State v. Clemente
State v. Clemente
Opinion of the Court
The defendant was charged with two counts of indecent assault and one count of conspiracy to commit rape, indecent assault, sodomy, robbery with violence and aggravated assault. The case was tried to the court with four companion cases which were tried to a jury. The court found the defendant guilty of the three charges and the defendant appealed.
The facts found by the court relevant to the assignments of error are as follows:
The party had been observed by the two female complaining witnesses early in the evening as they drove along Tyler Mill Road. Later in the evening, the two girls met the male complaining witness. Thinking it was a “hippy” party, the three of them drove to Tyler Mill Road in his station wagon. The young man parked his car on the side of Tyler Mill Road, about seventy-five feet or more, in a straight line, from the bonfire. Some of the floodlights in the trees were between the car and the bonfire. The lights and the fire provided sufficient illumination to allow a clear view from the location of the car of a person on the other side of the road. The young man left the two girls in the car and approached the bonfire. He realized that the group was a motorcycle club rather than a collection of “hippies.” After staying there about five minutes, he returned to the car accompanied by two men who insisted that the two girls attend the party. The two men persisted and upon assurance that nothing would happen, all of them walked to the bonfire.
The girls were frightened by the appearance, acts and speech of the persons present. After staying at the bonfire for about five minutes and refusing offers of drinks and drugs, they conferred with their companion and agreed that they should leave and that he should follow them to the car about five minutes later so that it would not appear as if they were afraid. The girls returned to the car and locked the doors. About ten minutes later when their young companion returned, accompanied by a group of men, fifteen or twenty people were standing around the car. The tailgate of the station wagon had not been locked and members of the group entered through it, unlocking the ear doors. The dome light in the forward portion of the car was ripped out but a second light over the rear deck could not be removed.
No useful purpose would be served by describing what happened in the two or three hours of depravities that followed. Under the threat of knifings and other physical violence, the two girls were the victims of repeated rape, indecent assaults, indecent acts and attempted sodomy. Their male companion was forced to attempt to cover the rear dome light with his hand when he was not also forced to commit indecent assaults on members of this group. He had had a knife in his side at one time and was also struck in the face, resulting in a black eye, a bloody nose and chipped teeth.
The requests to the onlookers by the victims to be helped or to be left alone were ignored. When the group departed in a procession of unlighted vehicles, sometime after two o’clock in the morning of April 13, 1969, someone in the last ear dropped the keys to the station wagon on the ground. The three victims then returned to Meriden.
In his appeal, the defendant has assigned as error the rulings of the trial court on his motions for discovery, the denial of the motion to suppress the
The two female complaining witnesses each gave a number of statements to the police. The defendant claims that the court erred in refusing to order production of these statements under § 54-86b of the General Statutes after the girls had testified on direct examination. The state’s attorney objected to this request on the ground that the statute was unconstitutional because it governed matters of procedure which by virtue of the state constitution are vested exclusively in the courts. This objection was sustained by the court and formed the basis for the court’s denial of each subsequent motion by the defendant for discovery under § 54-86b. A statute cannot be ruled unconstitutional unless its invalidity is established beyond a reasonable doubt. Kellems v. Brown, 163 Conn. 478, 486, 313 A.2d 53; Patterson v. Dempsey, 152 Conn. 431, 445, 207 A.2d 739; Hartford Bridge Co. v. Union Ferry Co., 29 Conn. 210, 227. The sections of the Connecticut constitution under which this statute must be considered are as follows: “The powers of the government shall be divided into three distinct departments, and each of them confided to a separate magistracy, to wit, those which are legislative, to one; those which are executive, to another; and those which are judicial, to another,” Conn. Const., art. II; “[t]he judicial power of the state shall be vested in a supreme court, a superior court, .and such lower courts as the general assembly shall, from time to time, ordain and establish. The powers and jurisdiction of these courts shall be defined by law.” Conn. Const., art. Y § 1. These two sections
“[T]he G-eneral Assembly lacks any power to make rules of administration, practice or procedure which are binding on either the Supreme Court or the Superior Court.” State ex rel. Kelman v. Schaffer, 161 Conn. 522, 529, 290 A.2d 327; Adams v. Rubinow, supra, 156. The question of whether a statute is substantive or procedural has arisen in a variety of contexts. An analysis of § 54-86b under the separation of powers doctrine cannot blindly apply definitions of these two concepts which were developed for other purposes. Instead, the meaning of “substance” and “procedure” must be considered in the context of the separation of powers provision of the Connecticut constitution. “The words ‘substantive’ and ‘procedural’ . . . are not talismanic. Merely calling a legal question by one
The substance-procedure test is merely one way of expressing what areas of the law fall within the sphere of legislative or judicial power under article second of the Connecticut constitution. Since it does not serve to furnish a satisfactory manner of reaching a decision in this ease, a second approach must be taken. “While the necessity and right of each department [of the government] to use the means requisite to its unfettered operation, is clear, it is equally clear that when one department not only uses the means appropriate to another, but uses them for the purpose of executing the functions of that other department, it is not in the exercise of its granted power.” Norwalk Street Ry. Co.’s
“The judicial power includes such power as the courts, under the English and American systems of jurisprudence, have always exercised in legal and equitable actions.” Bridgeport Public Library & Reading Room v. Burroughs Home, 85 Conn. 309, 320, 82 A. 582. The most basic component of this power is the function of rendering judgment in cases before the court. “An Act of the legislature which opens or vacates a judgment is . . . void . . . because it would invade the judicial prerogative. . . . The judgment is the final and supreme act of judicial power. The legislature cannot overturn judgments, any more than the judiciary can make laws.” State v. New York, N.H. & H.R. Co., 71 Conn. 43, 49, 40 A. 925. Thus, the broad division between the power of the courts and the power of the legislature can be drawn as follows: “It is the
As it is used in the separation of powers provision of the constitution, however, the “judicial power” cannot constitute an exclusive grant of every activity in which courts may engage. “ ‘The rule of separation of [governmental] powers cannot always be rigidly applied.’ [Citation omitted.]” Adams v. Rubinow, 157 Conn. 150, 155, 251 A.2d 49. There are activities in which both the legislature and the judiciary may engage without violating the prohibitions of the constitution. “[The] great functions of government are not divided in .any such way that all acts of the nature of the functions of one department can never be exercised by another department ; such a division is impracticable, and if carried out would result in the paralysis of government. Executive, legislative, and judicial powers, of necessity overlap each other, and cover many acts which are in their nature common to more than one department. These great functions of government are committed to the different magistracies in all their fullness, and involve many incidental powers necessary to their execution, even though such incidental powers in their intrinsic character belong more naturally to a different department.” In re Application of Clark, 65 Conn. 17, 38, 31 A. 522; see also State v. Moynahan, 164 Conn. 560, 569, 325 A.2d 199, cert. denied, 414 U.S. 976, 94 S. Ct. 291, 38 L. Ed. 2d 219; Hopson’s Appeal, 65 Conn. 140, 146, 31 A. 531. To be unconstitutional in this context, a statute must not only deal with subject-
The rulings and the controversy in this case center around part (a) of § 54-86b.
Prior to the adoption of the constitution of this state in 1818, all governmental power, including the judicial power, was vested in the General Assembly. Support had already developed for a constitution which would make the legislative, executive and judicial powers independent of each other when, in
Shortly after the adoption of the separation of powers provision of the constitution of 1818, the case of Starr v. Pease, 8 Conn. 541, 548, committed our courts to the doctrine that the constitution was a limitation rather than a grant of powers and that the General Assembly had all powers not expressly allocated to another department. Following this ruling, it was only natural for the General Assembly to assume it had significant sections of judicial power. Its activities in judicial matters are extensively reviewed with approval in Wheeler’s Appeal, 45 Conn. 306, 315-16. Despite some limiting language in Brown v. O’Connell, 36 Conn. 432, 446, it was not until Norwalk Street Ry. Co.’s Appeal, 69 Conn. 576, 37 A. 1080, that Wheeler’s Appeal, supra, and the doctrine first adopted by Starr v. Pease, supra, were overruled. “[I]n the Norwalk case [69 Conn. 576, 37 A. 1080] it was finally clearly determined that (1) the constitution represented a grant of power from the people, in whom all power originally resided, and (2) the powers granted to the General Assembly are . . . complete except as restricted by the state or federal constitution, just as the judicial powers granted the judicial department are complete except as
This recognition of the judiciary’s constitutional power and independence did not cease with the statement in Norwalk Street Ry. Co.’s Appeal, supra, 594, that “[o]ne controlling consideration in deciding whether a particular act oversteps the limits of judicial power, is the necessary inconsistency of such .acts with the independence of the judicial department, and the preservation of its sphere of action distinct from that of the legislative and executive departments.” In 1950 it was further delineated by In re Appeal of Dattilo, 136 Conn. 488, 492, 72 A.2d 50, which held that courts have .an inherent power, independent of statutory authorization, to prescribe rules to regulate their proceedings and facilitate the administration of justice as they deem necessary. See annots., 158 A.L.R. 705, 110 A.L.R. 23. In more specific terms, this court has also held in reviewing .acts of the legislature that the legislature has not the competency to impair the essential nature or jurisdiction of any of the constitutional courts; Walkinshaw v. O’Brien, 130 Conn. 122, 142, 32 A.2d 547; and that the judiciary has exclusive powers over: (1) a charitable trust, its proper administration, the purposes of the donor and the interests of the beneficiaries; Hartford v.
It has been the policy of our courts more often than not to defer to the legislature, especially in that indefinable area of power that exists between these two departments of government. In those instances, however, where there was a clear invasion of judicial power by the legislature, these cases illustrate that the courts have not hesitated to step in. This was not done as a manifestation of the court’s own power but as a duty imposed by the constitution to keep the three great departments of the government separate. Otherwise, acquiescence to a gradual invasion of the judiciary by the legislature would eventually render the former little more than a judicial staff of the legislature. All pretense of independence would disappear and the judicial power would come to rest again in the hands of the Greneral Assembly as it did prior to the year 1818.
In enacting § 54-86b, the legislature attempted to overrule State v. Pikul, 150 Conn. 195, 187 A.2d 442, which had rejected the Jencks principle urged upon it by the appellant in that case. The court instead stated that after examination of the documents requested, “ [i] t is within the discretion of the court to grant or deny a defendant the right to inspect statements of the state’s witnesses in the possession
Upon a first reading of the many pages of the record which do not pertain directly to the case before us, it would appear that the defendant was correct in his assignment of error that much of it was irrelevant .and should be stricken. Careful analysis reveals that the extensive testimony, colloquy and rulings not directly involved in the defendant’s appeal were included in the record to make it absolutely clear that when rulings were made by the court on motions by the defendant’s counsel for production of statements by witnesses under § 54-86b, counsel knew the exact significance, scope and extent of the ruling and that counsel was always aware that the ruling by the court in no way was an indication that such statements might not be obtained under the rule of such cases as State v. Pambianchi, supra, or Hurley v. Connecticut Co., 118 Conn. 276, 284, 172 A. 86.
The next claim of error is that the out-of-court photographic identification was impermissibly suggestive and constitutionally unfair. During the trial, the court denied a motion to suppress the in-court identifications of the defendant by the complaining witnesses. In its finding, the court concluded that each of the complaining witnesses who identified the defendant did so on the basis of her observation of him on the night of April 12 or the morning of April 13. The court also concluded that the procedure used by the police in the display of photographs to each of the victims was not one which was so impermissibly suggestive as to give rise to a substantial likelihood of irreparable misidentification so as to violate Simmons v. United States, 390 U.S. 377, 384, 88 S. Ct. 967, 19 L. Ed. 2d 1247. In his brief, counsel for the defendant states that the array “touched the edge” of unfairness and even crossed the line, but that he concludes the brief without further arguing this point to avoid a substantial addition to its length. Ordinarily, on this note, no consideration would be given to this claim.
The trial court’s conclusions are tested by the finding and are allowed to stand unless they are legally or logically inconsistent with the facts found or unless they involve the application of some erroneous rule of law material to the case. Brauer v. Freccia, 159 Conn. 289, 293, 268 A.2d 645; Johnston Jewels, Ltd. v. Leonard, 156 Conn. 75, 79, 239 A.2d 500. The court made an extensive finding regarding the procedure followed by the police. 'With minor differences, the Wallingford police followed the same sequence and the same procedure in obtaining pretrial identification of the defendant from each of the female complaining witnesses. At no time were the two girls together while they made their identification. They were not told the names of any suspects nor were any suggestions made by the police. The procedure in each instance was to lay out the photographs at random and ask the victim if she recognized any of the individuals depicted. Photographs for the display were selected by the police on the general description received and also on the basis of membership in the Slumlords of New Haven and Wallingford. No statements were taken from complaining witnesses as to any photograph selected until that selection was made.
Groups of photographs were shown separately to each girl on April 13, 17, 18 or 23, 1969. On April 13, fifteen pictures and a group photograph of the
The recited facts are sufficient to demonstrate that the photographic identification procedure was not so impermissibly suggestive as to give rise to a very substantial likelihood of irreparable misidentification. Simmons v. United States, supra; State v. Watson, 165 Conn. 577, 589, 345 A.2d 532; State v. Oliver, 160 Conn. 85, 93, 273 A.2d 867, cert. denied, 402 U.S. 946, 91 S. Ct. 1637, 29 L. Ed. 2d 115.
At the trial it was brought out that during police identification procedures each of the three complaining witnesses had selected a photograph of a man who was in fact in jail at the time of the assaults. This fact went to the issue of the degree of certainty of the identifications made by the witnesses but not to the procedure of photographic
During the cross-examination of one of the complaining witnesses regarding what she told the police captain, counsel for the defendant attempted to question her concerning the affidavit of the police captain which was attached to the bench warrant. After the state’s objection, the court asked whether the questioning was based upon what the police captain had set forth in his affidavit, and counsel replied that it was. The court sustained the state’s objection and an exception was noted. The affidavit in question was not an exhibit. “ [Cjross-examination as to the contents of a document and questions at least relating to, if not actually involving, the contents of the document should not be permitted unless the writing is in evidence.” Robinson v. Faulkner, 163 Conn. 365, 373, 306 A.2d 857; Shulman v. Shulman, 150 Conn. 651, 662, 193 A.2d 525; 58 Am. Jur., Witnesses, § 643. Excluding the defendant’s questions was not error.
The same rule applies to the defendant’s next contention. The defendant claims that the court erred in excluding certain questions asked of the police captain who took statements from the complaining witnesses and who prepared the affidavit attached to the bench warrant. The defendant’s counsel attempted to examine the officer on the contents of the affidavit. Since the affidavit was not in evidence, the court was not in error in its ruling.
The defendant has also briefed a second assignment of error regarding the examination of the police captain. In a series of questions, the defendant’s counsel attempted to elicit information about
The defendant next claims that the court erred in limiting the questioning of the two female complaining witnesses on two additional occasions. The validity of this claim is tested by the finding. Practice Book §§ 630, 635, 648; Katz v. Brandon, 156 Conn. 521, 538, 245 A.2d 579. The defendant’s brief refers to an assignment of error that attacks ten rulings on evidence but the brief addresses itself to only three of these, one of which has already been discussed. The assignment as error of. each of the remaining seven rulings is considered abandoned. State v. Bitting, 162 Conn. 1, 3, 291 A.2d 240.
During a hearing out of the presence of the jury on a motion to suppress in-court identifications, the defendant’s counsel examined one of the complaining witnesses. After she was questioned by two of the
The remaining ruling assigned as error sustained another objection to a question addressed to one of the complaining witnesses. Counsel for the defendant had asked whether the witness recalled if the light in the rear of the vehicle was on during a particular period of time. After several further questions concerning the rear light, counsel recited what he claimed to he some of her previous testi
A trial court has wide discretion as to the scope of cross-examination. State v. Palozie, 165 Conn. 288, 297, 334 A.2d 468; State v. Keating, 151 Conn. 592, 597, 200 A.2d 724, cert. denied, sub nom. Joseph v. Connecticut, 379 U.S. 963, 85 S. Ct. 654, 13 L. Ed. 2d 557. There is no showing in the record that the court was incorrect in its statement. While leading questions may be allowed on cross-examination, “a question may become improper . . . because it may by implication put into the mouth of an unwilling witness, a statement which he never intended to make, and thus incorrectly attribute to him testimony which is not his.” 3 Wigmore, Evidence (Chadbourn Rev. 1970) §780. No error was shown in this ruling.
The remaining assignments of error were not briefed and are considered abandoned. State v. Brown, 163 Conn. 52, 55, 301 A.2d 547; Holt-Lock, Inc. v. Zoning & Planning Commission, 161 Conn. 182, 184, 286 A.2d 299.
There is no error.
In this opinion House, C. J., and MacDonald, J., concurred.
Error was assigned in relation to over 400 paragraphs and sub-paragraphs of the finding and draft finding. To describe this as a wholesale attack would be an understatement. At oral argument, the defendant’s counsel specifically abandoned all assignments of error not covered in the brief. The vast majority of the assignments of error pertaining to the finding, and all of those challenging the facts found by the court, did not receive mention in the defendant’s brief, and are considered abandoned. Labbadia v. Bailey, 152 Conn. 187, 190, 205 A.2d 377. In his statement of facts, counsel for the defendant interwove citations to certain draft findings which also appeared in the assignments of error. While this is not the clearest method for pursuing assignments of error, we surmise that the defendant has intended to preserve his objections to the omission from the finding of thirty-seven different paragraphs or subpara
Article second of the 1965 constitution, is identical to the corresponding sections of the constitutions of 1818 and 1955. The previous version of article fifth which appears in both of the earlier constitutions read: “Sec. 1. The judicial power of the state shall be vested in a supreme court of errors, a superior court, and such inferior courts as the general assembly shall, from time to time, ordain and establish: the powers and jurisdiction of which courts shall be defined by law.”
See also Wilcox v. Madison, 106 Conn. 223, 231, 137 A. 742, appeal dismissed, 276 U.S. 606, 48 S. Ct. 337, 72 L. Ed. 728; State v. Torello, 103 Conn. 511, 520, 131 A. 429; Lew v. Bray, 81 Conn. 213, 217, 70 A. 628; Johnson County Savings Bank v. Walker, 79 Conn. 348, 351-52, 65 A. 132; Atwood v. Buckingham, 78 Conn. 423, 428, 62 A. 616; Dawson v. Orange, 78 Conn. 96, 100, 61 A. 101.
“{General Statutes] Sec. 54-86b. eight of accused to examine statements, (a) In any criminal prosecution, after a witness called by the prosecution has testified on direct examination, the court shall on motion of the defendant order the prosecution to produce any statement oral or written of the witness in the possession of the prosecution which relates to the subject matter as to which the witness has testified, and the court shall order said statement to be delivered directly to the defendant for his examination and use. (b) If the prosecution fails to comply with the order of the court, the court shall strike from the record the testimony of the witness and the trial shall proceed unless the court in its discretion shall determine that the interests of justice require that a mistrial be declared.”
Neither Jencks v. United States, 353 U.S. 657, 77 S. Ct. 1007, 1 L. Ed. 2d 1103, nor the subsequent legislation that bears its name, the so-called Jencks Act, 71 Stat. 595, 18 U.S.C. § 3500, were cast in constitutional terms and the principle has never been extended to control criminal trials in state courts. United States v. Augenblick, 393 U.S. 348, 356, 89 S. Ct. 528, 21 L. Ed. 2d 537. The defendant argues that the Jencks principle is a rule of common law. Whether or not this is so, State v. Pikul, 150 Conn. 195, 187 A.2d 442, shows that it is not a part of the common law of Connecticut. The fact that the Jencks Act, 71 Stat. 595, 18 U.S.C. 5 3500, was promulgated by Congress has no bearing on this case. In the federal system of government, the legislative branch has long been held to have the power to make rules of court. Sibbach v. Wilson & Co., 312 U.S. 1, 9, 61 S. Ct. 422, 85 L. Ed. 479; Wayman v. Southard, 23 U.S. (10 Wheat.) 1, 6 L. Ed. 253. In Connecticut, the power to make rules of court was vested in the judiciary under chapter 15 of title 42 of the General Statutes. Statutes, 1808, p. 221. Consequently, the court had rule-making power at the time the constitution of 1818 was adopted.
Dissenting Opinion
(dissenting). It is difficult to perceive how the analysis of the separation of powers issue and the authorities relied upon in the majority opinion support the conclusion that G-eneral Statutes
The relevant applicable principles in determining the constitutionality of § 54-86b are clear. One claiming that a legislative enactment is invalid because violative of the constitutional separation of powers must establish its invalidity beyond a reasonable doubt; and a court should make every proper presumption and intendment in favor of the legislation, adopting a construction which will uphold the statute, even though that interpretation may not be the most obvious one. Adams v. Rubinow, supra, 152-53; Snyder v. Newtown, 147 Conn. 374, 390, 161 A.2d 770, appeal dismissed, 365 U.S. 299, 81 S. Ct. 692, 5 L. Ed. 2d 688; 16 Am. Jur. 2d, Constitutional Law, §§ 109, 175. It is beyond the judicial realm to pass upon the necessity and wisdom of any legislative enactment, the court’s only duty being to determine whether a statute is within the legislative power and does not contravene any constitutional provision. Patterson v. Dempsey, 152 Conn. 431, 444-45, 207 A.2d 739; State ex rel. Higgins v. Civil Service Commission, 139 Conn. 102, 111, 90 A.2d 862.
Discovery was regulated by statute until 1931 when the legislature, inter alia, granted authority to the judges of the Superior Court to effectuate the provisions of the disclosure statute. Public Acts 1931, c. 252, Cum. Sup. 1935, § 1659c.
Many statutes in Connecticut, other than discovery enactments, affect the inherent discretion of the Superior Court in its control of matters arising during the course of trial. The General Assembly originally changed the prior common-law rule by removing the disability of interested parties to testify and by permitting parties to compel their adversaries to testify. Public Acts 1848, c. 44, 45; Banks v. Connecticut R. & Lighting Co., supra; Bissell v. Beckwith, 32 Conn. 509, 516; Buckingham v. Barnum, 30 Conn. 358, 359; Eld v. Gorham, 20 Conn. 8, 13. One hundred years later this court continued to recognize the legislature’s original
This court was confronted with the classic separation of powers problem under article second, the possible imposition of nonjudicial duties upon a Superior Court judge in Adams v. Rubinow, 157 Conn. 150, 251 A.2d 49. Norwalk Street Ry. Co.’s Appeal, 69 Conn. 576, 582, 593-96, 37 A. 1080. In this context we upheld the statute which prescribed certain administrative and regulatory duties for a superior court judge as probate court administrator. We construed the duties imposed as judicial and stated that “if the Superior Court finds itself significantly interfered with in the orderly conduct of its judicial functions, it has the inherent power to refuse to acquiesce in this imposition on a judge of its court, and in that event, of course, the attempted delegation would fall as an unconstitutional interference with the proper performance, by the Superior Court, of its judicial functions.” Adams v. Rubinow, supra, 160-61. We cited cases therein which have followed Norwalk Street Ry. Co.’s Appeal, and which concluded that the separation of powers issue under article second was the preservation of the judiciary’s independence by disallowing legislative interference in areas long understood to be peculiarly judicial.
It is significant that in many instances this court has acknowledged the validity of procedural legislation. “The legislature unquestionably has the power to enact laws relating to procedure and affecting pending cases.” Lew v. Bray, 81 Conn. 213, 217, 70 A. 628. Against the challenge that a statute which changed the burden of proof in a particular instance amounted to an invasion by the legislature into the field of judicial power and was, therefore, unconstitutional, we noted that “its enactment was fully within the power of the legislative department, notwithstanding its application may, as in this case, vary the ordinary rule of procedure.” Johnson County Savings Bank v. Walker, 79 Conn. 348, 351-52, 65 A. 132; Norwalk Street Ry. Co.’s Appeal, supra, 602; Dawson v. Orange, 78 Conn. 96, 100, 61 A. 101; Atwood v. Buckingham, 78 Conn. 423, 427-28, 62 A. 616; State v. Torello, 103 Conn. 511, 519-20, 131 A. 429; LeBlanc v. Grillo, 129 Conn. 378, 384-85, 28 A.2d 127; Kelsall v. Kelsall, 139 Conn. 163, 168, 90 A.2d 878; and see cases in preceding paragraphs relating to discovery, admission of evidence and cross-examination. The history of legislative authorization for judicial rule-making, the legislature’s authority to make procedural rules and its relation to the court’s inherent rule-making ability were discussed in In re Appeal of Dattilo, 136 Conn. 488, 492, 494, 72 A.2d 50, in which it was indicated that the statute in question was within both the legislative power and the court’s inherent rule-making ability. The court stated (p. 494): “The statute makes admissible in evidence on the hearing of an appeal by the Superior Court the reports of
The Connecticut Supreme Court has recognized that “[t]he fine between the legislative and judicial function is often hard to definitely ascertain”; Preveslin v. Derby & Ansonia Developing Co., 112 Conn. 129, 145, 151 A. 518; and has reviewed the practice which our court has pursued in this area, succinctly describing its “long crystalized views of the proper limits of the judicial field in its relation to the other co-ordinate branches of government,” as follows: “Our courts have carefully avoided encroachments upon the functions of the legislature, and the rules of practice and procedure under the Practice Act and its amendments have been strictly limited to carrying this legislation into effect, and giving full practical operative force to its provisions. Neither new remedies, nor the extension or curtailment of existing ones have been attempted or suggested by the rules, and this is in manifest harmony with the restrictions which furnish the working method of our practice. ... If the courts are to exercise broader powers in this respect, the enlargement of their authority should come from legislative sanction rather than from judicial initiative.” Ackerman v. Union & New Haven Trust Co., 91 Conn. 500, 505, 100 A. 22.
In an article entitled “The Eule-making Powers of the Judges,” which served as an introduction to the 1951 Practice Book and is cited in Adams v. Rubinow, supra, 157, and Kelsall v. Kelsall, supra, 166, the late Chief Justice Maltbie attempted to reconcile this court’s statement in Ackerman v. Union & New Haven Trust Co. with the court’s
It is the position of the majority that the fact that the federal Jencks Act, 71 Stat. 595, 18 U.S.C.
While much less detailed than its federal counterpart and thereby arguably allowing the trial court greater discretion in its application, § 54-86b is patterned after the federal act. See 13 H.E. Proc., Pt. 13, Spec. Sess. July, 1969, pp. 31-38.
Although § 54-86b cannot readily be characterized as either procedural or substantive, it is nonetheless true that an enactment in the area of substantive law would be within the legislative domain. Adams v. Rubinow, 157 Conn. 150, 157, 251 A.2d 49. The legislative history of the statute, entitled “An Act
In view of the foregoing, there is a reasonable basis upon which the authority of the General Assembly to enact § 54-86b can be sustained. The record reveals that the defendants moved for the statements of the prosecution witnesses in reliance
For a discussion of the development of discovery in Connecticut, see 1 Stephenson, Conn. Civ. Proc. (2d Ed.) § 137.
The promulgated rules begin at chapter 11, § 72 of the 1934 Practice Book, p. 38, and asterisked to the heading “Disclosures” is a footnote which reads, in part: “*These rules are made under authority given, Gen. Stat. § 5635 [Rev. 1930], as amended; see also §§ 5636-5638.” The statute, Cum. Sup. 1935, § 1659c, was an amendment to Rev. 1930, § 5635. The 1951 Practice Book, chapter 9, § 70, p. 49, wherein the promulgated rules begin, has a similar footnote which reads, in part: “*These rules are made under authority given by Gen. Stat., § 7949; see also §§ 7950-7952.” Rev. 1949, § 7949, stated, inter alia: “[T]he judges of the superior court shall make rules to effectuate the foregoing provisions.” The “foregoing provisions” list in general terms the items discoverable. The present Practice Book discovery rules begin at chapter 8, § 166, p. 114. The footnote contained in the previous two editions is gone but following § 167, a general discovery rule, are parentheses within which reads “See Gen. Stat., § 52-197 and annotations; 1963.” General Statutes § 52-197 reads, inter alia: “The judges of the supreme court shall make rules to effectuate the foregoing provisions.” According to the preface to the Practice Book, p. IV, “[t]he origin of each rule appears in parentheses at the end of it.”
It is pointed out in 1 Stephenson, Conn. Civ. Proc. (2d Ed.) § 137, that by the end of the eighteenth century most equitable jurisdiction had been delegated to the courts of law, prior to the 1818 constitution. Until the 1836 legislation (Statutes, 1838, p. 76), however, the independent bill remained necessary to compel the testimony of adverse witnesses because interested parties were not competent to testify. The ability of interested parties to testify on their own behalf and call adverse witnesses was legislatively authorized and understood to change the prior common-law rule. Public Aets 1848, c. 44, 45.
The inherent power of the eonrt to compel production of documents at trial was recognized in Banks v. Connecticut Ry. & Lighting Co., 79 Conn. 116, 121, 64 A. 14, as arising from the powers of courts to ascertain the truth in connection with the enabling statute and its consequences. The enabling statute referred to is the legislative authorization to a party to compel the testimony of his adversary. This case was relied upon in Katz v. Richman, 114 Conn. 165, 171, 158 A. 219.
The original act concerning entries and memoranda of deceased persons was enacted in 1850; Public Acts 1850, c. 4; and is presently General Statutes § 52-172. The statute has been viewed as remedial, in derogation of the common law and binding upon the courts. The court’s duty has been looked upon as how best to effectuate the legislative intent. Plisko v. Morgan, 148 Conn. 510, 512, 172 A.2d 621; Graybill v. Plant, 138 Conn. 397, 405, 85 A.2d 238; Joanis v. Engstrom, 135 Conn. 248, 251, 63 A.2d 151; Walter v. Sperry, 86 Conn. 474, 477, 85 A. 739; Mulcahy v. Mulcahy, 84 Conn. 659, 662, 81 A. 242; Pixley v. Eddy, 56 Conn. 336, 340, 15 A. 758; Bissell v. Beckwith, 32 Conn. 509, 516; Douglas v. Chapin, 26 Conn. 76, 91, 92. The modern business entry statute, presently General Statutes § 52-180, was originally enacted as Cum. Sup. 1935, § 1675c. The authority of the General Assembly to enact this legislation has not been questioned. The statute has been interpreted as broadening the prior statutorily authorized shop book rule and creating the mechanism pursuant to which, subject to proper judicial construction, business entries are admissible in court. Kelly v. Sheehan, 158 Conn. 281, 284, 259 A.2d 605; Sheary v. Hallock’s of Middletown, Inc., 149 Conn. 188, 195, 177 A.2d 680; D’Amato v. Johnston, 140 Conn. 54, 56-62, 97 A.2d 893; Borucki v. MacKenzie Bros. Co., Inc., 125 Conn. 92, 99-103, 3 A.2d 224; and as establishing a general rule of admissibility applicable both to criminal and civil cases. State v. Hayes, 127 Conn. 543, 598, 18 A.2d 895.
Heiberger v. Clark, 148 Conn. 177, 185, 169 A.2d 652; State Bar Assn. v. Connecticut Bank & Trust Co., 145 Conn. 222, 231-32, 140 A.2d 863; Bridgeport Public Library & Reading Room v. Burroughs Home, 85 Conn. 309, 339-21, 82 A. 582; Styles v. Tyler, 64 Conn. 432, 444, 448-49, 30 A. 165.
For a general discussion of the legislative rule-making power in a separation of powers context, see 16 C.J.S., Constitutional Law, § 128; 16 Am. Jur. 2d, Constitutional Law, §239, and cases cited.
See Goldberg and Cooper, “The Eight of An Accused to Examine Statements Under Section 54-86b of the General Statutes: The Scope of Its Application,” 45 Conn. B.J., 255, 257.
Compare General Statutes § 54-86b with 18 Ü.S.C. § 3500, (a), (b) and (d).
See 13 H.B. Proc., Pt. 13, Spec. Sess. July, 1969, pp. 31-38; Goldberg and Cooper, op. eit., footnote 8, supra.
Mr. Justice Brennan, the author of Jencks v. United States, 353 U.S. 657, 77 S. Ct. 1007, 1 L. Ed. 2d 1103, in his concurrence in Palermo v. United States, 360 U.S. 343, 362-63, 79 S. Ct. 1217, 3 L. Ed. 2d 1287, stated: “It is true that our holding in Jencks was not put on constitutional grounds, for it did not have to be; hut it would he idle to say that the commands of the Constitution were not close to the surface of the decision; indeed, the Congress recognized its constitutional overtones in the debates on the statute.” (Emphasis supplied.)
Were such a claim made by the state, according to the settled practice under the federal act, the trial judge should make a determination concerning the relevance of the statements. Palermo v. United States, 360 U.S. 343, 354, 79 S. Ct. 1217, 3 L. Ed. 2d 1287; United States v. Covello, 410 F.2d 536, 546 (2d Cir.); United States v. Sten, 342 F.2d 491, 493-94 (2d Cir.), cert. denied, 382 U.S. 854, 86 S. Ct. 103, 15 L. Ed. 2d 91.
Dissenting Opinion
(dissenting). I concur in the scholarly dissent of my colleague. I would, however, add other compelling reasons for dissenting. General Statutes § 54-86b entitles defendants in criminal prosecutions to examine relevant statements made to the prosecution by the witnesses against them. By enacting § 54-86b, the General Assembly simply granted another right to defendants to enable them more effectively to exercise their constitutional right of confrontation through cross- examination. Conn. Const., art. I § 8. The creation of new rights to ensure a fair trial is an appropriate exercise of legislative power. That $ 54-86b may also be a procedural directive to the trial court does not detract from the power of the General Assembly to enact it. For whether viewed historically or analytically, the General Assembly has the constitutional authority to enact rules of practice and procedure.
Article second of the Connecticut constitution distributes the judicial, legislative and executive
So numerous are the opinions of this court expressly recognizing the authority of the General Assembly over practice and procedure, including discovery, that they must be relegated to a footnote.
Historically, the real controversy has centered on the existence of judicial power to adopt rules of practice and procedure without an enabling statute.
Since 1945 a number of states have adopted new constitutions which specifically allocated procedural rule-making power.
The right of the General Assembly to regulate practice and procedure in the courts, including discovery, is confirmed by analysis of the doctrine of separation of powers and the extent of legislative power. For separation of powers purposes, the distinction between “substance” and “procedure” is illusory. The problem is not that the line between the two is imprecise. Rather, questions of “procedure” may and often do present basic issues of public policy above and beyond the subject of efficient judicial administration. “Procedure conditions and determines legal relations. The substantive importance of judicial procedure to society lies in the fact that it conditions and determines the way in which judicial power is made operational. This is a matter of great popular concern.” 1 Sutherland, Statutory Construction (4th Ed.) § 3.27. As Mr. Justice Frankfurter succinctly put it, “[t]he history of American freedom is, in no small measure, the history of procedure.” Malinski v. New York, 324 U.S. 401, 414, 65 S. Ct. 781, 89 L. Ed. 1029.
“Under our constitution the General Assembly is vested with full authority to order the affairs of the state except as it is limited by provisions in the constitution of the United States or those of our constitution.” Walkinshaw v. O’Brien, 130 Conn. 122, 133, 32 A.2d 547. “1't is the province of the legislative department to define rights and prescribe remedies: of the judicial to construe legislative enactments, determine the rights secured thereby,
It is true that in the area of practice and procedure in the courts, an inherent rule-making power in the judiciary must be acknowledged as a practical necessity. But as the branch of government charged with the determination of public policy, the legislature must have the power to enact binding rules of practice and procedure which do not jeopardize the judicial administration of justice. “A main purpose of the division of powers between legislature and judicature, is to prevent the same magistracy from exercising in respect to the same subject the functions of judge and legislator. This union of functions is a menace to civil liberty, and is forbidden by the Constitution.” Norwalk Street Ry. Co.’s Appeal, 69 Conn. 576, 594, 37 A. 1080. If the power to make and the power to apply rules of procedure and practice are united in the judicial branch, without any check in the form of legislative control, then the safeguard of separation of powers is lost.
The constitutional provision for separation of powers does indeed impose a limitation on the power
General Statutes § 54-86b does not fail that test. It does not impose a nonjudicial duty on the court. Cf. Adams v. Rubinow, supra; Norwalk Street Ry. Co.’s Appeal, supra. Nor does it deprive the trial court of that discretion to control criminal discovery which it must have if it is to fulfill its judicial functions. Indeed, in view of the incorporation of § 54-86b in our Practice Book in 1972, with elaboration, it would seem impossible to make that .argument. See Practice Book (A 533M-533S. If the state’s attorney denies that a statement in his possession “relates to the subject matter as to which the witness has testified” (in the words of the statute), nothing in § 54-86b prevents the court from itself examining the statement to rule on the motion to produce.
The defendants in these cases were convicted of serious crimes. But their convictions are tainted by the denial of rights which the General Assembly granted defendants to ensure fairness in criminal prosecutions. In my view, the majority upholds their convictions by misinterpreting a fundamental constitutional principle. I must respectfully dissent.
In their arguments before us the parties have framed the issue in terms of whether § 54-86b is substantive or procedural. In my view that distinction is not germane to the separation of powers question, because rules of procedure affect substantive rights and reflect public policy considerations.- See infra. The majority opinion
Dean Boscoe Pound admonished that “the regime of separation of powers . . . does not require a rigid analytical classification in which every conceivable activity of government is assigned once for all exclusively to one of the three departments. There are many powers which are of doubtful classification both analytically and historically. . . . {An] example is the making of rules of procedure for the courts which according to whether it is looked at historically or analytically might be regarded as a judicial or as a legislative function. . . . Chief Justice Marshall pointed out the solution long ago. It is a proper legislative function to assign powers of doubtful classification to an appropriate department.” Pound, “The Place of the Judiciary in a Democratic Polity,” 27 A.B.A.J. 133, 136.
See, for example, the New Jersey constitution, art. VI, §2, If 3.
The words “these courts” include the Supreme Court and the Superior Court, and the word “law” means statutory law. See Walkinshaw v. O’Brien, 130 Conn. 122, 134, 32 A.2d 547; see also Heiberger v. Clark, 148 Conn. 177, 190, 169 A.2d 652.
General Statutes §51-14 provides, in pertinent part: “(a) The judges of the supreme court shall adopt and promulgate and may from time to time modify or repeal rules and forms regulating pleading, practice and procedure in judicial proceedings in all courts of the state for the purpose of simplifying the same and of promoting the speedy and efficient determination of litigation upon its merits. Such rules shall not abridge, enlarge or modify any substantive right .... (b) Any rule or any part thereof disapproved by the general assembly by resolution shall be void and of no effect . ” (Emphasis added.)
Specific examples of procedural legislation are contained in the separate dissent of Justice Cotter, and both his opinion and that of the majority refer to the numerous discovery statutes which have been enacted since 1818. See footnote 2 of Justice Cotter’s opinion, with accompanying text.
In at least throe cases this court firmly rejected arguments that procedural statutes which imposed judicial duties contravened the separation of powers provision of our constitution. In the Matter of Gilhuly’s Petition, 124 Conn. 271, 280, 199 A. 436 (special statutory proceeding in the nature of mandamus); Braman v. Babcock, 98 Conn. 549, 551-58, 120 A. 150 (Declaratory Judgment Act); Johnson County Savings Bank v. Walker, 79 Conn. 348, 351-52, 65 A. 132 (statute shifting burden of proof). See also Ackerman v. Union & New Haven Trust Co., 91 Conn. 500, 505, 100 A. 22 (judicial rule-making under the Practice Act), quoted by Justice Cotter in his dissent. Other cases include: State v. Bitting, 162 Conn. 1, 8-10, 291 A.2d 240 (evidence of prior convictions admissible for impeachment purposes); Testa v. Carrolls Hamburger System, Inc., 154 Conn. 294, 295-97, 224 A.2d 739 (statutory expansion of authority to open judgments); Mendez v. Dorman, 151 Conn. 193, 196-99, 195 A.2d 561 (compelling adverse party to testify; cross-examination) ; Black v. Universal C.I.T. Credit Corporation, 150 Conn. 188, 392-94, 187 A.2d 243 (new trial) ; Pottetti v. Clifford, 146 Conn. 252, 262, 150 A.2d 207 (discovery); Kelsall v. Kelsall, 139 Conn. 163, 166-68, 90 A.2d
Legislative control over practice and procedure in the courts is not unique to Connecticut. It is the general rule throughout the United States. See Sibbach v. Wilson & Co., 312 U.S. 1, 9, 61 S. Ct. 422, 85 L. Ed. 479; Wayman v. Southard, 23 U.S. (10 Wheat.) 1, 6 L. Ed. 253 (power of Congress to regulate the practice and procedure of federal courts); 1 Sutherland, Statutory Construction (4th Ed.) § 3.27; Levin & Amsterdam, “Legislative Control Over Judicial Rule-Making: A Problem in Constitutional Bevision,” 107 U. Pa. L. Bev. 1, 3; Pound, “The Bule-Making Power of the Courts.”
See Pound, op. cit., footnote 8, supra; 1 Sutherland, op. eit., footnote 8, supra.
In the absence of governing statutes, the inability of the courts to adopt their own rules of practice and procedure could stymie their performance of their adjudicative duties. Moreover, courts, it is said, are more able than legislatures to make timely procedural changes and more aware of the changes which need to be made. Courts are also said to have greater expertise than legislatures in matters of procedure and to be less prone to be swayed by extraneous political considerations. See Joiner & Miller, “Buies of Practice and Procedure: A Study of Judicial Buie Making,” 55 Mich. L. Bev. 623, 642-44.
Levin & Amsterdam, “Legislative Control Over Judicial BuleMaking: A Problem in Constitutional Bevision,” 107 U. Pa. L. Bev.
In Adams v. Rubinow, 157 Conn. 150, 251 A.2d 49, the question was the constitutionality of the imposition by statute of nonjudieial duties on a Superior Court judge. The statute was upheld. Ur State ex rel. Kelman v. Schaffer, 161 Conn. 522, 290 A.2d 327, the appellant took an expedited appeal under both a court rule and a statute which provided an alternative procedure. The court took the appeal under the rule and warned that an appeal taken under the statute alone might not be entertained.
Four cases were cited. In re Appeal of Dattilo, 136 Conn. 488, 72 A.2d 50, does not support the assertion of legislative impotence for the reasons stated in the body of this dissent. Heiberger v. Clark, 148 Conn. 177, 169 A.2d 652, held, and State Bar Assn. v. Connecticut Bank & Trust Co., 145 Conn. 222, 140 A.2d 863, stated in dictum, that the General Assembly has no power to enact a statute fixing qualifications for admission of persons to practice law. The holding of Belberger v. Clark was based on the long history of judicial authority over the admission of attorneys and the fact that “attorneys are officers of the court appointed to assist the court in the administration of justice.” Heiberger v. Clark, supra, 186. Heiberger v. Clark is notable in the present context because the court did not ground its holding of unconstitutionality on the unconstitutionality of statutes governing practice and procedure generally. Brown v. O’Connell, 36 Conn. 432, the fourth ease relied upon, held unconstitutional an act providing for the appointment of a police court judge by a city council, on the ground that only the General Assembly could appoint a judge. The case had nothing to do with rules of practice and procedure.
"[I]t seems doubtful wisdom for a court to place itself beyond legislative control when it pronounces general rules. Even those who think that there is no need to guard against an abuse of power by the court may still sense that, in the very act of abjuring
General Statutes § 54-86b is, the statutory enactment of the rule of Jencks v. United States, 353 U.S. 657, 77 S. Ct. 1007, 1 L. Ed. 2d 1103, in which the United States Supreme Court held that in federal prosecutions defendants were entitled to statements made by prosecution witnesses and in the possession of the prosecution. The right was subsequently restricted by Congress in legislation known as the Jencks Act, 71 Stat. 595, 18 U.S.C. § 3500. The constitutionality of the Jencks Act was confirmed in Palermo v. United States, 360 U.S. 343, 79 S. Ct. 1217, 3 L. Ed. 2d 1287. In State v. Pikul, 150 Conn. 195, 187 A.2d 442, this court refused to adopt the Jencks rule. The General Assembly did adopt it in 1969. General Statutes §54-86b; Public Acts 1969, No. 680. Thereafter, the requirements of $ 54-86b were added to the Practice Book. Practice Book $$ 533M-533S.
The majority opinion concedes that that is the test of constitutionality, but does not proceed to apply it.
Reference
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- State of Connecticut v. Domenic Clemente
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