Szarwak v. Warden
Szarwak v. Warden
Opinion of the Court
This appeal is from a judgment rendered on the plaintiff’s amended petition for a
The prosecutor informed the trial court that the guilty plea was a result of an agreement reached by plea negotiations, the terms of which were a recommended sentence of not less than one year’s nor more than two years’ imprisonment, to be served concurrently with the balance, if any, of a prison term which the plaintiff might have to serve owing to a parole violation. The public defender added nothing to the prosecutor’s representation of the terms of the agreement. The trial court thereupon conducted an extensive and exhaustive inquiry into the voluntariness of the guilty plea, asking the plain
The trial court then began an inquiry into whether there was a factual basis for the guilty plea, particularly pursuing the matter of the plaintiff’s knowledge of the incriminating evidence found in his apartment. The trial court deferred a decision on acceptance of the plea until the plaintiff could confer privately with the public defender. During the recess, the public defender told the negotiating prosecutor that the plaintiff was concerned that the judge might impose a sentence greater than the one recommended and inquired what would happen in that event. The prosecutor replied that if that occurred, the state would not oppose a motion to withdraw the guilty plea.
After the court reconvened and after further inquiry by the court during which the plaintiff acknowledged seeing the stolen credit cards in his dresser drawer, the court determined that there was a factual basis for the charge to which the plaintiff wished to plead guilty. After a further extremely detailed inquiry into the facts constituting the crime and the state’s proof thereof, and after again asking the plaintiff if he still wished to plead guilty, the court, after the plaintiff answered affirmatively, accepted the guilty plea. When asked if he had anything further to say, the plaintiff replied: “No sir, that’s all.”
The court made an express finding that the plaintiff fully understood the charges and the consequences of his plea; that he fully understood his constitutional rights, his right to engage counsel,
After the plea of guilty was entered and accepted on May 18, 1973, the case was continued for a presentence investigation. At the sentencing hearing on June 15, 1973, which was held before the judge who had accepted the plaintiff’s guilty plea, the prosecutor who negotiated the plea of guilty was unable to appear and another prosecutor took Ms place. At the outset of the hearing, the prosecutor recommended the agreed-upon sentence. The plaintiff then moved to withdraw his guilty plea, stating as reasons therefor several grounds hereinafter discussed.
The court again explained to the plaintiff that on May 18 it had informed him that the court was not bound by the recommendation, and that it had a presentence investigation and report to assist it in maMng its decision as to a proper sentence in the case. The public defender told the court that the negotiating prosecutor was not objecting to a withdrawal of the plea at any time, even at sentencing. The sentencing prosecutor stated that while Ms basic reaction was to object to the withdrawal, he was not present during the plea negotiations, was not familiar with the discussions, and would forgo any comment whatsoever for those reasons. The sentencing prosecutor assumed that the agreement with respect to the withdrawal of the guilty plea became operative only if a motion to withdraw was made after sentence was imposed. The court denied the plaintiff’s motion to withdraw the guilty plea
Following the hearing on the plaintiff’s petition in the Superior Court, that court concluded that because a motion to withdraw the guilty plea was made and the plaintiff did receive a sentence exceeding the prosecutor’s recommendation, the state had breached its agreement by objecting to the motion. The court concluded that since the agreement reached through the plea negotiations was breached, the remedy must be either specific performance of the agreement or a withdrawal of the guilty plea. See Santobello v. New York, 404 U.S. 257, 263, 92 S. Ct. 495, 30 L. Ed. 2d 427. Since the court also concluded that the Circuit Court could not constitutionally impose the recommended sentence, it ordered that the plaintiff be discharged from custody unless the Circuit Court vacated the conviction and erased the guilty plea.
The Superior Court certified the defendant’s appeal to this court in accordance with the provisions of § 52-470 of the General Statutes. Both
The defendant’s first claim of error is addressed to the Superior Court’s conclusion that there was a breach of the terms of the plea bargain necessitating the setting aside of the conviction entered on the guilty plea.
In recognition of the importance of plea bargaining in the administration of criminal justice, the United States Supreme Court has observed that the “[disposition of charges after plea discussions is not only an essential part of the process but a highly desirable part for many reasons. It leads to prompt and largely final disposition of most criminal cases; it avoids much of the corrosive impact of enforced idleness during pretrial confinement for those who are denied release pending trial; it protects the public from those accused persons who are prone to continue criminal conduct even while on pretrial release; and, by shortening the time between charge and disposition, it enhances whatever may be the rehabilitative prospects of the guilty when they are ultimately imprisoned. See Brady v. United States, 397 U.S. 742, 751-752 [90 S. Ct. 1463, 25 L. Ed. 2d 747] (1970).” Santobello v. New York, supra, 261.
For an accused, a plea of guilty constitutes a simultaneous waiver of numerous constitutional rights, including the right to a trial by jury, the right to confront and cross-examine one’s accusers, and the privilege against self-incrimination. Boy-
Generally, there are three prosecutorial concessions that may be made in a plea agreement. First, the charge may be reduced to a lesser or related offense. Second, the prosecutor may promise to nolle prosequi other charges. Third, the prosecutor may agree to recommend or not to oppose the imposition of a particular sentence. A.B.A. Standards Relating to Pleas of Guilty (Approved Draft, 1968) §3.1, Commentary at 66; note, “Guilty Plea Bargaining: Compromises by Prosecutors to Secure Guilty Pleas,” 112 U. Pa. L. Rev. 865, 898; cf. Brady v. United States, supra, 751; note, “Criminal Procedure—Requirements for Acceptance of Guilty Pleas,” 48 N.C. L. Rev. 352, 359-60.
Both of these conclusions have been attacked by the defendant on the grounds that the facts set forth in the finding do not legally or logically support them and that they involve an erroneous application of the law. Our examination of the facts found by the court discloses that there is merit to these assignments of error, and that the facts found by the court do not support its conclusion that the prosecutor in the Circuit Court did in fact breach the plea bargaining agreement.
The basic conclusion of the court was as follows: “The agreement entered into by the negotiating prosecutor and the petitioner was that a one to two year sentence would be recommended, that the state would nolle the second count of the substituted
Even assuming that the second prosecutorial concession amounted to “a Santobello promise, one that ‘can be said to be part of the inducement or consideration’ ”; United States v. Lombardozzi, 467 F.2d 160, 163 (2d Cir.), cert. denied, 409 U.S. 1108, 93 S. Ct. 907, 34 L. Ed. 2d 688; and even assuming that the fulfillment of the original agreement did not, as the state claims, amount to substantial compliance with the terms of the bargain; e.g., X v. United States, 454 F.2d 255, 261 n. (2d Cir.), cert. denied, sub nom. Jones v. United States, 406 U.S. 961, 92 S. Ct. 2073, 32 L. Ed. 2d 348; there could be no breach of the agreement where there was no motion to withdraw the plea after the sentence was imposed since a sentence in excess of that recommended was a condition precedent. We find that in the absence of an unfulfilled promise calculated to induce the plaintiff’s guilty plea, the Superior Court erred in finding the decision in Santobello applicable to this case.
There remains the question whether the court erred in denying the plaintiff’s motion to withdraw his guilty plea made prior to sentencing. The burden of proving merit for his reasons for withdrawing a plea of guilty rests on the moving party. United States v. Webster, 468 F.2d 769, 771 (9th Cir.), cert. denied, 410 U.S. 933, 93 S. Ct. 1384, 35 L. Ed. 2d 596; United States v. Lester, 247 F.2d 496, 501 (2d Cir.); United States v. Rogers, 289 F. Sup. 726, 729 (D. Conn.); note, 6 A.L.R. Fed. 682; see Williams v. Reincke, 157 Conn. 143, 147, 249 A.2d 252; cf. Dukes v. Warden, 406 U.S. 250, 257-58,
A guilty plea is not invalid “whenever motivated by the defendant’s desire to accept the certainty or probability of a lesser penalty rather than face a wider range of possibilities extending from acquittal to conviction and a higher penalty authorized by law for the crime charged.” Brady v. United States, 397 U.S. 742, 751, 90 S. Ct. 1463, 25 L. Ed. 2d 747. A plea of guilty, voluntarily and knowingly made, waives all nonjurisdictional defects and defenses in the proceedings preliminary thereto. Williams v. Reincke, supra, 147; 21 Am. Jur. 2d, Criminal Law, §495; see note, 20 A.L.R.3d 730. “When a criminal defendant has solemnly admitted in open court that he is in fact guilty of the offense with which he is charged, he may not thereafter raise independent claims relating to the deprivation of constitutional rights that occurred prior to the entry of the guilty plea.” Tollett v. Henderson, 411 U.S. 258, 267, 93 S. Ct. 1602, 36 L. Ed. 2d 235.
“This court has never attempted to lay down specific guidelines for the assistance of a trial court in deciding the merits of an application to withdraw a plea in a criminal case. Indeed, since of necessity each case must depend on its own facts and circumstances, it is doubtful that any hard and fast rule can be laid down which will fit every case. 22 C.J.S. 1142, Criminal Law, §421(2). Many of the innumerable cases discussing the relevant considerations are collected in annotations in 20 A.L.R. 1445 and 66 A.L.R. 628, entitled ‘Right to withdraw plea of guilty.’ ” State v. Brown, 157 Conn. 492, 495-96, 255 A.2d 612. We have repeatedly held that, once entered, a guilty plea cannot be withdrawn except by leave of the court, within its sound discretion, and a denial thereof is reversible only if it appears that there has been an abuse of discretion. State v. Dennis, 150 Conn. 245, 246, 188 A.2d 65;
In this case the Circuit Court developed, on the record, an exhaustive inquiry into the voluntariness of the plea of guilty, its consequential impact, and the factual basis therefor. We conclude that there was no abuse of discretion in the court’s denial of the motion to withdraw the plea. See Williams v. Reincke, 157 Conn. 143, 148-49, 249 A.2d 252; United States v. Fragoso-Gastellum, 456 F.2d 1287, 1288 (9th Cir.).
While we find error in the judgment of the Superior Court vacating the guilty plea entered by the plaintiff in the Circuit Court, this decision is not dispositive of the merits of this appeal. There remains for consideration the issue raised by the second count of the plaintiff’s petition for habeas
In the second count of his petition the plaintiff pleaded the imposition by the Circuit Court of the sentence of not less than eighteen months nor more than three years for larceny in violation of § 53a-128 of the General Statutes. It is the plaintiff’s claim that § 54-1a of the General Statutes, which gives to the Circuit Court jurisdiction over crimes punishable by a fine of not more than $5000 or imprisonment for not more than five years, or both, is unconstitutional in that it vests in the Circuit Court jurisdiction and power which materially detract from the essential characteristics of the Superior Court as created by § 1, article fifth, of the Connecticut constitution. The plaintiff contends that the General Assembly had no power to enact a statute or statutes giving such jurisdiction to the Circuit Court, and, accordingly, the statutes conferring such jurisdiction on the Circuit Court “are null and void and violate the constitution of the State of Connecticut and the United States of America particularly as to separation of power.” By way of relief the plaintiff prayed for judgment that “Section 54-1a of the Connecticut General Statutes be declared unconstitutional insofar as it expands the jurisdiction of the Circuit Court to include crimes punishable by a fine of not more than Five Thousand ($5,000.00) or imprisonment for not more than five (5) years, or both”; and that “he be immediately released from custody and any restrictions imposed upon him pursuant to the judgment and sentence of June 15th, 1973.”
The Superior Court wrote a lengthy and scholarly memorandum of decision, concluding that the constitutional claims of the plaintiff were meritorious and that “insofar as § 54-1a authorizes the Circuit Court to impose a sentence in excess of one year it is invalid.” Szarwak v. Warden, 31 Conn. Sup. 30, 45, 320 A.2d 12.
Properly and responsibly, the defendant did not assign error to the conclusion of the court that “[i]t
The jurisdiction and the duty of this court to decide a question of the constitutionality of a legislative enactment cannot be doubted. The reasons are aptly set forth in the historic 1803 opinion by Chief Justice John Marshall in Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177-78, 2 L. Ed. 60,
Again quoting Chief Justice Marshall: “The peculiar delicacy of this case, the novelty of some of its circumstances, and the real difficulty attending the points which occur in it, require a complete exposition of the priñciples on which the opinion to be given by the court is founded.” Marbury v. Madison, supra, 154.
The history of these constitutional provisions and their meaning have been the subject of several decisions of this court, and it would unduly lengthen this opinion to attempt to repeat here the results of the scholarly research and judicial wisdom of Justice William Hamersley in Styles v. Tyler, 64 Conn. 432, 30 A. 165; of Chief Justice William M.
The opinion of Justice Hamer sley in Styles traced at length the history of the adoption of our constitution with particular reference to the judicial articles. He noted (p. 444) that “[i]ndeed, there is no one of the States where the existing organization of courts and the language of the Constitution in relation to the judicial department can fairly be held analogous to our own.” The circumstances peculiar to Connecticut include the significant fact that when the constitution was adopted in 1818, we already had a Supreme Court and a Superior Court with prescribed powers and jurisdiction. The Superior Court had been established in May, 1711, to supersede the Court of Assistants. 5 Col. Rec. 238-41 (Hoadly Ed.); see Preface, 1 Conn. xv. “In 1818 we had a judicial system peculiar to ourselves which was the growth of one hundred and eighty years.” Styles v. Tyler, supra, 444. The General Court or Assembly originally exercised all political power; absolute power of legislation, supreme executive power and supreme judicial power in the administration and construction' of all laws. Ibid. Over the years “[t]he Assembly had gradually delegated its judicial powers to the courts. It had built up a judicial system admirably
As Chief Justice King observed in Adams v. Rubinow, supra, 154: “In the period from 1818 until the decision in Norwalk Street Ry. Co.’s Appeal, 69 Conn. 576, 586, 37 A. 1080, in 1897, and in spite of the decision in Brown v. O’Connell, 36 Conn. 432, 446, there was a failure to appreciate the full import and application of article 2. See, for instance, Wheeler’s Appeal, 45 Conn. 306, 315. But in the Norwalk case it was finally clearly determined that (1) the constitution represented a grant of power from the people, in whom all power originally resided, and (2) the powers granted to the General Assembly are legislative only and those granted to the judiciary are judicial only. Id., 592. But the legislative powers granted the General Assembly are complete except as restricted by the state or federal constitution, just as the judicial powers granted the judicial department are complete except as restricted by the state or federal constitution. Patterson v. Dempsey, 152 Conn. 431,
It is especially significant that unlike the judicial articles of most state constitutions and that of the United States constitution (article III), the powers and jurisdiction of the two courts specifically named in the Connecticut constitution (the Supreme and Superior Courts) are not specified. The reason is obvious. The 1818 constitution neither created nor provided for the creation of a new judicial system of new courts. Eather, it adopted and gave permanence in the constitution to the existence of the Supreme Court as the state’s highest court of appellate jurisdiction and to the Superior Court as the trial court of general jurisdiction. Justice Hamersley summarized it thusly: “The Constitution of 1818 must be read in connection with this peculiar development and existing condition of our judicature, and in view of the special defects it was adopted to remedy; so read the provisions of the fifth article become clear and specific. The whole judicial power of the State is vested in the courts; that power is fully granted and is subject to no limitations except those contained in the Constitution itself; inferior courts may be from time to time ordained and established by the legislature in accordance with the public needs as developed by
Justice Hamersley’s conclusions were later affirmed by this court in Walkinshaw v. O’Brien, 130 Conn. 122, 127, 32 A.2d 547: “The ‘Superior Court’ had been established in May, 17.11, as a trial court of general jurisdiction and was in existence
It does not appear that the changes in § 1 of article fifth made by the 1965 constitution were intended to alter, or did in any way materially change, the meaning of the judicial article. The redesignation of the “Supreme Court of Errors” to “Supreme Court” and the “inferior courts” to “lower courts” changed titles only and clearly effected no substantive alteration. Nor would we conclude that the separation of the final clause into a separate sentence and the substitution of “these” for “which” were anything more than minor changes in words and punctuation, effecting no change in substance or meaning.
In this connection it is of interest to note that in the draft of this section as first reported to the 1818 convention, this clause was also written as a separate sentence, a period dividing it from the preceding portion. Journal of the Constitutional Convention, p. 89. But in the final draft, and as the constitution was adopted, the period was replaced by a colon. Id., 111.
Our conclusion that the reversion in 1965 to the sentence structure proposed in the first 1818 draft was not intended to alter nor did alter the meaning of the section is confirmed by reference to the proceedings and actions of the 1965 constitutional convention. The convention was established by Public Act No. 1 of the November, 1964, Special Session of the General Assembly. Section 7 of that act
Similarly, the “Proposed Revised Constitution for the State of Connecticut, with Marginal Notes, Annotated and Published by the Constitutional Convention of 1965 as a Guide to the People of the State” indicated in the marginal note to § 1 of article fifth only the same two word changes, and made no reference to the change in sentence structure. The introduction to the “Guide” published by the convention carried this explanation: “The basic document is the Constitution of 1818. Into this framework are incorporated the changes in substance contained in the twelve resolutions adopted by the 1965 Convention as well as the twelve present amendments to the Constitution. The whole Constitution has been recodified. In many cases minor changes can be found in words and punctuation. These were made either to smooth the language, to clarify passages thought to admit of ambiguity, to remove unnecessary words and phrases or to achieve conformity of language in the whole. There are no marginal annotations for these changes.
Our conclusion is further confirmed by examination of the proceedings of the 1965 constitutional convention when the changes in § 1 of article fifth were adopted. The changes were incorporated in File No. 8, Constitutional Resolution No. 266. In the file copy of the resolution, the words “of Errors” were bracketed, the word “inferior” was bracketed followed by the word “lower” in italics, and the word “which” was bracketed followed by the word “these” in italics. No such indication of the change in punctuation from a colon to a period was given. In reporting for the Rules Committee and moving the adoption of the resolution, the only remarks were made by Mr. Tarpinian for the committee and his only comment as to § 1 was: “As understood by everyone, and I think there is no question about section 1 merely to correct the name of . . . the Supreme Court of Errors by removing the words ‘of errors’ and in referring to the Inferior Courts, because of the inference made by the word inferior, has changed that from ‘Inferior’ to ‘Lower.’ ” Conn. Const. Conv., 1965, Proc. pt. 3, p. 763.
From the foregoing, we conclude that the 1965 constitution did not change § 1 of article fifth of the 1818 constitution in any matter of substance.
The significance of the clause as it read, or sentence as it now reads, was discussed in some detail in both Styles and Wallcinshaw. It is not entirely free from ambiguity, and its full context must be kept in mind: “The judicial power of the state shall be vested in a supreme court, a superior court, and such lower courts as the general assembly shall,
It is to be noted that although the Greneral Assembly is expressly granted power to “ordain and establish” lower courts, there is no grant of power to the Greneral Assembly to prescribe the powers and jurisdiction of any court. Instead, the powers and jurisdiction of the courts mentioned shall be “defined by law.” This precise language is particularly noteworthy in the light of the provisions of the section which next followed § 1 of article fifth in the 1818 constitution. The substance of this section is now § 5 of article fifth, but as enacted as § 2 of article fifth of the 1818 constitution and as it read until the adoption of the tenth amendment in 1850, it provided: “There shall be appointed, in each county, a sufficient number of justices of the peace, with such jurisdiction in civil and criminal cases as the general assembly may prescribe.” Not only was this language, in contrast to § 1, express authority for the Greneral Assembly to prescribe jurisdiction rather than have it “defined by law” as in § 1, but, as the court in Styles noted (p. 453): “Here a free hand is given the legislature to confer on justices any jurisdiction whatever. Can the legislature appoint one or more justices in each county with supreme appellate jurisdiction in all causes civil and criminal tried within the county? This certainly cannot be; and cannot be because the phrase in section 2, as well as the phrase in section 1, is used in subordination to the jurisdiction of the Supreme Court of Errors and the Superior Court as granted and described.” Indeed, the basic constitutional concept of separation of powers and the deposit of the judicial power in a magistracy sepa
Justice Hamersley in Styles, supra, 452, suggested with reference to the phrase “defined by law” that “it may well be that these words, as their form indicates, are simply a direction that the law shall at all times clearly define the limits of the powers and jurisdiction exercised by all courts; by those courts upon which jurisdiction may be conferred by the legislature in accordance with the jurisdiction so conferred, and by those courts whose jurisdiction is derived directly from the Constitution in accordance with the jurisdiction so granted.”
Judge Cornell was of the opinion that the authority to define the “powers and jurisdiction of which courts” in § 1 of article fifth referred only to the inferior courts which the General Assembly was empowered to ordain. Osborn v. Zoning Board, supra, 526.
The problem of interpretation was settled definitively by the decision of this court in Walkinshaw v. O’Brien, supra, in which this court agreed unanimously that even without reference to the power to define powers and jurisdiction, “the power in the legislature to establish inferior courts necessarily involves the apportionment of jurisdiction between them and the Superior Court, for, as the jurisdiction of the latter is unlimited, any vesting of jurisdiction in any inferior court must necessarily take something from the jurisdiction the Superior Court would otherwise have had.” Id., 135-36.
The test determinative of the constitutionality of a statute granting jurisdiction to a lower court is,
Since the constitution has designated the Superior Court and the Supreme Court as repositories of trial and appellate jurisdiction, the General Assembly cannot take from them in establishing lower courts what the constitution has itself bestowed. “ ‘It is entirely clear then that the legislature has not the competency to impair the essential nature or jurisdiction of any of the constitutional courts.’ Harris v. Vanderveer’s Executor, 21 N.J. Eq. 424, 427.” Walkinshaw v. O’Brien, supra, 142.
In Walhinshaw, this court had for consideration the constitutionality of chapter 283 of the 1941 Supplement to the General Statutes, §§ 756f through 786f. This chapter created a new single state Court of Common Pleas for the entire state consisting of fourteen judges to replace existing county Courts of Common Pleas. It provided for criminal terms to be held in New Haven County at New Haven and in the judicial district of Waterbury, at Bridgeport, at New London and at Litchfield. § 760f. It provided for civil terms to be held at the same
The new state Court of Common Pleas was given exclusive jurisdiction of legal actions wherein the matter in demand exceeded $100 but did not exceed $2500, of equitable actions wherein the matter in demand did not exceed that sum, and of appeals from municipal hoards, officers and commissions and from the liquor control commis
The question before the court in the Walhinshaw case, then, in brief, was whether it was within the constitutional power of the General Assembly to create a court which would sit throughout the state as one court having general civil jurisdiction in
Notwithstanding, or in disregard of the “considerable hesitance,” admonition and caveat of the majority of this court in Walkinshaw v. O’Brien, supra, the General Assembly has continued to trench further and further upon the constitutional jurisdiction and the independence of the Superior Court. It is unnecessary to enumerate here these many encroachments, and we refrain from doing so. It suffices for the decision of the case presently before us to note that the upper limits of civil jurisdiction of $2500 provided in the 1941 act considered in Walkinshaw have since been raised by the General Assembly to $15,000; see General Statutes § 52-6; with jurisdiction concurrent with the Superior Court for cases where the matter in demand exceeds $7500 but does not exceed $15,000; see General Statutes § 52-28; and civil jurisdiction up to $7500 has been granted to the Circuit Court which was created as a state-wide court in 1959 by Public Act No. 28. See General Statutes § 52-2a. Criminal jurisdiction in the lower courts when Walkinshaw
For reasons indigenous to the history and development of this state, and this country, and for the same, self-evident purposes for which the concept of separation of powers was originally implemented, the Connecticut constitution, which, less than a decade ago, was redrafted and ratified by the people in the context of three hundred years of self-government, continued the separate magistracies of a popularly elected executive and legislature and an independent judiciary. The constitution defines and circumscribes the powers of these three magistracies of government. As Chief Justice Marshall
There is error in part in the judgment of the Superior Court and the case is remanded to that court with direction to order that the plaintiff be discharged from custody arising from the sentence imposed by the Circuit Court unless within a reasonable time that court vacates the sentence which it imposed on the plaintiff and imposes a sentence which is within its constitutional jurisdiction to impose.
In this opinion Shapiro, Loiselle and MacDonald, Js., concurred.
Relevant subordinate facts found by the court include the following:
“The only circumstance in which the state would not oppose withdrawal was, according to the subsequent agreement, where the sentence recommendation was not followed by the sentencing court.”
“It was the custom of the negotiating prosecutor not to oppose motions to withdraw when the sentencing judge exceeded the agreed recommendation.”
“The sentencing prosecutor first became aware of the fact that the judge wasn’t going to follow the recommendation when the judge actually pronounced the sentence.”
“Up to the time that the court sentenced petitioner, the sentencing prosecutor had no knowledge that the judge would not accept and follow the agreed recommendation.”
“It is emphatically the province and duty of the judicial department to say what the law is. Those who apply the rule to particular eases, must of necessity expound and interpret that rule. If two laws conflict with each other, the courts must decide on the operation of each.
“So if a law be in opposition to the constitution; if both the law; and the constitution apply to a particular case, so that the court must either decide that case conformably to the law, disregarding the constitution; or conformably to the constitution, disregarding the law; the court must determine which of these conflicting rules governs the ease. This is of the very essence of judicial duty.
“If, then, the courts are to regard the constitution, and the constitution is superior to any ordinary act of the legislature, the constitution, and not such ordinary act, must govern the case to which they both apply.
“Those, then, who controvert the principle that the constitution is to be considered, in court, as a paramount law, are reduced to the
“This doctrine would subvert the very foundation of all written constitutions. It would declare that an act which, according to the principles and theory of our government, is entirely void, is yet, in practice, completely obligatory. It would declare that if the legislature shall do what is expressly forbidden, such act, notwithstanding the express prohibition, is in reality effectual. It would be giving to the legislature a practical and real omnipotence, with the same breath which professes to restrict their powers within narrow limits. It is prescribing limits, and declaring that those limits may be passed at pleasure.
“That it thus reduces to nothing what we have deemed the greatest improvement on political institutions, a written constitution, would of itself be sufficient, in America, where written constitutions have been viewed with so much reverence, for rejecting the construction.”
Concurring in Part
(concurring in part and dissenting in part). The trial judge must exercise a sound discretion in deciding whether to permit the withdrawal of a guilty plea. State v. Brown, 157 Conn.
I concur in the holding of the majority opinion that General Statutes § 54-1a is pro tanto unconstitutional.
See recently adopted Rule 11 (e) (4): “If the court rejects the plea agreement, the court shall inform the parties of this fact, advise the defendant personally in open court that the court is not bound by the plea agreement, afford the defendant the opportunity to then withdraw his plea, and advise the defendant that if he persists in his guilty plea or plea of nolo contendere the disposition of the case may be less favorable to the defendant than that contemplated by the plea agreement.” 52 F.R.D. 415, 417, 429.
See A.B.A. Standards Relating to the Function of the Trial Judge (Approved Draft, 1972) § 4.1 (c) : “If the plea agreement contemplates the granting of charge or sentence concessions by the trial judge, he should: . . . (iii) permit withdrawal of the plea (or, if it has not yet been accepted, withdrawal of the tender of the plea) in any case in which the judge determines not to grant the charge or sentence concessions contemplated by the agreement.” Four years earlier, the proposal was that the trial judge permit withdrawal of the plea whenever he had previously indicated that he would concur in the agreement but then changed his mind. A.B.A. Standards Relating to Pleas of Guilty (Approved Draft, 1968) § 2.1 (a) (ii) (5). The commentary to the A.B.A. Standards Relating to the Function of the Trial Judge (Approved Draft, 1972) states (p. 57): “[T}he standard recommended here by the Advisory Committee on the Judge’s Function . . . mandates giving the defendant the opportunity to withdraw his plea whether or not the judge chooses to give advance notice as to his concurrence in the agreement. . . . [T]here is little difference, from the viewpoint of fair treatment, between cases where the judge gives advance notice of concurrence and those where he only follows the standards of requiring disclosure of the agreements and giving them due consideration. Even though the judge has said nothing to the defendant in the latter situation except that he need not follow the prosecutor's recommendations, there nevertheless remains at least the taint of false inducement.”
See A.L.I. Model Code of Pre-Arraignment Procedure (Tentative Draft No. 5, 1972) $ 350.5 (4): “Before accepting a plea pursuant to a plea agreement, the court shall- advise the parties whether it approves the agreement and will dispose of the ease in accordance therewith. If the court determines to disapprove the agreement and
“If the judge were not to give the defendant this chance [to withdraw his plea], but instead held the defendant to his plea and refused to grant the concessions contemplated in the plea agreement, the defendant would probably believe that he had been dealt with unfairly. There are obvious reasons, from a correctional standpoint,why a defendant should be satisfied that he was treated fairly when he arrives at the penitentiary.” A.B.A. Standards Relating to Pleas of Guilty (Approved Draft, 1968) § 3.3(b), Commentary at Sup. page 2.
Reference
- Full Case Name
- Allen Szarwak v. Warden, Connecticut Correctional Institution, Somers
- Cited By
- 66 cases
- Status
- Published