State v. Sostre
Opinion of the Court
The five claims the defendant makes in his motion are as follows. First, the aforementioned statements were not voluntary, in violation of the defendant's rights to due process of law or; second, the statements were obtained in violation of the rule of Miranda v. Arizona,
On October 4, 2002, the defense filed a memorandum of law in support of its motion. The state has responded with a memorandum of law in opposition dated October 7, 2002.
Having considered the full record, relevant cases, and the arguments put forth by counsel in court and in their written submissions, the court denies the motion for the reasons subsequently set forth.1
On the evening of January 26, 1999, Miele responded to a call. He knew that there was an outstanding warrant for the defendant and that the defendant was a suspect in East Hartford police Officer Brian Aselton's shooting. He believed the warrant related to a domestic violence case. At approximately 1:15 a.m. on January 27, 1999, Miele went to 189-91 and 193-95 Russ Street, which are separate buildings. Approximately twenty uniformed and identifiable police officers were there from three different police departments. He successfully served the warrant on the defendant and took him into custody. He recalled the defendant opening the locked door of the apartment in which he was located and putting his hands to his sides. The defendant was ordered to the ground; he cooperated. The defendant's hands were then handcuffed behind his back. He was patted down for weapons. None were found. Weaver then took the defendant to the major crimes squad — referred to at that time as the crimes against persons division — at the Hartford police station. Miele could not recall precisely when he took the defendant into custody.
On January 26, 1999, Weaver was a uniformed patrol officer. He was sent to 189 Russ Street that evening to attempt to locate the defendant in connection with an outstanding domestic violence warrant. Between 1 p.m. and 1:15 a.m., he successfully took the defendant into custody. Many officers were present at 189 Russ Street to search and secure the building. The defendant was arrested, placed in handcuffs, escorted down a back stairwell and placed into a police cruiser. Two detectives were in the vehicle with the defendant. The warrant was then served on him, and the defendant *Page 107 cooperated. Thereafter, the defendant was taken to an interview room at the major crimes squad at the Hartford police station. Weaver saw the defendant crying in the interview room.
Ortiz, a state trooper with fifteen years of experience, stated that he had received training in interviewing and interrogating suspects, including advanced interviewing and interrogating. Specifically, he has had training and experience in connection with the giving of Miranda warnings, which he was taught to give as a standard procedure.
On January 27, 1999, Ortiz was assigned to interview the defendant, also known as Noel Sostre, at the Hartford police department. The interview took place in an interview room upstairs at the Hartford police station. Ortiz arrived there at around 6 a.m. on January 27, and first encountered the defendant in an interview room at about 7:30 a.m. The room had a desk and a couple of chairs. When Ortiz arrived, he was informed that someone was in the room with the defendant. Ortiz knew the defendant was being held on a Hartford arrest warrant. He further knew that the defendant was a suspect in the shooting of Officer Aselton. Upon encountering the defendant, Ortiz, who also speaks Spanish, asked the defendant if he spoke any English. The defendant indicated that he was a lot more comfortable speaking Spanish; consequently, the interview was conducted in Spanish. The defendant indicated no difficulty in communicating with Ortiz and expressed no difficulty in understanding him. During the interview, the defendant's hands were handcuffed in front of him. Ortiz had his uniform and badge on, and was armed.
At the start of the interview, Ortiz advised the defendant of hisMiranda rights by reading the rights to him off the advice of rights form (form) written in Spanish. In court, Ortiz translated the form, which enumerated *Page 108 the Miranda rights, into English. The defendant signed his initials after each right and signed the form at the bottom following language that summarized the rights he was waiving and recited that he was speaking "freely, without any threat, fear or promises." Ortiz reviewed the form line by line with the defendant and explained his rights to him. He read the waiver language to the defendant. Ortiz observed the defendant take the document into his hands and look at it. The defendant did not ask any questions about the document and said he understood his rights. The defendant wanted to talk. The defendant indicated that he was twenty-three years old. He signed the form at 7:30 a.m.
At the start of the interview, the defendant appeared to be very nervous. As the interview wore on, the defendant talked freely and, sometimes, became quite emotional. At times, he put his head down and became quiet. On the whole, however, concluded Ortiz, the defendant wanted to talk. At no time did the defendant indicate any reservations about talking. When the interview began, Detective Anthony Buglione, who does not speak Spanish, was present. Ortiz requested the presence of another Spanish speaking officer, so Detective St. Pierre, who speaks Spanish, was brought into the room.
The defendant was asked if he was under the influence of alcohol or narcotics. There was no indication he was. He was then asked if he needed anything. He said he did not. Initially, the defendant was asked about his family situation, including his relationship with his wife, where he lived, and where he grew up. In this initial part of the interview, which lasted about fifteen to twenty minutes, the defendant spoke freely and never indicated any difficulty in understanding. Eventually, the discussion turned to the East Hartford incident. Ortiz indicated to the defendant that he was investigating a robbery and Officer Aselton's shooting. The entire interview lasted about four hours. The defendant was *Page 109 given a soft drink; he never requested food. At about 10 a.m. or 10:15 a.m., he asked if he could see his wife and daughter; that request was granted once the interview was concluded, after twelve o'clock noon.
The defendant gave a statement. He implicated his codefendants as accomplices in the robbery and further implicated one of them as having shot Aselton. St. Pierre took notes during the interview, then used a laptop computer to prepare a written statement (statement). During the interview, the defendant demonstrated some of the events that took place during the robbery and showed his position with regard to the confrontation with Officer Aselton. He never asked to use the lavatory. Both Ortiz and St. Pierre asked questions. The interview proceeded in a question and answer format.
After the statement had been typed on the laptop, it was printed out, shown to the defendant and then read back to him. He was permitted to read the statement, and he signed it in the presence of Ortiz and St. Pierre. He asked no questions about the statement and indicated he had no difficulty in reading it. On the rights form, the defendant indicated both that he attended school through the ninth grade and that he could read Spanish. He further indicated that he cannot write in English but that he can write in Spanish. The defendant neither reviewed nor approved the English translation of the statement prepared by Ortiz.
Ortiz read to the defendant the portion of the statement indicating that the defendant had been advised of his rights and that he had waived them. The defendant had no questions about this portion of the statement.
The defendant never requested any desire to break off questioning during the four hour interview. Neither did the defendant refuse to answer any questions, *Page 110 express confusion or indicate that he was unable to answer any questions put to him. He was emotional and upset and cried during the interview. During the interview, the defendant asked about the other witnesses and if they were providing information.
After the defendant had signed the written statement, Ortiz stepped out of the interview room and was presented with another document, a waiver form, relating to a notice from the public defender's office. Lieutenant Timothy Barry had instructed Ortiz to present this waiver form to the defendant, which he did. The defendant signed the waiver form at 12:02 p.m. The form indicates, in summary, that the defendant had been advised by Ortiz and St. Pierre that legal counsel was available to consult with him regarding charges he was facing or could face and that he gave up his right to speak to a lawyer. The defendant expressed no reservations about signing this form and signed it in Ortiz' presence. After the defendant signed this waiver form, he was not interviewed further. At the time of the interview, the defendant had not been charged with Aselton's murder. Neither Ortiz nor St. Pierre became aware of the attempt by the office of the public defender (office) to request that any suspect in Officer Aselton's death be informed that the office was available for a consultation with the defendant until after he had finished giving the statement, memorialized by the detectives.
St. Pierre, a detective in the major crimes division for fifteen years, testified. On the evening of January 26, 1999, she went to 189 Russ Street and proceeded to the apartment of the defendant's mother, where she stayed throughout the night. In the morning, she went to the Hartford police department and was told that her assistance was required because she spoke Spanish. She then went to the major crimes interview room. She believes the defendant was offered food. The waiver *Page 111 of counsel form was given to the defendant after he had been interviewed and had signed the statement. The defendant did not testify at the hearing.
The parties agree, and the record reflects, that the defendant was lawfully in custody when the questioning occurred.
To demonstrate that the defendant knowingly and voluntarily waived his privilege against self-incrimination, the state must show by a preponderance of the evidence that the defendant knowingly and intelligently waived his constitutional right to remain silent. State v.Schroff,
Factors to be considered in determining whether a defendant has "knowingly and intelligently" waived his rights under Miranda are set out in State v. Toste, supra,
Although he may have been up all night, there is no indication in the evidence that the relatively modest length of overnight detention in any way served to overwhelm the defendant's will or reasoning powers. SeeState v. Hafford,
There is no evidence that the defendant was hungry. He was given a soft drink. St. Pierre testified that to the best of her recollection, the defendant was offered food. See State v. Stevenson,
It is not alleged that the defendant was, in any way whatsoever, physically abused or punished while being interrogated, nor is there any evidence in that regard. The evidence indicates that the defendant was treated professionally and courteously at all times. As previously mentioned, his request to see his wife and child was honored, following the end of the interrogation, shortly after noon.
During the evidentiary hearing, over the state's objection, the court admitted defense exhibits A and B as full exhibits. Defense exhibit A is a letter, dated January 25, 1999, signed by senior assistant public defender Ronald Gold of the capital defense and trial services unit of the office of the chief public defender. It is addressed to: "Commanding Officer, State Police, Major Crimes Unit, Central District Headquarters, 294 Colony Street, Meriden, Connecticut 06451." Defense exhibit B is an identical letter addressed to police chief James Shay of the East Hartford police department. Documents accompanying the exhibits indicate they were faxed to the intended recipients at 10:59 a.m. on January 25, 1999. The letters state in pertinent part:
"Dear Commanding Officer:
"The Capital Defense and Trial Services Unit of the Office of the Chief Public Defender has become aware of your Department's investigation into the death of East Hartford Police Officer Brian Aselton on January 23, 1999, as reported in the media on Sunday and the Hartford Courant today. *Page 118
"In the event that any suspect is taken into custody in connection with this investigation, I formally request that such suspect be informed, in accordance with State v. Stoddard, [supra,
"In the event that an individual accepts this offer of legal assistance, please contact me at this office. . . . An attorney from the Division of Public Defender Services will respond as soon as possible for the initial purpose of insuring that the individual meets the financial guidelines for our services, and, if he or she does, for any appropriate, requested consultation.
"The Stoddard case states that `a suspect must be informed promptly of timely efforts by counsel to render pertinent legal assistance; This duty on the part of the police departments to inform suspects exists regardless of whether or not a prior attorney-client relationship exists. . . ."
The court agrees with the state that the defendant's Stoddard argument must fail and that as broad as the holding in Stoddard may be, it does not encompass the facts in the present case.
General Statutes §
As a threshold matter, §
In the present case, while Officer Aselton's murder was being investigated at the time defense exhibits A and B were being sent, the case was not yet pending in court. The defendant had not yet been taken into custody, no determination of indigency had been made and the defendant had not consented to be represented by the office of the public defender. Defense exhibits A and B, therefore, were faxed in anticipation of the possibility that an actual suspect would be taken into custody, that a case would be brought in court, that a finding of indigency would be made and that the defendant would consent to be represented by the office. While some of these contingencies were predictable, and some indeed did eventuate, they had not yet happened at the time defense exhibits A and B were faxed. At the time the faxes were sent, no known suspect was in police custody.
As expansive as the court's ruling was in Stoddard, the defense argument overestimates its reach. Notwithstanding the sweeping dicta inStoddard, this court does *Page 120 not believe it authorizes the kind of anticipatory letters that were sent out in the present case before a known suspect has even been taken into custody. Stoddard is distinguishable on its facts, and its holding must be viewed in light of those facts.3
In Stoddard, the defendant called detectives after learning that they wanted to question him in connection with a murder investigation. The defendant refused to be questioned at the police station, but discussed the case on the telephone. Later, he gave a written statement. He was arrested by police, informed of his Miranda rights and taken to the police station. After again being informed of his Miranda rights, he was taken to a room for interrogation.
Within fifteen minutes of the arrest, the defendant's girlfriend tried to reach William Fitzpatrick III, an attorney who had represented the defendant in the past. Subsequently, on four separate occasions, John Fitzpatrick, a partner of William Fitzpatrick, called the police station in an attempt to talk to the defendant. He was told that the defendant was not in the custody of the Bridgeport police. The defendant did not know a lawyer was attempting to contact him, nor did the interrogating officers have knowledge of the efforts of counsel.
In an opinion by Chief Justice Ellen Peters, in reliance on the constitution of Connecticut, and contrary to cases under federal law; see, e.g., Moran v. Burbine, supra,
In the present case, the court agrees with the state's argument that while the result in Stoddard is understandable given the facts of that particular case, the Stoddard principle was not properly and timely triggered because there was no timely request to consult with a known suspect. In Stoddard, the defendant was formally placed under arrest when interrogated; in the present case, the defendant was taken into custody on an unrelated warrant. In Stoddard, the defendant initiated the conduct with preexisting counsel through *Page 122 his girlfriend in the present case, the contact was initiated, unsolicited, by the office of the public defender. In Stoddard, the repeated requests by counsel to contact his client were initiated after the defendant was in custody, in response to his request for legal assistance; here, defense exhibits A and B were faxed anticipatorily, prior to anyone — including the defendant — being taken into custody. Further, in Stoddard, the court clearly concluded that the police authorities deliberately interfered with counsel's attempt to contact an existing known client who had reached out for legal assistance. WhileStoddard is explicitly not premised on a finding of police misconduct, there is no indication in the record in the present case of any deliberate misconduct. To the contrary, the record indicates that as soon as the officers conducting the interview became aware that the office wanted to consult with any suspect taken into custody, they informed the defendant of this. St. Pierre stated that although they wanted to ask the defendant more questions, they stopped questioning him at this point.
Our Supreme Court's decision in Gipson v. Commissioner of Correction,
The court concludes that in the present case there was no timely request of counsel to consult with a known suspect.
Even if the present case did come within the broad ambit of Stoddard, consideration of the full record, including the defendant's decision knowingly, intelligently and voluntarily to waive his Miranda rights and talk freely with the police, leads the court to conclude that by a preponderance of the evidence, the state has met its burden of demonstrating that the defendant would not likely have acted differently if he had received from the police information about defense exhibits A and B. There is no indication that he was being represented by the public defender's office in connection with the domestic matter for which he was arrested on an outstanding warrant. He had been represented by the public defender's office in July, 1998, however, and was thus familiar with the existence of its services. Counsel's request, as contained in defense exhibits A and B, was necessarily tentative because the defendant had not been evaluated for indigency and because he had not requested that the public defender represent him. There is nothing in the record to suggest that police authorities intentionally delayed conveying the information to the defendant. Ortiz testified that as soon as he became aware of the letter, he conveyed information to the defendant about it. Moreover, after conveying that information to the defendant, the defendant signed the aforementioned waiver of counsel form, indicating that he understood he had a right to legal representation at all times while being questioned, but that he was waiving that right. After he signed this form, no further questioning occurred. The decision to speak *Page 124
or stand mute, as was emphasized in Stoddard, cannot be delegated to counsel. It is "a personal right of the suspect" that belongs "exclusively to him." State v. Stoddard, supra,
There is nothing in the record to indicate that the arrest of the defendant was "pretextual." Police authorities lawfully arrested the defendant on a valid, outstanding warrant. At the time of the arrest, police had information leading them to suspect that the defendant had committed the murder of a police officer. Arresting the defendant on an outstanding warrant amounted to the use of a common investigative technique to take into custody someone wanted for questioning, but that does not make it pretextual. State v. Falby,
The record does not indicate that Ortiz or St. Pierre tricked, misled or lulled the defendant in any way, particularly given the presence of numerous officers when he was taken into custody at 189 Russ Street, and the circumstances surrounding his arrest and conveyance to the Hartford police station. The defendant surely must have understood that the police wanted to talk to him about something other than his outstanding domestic case. The uncontroverted testimony of these two witnesses, which the court credits, was that the defendant talked freely and openly with them. The testimony was that the interrogating officers first discussed family matters with the defendant and then segued into a discussion of the murder. The evidence is that rather than being misled, the defendant was anxious to obtain from the officers information about what other of his codefendants were saying about the robbery and murder. It is chimerical, given all the circumstances, to argue that the defendant did not fully understand that the police wanted to discuss Officer Aselton's murder. See Colorado v. Spring,
Considering the totality of the circumstances, there is no evidence that the defendant's decision to waive his rights and talk to his interrogators was anything other than the result of his free, considered and unconstrained choice. There is nothing in the record from which the court could conclude that the defendant acted under duress or that the defendant's will to resist was overborne in any way, physically or psychologically. There is no evidence in the record indicating a lack of understanding by the defendant of what he was doing or the legal consequences of his actions. At no time did the defendant indicate a desire to speak to a lawyer or a desire to terminate the interview. There is nothing in the record to suggest that his waiver was the result of trickery, coercion or lack of comprehension. At no time did the defendant ask for clarification or explanation of what was occurring. There is nothing in the record to suggest that his statement was the result of threats or physical or emotional coercion, lack of sleep or lack of food. The court is unaware of any legal support for the proposition, urged by the defendant, that he did not understand the "consequences" of his conduct because he was not specifically informed that *Page 127 any statement he made could be used by the state to seek the death penalty.
For the reasons previously stated, the court concludes that theStoddard principle does not apply and that even if it did, the state has met its burden of demonstrating that the defendant's appraisal and understanding of the circumstances would not likely have changed even if he had been aware of the information contained in defense exhibits A and B.
The state has met its burden of demonstrating that the defendant understood his rights and waived them knowingly, intelligently and voluntarily when he submitted to interrogation and gave a statement to police.
Consequently, the defendant's motion to suppress statements, dated August 8, 2002, is denied.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.