Vega v. Dep't of Liquor Control, No. Cv 93-0457556 S (Feb. 17, 1994)
Opinion of the Court
After considering the arguments put forth by the plaintiff, the court finds that the notice provided was adequate under all the circumstances. The court further finds that, with respect to one of the three incidents alleged, the DLC's findings are supportable under existing case law. Plaintiff's appeal is therefore denied for the reasons stated below.
I. Aggrievement.
Plaintiff must show aggrievement to have standing to bring this action pursuant to General Statutes
II. Factual Background.
A brief recitation of the facts contained in the record is necessary to an understanding of this appeal.
By a letter of January 28, 1993, the DLC informed Raul Vega that the Las Vegas Cafe's right to use a liquor permit was being suspended for 30 days. The January 28, 1993, CT Page 1129 letter recited three charges as the basis for the suspension: (1) that Raul Vega had permitted or suffered a gambling device to be upon the premises on February 7, 1992; (2) that Raul Vega had permitted or suffered unlawful conduct to occur on the premises on February 28, 1992, in that cocaine and heroin had been found on the premises; and (3) that he had permitted two minors to be on the premises unaccompanied by a parent or guardian, on June 21, 1992. The January 28, 1993 letter summarized the evidence in support of these findings that had been presented at public hearings on October 15, 1992 and December 8, 1992. Charges 1 and 2 specifically included language alleging that Vega had "suffered" the conduct being charged.
Subsequently, by an undated "Notice and Particulars," the DLC informed Raul Vega that he was being summoned to appear before the DLC on May 11, 1993, to answer new charges which form the basis of the instant appeal. The "Notice and Particulars" listed three separate charges, as follows:
INCIDENT 1
Charge #1. On March 2, 1993, in the Town of New Britain you violated
30-6 -A24(a) . . . in that you did by yourself, servant or agent permit a disturbance, brawl, unlawful conduct or gambling upon the permit premises and did permit the premises to be conducted in such a manner as to constitute a nuisance. AS MORE PARTICULARLY SET FORTH POLICE REFERRAL RECEIVED INDICATES THAT NEW BRITAIN POLICE OFFICERS ENTERED THE PREMISES AND FOUND PATRON IN POSSESSION OF NARCOTICS (COCAINE).
INCIDENT #2
Charge #1. On March 20, 1993, in the Town of New Britain, you violated
30-91 . . . in that you did by yourself, servant or agent sell alcohol liquor after the hours of closing (2:45 a.m.).Charge #2. On March 20, 1993, in the Town of New Britain you violated
30-6 -A24(a) . . . in that you did by yourself, Servant or CT Page 1130 agent permit a disturbance, brawl, unlawful conduct upon the permit premises and did permit the premises to be conducted in such a manner as to constitute a nuisance. AS MORE PARTICULARLY SET FORTH POLICE REFERRAL RECEIVED INDICATES THAT POLICE FOUND THE PREMISES TO BE SELLING ALCOHOL AFTER LEGAL HOURS. POLICE ALSO FOUND OPEN BEER BOTTLES AND CANS, ICE COLD, ON THE TABLES. DRUG PARAPHERNALIA WAS FOUND ON THE PREMISES.
Incident 1, Charge #1 and Incident #2, Charge #2 thus both charged Vega with "permitting" the alleged conduct, but did not charge him with "suffering" it. In this respect, these charges differed from two of the January, 1993, charges, which alleged that he had "suffered" the behavior complained of. Incident #2, Charge #1, charged Vega himself with engaging in the questioned conduct.
On May 11, 1993, a hearing was held at the DLC in Hartford before commission chairman William W. Sullivan and commissioners William B. Devine and Walter S. Brooks. Plaintiff appeared, representing himself. The full transcript of the hearing is part of the record.
Chairman Sullivan indicated that Mr. Vega's license had been suspended as a result of the January 28, 1993 finding as a consequence of previous charges, and stated that the earlier finding would be made a part of the hearing record. Transcript of May 11, 1993, DLC hearing, hereinafter "Tr.", at 3. Chairman Sullivan stated that the commission was "not prepared to ignore the fact that you have been before us before and that we found you've been guilty of other infractions in the not to (sic) distant past." Plaintiff replied that "I don't think that should be brought up again because you only get shot once," Tr. 4, which the court construes as an objection to the previous matter being considered at all during the proceeding. Tr. at 4. Chairman Sullivan then stated:
Those other charges have no impact whatsoever in determining whether or not you're guilty of the present charges. However, I think you have to know that if you are guilty of the infractions that you are charged with, then it is reasonable for us CT Page 1131 to take into consideration the fact you do have a past record before this commission. We may take it into consideration and we may not, but in any event I'm going to make it a part of the record that we have it. Tr. at 3-4.
Testimony was then given by a number of New Britain police officers relating to the three charges against the cafe. Vega called as a witness Robert A. Dawkins, who testified to the circumstances surrounding his arrest at the cafe on March 2, 1993. Dawkins denied that Vega had known that he possessed cocaine. A number of law enforcement witnesses testified about events that occurred in the early morning hours of March 20, 1993, with reference to the charges pertaining to Incident #2. A representative of a community group spoke, expressing the view that the bar had a bad influence on children, and attracted people looking for drugs and off hours liquor. After the conclusion of the hearing, the commission adjourned to consider its decision.
By a notice of June 3, 1993, the DLC informed Vega that Las Vegas Cafe's liquor license had been revoked, and that renewal of the liquor permit was being denied.
The June 3, 1993, notice stated as follows in relevant part:
THE DEPARTMENT FINDS REASON TO REVOKE YOUR PERMIT AND TO DENY YOUR RENEWAL THEREOF DUE TO THE FINDING OF VIOLATION IN INCIDENT 1, CHARGE #1; FURTHER, THE DEPARTMENT FINDS REASON TO REVOKE YOUR PERMIT AND TO DENY YOUR RENEWAL THEREOF DUE TO THE FINDING OF VIOLATION IN INCIDENT 2, CHARGE #1; FURTHER, THE DEPARTMENT FINDS REASON TO REVOKE YOUR PERMIT AND TO DENY YOUR RENEWAL THEREOF DUE TO THE FINDING OF VIOLATION IN INCIDENT 2, CHARGE #2.
By its very terms, the DLC notice made it clear that each incident, considered separately, provided an independent basis for the revocation ordered.
The June 3, 1993 notice continued to restate, essentially CT Page 1132 verbatim, the three charges that had been outlined in the earlier "Notice and Particulars" summoning Vega to the May 11, 1993 hearing, once again alleging that as to Incident #1, Charge #1, and Incident #2, Charge #2, Vega had "permitted" the questioned conduct to occur. The June 3, 1993, notice then continued to state as follows:
THE DEPARTMENT OF LIQUOR CONTROL ("DEPARTMENT") CONDUCTED A PUBLIC HEARING ON MAY 11, 1993 ON A QUESTION OF WHETHER TO REVOKE OR SUSPEND RIGHT OF USE FOR CAFE LIQUOR PERMIT #3522 BECAUSE OF ALLEGED VIOLATIONS THAT OCCURRED ON MARCH 2, 1993 AND MARCH 20, 1993 AND ON A QUESTION OF WHETHER TO DENY OR ACCEPT THE RENEWAL OF PERMIT CA-3522.
THE COMMISSION HEARD TESTIMONY FROM OFFICER KROZLIKOWSKI, OFFICER McCARTHY, OFFICER KENNEDY, OFFICER DURKIN, OFFICER BLEAU AND OFFICER SHELDRICK. THE OFFICERS ARE MEMBERS OF THE NEW BRITAIN POLICE DEPARTMENT.
AS TO INCIDENT 1, CHARGE 1 THE COMMISSION FINDS FROM THE DIRECT TESTIMONY OF OFFICER KENNEDY AND OFFICER DURKIN THAT ROBERT DAWKINS WAS AT THE END OF THE BAR, NEXT TO RAUL VEGA, IN POSSESSION OF COCAINE PACKAGED FOR SALE ON MARCH 2, 1993. THROUGH A PREPONDERANCE OF EVIDENCE PRESENTED BY OFFICERS KENNEDY AND DURKIN THE COMMISSION FINDS THAT YOU, RAUL VEGA, PERMITTED THE UNLAWFUL CONDUCT OF ROBERT DAWKINS IN THAT YOU, RAUL VEGA ALLOWED HIM TO BE IN POSSESSION OF COCAINE PACKAGED FOR SALE, ON YOUR PERMIT PREMISES.
AS TO INCIDENT 2, CHARGE #1 THE COMMISSION FINDS FROM THE DIRECT TESTIMONY OF OFFICER KROZLIKOWSKI (SIC) AND OFFICER BLEAU A PREPONDERANCE OF EVIDENCE TO FIND THAT ON MARCH 2, 1993 RAUL VEGA DID ALLOW THE CONSUMPTION AND PRESENCE IN GLASSES OR OTHER RECEPTACLES ALCOHOLIC BEVERAGES AFTER THE LEGAL HOUR OF SALE. ADDITIONALLY, THE COMMISSION FINDS THAT BAGGIES CONTAINING COCAINE CT Page 1133 WERE FOUND BY OFFICER BLEAU DURING THE INVESTIGATION OF MARCH 20, 1993. THE COMMISSION FINDS THROUGH THE PREPONDERANCE OF EVIDENCE THAT RAUL VEGA DID ALLOW UPON THE PERMIT PREMISES ILLEGAL CONDUCT.
THE COMMISSION TAKES NOTICE OF ITS FINDING DATED JANUARY 28, 1993 AND MAKES THIS FINDING PART OF THE RECORD.
III. APPLICABLE LEGAL STANDARDS.
Before analyzing the specific arguments presented in this case, it would be helpful to review some of the general legal principles which must guide the court in its analysis.
Pursuant to General Statutes
In contested cases, "notice may be taken of judicially cognizable facts . . ." General Statutes
IV. PLAINTIFF'S CLAIMS
A. Failure to Give Advance Notice Relating to the Previous Suspension.
Plaintiff's first claim is that the DLC failed to give advance notice that it was going to consider its January 28, 1993 suspension finding at the May 11, 1993 hearing. Plaintiff relies upon General Statutes
Plaintiff's argument fails for two reasons. First, the previous suspension was not considered for the purpose of determining whether Vega was culpable with respect to the charges aired at the May 11, 1993, hearing. As noted above, Chairman Sullivan clearly stated that the previous matter would be considered with respect not to whether violations had occurred, but with respect to the possible penalty only, which was determined following the completion of the hearing. See Leib v. Board of Examiners for Nursing, supra, at 83-85. This court must presume that the DLC acted in accordance with the chairman's stated intentions. Brecciaroli v. Commissioner of Environmental Protection,
Second, the commission had it within its power to take notice of the previous suspension pursuant to General Statutes
Plaintiff's reliance on Marshall v. DelPonte,
B. The Three Incidents.
Incident #1, Charge #1, related to the possession of cocaine by Robert Dawkins, who was a patron of the cafe on March 2, 1993. The DLC's June 3, 1993, notice of revocation stated that Officers Kennedy and Durkin had observed Dawkins at the end of the bar, next to Raul Vega. Hearing testimony established that Dawkins was searched and that cocaine, arguably packaged for sale, was seized from him.1 At the hearing, Dawkins testified, denying that Vega knew he had cocaine on him.
Issues of witness credibility are of course to be determined by the DLC commissioners. Cf. Manor Development Corporation v. Conservation Commission,
The DLC argues, however, that there need be no showing CT Page 1137 that Vega had actual knowledge that Dawkins possessed cocaine. Citing the regulation
In Guastamachio, the Supreme Court reviewed the decision to suspend for eight weeks the liquor license of a permittee who had permitted a substitute permittee, one Lang, to run his restaurant for the night. Without advance knowledge or approval of either the original or substitute permittee, "five girls entered the hall upstairs and there engaged in an immoral performance in the presence of the men attending the dinner," Id. at 357, until the state police arrived to arrest the performers and Lang. The applicable regulation pursuant to which the eight week suspension had been ordered read as follows:
Conduct of Permit Premises. No permittee shall allow, permit or suffer in or upon the permit premises any disturbances, lewdness, immoral activities, brawls, or unnecessary noises, or allow, permit, or suffer the permit premises to be conducted in such manner as to become a nuisance. (A permittee will be held strictly accountable for the conduct of his permit business, and nuisances will not be tolerated.)
The court framed the issue as whether or not the performance could be construed to violate the regulation in the absence of actual knowledge or negligence by the permittee or substitute permittee. Id. at 358. The court ruled that it could, finding that the use of the word "permit" — which suggested affirmative action — alongside the word "suffer" — which suggested passivity — led it to conclude that knowledge on the part of a permittee was not required within the meaning of "suffer" as it was employed in the statute. Id. at 359. The court relied heavily on the language of strict accountability set out in the regulation in reaching its conclusion.
In the instant case, similar language of strict accountability CT Page 1138 is not set out in the very portion of the reglation [regulation] Vega is accused of having violated, but is found elsewhere in
Had the DLC charged Vega with "suffering" as well as "permitting" the conduct alleged under Incident #1, Charge #1, and Incident #2, Charge #2, therefore, the DLC's argument would prevail. However, as noted above, in its undated "Notice and Particulars," the charging document in this case, the DLC did not charge that Vega "suffered" the conduct alleged. It charged instead that he "permitted" the conduct. The court is sympathetic with the argument that to laypersons, the difference between charging a permittee with "suffering" conduct as opposed to charging a permittee with "permitting" the conduct may seem to be a distinction without a difference. But such subtle distinctions are often at the heart of a court's analysis of a statute, a contract, a lease, or a constitution. And as Guastamachio demonstrates, the words "suffer" and "permit" are not synonymous in the context of the DLC's acting on licensing decisions. But see State v. Poplowski,
Similar analysis applies with respect to the DLC's finding as to Incident #2, Charge #2, insofar as it relied upon the claim that "drug paraphernalia" was found on the premises.2 The record reveals nothing indicating that Vega knew that this drug paraphernalia was present. Once again, as to this incident, the DLC's undated "Notice and Particulars" charged that Vega "permitted" the alleged conduct, not that he also "suffered" it. For the reasons stated above, the court concludes that under Guastamachio, the DLC's finding as to Incident #2, Charge #2, cannot stand in the absence of an allegation that Vega "suffered" the presence of the illegal substances at the cafe.
This court's approach is consistent with the analysis used by Judge Stengel in Koch v. Department of Liquor Control, Superior Court, Judicial District of New Haven at Meriden, Docket No. CV 91-0239234S (June 29, 1992). In Koch, the DLC charged the permittee with allowing an intoxicated person to loiter on the premises, although there was no evidence that the permittee actually knew the intoxicated patron was still on the premises. The DLC in that case also relied on the argument that the permittee had "suffered" the conduct at issue. Analyzing the case under the distinctions established in Guastamachio, Judge Stengel noted that the permittee had been charged with "permitting" the conduct charged, not with "suffering" it, and sustained the appeal from the DLC's suspension of the permittee's liquor permit.
This court is sensitive to the limitations placed on its discretion in reviewing the DLC's conduct and does not seek to substitute its judgment for that of the commissioners. However, viewing the facts in light of the applicable law and the charging language used by the DLC, this court cannot conclude that there was sufficient credible and probative evidence before the DLC to sustain its ruling on the basis of Incident #1, Charge #1, and Incident #2, Charge #2, and therefore finds that the DLC's findings as to those two charges are clearly erroneous.
With respect to Incident #2, Charge #1, however, no similar ambiguities exist. Incident #2, Charge #1 alleges that Mr. Vega himself sold alcohol after closing hours. Officer Krozlikowski testified clearly that he saw Vega sell a beer to a patron after closing hours. Tr. at 28, 31. He also stated that he encountered open alcoholic containers and glasses of CT Page 1140 beer. He reaffirmed this testimony under cross-examination by plaintiff. Tr. at 32-35. As noted above, matters of weight and credibility lie solely within the province of the agency. The DLC had a clear factual basis to find that Vega had sold alcohol after hours as charged. As stated above, this violation alone provided a basis for the DLC's decision to revoke plaintiff's license.
Defendant claims prejudice because the June 3, 1993, notice outlining the reasons for the revocation as to Incident #2, Charge #1 varies somewhat from the charges upon which the DLC relied in its June 3, 1993, letter of revocation. Specifically, as to Incident #2, Charge #1 — which alleges sale of alcohol by Vega — the revocation notice states that Vega allowed the consumption and presence after hours of alcoholic beverages in glasses or other receptacles Vega relies on the case of Venuti v. Liquor Control and McNally, 10 Conn. L. Rptr. No. 3, 61 (October 25, 1993), in support of his claim. In that case, Judge Maloney found that a notice of hearing which accused the licensee of violations occurring on March 25, 1992 was defective when the evidence produced at the hearing related to events which occurred on a different date, March 21. In his ruling, Judge Maloney cited
Plaintiff's objection on this issue is unpersuasive. Aside from the fact that sale of alcoholic beverages in many instances carries with it a reasonable inference that the alcoholic beverages are being consumed and are present, the undated notice form clearly informed plaintiff that he was being charged with sale and also with allowing the consumption and presence after hours of alcoholic beverages in glasses or other receptacles. Vega was given notice of the facts and conduct which warranted the DLC's actions. The hearing testimony established both the sale charge, as noted above, and the charge that he had indeed allowed the consumption and presence after hours of alcoholic beverages in glasses or other receptacles.
Moreover, the notice and the evidence adduced as to Incident #2 all related to events occurring within a short period of time on the same date: March 20, 1993, thus distinguishing Venuti. Under all the circumstances, any claim that CT Page 1141 plaintiff was not properly informed of which "facts or conduct" which warranted the intended action of the DLC is unpersuasive. Pagano v. Board of Education,
Summary and Conclusion
Notwithstanding the court's finding that the DLC's action was clearly erroneous as to its findings relating to Incident #1, Charge #1, and Incident #2, Charge #2, a review of the whole record persuades the court that the DLC did not abuse its discretion in revoking plaintiff's permit. A review of the record satisfies the court that he was given notice of the charges against him, understood the charges against him, and was permitted to prepare to meet these charges. The charge relating to Incident #2, Charge #1, was supported by credible and probative evidence. The decision to revoke was expressly based on a finding on that charge, independently.
For these reasons, and the reasons stated above, the appeal is denied.
DOUGLAS S. LAVINE JUDGE, SUPERIOR COURT
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