Surprenant v. Burlingham, No. Cv 97 011 37 91 (Apr. 12, 2000)
Opinion of the Court
Plaintiff, Ronald Surprenant-, and defendant, John. Burlingham, were employees of the Old Lyme Development Corporation [Old Lyme] on March 22, 1997. On that day, both were working at an off-highway construction project. Defendant was the operator of a front end loader owned by Old Lyme. Old Lyme had a Mack dump truck which had a defective electrical starter. In order to start the Mack, it was jump started. This was done by having someone in the truck release the clutch thereby engaging the gears as the truck was pushed or pulled by the front end loader. When the engine started, the person in the truck would operate the truck to control its movement and direction.
On March 22, 1997, the truck stalled while plaintiff was using it. He walked to another area of the construction site where defendant was working with the front end loader. He told defendant the truck had stalled and needed a jump start. Together, plaintiff and defendant went to the truck on the front end loader. A chain was attached to the truck and the front end loader. Plaintiff sat in the truck, depressing the clutch pedal, ready to release the clutch when it was moving fast enough to jump start the engine. Defendant operated the front end loader as it pulled the truck. When the truck had moved approximately three feet, the chain broke or came loose at or near the place where it had been attached to front end loader. The chain "flew through the windshield of the dump truck, striking the plaintiff in the head. . . ." Amended Complaint, November 11, 1999, ¶ 4. [129] CT Page 4007
Plaintiff brought this action claiming defendant's negligence caused the accident and the injuries plaintiff suffered.
Defendant plead the exclusivity provisions of the Workers Compensation Act. C.G.S. §
Plaintiff denied the Second Special Defense. Reply, June 14, 1999. [123] Plaintiff-relies upon the "motor vehicle. exception" to the exclusivity bar of the Workers' Compensation Act. The focus here is on C.G.S. §
"No action may be brought against a fellow employee unless the action is based on the fellow employee's negligence in the operation of a motor vehicle as defined in section
14-1 ." C.G.S. §31-293a .
Defendant has moved for summary judgment. Motion For Summary Judgment, August 27, 1999. [124] He relies on the exclusivity bar of the Workers' Compensation Act and also claims he was not engaged "in the operation of a motor vehicle" when the accident occurred.
There is no question that the plaintiff and defendant were fellow employees of Old Lyme. Plaintiff contends the dump truck was a "motor vehicle as defined in section
There is no real dispute that the truck is a "motor vehicle." The court holds the dump truck was a motor vehicle.
The parties' real dispute is whether defendant was operating the dump truck. Clearly the defendant was operating the front end loader. However, plaintiff claims that defendant also was operating the dump truck at the same time.
"The gravamen of the plaintiff's complaint is that he was injured as a result of the defendant's negligent movement, direction or control of the 1967 Mack truck. CT Page 4008 The plaintiff contends that the defendant's negligent movement of the Mack truck at the time of the accident constitutes `operation' of the truck by the defendant, under C.G.S. §
Plaintiff acknowledges "[operation is not defined in Section
According to plaintiff, our case law requires the court to conclude that the defendant was the operator of the dump truck.
"The Defendant was "operating" the truck
As stated previously, the plaintiff's action is not barred if it is based on the defendant's operation of a motor vehicle. Section
31-293a of the Connecticut General Statutes. Operation is not defined in Section31-293a or in title 14 of the Connecticut General Statutes. In Davey v. Pepperidge Farms, Inc.,180 Conn. 469 (1980), the Court stated: While it is true that operation is not defined in General Statutes section14-1 , the cases clearly indicate that operation as it refers to a motor vehicle relates to the driving or movement of the vehicle itself or a circumstance resulting from the movement of the vehicle. See Plunkett v. Nationwide Mutual Ins. Co.,150 Conn. 203 ,209 ,187 A.2d 754 (1963); Reetz v. Mansfield,119 Conn. 563 ,178 A. 53 (1935) Stroud v. Water Commissioners,90 Conn. 412 97 A. 336 (1916). Id., 472 n. 1.The Davey rule confining operation within the context of Section
31-293a to the driving or movement of the vehicle itself or a circumstance resulting from the movement of the vehicle was followed in Dias v. Adams,189 Conn. 354 ,358 (1983); Kegel v. McNeely,2 Conn. App. 174 ,178 (1984) Kiriaka v. Alterwitz,7 Conn. App. 575 ,579 (1986); Conti v. Rose Poultry Co.,3 Conn. App. 246 ,248 (1985), cert. denied195 Conn. 802 (1985); and Cirillo v. Sardo, Conn. App. 664, 670 (1996), cert. denied,239 Conn. 904 (1996)
The facts of this case clearly fall within the Davey rule operation as it refers to a motor vehicle relates to the driving or movement of the vehicle itself or a circumstance CT Page 4009 resulting from the movement of the vehicle. The defendant was engaged in operation of the truck because he caused the movement of the truck itself when he towed it. (Exhibit 1, defendants deposition, pp. 110, 111, 130-31.) The defendant was engaged in the operation of the truck because the plaintiff's injury occurred due to a circumstance resulting from the movement of the truck. The plaintiff's injury happened when the hook broke free during the towing operation and struck him in the head. This circumstance resulted from the movement of the truck by the defendant during the towing operation. (Exhibit 1, defendant's deposition, pp. 130-131.) The truck itself was moving at the time of the accident. (Exhibit 1, defendant's deposition, p. 111.) There is no question that the hook flew off the bucket of the payloader, went through the windshield of the truck, and struck the plaintiff in the head because the defendant was pulling the dump truck forward. (Exhibit 1, defendant's deposition pp. 130-131.) The accident was caused by the movement of the truck by the defendant. (Exhibit 1, defendant's deposition, pp. 130-131.) [Internal quotation marks omitted.]
Supplemental Memorandum in Opposition To Motion For Summary Judgment, December 6, 1999, pp. 9-11. [133]
To reach this conclusion, plaintiff relies totally on the following sentence in a footnote in Davey v. Pepperidge Farm,Inc.,
"While it is true that `operation' is not defined in General Statutes
14-1 , the cases clearly indicate that operation as it refers to a motor vehicle relates to the driving or movement of the vehicle itself or a circumstance resulting from the movement of the vehicle." Id., 472, n. 1.
The meaning of the quoted sentence is informed by the context of the facts of Davey, in which Davey (plaintiff) was injured when struck by a hoist mounted on a truck. He sued his fellow employee who he claimed was operating the hoist negligently. The truck upon which the hoist was mounted was a motor vehicle In order to run the hoist, the truck's engine had to be running. The truck itself was not moving at the time of the accident.
The Supreme Court held that the defendant was not engaged in CT Page 4010 the operation of a motor vehicle. It is in this context that the Supreme Court said "that operation as it refers to a motor vehicle relates to the driving or movement of the vehicle itself or a circumstance resulting from the movement of the vehicle." Davey's accident was caused by or related to the movement of the hoist. It was not caused by or related to the truck's movement. The defendant co-employee was not engaged "in the operation of a motor vehicle" when Davey was injured.
As authority for the statement, the Supreme Court cited three cases: Plunkett v. Nationwide Mutual Ins. Co.,
Plunkett v. Nationwide Mutual Ins. Co.,
In Reetz v. Mansfield,
In Stroud v. Water Commissioners,
"The remaining question is whether the injury complained of was "received by reason of the operation of said motor vehicle in or upon the public highways of this State." We think it was. The word "operation" cannot be limited, as the plaintiff claims it should be, to a state of motion controlled by the mechanism of the car. It is self-evident that an injury may be received after the operator has brought his car to a stop, and may yet be received by reason of its operation. The word "operation," therefore, must include such stops as motor-vehicles ordinarily make in the course of their operation.
"It is also clear that the words "received by reason of the operation" do not refer merely to injuries proximately caused by such operation. That cannot be so, because the whole purpose of § 19 is to prevent a recovery in cases where the owner, operator, or passenger of the illegally registered car, would otherwise be entitled to one; and no such recovery could in any event be had if the operation of the illegally registered car was in a legal sense the proximate cause of the injury. In order to give any reasonable effect to § 19, it must be understood as requiring the owner, operator, or passenger of a CT Page 4012 motor-vehicle not registered in accordance with §§ 2 or 3 of the Act, to assume all the ordinary perils of operating it on the highway.
"In this case the plaintiff's car was as much in the ordinary course of operation on the highway at the time of the injury as if it had been used for shopping, calling, or delivering merchandise. One so using the highway necessarily incurs the risk of injury from the negligence of fellow travelers as well while his vehicle is at rest as while it is in motion, and the injury complained of in this case was received "by reason of" the operation of the plaintiff's illegally registered car on the highway, within the plain intent of the Act." Stroud Water Commissioner,
90 Conn. 412 ,414-415 (1916)
The court held there was operation even though there was no movement at the pertinent time.
The court finds little, if anything, in Plunkett, Reetz or Stroud, individually or collectively, which strengthens plaintiff's claim.
There have been several cases decided on the basis of Davey which plaintiff has cited. The court reviewed each of them.
Kegel v. McNeely,
"If a coemployee is not engaged at the time of the fellow employee's injury in any activity related to driving or moving a vehicle or related to a circumstance resulting from movement of a vehicle, the law suit does not fall within the exception of General CT Page 4013 Statutes
Plaintiff gains little encouragement from this case.
In Conti v. Rose Poultry Co.,
Kiriaka V. Alterwitz,
In Cirillo v. Sardo,
"Our decision in Kiriaka is controlling here. In Kiriaka, we stated: "`Operation' of a motor vehicle connotes the control and direction of it, the activity of an `operator' or `driver' licensed for that purpose. The exception to §
31-293a relates to injury causally connected to the control and direction of the employer's vehicle. In the undisputed facts before the trial court, the accidental injuries to [the plaintiff] were unconnected and unrelated to [the defendant's] control, direction and movement of [the employer's] van. His injuries admittedly arose out of and in the course of his employment in the circumstances of the case, but they cannot be extended to reach the exception to §31-293a . His workers' compensation benefits are the exclusive remedy available to him under that provision of the act." Kiriaka v. Alterwitz, supra,7 Conn. App. 579 -80.
"While it is true that "operation" is not defined in General Statutes §
"We have recently stated that `[i]f a coemployee is not engaged at the time of the fellow employee's injury in any activity related to driving or moving a vehicle or related to a circumstance resulting from the movement of a vehicle, the lawsuit does not fall within the exception of General Statutes §
31-293a .' Kegel v. McNeely,2 Conn. App. 174 ,178 ,476 A.2d 641 (1984)." Conti v. Rose Hill Poultry Co.,3 Conn. App. 246 ,248 ,486 A.2d 1145 , cert. denied,195 Conn. 802 , (1985) Cirillo v. Sardo,41 Conn. App. 664 ,669-670 (1996), certification denied,239 Conn. 904 (1996)
The judgment for the defendants was sustained
In a case with facts similar to Davey, the result was the same. In Dias v. Adams,
"In the case before us it is clear that, when the mishap took place, the defendant was doing nothing related to driving or moving the vehicle itself, which had been immobilized by switching the power from the treads to the boom. He was CT Page 4016 engaged only in operating the shovel. His negligence, which the jury found to have caused the accident, did not occur, therefore the operation of a motor vehicle, as
The Supreme Court ordered judgment for the defendant.
In each of the cases discussed, it was held the defendant employee was not "operating a motor vehicle." In each case, the motor vehicle was not being moved at the time. None of these cases enhance plaintiff's position.
The court sets forth again the statement from Davey that plaintiff relies upon.
"While it is true that `operation' is not defined in General Statutes14-1 , the cases clearly indicate that operation as it refers to a motor vehicle relates to the driving or movement of the vehicle itself or a circumstance resulting from the movement of the vehicle." Davey v Pepperidge Farm, Inc.,180 Conn. 469 ,472 , n. 1 (1980)
It is clear from the cases that this statement -means — there can be no operation of a motor vehicle unless there is movement of the vehicle. However, this statement does not support the converse: movement of a motor vehicle is operation thereof. The verb in the oft-quoted statement is "relates." Movement is not equated with operation.
Common sense requires that movement is not the equivalent of "operation. If it were, every rear-end collision of motor vehicles would result in the rear vehicle's operator being the operator of the rear-ended (front) vehicle. Numerous other examples readily come to mind. It is a stretch to have one person operating two vehicles at once.
In the very same footnote of Davey, the Supreme Court also stated:
"There is nothing to suggest that the use of any mechanical or electrical device not an integral part of CT Page 4017 the motor vehicle being driven can be considered operation of a motor vehicle."
Surely, the use the front end loader, which was not an integral part, or even any part, of the dump truck cannot be considered operation of the dump truck.
In Kiriaki v. Alterwitz, the Appellate Court observed:
"`Operation' of a motor vehicle connotes the control and direction of it, the activity of an operator' or `driver' licensed for that purpose. The exception to31-293a relates to injury causally connected to the control and direction of the employer's vehicle." Kiriaka v. Alterwitz,7 Conn. App. 575 ,580 (1986)
In Kiriaka, plaintiff's injuries were causally connected to the movement of the truck. But defendant was not acting in the capacity of an "operator" or "driver" licensed for that purpose, i.e., to drive or operate the truck. Defendant was not engaged in the operation of the dump truck when plaintiff was injured.
John Burlingham was not acting as an "operator" of the dump truck "licensed for that purpose" when plaintiff was injured.
In Nichols v. Watson,
It is clear that movement is not the equivalent of "operation" or even a requisite. See also, Stroud v. WaterCommissioners,
Plaintiff's claim that defendant was operating the truck because the truck actually had moved — all of three feet — when the chain broke suggests an oddity. Would it follow that the defendant was not operating the truck if the chain broke — before the truck moved at all, that is, when the strain on the chain was at its greatest due to inertia, Surely, the Workers' Compensation Act is not be so fickle. CT Page 4018
The discussion above has focused on the movement of the motor vehicle(s). The Davey rule also says "operation relates to . . . a circumstance resulting from the movement of the vehicle." Davey v. Pepperidge Farm, Inc.,
Some aid in finding the meaning of "operation" as used in C.G.S. § 31-93a may be gained from the courts' interpretation of "operation" in the context of the drunken driving statute. C.G.S. §
"No person shall operate a motor vehicle while under the influence of intoxicating liquor or any drug or both. A person commits the [aforementioned] offense if he operates a motor vehicle on a public highway or in any parking area for ten or more cars . . . (2) while the ratio of alcohol in the blood of such person is ten-hundredths of one percent or more of alcohol, by weight."
"Nothing else in the statute clarifies the meaning of operate." In fact, the use of the term throughout the other sections of Chapter 248, General Statutes
The Ducatt court recognized there was a Supreme Court sanctioned distinction between "driving" and "operating." The Supreme Court recognized the distinction when it upheld as a correct statement of the law the charge which had been given inState v. Swift,
[T]he statute [in question] refers to persons who shall operate a motor vehicle, and is not confined to persons who shall drive a motor vehicle. A person operates a motor vehicle within the meaning of this statute, when in the vehicle he intentionally does any act or makes use of any mechanical or electrical agency which alone or in sequence will set in motion the motive power of the vehicle. So if you find that the accused, while under the influence of intoxicating liquor, got into the automobile, while it was standing [at the] side of the street, and manipulated the machinery of the motor for the purpose of putting the automobile into motion, the accused being in the car and in a position to control its movements, the accused would be guilty of operating a car under the influence of intoxicating liquor, whether the automobile moved or not." State v. Swift,125 Conn. 399 ,402-403 (1939).
Building on State v. Swift, the Appellate Court held:
"An accused operates a motor vehicle within the meaning of General Statutes14-227a (a) when, while under the influence of alcohol or any drug and while in the vehicle and in a position to control its movements, he manipulates, for any purpose, the machinery of the motor — or any other machinery manipulable from the driver's position that affects or could affect the vehicle's movement, whether the accused moves the vehicle or not. See State v. Swift, supra. The trial court correctly refused to instruct the jury that it had to find that the defendant had intended to move the vehicle." [Italics added.] State v. Ducatt,22 Conn. App. 88 ,93 (1990); certification denied,217 Conn. 804 (1990)
Ducatt holds that movement, or even the intent to move, are not requisites for operation. Rather, the ability to manipulate the vehicle's controls is the key to operation.
Defendant Ducatt had cited Davey v. Pepperidge Farm, Inc.,
"The defendant cites Davey v. Pepperidge Farms, Inc.,
Thus, contrary to-plaintiff's arguments, Davey's definition of "operation" is limited "to the use of those mechanical or electrical devices which are an integral parts[s] of the motor vehicle." Id.
Under this definition, defendant, who was operating the front end loader, and obviously not in a position to even touch the controls of the truck, was not operating the truck.
This definition, given in the context of the drunken driving statute, C.G.S. §
"`Operation' of a motor vehicle connotes the control and direction of it, the activity of an `operator' or `driver' licensed for that purpose." Kiriaka v. Alterwitz,7 Conn. App. 575 ,580 (1986)
Statutory definitions also connote a degree of control beyond mere movement:
"Drive" means to drive, operate or be in physical control of a motor vehicle, including a motor vehicle being towed by another." C.G.S. §
"Operator" means any person who operates a motor vehicle or who steers or directs the course of a motor vehicle being towed by another motor vehicle and includes a driver as defined in subdivision (20) of this section." C.G.S. §14-1 (54).
Common sense dictates the conclusion that defendant was not operating the dump truck. Plaintiff was alone in the driver's seat. Plaintiff alone had access to the vital controls, steering wheel, ignition, clutch brakes, etc. Plaintiff alone could have prevented movement by applying the brakes. Plaintiff alone controlled the ignition; if he did not put it in the "on" position, the engine could not turn over. Plaintiff alone controlled the clutch which would engage the gears when plaintiff thought the truck was going fast enough for the engine to turn over. When the engine started, plaintiff was in the driver's seat, he alone was able to steer the truck, control its speed and movement, and stop the truck. Defendant was some feet or yards away from the truck's controls. Defendant was operating another vehicle. Applying common sense, the truck did not have two operators; only one, the plaintiff. Nor was defendant operating two vehicles simultaneously; only one, the front end loader.
In Dias v Adams, the Supreme Court discussed the policy reasons underlying the negligent operation of a motor vehicle exception to the statute barring suits against fellow employees.
"Although the legislative history of
In this case, plaintiff is asking for more than "the same remedy he would have against a member of the general public who caused a motor vehicle accident." Defendant is not in the same position as a member of the general public negligently "caus[ing] a motor vehicle accident." Defendant was operating the front end loader. It was not being operated on a public road, but rather on an off-road construction site. The plaintiff was driving the dump truck at the off road construction site.
In another case where there was a suit against a fellow employee, the court discussed the policy reasons for the "negligent operation of a motor vehicle" exception to the bar of the Workers' Compensation Act. In that case, plaintiff's decedent was killed when he was crushed by the wheels of a large front end loader. Decedent was in a trench which crossed a highway. The trench was being backfilled with earth material. The weight of the front end loader was being used to compact the fill. The tires of the loader were run over the fill material in the trench. Decedent was killed "when the machine [front end loader] operated by the defendant rolled into the portion of the trench where Ferreira [decedent] was working, striking him." Plaintiff received the benefits of the Workers' Compensation Act.Ferreira v. Pisatura,
After quoting the part of Dias v. Adams set forth above, the court stated:
"The plaintiff's decedent, on the day in question, where he was working, subjected himself to the `special hazards of the workplace.' The risk of injury he faced was not that risk of a motor vehicle accident faced by the general public as a "common danger." Clearly, the accident here had a `distinct relationship to the hazards of the employment.' Id., 359-60. The general public is not exposed to the risk entailed by working in an open trench in close proximity to a piece of heavy construction equipment compacting earth in a portion of that trench. The plaintiff's decedent was CT Page 4023 not facing the hazards encountered by the general public as motorists or even pedestrians walking on or alongside a highway open to the public.
"Thus arguments framed in terms of general policy considerations really favor the defendant's position and lead the court to conclude that under the statutory scheme the Clark Michigan 55 B involved in this accident was not a motor vehicle' as defined in §31-293a . Holding otherwise would have nothing to do with upholding the interest in motor vehicle safety or the appropriate use of the highways as those terms are even commonly understood." [Footnote omitted.] Ferreira v. Pisatura,41 Conn. Sup. 326 ,351-352 (1989).
In this case, the policy reasons weigh more heavily for this defendant than for the defendant in Ferreira. Plaintiff here "subjected himself to the "special hazards of the workplace," a workplace not on a public highway. "The risk he raced was not that of a motor vehicle accident faced by the general public as a common danger." Clearly, the accident here had a `distinct relationship to the hazards of the employment.'" The general public is not exposed to the risk plaintiff faced when he had defendant pull the truck to jump start it. "Plaintiff here "was not facing the hazards encountered by the general public [using] a highway open to the public." Ferreira v. Pisatura,
The court concludes that the defendant was not operating a motor vehicle at the time of the accident which injured plaintiff. Accordingly, summary judgment should be granted.
Judgment shall enter for the defendant, James Burlingham, against the plaintiff, Ronald Surprenant.
Parker, J.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.