to dismiss under Rule 12(b)(6) generally limits its review
“to the facts as asserted within the four corners of the complaint, the documents attached to the
complaint as exhibits, and any documents incorporated in the complaint by reference.” McCarthy
v. Dun & Bradstreet Corp., 482 F.3d 184, 191 (2d Cir. 2007). A court may also consider “matters
of which judicial notice may be taken” and “documents either in plaintiffs’ possession or of
which plaintiffs had knowledge and relied on in bringing suit.” Brass v. Am. Film Techs., Inc.,
987 F.2d 142, 150 (2d Cir. 1993); Patrowicz v. Transamerica HomeFirst, Inc., 359 F. Supp. 2d
140, 144 (D. Conn. 2005).
A plaintiff’s “[f]actual allegations must be enough to raise a right to relief above the
speculative level” and assert a cause of action with enough heft to show entitlement to relief and
“enough facts to state a claim to relief that is plausible on its face.” Twombly, 550 U.S. at 555,
570. A claim is facially plausible if “the plaintiff pleads factual content that allows the court to
draw the reasonable inference that the defendant is liable for the misconduct alleged.” Iqbal, 556
U.S. at 678.
Although the Federal Rules of Civil Procedure do not require “detailed factual
allegations,” a complaint must offer more than “labels and conclusions,” “a formulaic recitation
of the elements of a cause of action,” or “naked assertion[s]” devoid of “further factual
enhancement.” Twombly, 550 U.S. at 555–57. Plausibility at the pleading stage is nonetheless
distinct from probability, and “a well-pleaded complaint may proceed even if it strikes a savvy
judge that actual proof of [the claim] is improbable, and . . . recovery is very remote and
unlikely.” Id. at 556 (internal quotation marks omitted).
III. DISCUSSION
A. The Official-Capacity Claims
The Eleventh Amendment bars suits for damages against a state or state officials acting in
their official capacities unless the state has waived its immunity or Congress has validly
abrogated it. Kentucky v. Graham, 473 U.S. 159, 169 (1985) (holding that “the Eleventh
Amendment bars a damages action against a State in federal court”). An exception exists where a
plaintiff seeks prospective declaratory or injunctive relief to remedy an ongoing violation of
federal law. Ex parte Young, 209 U.S. 123, 159–60 (1908) (holding that when a state officer
enforces an unconstitutional enactment, “he is in that case stripped of his official or
representative character and is subjected in his person to the consequences of his individual
conduct”). That exception, however, does not apply to claims that are retrospective in substance
or seek relief for completed conduct. Papasan v. Allain, 478 U.S. 265, 277–78 (1986)
(explaining that Young “has been focused on cases in which a violation of federal law by a state
official is ongoing as opposed to cases in which federal law has been violated at one time or over
a period of time in the past”).
Brayfield, Plourd, and Wilkey argue that all claims asserted against them in their official
capacities are barred by sovereign immunity because Plaintiffs have not alleged a waiver of
Eleventh Amendment immunity or congressional abrogation. Defs.’ Mem. in Supp. at 15–16
(arguing that “Plaintiffs have not alleged that the Defendants waived their Eleventh Amendment
sovereign immunity in this case, nor that Congress has expressed an unmistakable intention to
abrogate the State’s sovereign immunity, and thus all of the Plaintiffs official capacity claims
against the Defendants for money damages must be dismissed”).
They further contend that Plaintiffs’ requests for declaratory and injunctive relief are
retrospective in nature and therefore fall outside the Ex parte Young exception. Id. at 17–18
(arguing that the exception “does not permit judgments against state officers declaring that they
violated federal law in the past””). They emphasize that Petitpas’s parole supervision has
changed over time and that Brayfield no longer supervises him, defeating any plausible
allegation of an ongoing violation attributable to these Defendants. Id. at 16 (stating that
“Defendant Brayfield is no longer the Plaintiff’s parole officer. P.O. Huff is the Plaintiff’s current
parole officer”).
Chad Petitpas and Diana Tirado respond that they seek forward-looking relief to remedy
ongoing constitutional injuries. Pls.’ Mem. in Opp’n at 5 (asserting that “Plaintiffs seek
prospective injunctive relief for ongoing constitutional violations, which falls squarely within the
Ex Parte Young exception to Eleventh Amendment immunity”). They further contend that
Defendants’ alleged obstruction of the approved supervisor process remains ongoing. Id. at 10–
11 (alleging “obstruction of the approved supervisor process, despite compliance with all
requirements”).
Defendants reply that Plaintiffs’ requests for injunctive and declaratory relief are
retrospective or moot and therefore fall outside the Ex parte Young exception. Defs.’ Reply at 1–
2 (stating that although Plaintiffs claim to seek prospective relief, their requests are
“retrospective” and that “there is no likelihood of ongoing constitutional violations” because
“Defendant Brayfield is no longer Plaintiff Chad Petitpas’s parole officer”).
The Court agrees.
At the pleading stage, the issue is whether the Second Amended Complaint plausibly
alleges facts that would overcome sovereign immunity, including facts supporting waiver,
abrogation, or an ongoing violation of federal law warranting prospective relief. Iqbal, 556 U.S.
at 678 (holding that “[t]hreadbare recitals of the elements of a cause of action, supported by mere
conclusory statements, do not suffice”); Id. (holding that a claim is plausible when “the plaintiff
pleads factual content that allows the court to draw the reasonable inference that the defendant is
liable for the misconduct alleged”).
The Second Amended Complaint seeks monetary damages, including compensatory
damages not limited to Defendants’ individual capacities. See Second Am. Compl. at 16 (seeking
in the Prayer for Relief “Compensatory damages in an amount to be determined at trial”). Such
claims are barred by the Eleventh Amendment because “an official-capacity suit is, in all respects
other than name, to be treated as a suit against the entity.” Graham, 473 U.S. at 166. The Second
Amended Complaint does not allege that the State of Connecticut has waived its sovereign
immunity, nor does it identify any congressional abrogation applicable to Plaintiffs’ § 1983
claims.
Nor do Plaintiffs plausibly allege an ongoing violation sufficient to invoke the Ex parte
Young exception. Defendants assert that Defendant Brayfield no longer serves as Plaintiff
Petitpas’s parole officer and that supervision has been transferred to another officer. Defs.’ Mem.
in Supp. at 16 (stating that “Defendant Brayfield is no longer the Plaintiff’s parole officer. P.O.
Huff is the Plaintiff’s current parole officer”).
Even accepting Plaintiffs’ characterization of their claims as seeking prospective relief,
the allegations, as pleaded, do not describe an ongoing violation of federal law attributable to
these Defendants. See Papasan, 478 U.S. at 277–78 (explaining that Young “has been focused on
cases in which a violation of federal law by a state official is ongoing as opposed to cases in
which federal law has been violated at one time or over a period of time in the past”).
Accordingly, all official-capacity claims against Defendants Brayfield, Plourd, and
Wilkey will be dismissed.
B. The First Amendment Retaliation Claims
To state a First Amendment retaliation claim under § 1983, a plaintiff must plausibly
allege “(1) that the speech or conduct at issue was protected, (2) that the defendant took adverse
action against the plaintiff, and (3) that there was a causal connection between the protected
speech and the adverse action.” Dolan v. Connolly, 794 F.3d 290, 294 (2d Cir. 2015). An adverse
action is conduct that “would deter a similarly situated individual of ordinary firmness from
exercising his or her constitutional rights.” Gill v. Pidlypchak, 389 F.3d 379, 381 (2d Cir. 2004).
Because parole supervision necessarily involves discretionary decisionmaking, retaliation
claims arising in that context require “non-conclusory allegations” permitting an inference that
the challenged actions were motivated by protected activity rather than legitimate supervisory
concerns. Davis v. Goord, 320 F.3d 346, 353 (2d Cir. 2003) (noting that retaliation claims “are
prone to abuse” and must be pleaded with care). At the pleading stage, “[t]hreadbare recitals of
the elements of a cause of action, supported by mere conclusory statements, do not suffice.”
Iqbal, 556 U.S. at 678.
Chad Petitpas and Diana Tirado jointly argue that Brayfield retaliated against Petitpas for
engaging in protected activity, including pursuing ongoing federal civil rights litigation. Pls.’
Mem. in Opp’n at 6 (asserting that Plaintiff had “two active federal civil rights cases pending”
and describing the “ongoing nature of his protected litigation activity”). They further point to a
sequence of events following Brayfield’s assignment as parole officer in February 2023,
including interference with housing approval, refusal to proceed with the Approved Supervisor
process if counsel were present, and the imposition of heightened supervision requirements
shortly after Petitpas independently obtained contact information for the victim advocate. Second
Am. Compl. at 5–9 (Id. at 5 (alleging that “upon transfer of supervision to Brayfield, she
deliberately interfered with Plaintiff's housing by falsely representing to his landlord that the
property would be listed on the Connecticut Sex Offender Registry”); Id. at 7 (stating that “[t]he
approved supervisor meeting will not be scheduled if you want your attorney present”); Id. at 8
(alleging that Brayfield took “explicit punitive action after Plaintiff independently obtained
Embleton's phone number by ordering him to report to a police substation the following day,
where she placed him on GPS monitoring and mandated anger management classes, explicitly as
punishment for obtaining this publicly available contact information”)).
Defendants respond that Plaintiffs rely on temporal proximity and disagreement with
discretionary parole decisions, which is insufficient as a matter of law to establish retaliatory
motive. Defs.’ Mem. in Supp. at 18–21 (arguing that Plaintiff “fails to establish a causal
connection,” relies on “conclusory” assertions, and that the six-year gap between the 2017
lawsuits and 2023 supervision decisions is “insufficient to support Plaintiff’s retaliation claim”).
Defendants argue that the alleged actions fall squarely within the discretion afforded to parole
officers and are equally consistent with legitimate supervisory objectives. Defs.’ Mem. in Supp.
at 21–22 (arguing that “[t]he Board of Pardons and Paroles has independent decision-making
authority to establish the conditions of special parole and to revoke special parole” and that the
term of special parole is imposed “to ensure public safety”). In reply, Defendants reiterate that
Plaintiffs fail to allege facts demonstrating that protected activity was a substantial or motivating
factor for any challenged action. Defs.’ Reply at 6–7 (arguing that Plaintiff “does not allege any
plausible facts demonstrating a causal relation” and that the allegations do not support an
inference that protected conduct was “a substantial or motivating factor for the alleged adverse
actions taken”).
The Court agrees in part, and disagrees in part.
Chad Petitpas has adequately alleged that he engaged in protected activity. The pursuit of
civil rights litigation, communications with counsel, and efforts to seek judicial redress constitute
conduct protected by the First Amendment. See Gagliardi v. Vill. of Pawling, 18 F.3d 188, 194–
95 (2d Cir. 1994) (stating that “[t]he rights to complain to public officials and to seek
administrative and judicial relief are protected by the First Amendment”).
The Second Amended Complaint alleges that the alleged retaliation arose from Petitpas’s
prior civil rights litigation and that Brayfield acted with awareness of that litigation upon
assuming supervision. Second Am. Compl. at 3–4 (alleging that “[t]he pattern of institutional
retaliation traces its origins to multiple successful civil rights actions initiated by Plaintiff
Petitpas against the Department of Correction” and describing prior lawsuits, including Petitpas
v. Hogan and Petitpas v. Martin, in which Plaintiff allegedly secured settlements and relief
addressing “systematic constitutional violations”).
He has also plausibly alleged adverse action as to Brayfield. Second Am. Compl. at 5–9.
The Second Amended Complaint describes multiple supervisory actions that, taken together,
could deter a person of ordinary firmness from continuing to engage in protected activity. Second
Am. Compl. at 5–9 (Id. at 5 (alleging that “upon transfer of supervision to Brayfield, she
deliberately interfered with Plaintiff's housing by falsely representing to his landlord that the
property would be listed on the Connecticut Sex Offender Registry”); Id. at 7 (stating that “[t]he
approved supervisor meeting will not be scheduled if you want your attorney present”); Id. at 8
(alleging that Brayfield took “explicit punitive action after Plaintiff independently obtained
Embleton's phone number by ordering him to report to a police substation the following day,
where she placed him on GPS monitoring and mandated anger management classes, explicitly as
punishment for obtaining this publicly available contact information”)).
The Second Amended Complaint further alleges that this conduct included additional
affirmative acts, including creation of “a false report regarding the spare bedroom in Plaintiffs
residence,” imposition of “excessive and unannounced home visits designed to disrupt Plaintiff's
reintegration,” arbitrary management of work-pass renewals, and issuance of a work pass “with
intentionally incorrect information, listing Plaintiff's deceased mother's address (130 Sunrise
Ave) instead of his actual address (141 Linden Street).” Id. at 6–7. Taken together, these
allegations plausibly describe adverse action sufficient at the pleading stage.
The causation element presents a closer question. As Defendants correctly note, temporal
proximity alone is generally insufficient to establish retaliatory motive. See Slattery v. Swiss
Reinsurance Am. Corp., 248 F.3d 87, 95 (2d Cir. 2001) (explaining that “[w]here timing is the
only basis for a claim of retaliation, and gradual adverse job actions began well before the
plaintiff had ever engaged in any protected activity, an inference of retaliation does not arise”).
But Chad Petitpas alleges more than mere temporal proximity. The Second Amended
Complaint alleges that Brayfield expressly conditioned progress in the Approved Supervisor
process on the absence of counsel and imposed new supervisory requirements immediately after
Petitpas engaged in conduct related to that protected activity. Second Am. Compl. at 7–8
(alleging that “[t]he approved supervisor meeting will not be scheduled if you want your attorney
present” and that Brayfield took “explicit punitive action after Plaintiff independently obtained
Embleton's phone number by ordering him to report to a police substation the following day,
where she placed him on GPS monitoring and mandated anger management classes, explicitly as
punishment for obtaining this publicly available contact information”)).
At the pleading stage, and drawing all reasonable inferences in Plaintiffs’ favor, these
allegations permit an inference that protected activity was a motivating factor in at least some of
Brayfield’s actions. See Espinal v. Goord, 558 F.3d 119, 129 (2d Cir. 2009) (holding that
allegations of temporal proximity may be “sufficient to support an inference of a causal
connection”). This conclusion rests on the specific allegations regarding Brayfield’s own conduct
and statements, not on generalized disagreement with parole supervision. 1
The Second Amended Complaint does not plausibly allege, however, retaliatory
involvement by Plourd or Wilkey, nor does it support a theory of supervisory or institutional
retaliation. See Iqbal, 556 U.S. at 676 (stating that “[b]ecause vicarious liability is inapplicable to
Bivens and § 1983 suits, a plaintiff must plead that each Government-official defendant, through
the official’s own individual actions, has violated the Constitution”).
Accordingly, the motion to dismiss is denied as to the First Amendment retaliation claim
against Defendant Lisa Brayfield in her individual capacity and granted as to all of the other
Defendants.
C. The Fourteenth Amendment Due Process Claim
To state a claim for violation of the Fourteenth Amendment’s Due Process Clause under
42 U.S.C. § 1983, a plaintiff must plausibly allege that he was deprived of a protected liberty
1 Although the Court allows Count I to proceed narrowly at this stage, Defendants may renew qualified immunity at
the appropriate time on this claim. A qualified immunity defense may be presented on a motion to dismiss, but it
“faces a formidable hurdle” at the Rule 12(b)(6) stage because the Court must accept the allegations as true and
draw all reasonable inferences in Plaintiffs’ favor. McKenna v. Wright, 386 F.3d 432, 436 (2d Cir. 2004). Qualified
immunity nevertheless shields officials from liability unless Plaintiffs plausibly allege the violation of a
constitutional right that was clearly established at the time of the challenged conduct. See Johnson v. Perry, 859 F.3d
156, 170 (2d Cir. 2017). See also id. (stating that “[t]he contours of the right must be sufficiently clear that a
reasonable official would understand that what he is doing violates that right.”) (citations and internal quotation
marks omitted).
interest without constitutionally adequate process, or that the defendant engaged in conduct so
egregious and arbitrary as to violate substantive due process. See Mathews v. Eldridge, 424 U.S.
319, 333 (1976) (explaining that “identification of the specific dictates of due process generally
requires consideration of three distinct factors: First, the private interest that will be affected by
the official action; second, the risk of an erroneous deprivation of such interest through the
procedures used, and the probable value, if any, of additional or substitute procedural safeguards;
and finally, the Government's interest, including the function involved and the fiscal and
administrative burdens that the additional or substitute procedural requirement would entail”);
Cnty. of Sacramento v. Lewis, 523 U.S. 833, 846 (1998) (explaining that substantive due process
protects against conduct that “shocks the conscience”).
Chad Petitpas alleges that Brayfield violated his procedural and substantive due process
rights by imposing punitive parole conditions and restrictions without notice, justification, or
opportunity to challenge them. He alleges that Brayfield violated his due process rights by
“imposing arbitrary conditions and restrictions without providing proper notice, hearing, or
appeal opportunities” and by “implementing punitive measures, including GPS monitoring,
without valid justification or procedural protections.” Second Am. Compl. at 9.
According to the Second Amended Complaint, after becoming Plaintiff Petitpas’s parole
officer in February 2023, Brayfield “engaged in a calculated campaign of retaliation” that
included “imposing arbitrary and punitive conditions not required by parole regulations,
including excessive and unannounced home visits,” “failing to provide Plaintiff with a renewed
work pass necessary for his employment,” “deliberately interfer[ing] with Plaintiff’s housing,”
and “taking explicit punitive action … by ordering him to report to a police substation … where
she placed him on GPS monitoring and mandated anger management classes.” Second Am.
Compl. at 5–8.
The Second Amended Complaint further alleges that Brayfield refused to permit
Petitpas’s attorney to attend Approved Supervisor meetings, fabricated information regarding
Petitpas’s living arrangements, and prohibited phone contact, and that Wilkey later blocked
Petitpas’s access to his ct.gov email account. See Second Am. Compl. at 6–9 (alleging that
Brayfield “refus[ed] to schedule meetings if Plaintiff's attorney was present,” “creat[ed] a false
report regarding the spare bedroom in Plaintiffs residence, claiming it was set up for a minor
child when it was actually prepared for Plaintiff's ailing mother” and “claiming it was set up for a
minor child when it was actually prepared for Plaintiff's ailing mother,” and “prohibit[ed] phone
contact on November 4, 2024”).
The Defendants argue that the Plaintiff’s due process claim fails because special parole
entails “conditional liberty properly dependent on observance of special parole restrictions,” and
because the Board of Pardons and Paroles has statutory authority to establish supervision
conditions, including electronic monitoring. Defs.’ Mem. in Supp. at 22–23 (arguing that special
parole is “conditional liberty properly dependent on observance of special parole restrictions”
and that Conn. Gen. Stat. § 53a-30(a)(14) “expressly authorizes the use of electronic monitoring,
including GPS tracking, as a condition of supervision”).
The Defendants further argue that the Second Amended Complaint does not allege the
denial of any process constitutionally required in the parole context, nor conduct rising to the
level of a substantive due process violation. Id.
The Court agrees.
As a threshold matter, while parolees retain a conditional liberty interest protected by the
Due Process Clause, that interest is significantly limited by the terms of parole supervision. See
Morrissey v. Brewer, 408 U.S. 471, 480 (1972) (explaining that the case concerns “whether the
Due Process Clause of the Fourteenth Amendment requires that a State afford an individual some
opportunity to be heard prior to revoking his parole”). The procedural protections identified in
Morrissey attach in the context of parole revocation or comparable deprivations of liberty, not to
day-to-day supervisory decisions regarding reporting, housing verification, or program
participation. See Id. (finding that “[r]evocation deprives an individual, not of the absolute
liberty to which every citizen is entitled, but only of the conditional liberty properly dependent
on observance of special parole restrictions”). The Second Amended Complaint does not allege
that Petitpas’s parole was revoked, that formal disciplinary proceedings were initiated, or that he
was denied a revocation hearing or similar process.
Nor does the Second Amended Complaint plausibly allege that Brayfield deprived
Petitpas of a protected liberty interest without constitutionally adequate process. The conditions
and requirements identified in the Second Amended Complaint, including reporting obligations,
work-pass administration, housing verification, and program participation—fall within the
ordinary incidents of parole supervision. See Doe v. Simon, 221 F.3d 137, 139-140 (2d Cir. 2000)
stating that the court was “unwilling to import wholesale the due process requirements for parole
rescissions into the admittedly different arena of conditional release,” and holding that “the
process due” was, “at minimum, notice that he would not be released without” the condition, “an
explanation of why this special condition was being imposed, and an opportunity to dispute the
grounds for application of the special condition”).
Although Petitpas alleges that these decisions were unfair, retaliatory, or improperly
motivated, disagreement with the manner in which supervisory discretion is exercised does not,
without more, amount to a procedural due process violation. See Iqbal, 556 U.S. at 678
(requiring that “the plaintiff plead[ ] factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.”)
The Second Amended Complaint likewise fails to state a substantive due process claim.
To rise to the level of a substantive due process violation, government conduct must be “so
egregious, so outrageous, that it may fairly be said to shock the contemporary conscience.”
Lewis, 523 U.S. at 846. Even accepting the allegations here as true, the conduct attributed to
Brayfield—while described by Plaintiffs as punitive, obstructive, or malicious—does not
plausibly rise to this demanding standard. The alleged actions concern parole supervision
decisions, communication restrictions, and enforcement of supervision requirements, not conduct
of the type that courts have recognized as conscience-shocking under substantive due process
doctrine. See Jacobs v. Ramirez, 400 F.3d 105, 106 (2d Cir. 2005) (per curiam) (explaining that
“[a] parolee, although not in the state's physical custody, is nonetheless in its legal custody, and
his or her freedom of movement, while not as restricted as that of an incarcerated prisoner, is
nonetheless somewhat curtailed”); Stovall v. Wilkins, No. 15-CV-2380 (KMK), 2016 WL
5478509, at *3–4 (S.D.N.Y. Sept. 29, 2016) (noting the same “legal custody” principle and
explaining that “the limitations imposed were extremely minimal: Plaintiff was merely required
to report to a certain location at a certain time,” and that “[b]ecause the limitations imposed by
the state are minimal, so too are the duties it assumes”).
Finally, to the extent this due process claim is framed as turning on the specific manner in
which the Defendants handled administrative complaints or communications with counsel, the
Due Process Clause “guarantees no particular form of procedure; it protects substantive rights,”
and instead “calls for such procedural protections as the particular situation demands.” Vapne v.
Eggleston, No. 04 Civ. 565 (NRB), 2004 WL 2754673, at *3 (S.D.N.Y. Dec. 1, 2004) (quoting
Nat’l Labor Relations Bd. v. Mackay Radio & Tel. Co., 304 U.S. 333, 351 (1938); and Donk v.
Miller, 363 F.3d 159, 163 (2d Cir. 2004) (quoting Morrison v. Brewer, 408 U.S. 471, 481
(1972))). As a result, the Plaintiffs have not plausibly alleged a violation of procedural or
substantive due process.
Accordingly, the Fourteenth Amendment due process claim will be dismissed.
D. The Supervisory Liability Claims
To state a claim for supervisory liability under 42 U.S.C. § 1983, a plaintiff must
plausibly allege that the supervisor, “through the official’s own individual actions, has violated
the Constitution.” Iqbal, 556 U.S. at 676 (rejecting respondeat superior liability under § 1983). In
the Second Circuit, a supervisory official may be held liable only where the plaintiff plausibly
alleges the supervisor’s personal involvement in the constitutional violation, including by direct
participation or by deliberate indifference to a known and ongoing constitutional harm. Tangreti
v. Bachmann, 983 F.3d 609, 618–19 (2d Cir. 2020) (holding that “after Iqbal, there is no special
rule for supervisory liability” and that a plaintiff must plead and prove “that each Government-
official defendant, through the official’s own individual actions, has violated the Constitution”).
Kravitz v. Purcell, 87 F.4th 111, 129 (2d Cir. 2023) (stating that “to ‘establish a defendant’s
individual liability in a suit brought under § 1983, a plaintiff must show … the defendant’s
personal involvement in the alleged constitutional deprivation’” (quoting Grullon v. City of New
Haven, 720 F.3d 133, 138 (2d Cir. 2013))).
Chad Petitpas alleges that Brian Plourd, as Brayfield’s direct supervisor, is liable for
constitutional violations arising from Brayfield’s parole supervision. See Second Am. Compl. at
10–11 (alleging that “Defendant Plourd, as Brayfield’s direct supervisor, participated in and
enabled constitutional violations” and “violated Plaintiff Petitpas’s constitutional rights through
deliberate indifference to Defendant Brayfield’s misconduct”). Specifically, the Second Amended
Complaint alleges that Plourd received complaints and appeals regarding Brayfield’s conduct,
failed to intervene or correct her actions, and participated in or ratified certain decisions,
including the refusal to permit counsel to attend Approved Supervisor meetings. See Second Am.
Compl. at 10–11 (alleging “[r]eceiving Plaintiff’s formal appeal on October 18, 2023 … yet
deliberately failing to address the substantive concerns” and “directly participating in the denial
of attorney presence at the Approved Supervisor meeting, when Brayfield explicitly stated this
directive came from ‘Both’ herself and her supervisor”).
Plourd also allegedly authorized a compliance check shortly after approving an out-of-
state work pass and supported restrictions affecting housing and family contact. See Second Am.
Compl. at 10–11, 15 (alleging “[a]uthorizing a retaliatory compliance check exactly one week
after approving Plaintiff’s out-of-state work pass” and “[i]mposing and supporting
unconstitutionally restrictive conditions on Diana Tirado, arbitrarily prohibiting her from having
any contact with minors in her own residence, even in Plaintiff’s absence” and “[s]upporting and
enforcing unconstitutionally broad restrictions that prohibited Tirado from having minors visit
her own residence, even in Petitpas’s absence”).
Defendants argue that these allegations are insufficient to state a supervisory liability
claim because the Second Amended Complaint does not plausibly allege that Plourd personally
engaged in unconstitutional conduct or acted with deliberate indifference to a known
constitutional violation. Defs.’ Mem. in Supp. at 27–28 (arguing that “Plaintiff fails to state a
claim upon which relief can be granted against Defendant Plourd,” that Plaintiff’s allegations are
“conclusory,” and that the Court may consider Plaintiff’s exhibits in determining that his claims
“are not facially plausible”).
Defendants emphasize that awareness of grievances or disagreement with supervisory
decisions does not establish personal involvement under § 1983. Id at 27–28 (arguing that a
plaintiff “must allege facts that establish the personal involvement of that defendant in the
alleged constitutional violation” and that supervisory liability requires “plead[ing] and prov[ing]
the elements of the underlying constitutional violation directly against the official”).
The Court agrees.
As an initial matter, because the Court has concluded that the Second Amended
Complaint fails to plausibly allege a due process violation and that the retaliation claim survives
only narrowly as to Brayfield’s own conduct, Plaintiffs must plausibly allege that Plourd himself
engaged in conduct that independently violated the Constitution or that he was deliberately
indifferent to an ongoing constitutional violation. See Tangreti, 983 F.3d at 618 (holding that
“after Iqbal, there is no special rule for supervisory liability” and that a plaintiff must plead and
prove “that each Government-official defendant, through the official’s own individual actions,
has violated the Constitution”); Purcell, 87 F.4th at 129 (2d Cir. 2023) (stating that “to ‘establish
a defendant’s individual liability in a suit brought under § 1983, a plaintiff must show … the
defendant’s personal involvement in the alleged constitutional deprivation’” (quoting Grullon v.
City of New Haven, 720 F.3d 133, 138 (2d Cir. 2013))).
The Second Amended Complaint does not meet that standard. The allegations against
Plourd focus on his receipt of written complaints or appeals from Petitpas, his alleged failure to
take corrective action, and his purported support for, or refusal to override, Brayfield’s
supervisory decisions. See Second Am. Compl. at 10–11 (alleging that Plourd was “[r]eceiving
Plaintiff’s formal appeal on October 18, 2023 … yet deliberately failing to address the
substantive concerns” and “[s]ystematically ignoring communications from Plaintiff’s legal
counsel for over a year”).
Because supervisory liability turns on Plourd’s own conduct, the Second Amended
Complaint do more than assert conclusions about his role or awareness. “[T]hreadbare recitals of
the elements of a cause of action, supported by mere conclusory statements, do not suffice.”
Iqbal, 556 U.S. at 678. And allegations that a supervisor received complaints or was aware of
grievances, without more, do not plausibly allege personal involvement in a constitutional
violation. See Iqbal, 556 U.S. at 676 (stating that “[b]ecause vicarious liability is inapplicable to
Bivens and § 1983 suits, a plaintiff must plead that each Government-official defendant, through
the official’s own individual actions, has violated the Constitution”).
Nor does the Second Amended Complaint plausibly allege deliberate indifference by
Plourd. To establish deliberate indifference, a plaintiff must plausibly allege that the supervisor
had actual knowledge of an ongoing constitutional violation and consciously disregarded it.
Tangreti, 983 F.3d at 619 (holding that “after Iqbal, there is no special rule for supervisory
liability” and that a plaintiff must plead and prove “that each Government-official defendant,
through the official’s own individual actions, has violated the Constitution”).
Here, the Second Amended Complaint does not plausibly allege that Plourd was aware
of conduct by Brayfield that constituted a clearly established constitutional violation, nor does it
allege facts showing that Plourd consciously chose to disregard such a violation. Id. Instead, the
Second Amended Complaint alleges disagreement with how parole supervision decisions were
made and dissatisfaction with Plourd’s failure to intervene. See Second Am. Compl. at 10–11
(alleging that Plourd was “[r]eceiving Plaintiff’s formal appeal … yet deliberately failing to
address the substantive concerns” and “[s]ystematically ignoring communications from
Plaintiff’s legal counsel for over a year”).
The Second Amended Complaint thus does not plausibly allege that Plourd was aware of
conduct by Brayfield that constituted a clearly established constitutional violation, nor does it
allege facts showing that Plourd consciously chose to disregard such a violation. Richard v.
Corcella, No. 3:20-cv-1354 (CSH), 2023 WL 4595695, at *4 (D. Conn. July 18, 2023)
(explaining that, under Tangreti, “there is no special rule for supervisory liability” and that “a
plaintiff must plead and prove ‘that each Government-official defendant, through the official’s
own individual actions, has violated the Constitution,’” and further explaining that “mere
awareness of an issue is no longer sufficient to state a claim for supervisory liability” because a
supervisor’s “ ‘mere knowledge’ . . . ‘does not amount[ ] to the supervisor’s violating the
Constitution’ ”); Burke v. Lamont, No. 3:22-cv-00459 (JBA), 2022 WL 3997549, at *11 (D.
Conn. Sept. 1, 2022) (explaining that, after Tangreti, “Personal involvement of a government
official is not established ‘by reason of [the official’s] supervision of others who committed the
violation,’” and explaining that “Mere awareness of an issue, however, is not sufficient to state a
claim for supervisory liability,” because “ ‘mere knowledge . . .’ is not sufficient because that
knowledge does not amount[ ] the supervisor’s violating the Constitution”).
Instead, the Second Amended Complaint alleges that Plourd “receiv[ed] Plaintiff’s formal
appeal … yet deliberately fail[ed] to address the substantive concerns,” “authoriz[ed] a
retaliatory compliance check,” and “impos[ed] and support[ed] unconstitutionally restrictive
conditions.” Second Am. Compl. at 10. These allegations amount to dissatisfaction with Plourd’s
supervisory responses after the fact, not facts plausibly showing that Plourd, “through [his] own
individual actions,” violated the Constitution. See Tangreti, 983 F.3d at 618 (requiring a plaintiff
to plead and prove “that each Government-official defendant, through the official’s own
individual actions, has violated the Constitution”); Burke, 2022 WL 3997549, at *11 ( “[m]ere
awareness of an issue, however, is not sufficient to state a claim for supervisory liability”);
Richard, 2023 WL 4595695, at *4 ( “mere awareness of an issue is no longer sufficient to state a
claim for supervisory liability.”)
Accordingly, Plaintiffs have failed to plausibly allege a supervisory liability claim against
Plourd, and this claim will be dismissed as to him.
E. The Deliberate Indifference Claim
To state a claim for supervisory liability or deliberate indifference under 42 U.S.C. §
1983, a plaintiff must plausibly allege that the supervisory official, through his own individual
actions, violated the Constitution. “[O]nly a complaint that states a plausible claim for relief
survives a motion to dismiss.” Iqbal, 556 U.S. at 679 (holding that “only a complaint that states a
plausible claim for relief survives a motion to dismiss”). The complaint must plead factual
content supporting a reasonable inference that the supervisor’s own conduct violated the
Constitution. Iqbal, 556 U.S. at 676 (stating that “[b]ecause vicarious liability is inapplicable to
Bivens and § 1983 suits, a plaintiff must plead that each Government-official defendant, through
the official’s own individual actions, has violated the Constitution”).
In the Second Circuit, a plaintiff must establish that the supervisor personally engaged in
unconstitutional conduct or acted with deliberate indifference to a known and ongoing
constitutional violation. Tangreti v. Bachmann, 983 F.3d 609, 618–19 (2d Cir. 2020) (holding that
“after Iqbal, there is no special rule for supervisory liability” and that a plaintiff must plead and
prove “that each Government-official defendant, through the official’s own individual actions,
has violated the Constitution”).
Chad Petitpas alleges that Matthew Wilkey, a higher-level supervisory official, is liable
for deliberate indifference to Brayfield’s alleged misconduct. See Second Am. Compl. at 12
(alleging that Wilkey “[d]espite receiving a formal escalation from licensed therapist William F.
Hobson, LPC, on July 11, 2024 … regarding Brayfield’s failure to provide Plaintiff with a
required work pass,” “tak[ing] insufficient corrective action,” and “[r]emaining deliberately
silent and complicit when presented with evidence of Brayfield’s harassment”).
The Second Amended Complaint further alleges that Wilkey failed to take meaningful
corrective or disciplinary action after receiving those complaints and permitted supervisory
decisions to proceed unchecked. See Second Am. Compl. at 12–13 (alleging “[f]ailing to
properly supervise Brayfield … which resulted in Brayfield issuing a work pass … with
Plaintiff’s deceased mother’s address,” and “[t]aking no disciplinary action”).
The Defendants argue that these allegations are insufficient to state a claim because the
Second Amended Complaint does not plausibly allege that Wilkey personally engaged in
unconstitutional conduct or consciously disregarded a known constitutional violation. Defs.’
Mem. in Supp. at 27 (arguing that “Plaintiff has not alleged any facts supporting the conclusion
that Defendant Wilkey … was sufficiently personally involved and violated the Plaintiff’s
constitutional rights” and that “[t]he Plaintiff must allege facts that establish the personal
involvement of that defendant in the alleged constitutional violation”). The Defendants further
argue that the Second Amended Complaint alleges, at most, dissatisfaction with supervisory
oversight rather than deliberate indifference. Id. (arguing that Plaintiff “has failed to state a valid
claim of Supervisory liability”).
The Defendants argue that these allegations are insufficient to state a claim because the
Second Amended Complaint does not plausibly allege that Wilkey personally engaged in
unconstitutional conduct or consciously disregarded a known constitutional violation. Defs.’
Mem. in Supp. at 33–36. Defendants further contend that the Second Amended Complaint
alleges, at most, dissatisfaction with supervisory oversight rather than deliberate indifference. Id.
The Court agrees.
The Plaintiffs must plausibly allege that Wilkey personally violated the Constitution or
acted with deliberate indifference to an ongoing constitutional violation. Tangreti, 983 F.3d at
618–19 (holding that “after Iqbal, there is no special rule for supervisory liability” and that a
plaintiff must plead and prove “that each Government-official defendant, through the official’s
own individual actions, has violated the Constitution”). The Second Amended Complaint does
not do so.
The allegations against Wilkey consist primarily of assertions that he was informed of
complaints and failed to act. Second Amended Complaint at 12–13 (alleging that Defendant
Wilkey was “systematically failing to address documented concerns about Defendant Brayfield’s
misconduct,” including [f]ailing to address Plaintiff’s repeated complaints about Defendant
Brayfield’s misconduct” and “[f]ailing to take any disciplinary action against Defendant
Brayfield for her misconduct, despite being fully apprised of her actions,” and further alleging
that Plaintiffs’ attempt to reach him through his official email was rejected with the message
“Recipient address rejected: Access denied,”). Awareness of complaints or grievances, without
more, however, does not plausibly allege personal involvement in a constitutional violation. See
Iqbal, 556 U.S. at 676 (stating that “[b]ecause vicarious liability is inapplicable to Bivens and §
1983 suits, a plaintiff must plead that each Government-official defendant, through the official’s
own individual actions, has violated the Constitution”).
Here, the Second Amended Complaint does not plausibly allege that Wilkey was aware of
conduct by Brayfield that clearly amounted to a constitutional violation, nor does it allege facts
showing that Wilkey consciously chose to ignore such a violation. Burke, 2022 WL 3997549, at
*11 (stating that “[m]ere awareness of an issue, however, is not sufficient to state a claim for
supervisory liability”); Richard, 2023 WL 4595695, at *4 (stating that “mere awareness of an
issue is no longer sufficient to state a claim for supervisory liability,” and that “[a] supervisor’s
‘mere knowledge ...’ is not sufficient because that knowledge does not amount[ ] to the
supervisor’s violating the Constitution” (quoting Tangreti, 983 F.3d at 616–17)).
Instead, the allegations reflect disagreement with how supervisory concerns were handled
and dissatisfaction with the absence of corrective action. Absent plausible allegations that Wilkey
directed, approved, or knowingly acquiesced in unconstitutional conduct, a claim for supervisory
liability fails. Richard, 2023 WL 4595695, at *4 (stating that “[a] supervisor’s ‘mere knowledge
...’ is not sufficient because that knowledge does not amount[ ] to the supervisor’s violating the
Constitution” (quoting Tangreti, 983 F.3d at 616–17)); Burke, 2022 WL 3997549, at *11 (stating
that “[m]ere awareness of an issue, however, is not sufficient to state a claim for supervisory
liability”).
Accordingly, the Plaintiffs have failed to plausibly allege a claim for supervisory liability
or deliberate indifference against Wilkey, and this claim will be dismissed as to him.
F. The First Amendment Right to Family and Intimate Association Claim
The Constitution protects a substantive right to family integrity and intimate association
under the First and Fourteenth Amendments. Roberts v. U.S. Jaycees, 468 U.S. 609, 619–20
(1984) (“deep attachments and commitments to the necessarily few other individuals with whom
one shares not only a special community of thoughts, experiences, and beliefs but also
distinctively personal aspects of one’s life”).
This protection extends to relationships “that attend the creation and sustenance of a
family,” including marriage, cohabitation, and the raising of children. Sanitation & Recycling
Indus., Inc. v. City of New York, 107 F.3d 985, 996 (2d Cir. 1997) (describing the scope of
intimate association). At the same time, the right is not absolute and may be subject to reasonable
restrictions where the government acts pursuant to legitimate objectives. Adler v. Pataki, 185
F.3d 35, 42–43 (2d Cir. 1999) (stating that “[w]herever the line might be drawn that separates a
state’s permissible and impermissible actions against an employee based on a spouse’s conduct,”
the plaintiff’s discharge “because of his wife’s lawsuit is well across the line”).
Diana Tirado alleges that Lisa Brayfield and Brian Plourd interfered with her right to
intimate association by enforcing parole-related restrictions that prevented minor children from
visiting her residence and by obstructing the Approved Supervisor process. See Second Am.
Compl. at 14–16 (alleging that Brayfield imposed “arbitrary restrictions prohibiting Tirado from
having any minor children, including her own, visit her residence” and created “arbitrary barriers
to the Approved Supervisor application process, preventing Tirado from obtaining approval”;
alleging that Plourd “[s]upport[ed] and enforc[ed] unconstitutionally broad restrictions that
prohibited Tirado from having minors visit her own residence, even in Petitpas’s absence” and
“[d]eliberately ignor[ed] legal counsel’s communications regarding the Approved Supervisor
application for over a year”; alleging that Defendants caused harm by “[c]ausing severe harm to
Tirado’s relationship with her minor child by deliberately refusing to process the Approved
Supervisor application, effectively preventing normal family interactions and causing emotional
distress to the minor child”).
The Defendants argue that the Plaintiffs fail to state a family-association claim because
Diana Tirado’s allegations arise from the parole supervision of Chad Petitpas and the
enforcement of “lawful conditions of his parole,” rather than any direct regulation of Tirado’s
conduct, and because those parole conditions were imposed “for the protection of the public.”
Defs.’ Mem. in Supp. at 28–29 (stating that Tirado’s claim is “based on the supervision of her
fiancé, Plaintiff Petitpas, who is currently serving a ten (10) year term of special parole,” and
asserting that Defendants “were responsible for ensuring Plaintiff Petitpas’ compliance with the
lawful conditions of his parole—conditions imposed for the protection of the public”).
The Defendants further argue that the Second Amended Complaint does not plausibly
allege conduct that is arbitrary, targeted, or conscience-shocking, because the right is implicated
only where government action occurs “without any reasonable justification in the service of a
legitimate governmental objective,” and “only the most egregious official conduct” is actionable.
Defs.’ Mem. in Supp. at 28–29 (quoting Tenenbaum v. Williams, 193 F.3d 581, 600 (2d Cir.
1999), and Cnty. of Sacramento v. Lewis, 523 U.S. 833, 846 (1998), that the right is implicated
only where a government actor exercises power “without any reasonable justification in the
service of a legitimate governmental objective,” and stating that “only the most egregious official
conduct can be said to be ‘arbitrary in the constitutional sense’ and therefore unconstitutional”).
The Court agrees.
At the pleading stage, “[o]nly a complaint that states a plausible claim for relief survives
a motion to dismiss.” Iqbal, 556 U.S. at 679 (holding that “only a complaint that states a
plausible claim for relief survives a motion to dismiss”). As an initial matter, the Second
Amended. Complaint frames the complained of restrictions as arising from Chad Petitpas’s
parole supervision, including the Approved Supervisor process, rather than as independent
restrictions directed at Diana Tirado. See Second Am. Compl. at 15 (alleging “[p]urposely
stalling the Approved Supervisor application process, which was a prerequisite for Plaintiff
Tirado to officially reside with Plaintiff Petitpas and support his parole obligations”).
The Second Amended Complaint alleges that Lisa Brayfield and Brian Plourd interfered
with Tirado’s family relationships through parole-related conditions concerning minor children in
Tirado’s residence and the Approved Supervisor process. See Second Am. Compl. at 15–16
(alleging “[i]mposing arbitrary restrictions prohibiting Plaintiff Tirado from having any minor
children, including her own, visit her residence, even in Plaintiff Petitpas’s absence,” and
“[c]ausing severe harm to Tirado’s relationship with her minor child by deliberately refusing to
process the Approved Supervisor application, effectively preventing normal family interactions
and causing emotional distress to the minor child”).
A right to family integrity and intimate association is implicated only by conduct that is
constitutionally arbitrary. See Tenenbaum v. Williams, 193 F.3d 581, 600–01 (2d Cir. 1999)
(quoting “to remain together without the coercive interference of the awesome power of the
state”); Cnty. of Sacramento v. Lewis, 523 U.S. 833, 846 (1998) (stating that “only the most
egregious official conduct can be said to be ‘arbitrary in the constitutional sense’ and therefore
unconstitutional”). Defs.’ Mem. in Supp. at 28–29 (quoting that the right is implicated only
where a government actor exercises power “without any reasonable justification in the service of
a legitimate governmental objective,” and stating that “only the most egregious official conduct
can be said to be ‘arbitrary in the constitutional sense’ and therefore unconstitutional”).
Here, the Second Amended Complaint alleges that the complained-of interference arose
in connection with Chad Petitpas’s parole supervision and the Approved Supervisor process. See
Second Am. Compl. at 15 (alleging that Brayfield was “[c]reating arbitrary barriers to the
Approved Supervisor application process, preventing Tirado from obtaining approval”); see also
Second Am. Compl. at 15 (alleging “[i]mposing arbitrary restrictions prohibiting Plaintiff Tirado
from having any minor children, including her own, visit her residence, even in Plaintiff
Petitpas’s absence”).
But the Second Amended Complaint does not plausibly allege conduct sufficient to meet
the “arbitrary in the constitutional sense” threshold. See Tenenbaum v. Williams, 193 F.3d 581,
600 (2d Cir. 1999) (quoting that the right is implicated only where a government actor exercises
power “without any reasonable justification in the service of a legitimate governmental
objective”); Cnty. of Sacremento v. Lewis, 523 U.S. 833, 846 (1998) (stating that “only the most
egregious official conduct can be said to be ‘arbitrary in the constitutional sense’ and therefore
unconstitutional”). The Second Amended Complaint alleges that the Defendants imposed
“arbitrary restrictions prohibiting Plaintiff Tirado from having any minor children, including her
own, visit her residence, even in Plaintiff Petitpas’s absence,” and “[c]reating arbitrary barriers to
the Approved Supervisor application process, preventing Tirado from obtaining approval.”
Second Am. Compl. at 15.
These allegations, as pleaded, however, describe disputed parole-supervision restrictions
and delays in the Approved Supervisor process, not facts plausibly showing that Defendants
exercised power “without any reasonable justification in the service of a legitimate governmental
objective” or engaged in “the most egregious official conduct.” See Lewis, 523 U.S. at 846
(stating that “only the most egregious official conduct can be said to be ‘arbitrary in the
constitutional sense’ and therefore unconstitutional”).
Accordingly, because Plaintiffs have failed to plausibly allege a violation of the right to
family or intimate association, this claim will be dismissed as to Defendants Brayfield and Brian
Plourd.
G. The Claims Against April Embleton
To state a claim under 42 U.S.C. § 1983, a plaintiff must plausibly allege that the
challenged conduct was taken “under color of state law.” “[O]nly a complaint that states a
plausible claim for relief survives a motion to dismiss.” Iqbal, 556 U.S. at 679 (holding that
“only a complaint that states a plausible claim for relief survives a motion to dismiss”). A private
individual may be deemed a state actor only in limited circumstances, such as where the private
party performs a public function traditionally reserved to the state, acts under state compulsion,
or is a willful participant in joint activity with the state. See Sybalski v. Indep. Grp. Home Living
Program, Inc., 546 F.3d 255, 257–58 (2d Cir. 2008) (explaining that a private entity’s conduct is
attributable to the state only in limited circumstances, including where the entity acts under the
state’s “coercive power,” is a “willful participant in joint activity with the [s]tate,” or “has been
delegated a public function by the [s]tate,” and further that “the plaintiff must allege that the state
was involved ‘with the activity that caused the injury’”). Conclusory allegations of cooperation
or parallel conduct are insufficient to satisfy this requirement. Ciambriello v. County of Nassau,
292 F.3d 307, 324 (2d Cir. 2002) (holding that “[a] merely conclusory allegation that a private
entity acted in concert with a state actor does not suffice” to state a § 1983 claim against the
private entity).
Chad Petitpas alleges that April Embleton violated his First Amendment right to petition
by obstructing access to the Approved Supervisor process and related administrative remedies.
See Second Am. Compl. at 13–14 (alleging that “[d]efendant Embleton violated Plaintiff
Petitpas’s First Amendment right to petition the government for redress of grievances by
deliberately obstructing access to administrative remedies,” that Embleton “[d]eliberately fail[ed]
to respond to over 60 documented phone calls from Plaintiff’s attorney seeking clarification
about the Approved Supervisor process,” and that Embleton “[p]articipat[ed] in a coordinated
effort to obstruct the Approved Supervisor application process”).
Diana Tirado alleges that April Embleton violated her right to family and intimate
association by refusing to engage in the Approved Supervisor process and thereby prolonging
family separation. See Second Am. Compl. at 15–16 (alleging that “[d]efendant Embleton
violated Plaintiff Tirado’s constitutional rights by:” “[s]ystematically refusing to respond to
communications regarding the Approved Supervisor application process,” “[d]eliberately
obstructing Tirado’s ability to complete required procedures to normalize family relationships,”
and “[c]ausing severe harm to Tirado’s relationship with her minor child by deliberately refusing
to process the Approved Supervisor application, effectively preventing normal family
interactions and causing emotional distress to the minor child”). Both claims rest on the premise
that Embleton acted under color of state law. See Second Am. Compl. at 1 (listing “APRIL
EMBLETON (Individual and Official Capacities)”) and Second Am. Compl. at 3 (alleging that
“[u]nder no claim of color of law are they permitted to place requirements or sanctions on
individuals not convicted of a crime nor sentenced to their supervision by court of law”).
April Embleton argues that the Second Amended Complaint fails to plausibly allege state
action. Def. Embleton’s Mem. in Supp. at 9 (arguing that “[n]owhere within the Second
Amended Complaint is Embelton alleged to be a state or government official,” and that “Count V
must fail on the basis that Embelton is not alleged to be a state or government official”). She
further argues that the allegations amount to asserted non-action and generalized conclusions, not
a legally cognizable claim. Id. (arguing that “Count V contains no allegation that Petitpas was
somehow prevented (by Embelton or anyone else) to submit grievances in writing to government
officials,” and that “[t]he allegations within Count V are nothing more than sweeping,
generalized conclusions about alleged inaction by Embelton”).
The Plaintiffs respond that April Embleton “operates as an integral part of the state-
mandated parole supervision system” and wields “effective veto power over court-ordered
processes.” Pls.’ Mem. in Opp’n at 2.
In reply, April Embleton argues that the Plaintiffs must plausibly allege state action and
cannot rely on conclusory “nexus” allegations. Reply at 4–5 (arguing that Plaintiffs must
plausibly allege “a nexus between the private defendants and the State” by relying on more than
“vague and conclusory” statements, and quoting Ciambriello v. County of Nassau, 292 F.3d 307,
324 (2d Cir. 2002), that “[a] merely conclusory allegation that a private entity acted in concert
with a state actor does not suffice to state a § 1983 claim against the private entity”).
The Court agrees.
The Second Amended Complaint does not plausibly allege that April Embleton acted
under color of state law. As pleaded, Plaintiffs’ allegations about April Embleton focus on
conduct taken “despite her role as a victim advocate,” including “[d]eliberately failing to respond
to over 60 documented phone calls from Plaintiff’s attorney seeking clarification about the
Approved Supervisor process,” “[s]ystematically ignoring all communications over the course of
more than a year,” and “[p]articipating in a coordinated effort to obstruct the Approved
Supervisor application process.” Second Am. Compl. at 13–14 (COUNT V allegations). The
Second Amended Complaint further alleges that April Embleton took steps to keep “her contact
information remained unavailable to Plaintiff,” including “collaborating with other defendants to
punish Plaintiff when he obtained this publicly available information through independent
means.” Id. at 13–14.
These allegations, as pleaded, do not plausibly support attribution of April Embleton’s
conduct to the State. See Sybalski v. Indep. Grp. Home Living Program, Inc., 546 F.3d 255, 257–
58 (2d Cir. 2008) (explaining that a private entity’s conduct is attributable to the state only in
limited circumstances, including where the entity acts under the state’s “coercive power,” is a
“willful participant in joint activity with the [s]tate,” or “has been delegated a public function by
the [s]tate,” and further that “the plaintiff must allege that the state was involved . . . ‘with the
activity that caused the injury’”). Nor does the Second Amended Complaint plausibly allege joint
action between April Embleton and state officials. Plaintiffs’ allegations against April Embleton
center on non-response and refusal to assist with the Approved Supervisor process, including
allegations that she “systematically refus[ed] to respond to communications regarding the
Approved Supervisor application process” and “systematically ignor[ed] all communications
over the course of more than a year.” Second Am. Compl. at 14–15.
Those allegations describe refusal to participate and obstruction, not facts plausibly
alleging that April Embleton was a willful participant in joint unconstitutional conduct with
parole officials. See Ciambriello v. Cnty. of Nassau, 292 F.3d 307, 324 (2d Cir. 2002) (holding
that “[a] merely conclusory allegation that a private entity acted in concert with a state actor does
not suffice to state a § 1983 claim against the private entity”). Because the Plaintiffs have not
plausibly alleged that April Embleton acted under color of state law, their § 1983 claims against
her fail as a matter of law. The Court therefore need not reach whether the alleged conduct, if
attributable to the state, would otherwise state a First Amendment violation. Lugar v. Edmondson
Oil Co., 457 U.S. 922, 941 (1982) (holding that “[w]hile private misuse of a state statute does not
describe conduct that can be attributed to the State . . .”).
Accordingly, the Plaintiffs have failed to plausibly allege state action as to Embleton, and
any Section 1983 clams brought against her will be dismissed.
H. Leave to Amend
Under Federal Rule of Civil Procedure 15(a), a “party may amend its pleading once as a
matter of course.” Fed. R. Civ. P. 15(a)(1). “In all other cases, a party may amend its pleading
only with the opposing party’s written consent or the court’s leave.” Fed. R. Civ. P. 15(a)(2).
While “the court should freely give leave when justice so requires,” Id., leave to amend may be
denied because of “undue delay, bad faith or dilatory motive on the part of the movant, repeated
failure to cure deficiencies by amendments previously allowed, undue prejudice to the opposing
party by virtue of allowance of the amendment, [or] futility of amendment.” Foman v. Davis, 371
U.S. 178, 182 (1962).
In the Second Circuit, “[w]here it appears that granting leave to amend is unlikely to be
productive, however, it is not an abuse of discretion to deny leave to amend.” Ruffolo v.
Oppenheimer & Co., 987 F.2d 129, 131 (2d Cir. 1993). “An amendment to a pleading is futile if
the proposed claim could not withstand a motion to dismiss pursuant to Fed. R. Civ. P. 12(b)(6).”
Lucente v. Int’l Bus. Machines Corp., 310 F.3d 243, 258 (2d Cir. 2002).
In addition, “[a] pro se complaint should not be dismissed without the Court granting
leave to amend at least once . . . [but] leave to amend a complaint may be denied when
amendment would be futile.” Nielsen v. Rabin, 746 F.3d 58, 62 (2d Cir. 2014). Where “the
problem . . . is substantive; better pleading will not cure it,” “[r]epleading would thus be futile,”
and “[s]uch a futile request to replead should be denied.” Cuoco v. Moritsugu, 222 F.3d 99, 112
(2d Cir. 2000).
For the dismissed claims above, the official-capacity claims, the Fourteenth Amendment
due process claim, the supervisory liability claim against Brian Plourd, the deliberate
indifference and supervisory liability claims against Matthew Wilkey, the First Amendment
family and intimate association claims against Lisa Brayfield and Brian Plourd, and all claims
against April Embleton, granting leave to amend would be futile. “[B]etter pleading will not
cure” defects that are “substantive.” Cuoco, 222 F.3d at 112.
Moreover, the Plaintiffs already have amended their pleading twice. See Am. Compl.,
ECF No. 42; Second Am. Compl., ECF No. 66. The Second Circuit has recognized that, where a
litigant “was already granted one unsuccessful opportunity to amend” and identifies “no new
facts that would cure” the deficiencies, a court may conclude that “granting leave to amend was
futile.” Jackson v. Wells Fargo Home Mortg., 811 F. App’x 27, 30 (2d Cir. 2020) (summary
order) (explaining that “Jackson was already granted one unsuccessful opportunity to amend her
pleading with the court below,” and “identifies no new facts that would cure the [first amended
complaint’s] deficiencies,” so the district court “rightly concluded that granting leave to amend
was futile”) (citing Cuoco, 222 F.3d at 112). Similarly, where a plaintiff has already had an
opportunity to amend and “took no steps to do so with [the] first opportunity to amend,” there
may be “no basis to believe that granting leave to amend a second time would induce the plaintiff
to add the kind of allegations needed to establish a facially-plausible claim.” Driessen v. Royal
Bank Int’l, No. 3:14-CV-1300 VAB, 2015 WL 1245575, at *2 (D. Conn. Mar. 18, 2015).
Accordingly, Plaintiffs will not be granted leave to amend as to the official-capacity
claims, the Fourteenth Amendment due process claim, the supervisory liability claim against
Brian Plourd, the deliberate indifference and supervisory liability claims against Matthew
Wilkey, the First Amendment family and intimate association claims against Lisa Brayfield and
Brian Plourd, and all claims against April Embleton, and those claims are dismissed with
prejudice.2
IV. CONCLUSION
For the foregoing reasons, Defendants’ motions to dismiss are GRANTED in part and
DENIED in part.
All official-capacity claims against Lisa Brayfield, Brian Plourd, and Matthew Wilkey,
any Fourteenth Amendment due process claims, the supervisory liability claim against Brian
Plourd, the deliberate indifference and supervisory claims against Matthew Wilkey, the First
Amendment family and intimate association claims against Lisa Brayfield and Brian Plourd, and
all claims against April Embleton are dismissed with prejudice.
This case will proceed only on the First Amendment retaliation claim against Lisa
Brayfield in her individual capacity.
The Clerk of Court is respectfully directed to terminate Brian Plourd, Matthew Wilkey,
and April Embleton as parties to this action.
SO ORDERED at New Haven, Connecticut, this 20th day of February, 2026.
2 As alleged, qualified immunity also would attach to these dismissed claims because the Plaintiffs have not cited to
– nor has this Court identified – any clearly established law which any of these Defendants would have known that
they would be violating. See Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)(recognizing that qualified immunity
shields government officials from liability for money damages for violation of a right under federal law if “their
conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would
have known.”); see also Nat’l Rifle Ass’n of Am. v. Vullo, 49 F.4th 700, 714-- (2d Cir. 2022))(“Although qualified
immunity defenses are often decided on motions for summary judgment, in appropriate circumstances a district
court may address qualified immunity at the pleadings stage.”).
/s/ Victor A. Bolden
VICTOR A. BOLDEN
UNITED STATES DISTRICT JUDGE
Case-law data current through December 31, 2025. Source: CourtListener bulk data.