Dufault v. Mastrocola, No. Cv 94 0543343 (Mar. 1, 1996)
Opinion of the Court
On June 7, 1995, the plaintiff, Stanley P. Dufault ("Dufault"), filed a revised seven count complaint against the defendants, Toby Mastrocola ("Mastrocola") and Alan Schiffer ("Schiffer"). Counts One through Four, directed at Mastrocola, allege causes of action for negligence, intentional infliction of emotional distress, negligent CT Page 1773 infliction of emotional distress, and breach of fiduciary duty. Counts Five through Seven, directed at Schiffer, allege causes of action for breach of contractual obligation to a third-party beneficiary, breach of an implied contract, and negligence.
The plaintiff, an employee of the City of Hartford, alleges that on or about January 12, 1989, he sought counseling for alcohol abuse from Schiffer, director of Pathway Associates, who provided, pursuant so a contractual agreement with the City of Hartford, counseling services, including drug and alcohol counseling, to employees of the City of Hartford. Schiffer subsequently referred the plaintiff to Mastrocola. The plaintiff alleges that on January 19, 1989, he began treatment with Mastrocola, continuing through May, 1991, and that through treatment, he provided Mastrocola with "certain private and confidential information concerning his personal health and marital history." (Revised Complaint, Count One ¶ 8). The plaintiff alleges that as a result of Mastrocola's urging, he encouraged his wife, Marcy Dufault, to also begin counseling with Mastrocola, which she did on or about January, 1989, continuing until, at least, February, 1992. The plaintiff further alleges that Mastrocola used information obtained in the confidential counseling sessions to persuade the plaintiff's wife, Marcy Dufault, to engage in sexual relations with Mastrocola. The plaintiff alleges that as a result of Mastrocola's actions, he suffered severe anguish, mental distress, anxiety, anger, shame, and humiliation, forcing him to resign from political, community, and social organizations and seek further treatment for severe depression and suicidal tendencies.
On June 21, 1995, Schiffer filed a motion to strike Counts Five through Seven of the plaintiff's revised complaint on three separate grounds. First, Schiffer asserts that the torts of alienation of affections and criminal conversation have been abolished in Connecticut. Second, Schiffer asserts that the plaintiff fails to allege facts establishing a legally sufficient causal link between the plaintiff's injuries and Schiffer's act(s) Third, Schiffer contends that the plaintiff fails to allege sufficient facts to establish a cause of action as a third-party beneficiary enforcing a contractual obligation pursuant to the agreement between Schiffer and the City of Hartford. On the same date, in CT Page 1774 accordance with Practice Book § 155, Schiffer filed a memorandum in support of his motion to strike.
On September 25, 1995, Mastrocola filed a motion to strike Counts One through Four of the plaintiff's revised complaint on four separate grounds. First, Mastrocola contends that the torts of alienation of affections and criminal conversation have been abolished in Connecticut. Second, Mastrocola contends that he did not owe a duty of care to the plaintiff at the time of the alleged breach of duty. Third, Mastrocola asserts that the plaintiff fails to allege sufficient facts to establish a claim for breach of fiduciary duty. Fourth, Mastrocola asserts that the plaintiff's claims are barred by the applicable statute of limitations. In accordance with Practice Book § 155, on the same date, Mastrocola filed a memorandum in support of his motion to strike.
On September 27, 1995, the plaintiff filed a second revised complaint changing Count One ¶ 12(b) from "he used information about the Plaintiff's marital relationship and alcohol dependence in the pursuit of a sexual relationship with Plaintiff's wife, thereby breaching Plaintiff's confidences" to "he used information about the Plaintiff's marital relationship and alcohol dependence, which he obtainedwhile counseling the plaintiff, in his pursuit of a sexual relationship with Plaintiff's wife, thereby breaching Plaintiff's confidences." (Emphasis added.)
On October 10, 1995, the plaintiff filed an amended second revised complaint ("the complaint") changing Count Five ¶ 12, in relevant part, from "At all times mentioned herein, the Plaintiff, Toby Mastrocola . . ." to "At all times mentioned herein, the Plaintiff, Stanley Dufault . . ." (Emphasis added.)
On October 30, 1995, the plaintiff filed memorandum of law in opposition to Schiffer and Mastrocola's motions to strike. On October 30, 1995, Mastrocola filed an amended motion to strike adding a fifth ground. Listed as the fourth ground, Mastrocola moves to strike Count Two on the ground that the plaintiff fails to allege sufficient facts to support a cause of action for recklessness. On the same date, Mastrocola filed a reply memorandum in support of his motion to strike. On November 2, 1995, the plaintiff filed a CT Page 1775 memorandum in response to Mastrocola's reply. On November 7, Schiffer filed a reply memorandum in support of his motion to strike.
STANDARD
The purpose of a motion to strike "is to test the legal sufficiency of a pleading." RK Constructors, Inc. v. FuscoCorp. ,
The motion to strike "admits all facts well pleaded." RKConstructors, Inc. v. Fusco Corp. ,
A. Alienation of Affections and Criminal Conversation
Mastrocola, in his memorandum in support of his motion to strike Counts One through Four of the plaintiff's complaint, and Schiffer, in his memorandum in support of his motion to strike Counts Five through Seven of the plaintiff's complaint, argue that the basis for the plaintiff's allegations, that Mastrocola engaged in sexual relations with the plaintiff's wife, as well as the damages allegedly suffered by the plaintiff, indicate claims for alienation of affections and criminal conversation. Mastrocola and Schiffer further argue that because Connecticut, pursuant to General Statutes §§
In opposition, the plaintiff argues that he is not alleging claims for alienation of affections and criminal conversation. Rather, the plaintiff argues that he has CT Page 1776 properly pleaded recognized common law causes of action.
General Statutes §
In Piccininni v. Hajus,
Count One, ¶ 12 of the plaintiff's complaint states, in relevant part, that "[t]he defendant, Toby Mastrocola, wasnegligent and careless . . ." (Emphasis added). Count Two, ¶ 12 states that "[t]he Defendant, Toby Mastrocola, by hisextreme and outrageous conduct, recklessly and intentionallycaused severe emotional distress and harm to the Plaintiff, Stanley P. Dufault." (Emphasis added.) Count Three, ¶ 12 states that "[t]he defendant, Toby Mastrocola knew or shouldhave known that his conduct involved an unreasonable risk ofcausing emotional distress which might result in illness orbodily harm to the Plaintiff." (Emphasis added.) Count Four, ¶ 12 states, in relevant part, that "[t]he Defendant, Toby Mastrocola, as a professional therapist, held a fiduciary dutyto his patient, the Plaintiff, Stanley P. Dufault . . ." (Emphasis added.) Count Five, ¶ 13 provides, in relevant part, that "[t]he Defendant, Alan Schiffer, d/b/a Pathways Associates, breached his contract with the City of Hartford, CT Page 1777 to provide competent and qualified therapists and counsellors under the employee assistance program for city employees . . ." Count Five, ¶ 14 states that "[t]he Plaintiff became a third party beneficiary of this contract when he sought assistance from Pathways Associates and was then [sic] referred by Pathways to the Defendant, Toby Mastrocola." (Emphasis added.) Count Six, ¶ 12 states, in relevant part that "[t]he Plaintiff, Stanley P. Dufault, entered into animplied contract with Alan Schiffer . . ." (Emphasis added.) Count Six, ¶ 13 states, in relevant part, that "[t]he Defendant, Alan Schiffer, PhD, acting in his capacity on behalf of Pathways, breached his duty to the Plaintiff . . ." Count Seven, ¶ 12 states, in relevant part, that "[t]he Defendant, Alan Schiffer, PhD, d/b/a Pathways Associates, isnegligent in one or more of the following ways[.]" (Emphasis added.)
Based on the language noted above, the plaintiff is alleging common law causes of action for negligence, intentional infliction of emotional distress, negligent infliction of emotional distress, breach of fiduciary duty, breach of a contractual obligation to a third-party beneficiary, and breach of an implied contract. Accordingly, the court finds that Mastrocola's motion to strike Counts One through Four of the plaintiff's complaint and Schiffer's motion to strike Counts Five through Seven of the plaintiff's complaint, on the ground that the torts of alienation of affections and criminal conversation have been abolished in Connecticut, are denied.
B. Mastrocola's duty to the plaintiff
In his memorandum in support of his motion to strike Counts One through Three of the plaintiff's complaint, on the ground that he did not owe a duty to the plaintiff at the time of the alleged breach of duty, Mastrocola contends that he owed no duty to the plaintiff not to engage in sexual relations with his wife. Rather, Mastrocola argues that his professional standard of care was triggered only during counseling sessions. In opposition, the plaintiff focuses on the test to determine whether there is a duty of care, specifically, the foreseeability that harm will occur to the plaintiff from the defendant's act or failure to act. The plaintiff argues that in applying this test to the present situation, a person in Mastrocola's position, a therapist, who CT Page 1778 is seen by his patients as someone they can confide in and trust, should anticipate that harm would result from using confidential information in the pursuit of sexual relations with the plaintiff's wife.
"In order to recover in a tort case, the plaintiff must show that the defendant has breached a legal duty owed to him." Sheiman v. Lafayette Bank Trust Co.,
In the court's opinion a reasonable therapist, simultaneously treating a husband and wife, should anticipate that the plaintiff would suffer harm from the therapist breaching the plaintiff's trust by using confidential information to encourage the plaintiff's wife to engage in sexual relations with him. This conclusion is supported byFigueiredo-Torres v. Nickel,
C. Fiduciary Duty
In his memorandum in support of his motion to strike, Mastrocola argues that Count Four of the plaintiff's complaint should be stricken on the ground that a therapist does not owe a fiduciary duty to his patient(s). In opposition, the plaintiff argues that fiduciaries exist in a variety of forms and are not precisely defined. The plaintiff argues that a fiduciary relationship is defined by a confidential and trusting relationship. The plaintiff further argues that the determination of whether a fiduciary relationship exists is a question of fact.
"A fiduciary or confidential relationship is characterized by a unique degree of trust and confidence between the parties, one of whom has superior knowledge, skill or expertise is under a duty to represent the interests of the other." Dunham v. Dunham,
D. Recklessness
In his memorandum in support of his motion to strike Count Two of the plaintiff's complaint, Mastrocola argues that by basing the recklessness claim on the same set of facts supporting the negligence claim, the plaintiff fails to allege sufficient facts indicating that the defendant acted recklessly. In opposition, the plaintiff argues that CT Page 1780 recklessness, as part of a claim for intentional infliction of emotional distress, may be inferred from Mastrocola's conduct. The plaintiff further argues that he has sufficiently alleged facts supporting a claim for intentional conduct.
In Count Two, ¶ 12, the plaintiff alleges that "[t]he Defendant, Toby Mastrocola, by his extreme and outrageous conduct, recklessly and intentionally caused severe emotional distress and harm to the plaintiff, Stanley P. Dufault." The elements of intentional infliction of emotional distress are "(1) that the actor intended to inflict emotional distress; or that he knew or should have known that emotional distress was a likely result of his conduct; (2) that the conduct was extreme and outrageous; (3) that the defendant's conduct was the cause of the plaintiff's distress; and (4) that the emotional distress sustained by the plaintiff was severe."Petyan v. Ellis,
E. Statute of Limitations
In his memorandum in support of his motion to strike Counts One through Four of the plaintiff's complaint on the ground that these claims are barred by the applicable statute of limitations, Mastrocola contends that the allegations set forth in Counts One and Three are governed by General Statutes §
In opposition, the plaintiff argues that Mastrocola's duty to the plaintiff did not terminate with his therapy in May, 1991. The plaintiff further argues that he is entitled to submit evidence with respect to the date(s) on which he became aware of the fact that Mastrocola was engaging in sexual relations with his wife, as well as whether Mastrocola engaged in a continuing course of conduct, which may toll the statute of limitations. The plaintiff further argues that, in any case, a claim that an action is barred by the applicable statute of limitations must generally be raised by a special defense, rather than a motion to strike.
"A claim that an action is barred by the lapse of the statute of limitations must be pleaded as a special defense, not raised by a motion to strike. Practice Book 164 . . . The `advantage of the statute of limitations cannot be taken by [a motion to strike]. . . . [T]he objection to this mode of pleading is that it raises no issue' and `deprives the plaintiff of an opportunity to reply to a new promise, or an acknowledgement.' . . . A motion to strike might also deprive a plaintiff of an opportunity to plead matters in avoidance of the statute of limitations defense. . . . In two limited situations, however, we will allow the use of a motion to strike to raise the defense of the statute of limitations The first is when `[t]he parties agree that the complaint sets forth all the facts pertinent to the question whether the action is barred by the Statute of Limitations and that, therefore, it is proper to raise that question by [a motion to strike] instead of by answer.' . . . The second is where `a statute gives a right of action which did not exist at common law, and fixes the time within which the right must be enforced, the time fixed is a limitation or condition attached to the right — it is a limitation of the liability itself as created, and not of the remedy alone.'" (Citations omitted.)Forbes v. Ballaro,
Because the plaintiff argues that the complaint does not allege all relevant facts necessary to determine whether his claims are barred by the applicable statute of limitations, the first exception does not apply in the present case. Further, because Counts One through Four allege common law causes of action, the second exception also does not apply in the present case. Mastrocola's statute of limitations defense should have been raised as a special defense rather than a motion to strike. Accordingly, Mastrocola's motion to strike Counts One through Four of the plaintiff's complaint, on the ground that the plaintiff's claims are barred by the applicable statute of limitations, is denied.
F. Proximate Cause
In his memorandum in support of his motion to strike Counts Five through Seven of the plaintiff's complaint on the ground that the plaintiff fails to establish proximate cause between the plaintiff's alleged injuries and Schiffer's alleged breaches of contract and breach of duty, Schiffer contends that the plaintiff's allegations lack sufficient facts linking the defendant, Alan Schiffer's, actions to the plaintiff's injuries. In opposition, the plaintiff contends that the allegations in Counts Five through Seven do establish actual and proximate cause. The plaintiff further argues that the issue of proximate cause is a question of fact which cannot properly be raised by a motion to strike.
The Connecticut Supreme Court has defined proximate cause as "[a]n actual cause that is a substantial factor in the resulting harm." (Internal quotation marks omitted.) Doe v.Manheimer,
G. Third-Party Beneficiary
In his memorandum in support of his motion to strike Count Five of the plaintiff's complaint, Schiffer argues that the plaintiff fails to allege a legally sufficient claim as a third-party beneficiary to the contract between Schiffer and the City of Hartford. In opposition, the plaintiff states that the test to determine whether a party may enforce a contract as a third-party beneficiary is whether the parties intended that the promisor assume a direct obligation to the third-party beneficiary. The plaintiff contends that under this test, Count Five sufficiently alleges that the plaintiff was a third-party beneficiary of the contract.
"A third-party seeking to enforce contractual rights must allege facts sufficient to show that the contracting parties intended that the promisor should assume a direct obligation to the third-party." Deluca v. Thurston, Superior Court, Judicial District of Waterbury, Docket No. 124574 (July 7, 1995, McDonald, J.,
In Deluca v. Thurston, supra,
In contrast, in Dimaggio v. Makover,
Similarly, in Cowan v. Warner-Lambert Co., No. 90-032564S, 1993 WL 298885 (Conn.Super.Ct. July 28, 1993), the plaintiff was terminated subsequent to a examination by a physician in a contractual relationship with her employer. InCowan v. Warner-Lambert Co., id., the plaintiff also alleged that the physician departed from the requisite standard of medical care. Based on allegations of this nature, the plaintiff sought recovery as a third-party beneficiary Similar to Dimaggio v Makover, supra,
Count Five, ¶ 12 of the plaintiff's complaint states that "[a]t all times mentioned herein, the Plaintiff, Stanley DuFault, was an employee of The City of Hartford, and was eligible to avail himself of service provided to City CT Page 1785 employees under an agreement between Pathways Associates and The City of Hartford." Count Five, ¶ 13 states that "[t]he Defendant, Alan Schiffer, d/b/a Pathways Associates, breached his contract with the City of Hartford, to provide competent and qualified therapists and counsellors under the employee assistance program for city employees when he knew or should have known that the Defendant, Toby Mastrocola, was not competent and qualified to treat the Plaintiff in a good and professional manner."
In the court's opinion Count Five of the plaintiff's complaint purports to state a claim for negligence in the guise of a claim as a third-party beneficiary seeking to enforce a contractual obligation. Accordingly, Schiffer's motion to strike Count Five, on the ground that the plaintiff fails to allege sufficient facts to support a claim as a third-party beneficiary of the contract between Schiffer and the City of Hartford, is granted.
Hale, Judge Referee
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