Horton v. Meskill
Horton v. Meskill
Opinion of the Court
These appeals have been consolidated for presentation to this court because they present identical basic facts and identical questions of law. Pursuant to a stipulation approved by the
The cases were brought seeking (1) a declaratory judgment that the system of financing public elementary and secondary education in this state, at least as it affects the town of Canton, violates the Connecticut and the United States constitutions; (2) an order in equity directing the defendants to cease implementing the present financing system, at least as it affects the town of Canton, except as necessary to provide an orderly transition to a constitutional system for financing public schools; (3) an order that the court retain jurisdiction to assure a transition with all deliberate speed to a constitutional system of financing public education; and (4) any other equitable relief the court should deem proper.
In essence, each action sought by declaratory judgment a judicial determination as to whether the Connecticut educational finance system, at least as it existed at the time of trial (1974), violates constitutional equal rights and equal protection guarantees and is constitutionally mandated “appropriate legislation”; Conn. Const. Art. VIII § 1; to provide free public elementary and secondary schools in the state. The questions presented are not only of great importance but of considerable complexity, and it is of small comfort to note that members of the judiciary throughout the country are also being faced with the same or similar complex questions.
In order to facilitate an understanding of the plaintiffs’ claims, it is virtually essential to have at hand the sections of the relevant statutes and provisions of the state and federal constitutions on which the plaintiffs rely. They are set out in footnotes 2-9.
The portions of the judgments of the Superior Court material to these appeals declared that the present system of financing public education in Connecticut, principally embodied in §§ 10-240 and 10-241 of the G-eneral Statutes, insofar as the system purports to delegate to the town of Canton the duty of raising taxes to operate free public elementary and secondary schools and insofar as it purports to delegate to Canton the duty of operating and maintaining free public elementary and secondary schools violates the constitution of Connecticut, article first, §§ 1 and 20, and article eighth, § 1; declared that the present system of financing public education in Connecticut does not violate the fourteenth amendment to the constitution of the United States; held that the doctrine of sovereign immunity is not a valid defense to this action; and withheld any ruling on the plaintiffs’ ancillary claims for relief and retained jurisdiction until further orders.
The defendant state officials, hereinafter the defendants, appealed from the judgments and the plaintiffs cross appealed from the judgments insofar as they declared that the present system of financing public education in the state does not violate the fourteenth amendment to the constitution of the United States.
On their appeal, the defendants have pressed five assignments of error that relate to the trial court’s findings, conclusions, and rulings on claims of law. The first two assignments of error pertain to the trial court’s findings concerning the quality of edu
The third assignment of error is addressed to the conclusions which were reached by the court as a result of its findings of fact and which led to the ultimate conclusion expressed in its judgment— “that the present system of financing public education in Connecticut, principally embodied in §§ 10-240 and 10-241 of the General Statutes, insofar as the system purports to delegate to Canton the duty of raising taxes to operate free public elementary and secondary schools and insofar as it purports to delegate to Canton the duty of operating and maintaining free public elementary and secondary schools violates article first, §§ 1 and 20, and article eighth, § 1, of the Connecticut Constitution.”
The defendants’ fourth assignment of error is that the trial court erred in failing to conclude that only two statutory sections, namely §§ 10-240 and 10-241, which provide the system for financing education, are unconstitutional. The fifth assignment claims that the trial court erred in overruling the defendants’ claims of law which are substantially similar in subject but opposite in result to the conclusions of law claimed as error in the third assignment.
Before turning to a consideration of the assignments of error addressed to the merits of the
In Connecticut, we have long recognized the validity of the common-law principle that the state cannot he sued without its consent and that since the state can act only through its officers and agents a suit against a state officer is in effect one against the sovereign state. Textron, Inc. v. Wood, 167 Conn. 334, 339, 355 A.2d 307; Fidelity Bank v. State, 166 Conn. 251, 253, 348 A.2d 633; Baker v. Ives, 162 Conn. 295, 298, 294 A.2d 290; State v. Kilburn, 81 Conn. 9, 11, 69 A. 1028. This rule had its origin in the ancient common law, predicated on the principle that the king, being the fountainhead of justice, could not he sued in his own courts. 1 Pollack & Maitland, History of English Law (2d Ed.) pp. 514-18. While the principle of sovereign immunity is deeply rooted in our common law, it has, nevertheless, been modified and adapted to the American concept of constitutional government where the source of governmental power and authority is not vested by divine right in a ruler hut rests in the people themselves who have adopted constitutions creating governments with defined and limited powers and courts to interpret these basic laws. The source of the sovereign power of the state is now the constitution which created it, and it is now recognized that, as Mr. Justice Holmes wrote: “A sovereign is exempt from suit, not because of any formal conception or obsolete theory, hut on the logical and practical ground that there can he no legal right as against the authority that makes the law on which the right depends.” Kawa
The practical and logical basis of the doctrine is today recognized to rest on this principle and on the hazard “that the subjection of the state and federal governments to private litigation might constitute a serious interference with the performance of their functions and with their control over their respective instrumentalities, funds, and property.” Block, “Suits against Gl-overnment Officers and the Sovereign Immunity Doctrine,” 59 Harv. L. Rev. 1060, 1061. As the author of that article makes clear, adherence to the doctrine of sovereign immunity does not mean that all suits against government officers, since they are in effect suits against the government, must be barred. As he suggests (p. 1080): “In those cases in which it is alleged that the defendant officer is proceeding under an unconstitutional statute or in excess of his statutory authority, the interest in the protection of the plaintiff’s right to be free from the consequences of such action outweighs the interest served by the sovereign immunity doctrine. Moreover, the government cannot justifiably claim interference with its functions when the acts complained of are unconstitutional or unauthorized by statute. On the other hand, where no substantial claim is made that the defendant officer is acting pursuant to an unconstitutional enactment or in excess of his statutory authority, the purpose of the sovereign immunity doctrine requires dismissal of the suit for want of jurisdiction.” This court expressly approved this principle in Simmons v. Parizek, 158 Conn. 304, 307, 259 A.2d 642, which was an action against a state commission which was alleged to have taken prop
Recognizing the distinction between sovereign immunity from suit and sovereign immunity from liability; see Bergner v. State, supra; and the judicial duty under a constitutional government such as ours to decide a justiciable controversy as to the constitutionality of a legislative enactment; Szarwak v. Warden, 167 Conn. 10, 27, 355 A.2d 49; Marburg v. Madison, 5 U.S. (1 Cranch) 137,177-78, 2 L. Ed. 60; we have many times in the past considered the merits of appeals from judgments in declaratory judgment actions when state officials have been parties. See Gentile v. Altermatt, 169 Conn. 267, 363 A.2d 1 (concerning the constitutionality of the no fault automobile insurance act); Lublin v. Brown, 168 Conn. 212, 362 A2d 769 (concerning the constitutionality of the occupational tax levied on attorneys); Thibeault v. White, 168 Conn.
The declaratory judgment procedure in Connecticut as provided by § 52-29 of the General Statutes and §§ 307—313 of the Practice Book is peculiarly well adapted to the judicial determination of controversies concerning constitutional rights and, as in these cases, the constitutionality of state legislative or executive action. As we have observed, “[t]he statute authorizing the Superior Court to render declaratory judgments is as broad as it well could be made.” Sigal v. Wise, 114 Conn. 297, 301, 158 A. 891. It antedated the Uniform Declaratory
We conclude that the trial court was not in error in holding that sovereign immunity was not an available defense to the present actions. A holding to the contrary would foreclose proper judicial determination of a significant and substantial constitutional question the determination of which is manifestly in the public interest.
We turn now to the assignments of error addressed to the court’s finding of facts. The finding consists of a total of 169 paragraphs of which 142 paragraphs are findings of fact. In addition, 37 exhibits are expressly incorporated into and made part of the finding. Although the defendants have assigned error in the court’s refusal to find certain facts and in its finding certain others without evidence to support them, the plaintiffs’ meticulously briefed support for the finding discloses that it is not subject to any material correction.
Without attempting to recite in detail the lengthy finding of facts, we note certain findings which are of special significance. The public schools in Canton, like those of all other towns in the state, are financed primarily by two means: funds raised by the town by assessment on property within the town and funds distributed by the state pursuant to legislation providing for a flat grant depending on the average number of pupils attending school daily. This grant is usually referred to as the ADM (average daily membership) grant. General Stat
In Connecticut, the percentage contribution of the local, state, and federal governments has been approximately 70 percent local, 20 to 25 percent state, and 5 percent or less federal. This contrasts with the average figures nationally of 51 percent local, 41 percent state, and 8 percent federal. Financing Connecticut’s Schools, Final Report of the Commission to Study School Finance and Equal Educational Opportunity, p. 1. Funds raised by local governments for local public school education come principally from one source—the local property tax. For the year 1972-73, 80.1 percent of the state aid for local public school operating expenses was distributed as a flat grant that was not based upon the ability of the towns to finance education, 12.6 percent came from the reimbursement grant for special education, and 7.3 percent came from twelve miscellaneous grants, none of which was distributed on the basis of a town’s ability to finance education.
The total average statewide per pupil expenditure as reported by the state board of education for the year 1972-73 was $1091. The comparable figure reported by the Connecticut Public Expendi
Because local property taxes are the principal source of revenue for local public schools, a significant measure of the ability of the various towns to finance local education is the dollar amount of taxable property per pupil in each town which can be figured by dividing, the grand list of a town by the number of pupils.
The tax effort of a town to finance education may be measured by determining the net school mill rate which is that part of the net mill rate which a town spends on education. Sample net school mill rates for the school year 1972-73 were: Greenwich, 7.0 mills; Cornwall, 7.8 mills; Darien, 14.6 mills; West Hartford, 16.2 mills; Weston, 19.4 mills; Canton, 21.9 mills; Chaplin, 37.4 mills. The state average was 14.6 mills. A comparison between property-rich and property-poor towns, ranking all towns in Connecticut by yields per pupil and dividing the towns into deciles, shows the following relationship between yield per pupil, per pupil operation expenditures, and net school mill rate for the 1972-73 school year:
In sum, taxpayers in property-poor towns such as Canton pay higher tax rates for education than taxpayers in property-rich towns. The higher tax rates generate tax revenues in comparatively small amounts and property-poor towns cannot afford to spend for the education of their pupils, on a per pupil basis, the same amounts that property-rich towns do. These facts were affirmed by a conclusion of the governor’s commission on tax reform: “In short, many towns can tax far less and spend much more; and those less fortunate towns can never catch up in school expenditure because taxes are already as high as homeowners can toler
The wide disparities that exist in the amount spent on education by the various towns result primarily from the wide disparities that exist in the taxable wealth of the various towns; the present system of financing education in Connecticut ensures that, regardless of the educational needs or wants of children, more educational dollars will be allotted to children who live in property-rich towns than to children who live in property-poor towns.
In the 1972-73 school year, the per pupil operating expenses of sample towns were as follows: Darien, $1570.47; West Hartford, $1443.10; Greenwich, $1428.99; Weston, $1332.79; Canton, $945.15; Lisbon, $669.94. The state average was $1054.70. Property-rich towns were and still are able, through higher per pupil expenditures, to provide a substantially wider range and higher quality of educational services than Canton in the areas of course offerings, special education, learning disability teachers and facilities, library resources, television teaching, and in numerous other areas, including higher ratios of classroom teachers to students, specialist teachers to students, guidance counselors to students, and other similar relationships. Because of the two-thirds reimbursement provision of the state aid statute for special education, towns that spend more on special education
High education-spending towns, such as Darien, were and are able to obtain more special education funds from the state because they are better able to afford the one-third portion of the expense, better equipped to identify special education problems and better staffed to apply for funds.
An important factor in determining what school system a teacher chooses to teach in is the school’s salary scale. Although over 80 percent of Canton’s educational budget goes to teachers’ salaries, in 1973-74, Canton’s average teacher salary was $10,830 compared with $14,175 in West Hartford. Top salary comparisons were $14,990 and $19,140, respectively. Towns with fewer tax resources such as Canton tend to have a higher percentage of inexperienced teachers, especially teachers with only one year of experience or less.
The criteria for evaluating the “quality of education” in a town include the following: (a) size of classes; (b) training, experience and background of teaching staff; (c) materials, books and supplies; (d) school philosophy and objectives; (e) type of local control; (f) test scores as measured against ability; (g) degree of motivation and application of the students; (h) course offerings and extracurricular activities. In most cases, the optimal version of these criteria is achieved by higher per
Further findings by the trial court were addressed to consideration of possible means of achieving equality of educational opportunities with further consideration given to the variations in types of education and other variables that may affect the educational program and its cost. It found that equalizing the ability of the various towns to finance education would provide all towns, property-poor and property-rich, with the opportunity to exercise a meaningful choice as to educational services to be offered to students. It found that at the time of trial Connecticut ranked fiftieth among the states in its efforts to distribute aid in such a way as to equalize the abilities of the various towns to finance education, ranked forty-seventh in the percent of educational funding coming from the state and second in the percent of education funding coming from local governments, and that of all the existing forms of distributing state funds used throughout the country, the flat grant has the least equalizing effect on local financial abilities.
It further found that substantial progress can be made toward equalizing the financial abilities of the local districts by redistributing the flat grant funds according to a different formula, which can be accomplished without the need for additional state taxes; that equalizing the ability of the various towns to finance education would not require that all towns spend the same amount for the education of each pupil since towns can be left free to choose the
In its finding and by supplemental judgments dated August 8, 1975, the court took cognizance of legislation passed by the 1975 session of the General Assembly which increased the state’s flat grant from $215 per pupil to $250 per pupil and provided for “Special Instant Lottery Games” the net proceeds of which were to be used “solely for educational equalization grants to towns”; Public Acts 1975, No. 75-344; and distributed in accordance with Public Acts 1975, No. 75-341, “An Act Establishing a Guaranteed Tax Base Program to Finance Public Elementary and Secondary Education.”
Two further findings of the trial court were the following: “The State Board of Education has consultants available who concern themselves with assisting local boards of education in maintaining the statutorily-mandated minimum quality of education,” and “Canton is providing the basic elementary and secondary education required by statute.”
It was on the basis of the foregoing finding of facts that the trial court reached the conclusions which are the subject of the defendants’ third assignment of error. These conclusions were (in addition to the conclusion that the doctrine of sovereign immunity was not a defense to this action, which ruling we have already discussed) that education is a fundamental right under the Connecticut constitution; that the state system of financing education is an interference with the “fundamental right” to education and therefore requires “strict judicial scrutiny”; that §§ 10-240 and 10-241 of the General Statutes are violative of the equal rights and equal protection of the laws provisions of the constitution of Connecticut, article first, §§ 1 and 20, and of article eighth, § 1, and they are not appro
Since many of the conclusions of the court are interdependent, it is unnecessary to consider them seriatim. Obviously the most significant ones are those dealing with constitutional interpretation, and the tests applicable to that interpretation, generally, and to the equal rights and equal protection provisions, specifically.
This court has many times noted that the equal protection clauses of the state and federal constitutions have a like meaning and impose similar constitutional limitations. State v. Rao, 171 Conn. 600, 370 A.2d 1310; Kellems v. Brown, 163 Conn. 478, 485, 313 A.2d 53, appeal dismissed, 409 U.S. 1099, 93 S. Ct. 911, 34 L. Ed. 2d 678; Snyder v. Newtown, 147 Conn. 374, 381,161 A.2d 770, appeal dismissed, 365 U.S. 299, 81 S. Ct. 692, 5 L. Ed. 2d 688; Lyman v. Adorno, 133 Conn. 511, 515, 52 A.2d 702; State ex rel. Brush v. Sixth Taxing District, 104 Conn. 192, 195, 132 A. 561. In State v. Rao, supra, we reiterated (p. 602) the controlling principles of law as enunciated by the United States
In the Rodriguez case, the United States Supreme Court adopted what appears to be a special test for determining whether education is a fundamental constitutional right: “[T]he key to discovering whether education is ‘fundamental’ is not to be found in comparisons of the relative societal significance of education as opposed to subsistence or housing. Nor is it to be found by weighing whether education is as important as the right to travel. Rather, the answer lies in assessing whether there is a right to education explicitly or implicitly guaranteed by the
Parenthetically, it is pertinent to note some of the criticism of the application of the test of fundamentality as determined by the existence of an explicit or implicit constitutional guarantee. See the dissenting opinion by Mr. Justice Marshall in San Antonio Independent School District v. Rodriguez, supra, 300; Robinson v. Cahill, 62 N.J. 473, 491, 303 A.2d 273, cert. denied, sub nom. Dickey v. Robinson, 414 U.S. 976, 94 S. Ct. 292, 38 L. Ed. 2d 219; Serrano v. Priest, 18 Cal. 3d 728, 767, 557 P.2d 929 (Serrano II); Thompson v. Engelking, 96 Idaho 793, 804, 537 P.2d 635.
The Rodriguez case is very relevant to the appeal before us. The equal protection clauses of both the United States and Connecticut constitutions having a like meaning, the decisions of the United States Supreme Court defining federal constitutional rights are, at the least, persuasive authority, although we fully recognize the primary independent vitality of the provisions of our own constitution. Paraphrasing the language of the California Supreme Court in People v. Longwill, 3.4 Cal. 3d 943, 951 n.4, 538 P.2d 753: In the area of fundamental civil liberties —which includes all protections of the declaration of rights contained in article first of the Connecticut constitution-—we sit as a court of last resort, subject only to the qualification that our interpretations may not restrict the guarantees accorded the national citizenry under the federal charter. In such constitutional adjudication, our first referent is Connect
In the Rodriguez case, the United States Supreme Court was called upon to review the financing system for education used in Texas, which system had been attacked as violating the equal protection clause of the federal constitution. Although there are significant differences between the Texas system and the Connecticut system, they are alike in that a substantial quantum of educational support is supplied by local districts with disparities in financial resources for the furnishing of such support. The trial court in the present cases observed: “[T]hose differences do not, in the opinion of this court, make inapplicable to the Connecticut system the reasons why the Texas system was held not to violate the United States Constitution.” We agree with that conclusion.
The Rodriguez decision was a 5 to 4 decision, and although the majority holding was that the Texas education-financing system did not violate the equal protection provisions of the federal constitution, the language of the majority opinion and the strength of the dissenting opinions have had great impact on state education-financing systems.
Two other observations in the Rodrigues majority opinion have also obviously had their effect on state action to provide more uniform educational opportunity. The first is the reaffirmation of the statements made in Brown v. Board of Education, 347 U.S. 483, 493, 74 S. Ct. 686, 98 L. Ed. 873, that “education is perhaps the most important function of state and local governments” and “[i]n these days, it is doubtful that any child may reasonably be expected to succeed in life if he is denied the opportunity of an education. Such an opportunity, where the state has undertaken to provide it, is a right which must be made available to all on equal terms.” The other observation is the concluding paragraph of the majority opinion in Rodrigues in which the court stated (p. 58) as “a cautionary postscript”:
*644 “The consideration and initiation of fundamental reforms with respect to state taxation and education are matters reserved for the legislative processes of the various States, and we do no violence to the values of federalism and separation of powers by staying our hand. We hardly need add that this Court’s action today is not to be viewed as placing its judicial imprimatur on the status quo. The need is apparent for reform in tax systems which may well have relied too long and too heavily on the local property tax. And certainly innovative thinking as to public education, its methods, and its funding is necessary to assure both a higher level of quality and greater uniformity of opportunity. These matters merit the continued attention of the scholars who already have contributed much by their challenges. But the ultimate solutions must come from the lawmakers and from the democratic pressures of those who elect them.”
In our consideration of the merits of the present appeals, we have not found material aid in the many decisions from the courts of other jurisdictions since most of them depend upon the controlling and differing provisions of the constitutions in the particular jurisdictions.
As other courts have recognized, educational equalization cases are “in significant aspects sui generis” and not subject to analysis by accepted conventional tests or the application of mechanical standards. The wealth discrimination found among school districts differs materially from the usual equal protection case where a fairly defined indigent class suffers discrimination to its peculiar disadvantage. The discrimination is relative rather than absolute. Further, the children living in towns with relatively low assessable property values are afforded public education but, as the trial court found, the education they receive is to a substantial degree narrower and lower in quality than that which pupils receive in comparable towns with a larger tax base and greater ability to finance education. True, the state has mandated local provision for a basic educational program with local option for a program of higher quality but, as the trial court’s finding indicates, that option to a town which lacks the resources to implement the higher quality educational program which it desires and which is available to property-richer towns is highly illusory. As Mr. Justice Marshall put it in his dissent in Rodrigues (p. 89): “[T]his Court has never suggested that because some ‘adequate’ level of benefits is provided to all, discrimination in the provision of services is therefore constitutionally excusable. The Equal Protection Clause is not addressed to the minimal sufficiency but rather to the unjustifiable
We find our thinking to be substantially in accord with the decisions of the New Jersey Supreme Court in Robinson v. Cahill, 62 N.J. 473, 303 A.2d 273, and the California Supreme Court in Serrano v. Priest, 18 Cal. 3d 728, 557 P.2d 929 (Serrano II), and whether we apply the “fundamentality” test adopted by Rodriguez or the pre-Rodriguez test under our state constitution (as the California Supreme Court did in Serrano II) or the “arbitrary” test applied by the New Jersey Supreme Court in Robinson v. Cahill, supra, 492,
The present-day problem arises from the circumstance that over the years there has arisen a great disparity in the ability of local communities to finance local education, which has given rise to a consequent significant disparity in the quality of education available to the youth of the state. It was well stated in the memorandum of decision of the trial court, which noted that the “present method [of financing education in the state] is the result of legislation in which the state delegates to municipalities of disparate financial capability the state’s duty of raising funds for operating public schools within that municipality. That legislation gives no consideration to the financial capability of the municipality to raise funds sufficient to discharge another duty delegated to the municipality by the state, that of educating the children within that municipality. The evidence in this case is that, as a result of this duty-delegating to Canton without regard to Canton’s financial capabilities, pupils in Canton receive an education that is in a substantial degree lower in both breadth and quality than that received by pupils in municipalities with a greater financial capability, even though there is no difference between the constitutional duty of the state to the children in Canton and the constitutional duty of the state to the children in other towns.”
We conclude that without doubt the trial court correctly held that, in Connecticut, elementary and secondary education is a fundamental right, that
The cross appeal of the plaintiffs requires but brief mention. Their sole assignment of error is that the trial court erred in failing to rule that the state’s present system of financing public education violates the equal protection clause of the fourteenth amendment to the constitution of the United States. In fact, the trial court expressly concluded that it did not. In the light of the decision of the United States Supreme Court in the Rodrigues case and the court’s finding in the present case, it is extremely doubtful that error could be found in the trial court’s conclusion. The United States
In reaching our conclusion, we have not overlooked the precept that “[w'Jhen the constitutionality of legislation is in question, it is the duty of the court to sustain it unless its invalidity is beyond a reasonable doubt.” Amsel v. Brooks, 141 Conn. 288, 294, 106 A.2d 152, appeal dismissed, 348 U.S. 880, 75 S. Ct. 125, 99 L. Ed. 693; Lublin v. Brown, 168 Conn. 212, 220, 362 A.2d 769; Kellems v. Brown, 163 Conn. 478, 487, 313 A.2d 53. With full consideration of that presumption, we have, nevertheless, reached our conclusion that there was no error in the judgments of the trial court.
Under the circumstances of this case, it is not inappropriate to comment on the question of what relief may properly be afforded to the plaintiffs. As we have noted, the trial court limited its judgments, to declaratory ones while retaining jurisdiction for consideration of the granting of any consequential relief. In so doing, it quoted with approval from the portion of the Rodrigues decision which observed (p. 59) that “the ultimate solutions must come from the lawmakers and from the democratic pressures of those who elect them.” This observation is doubly appropriate. While “ [i]t is emphatically the province and duty of the judicial department to say what the law is”; United
While the development of an appropriate legislative plan is not without its complexities, the problem is not insoluble. Nor do we share the alarm expressed in the dissenting opinion at what it concludes are “the implications of the decision” as requiring total state financing of education, loss of local administrative control over educational decisions and the requirement that education in all towns “be brought up to the Darien standard” which, if it occurred, the trial court found would require an increase of $313,000,000 over the amounts being currently expended. To the contrary, as we have noted, the trial court expressly found that none of these consequences would of necessity follow the adoption by the state of a financing program designed to achieve a substantial degree of equality of educational opportunity and permit all towns to
We also note that the General Assembly has not been unaware of the possible constitutional problems inherent in the operation of the present system. In 1973, it established a “Commission to Study School Finance and Equal Educational Opportunity.” Special Acts 1973, No. 73-143. The commission was directed to “conduct a study of, and make recommendations regarding, an equitable system of producing revenue to finance the provision of an equal educational opportunity for all children of the state.” Its final report, “arrived at after months of study, analysis, and discussion to fulfill our commitment to provide equality of educational opportunity for all Connecticut children,” concluded (p. i) that
There is no error; however, the Superior Court having refrained from ruling on the plaintiffs’ ancillary claims for relief and having retained jurisdiction pending further order of this court, the cases are remanded for further proceedings consistent with this opinion.
In this opinion Bogdanski, Lostgo and Barber, Js., concurred. Bogdahski, J., filed a concurring opinion and Loiselle, J., filed a dissenting opinion.
A 1972 note in the Tale Law Journal noted that suits then at various stages of the judicial process “could overturn the systems of thirty-one states.” “A Statistical Analysis of the School Finance Decisions: On Winning Battles and Losing Wars,” 81 Tale L.J. 1303. Also in 1972 the governor’s tax reform commission report noted (p. 47) that at that time there were eases similar to the present one pending in thirty-six other jurisdictions. 2 Governor’s Commission on Tax Beform, Local Government—Schools and Property.
For a discussion of the status of litigation in the various jurisdictions as of January 1, 1976, see Lindquist & Wise, “Developments in Education Litigation: Equal Protection,” 5 J. Law. & Ed., No. 1, p. 1.
2 “[Conn. Const. Art. VTII §1] [free public schools.] See. 1 There shall always be free public elementary and secondary schools in the state. The general assembly shall implement this principle by appropriate legislation.”
3 “[Conn. Const. Art. I § 1] [equality of rights.] Sec. 1. All men when they form a social compact, are equal in rights; and no man or set of men are entitled to exclusive public emoluments or privileges from the community.”
4 “[Conn. Const. Art. I §20] [equal protection, no segregation or discrimination.] See. 20. No person shall be denied the equal protection of the law nor be subjected to segregation or discrimination in the exercise or enjoyment of his civil or political rights because of religion, race, color, ancestry or national origin.”
5 “[tT.S. Const. Amend. XIV § 1] [citizenship defined, .privileges of citizens.] Section 1. . . . No State shall . . . deny to any person within its jurisdiction the equal protection of the laws.”
7 “[General Statutes] See. 10-241. powers of school districts. Each school district shall be a body corporate and shall have power to sue and be sued; to purchase, receive, hold and convey real and personal property for sehool purposes; to build, equip, purchase and rent schoolhouses and make major repairs thereto and to supply them with fuel, furniture and other appendages and accommodations; to establish and maintain schools of different grades; to establish and maintain a school library; to lay taxes and to borrow money for the purposes herein set forth; to make agreements and regulations for the establishing and conducting of schools not inconsistent with the regulations of the town having jurisdiction of the schools in such district; and to employ teachers, in accordance with the provisions of section 10-151, and pay their salaries. When such board appoints a superintendent, such superintendent may, with the approval of such board, employ the teachers.”
8 “[General Statutes] See. 10-220. duties of boards op education. Boards of education shall maintain in their several towns good public elementary and secondary schools, implement the educational interests of the state as defined in section 10-4a and provide such other educational activities as in their judgment will best serve the interests of the town. . . .”
9 “[General Statutes] See. 10-4a. educational interests of state identified. Eor purposes of sections 10-4, 10-4b and 10-220, the educational interests of the state shall include, hut not he limited to, the concern of the state (1) that each child shall have for the period prescribed in the general statutes equal opportunity to receive a suitable program of educational experiences; (2) that each school district shall finance at a reasonable level an educational program designed to achieve this end; and (3) that the mandates in the general statutes pertaining to education within the jurisdiction of the state board of education be implemented.” (Emphasis supplied.)
“Mill rate is the term Connecticut towns use to indicate the local property tax rate. The mill rate indicates how many property tax dollars are paid for each $1000 of assessed valuation. For example, a mill rate of 16.35 mills means that a taxpayer pays $16.35 for each $1000 of his total assessed valuation.” Financing Connecticut’s Schools, Final Report of the Commission to Study School Finance and Equal Educational Opportunity, Glossary, p. 32.
Finding 31 of the trial court uses the following definitions:
“‘Net Mill Rate’ equals the stated mill rate of a town adjusted by the ‘Percent Valuation’ and the ‘Reevaluation Factor’ so that the mill rate for each town can be stated in terms of the fair market value of property for a given year.”
“(a) ‘Net Grand List’ means the assessed value of all taxable property, less exemptions, in a town, (b) ‘Percent Valuation’ means the town’s uniform percentage of assessed valuation to fair market value as of the date of reevaluation, (e) ‘100% Grand List’ equals the ‘Net Grand List’ divided by the ‘Percent Valuation.’ (d) ‘Reevaluation Factor’ is the percentage by which each ‘100% Grand List’ must be adjusted so that each ‘100% Grand List’ will reflect fair market value for the same year, (e) ‘Equalized Grand List’ means the ‘Net Grand List’ adjusted by the ‘Percent Valuation’ and the ‘Reevaluation Factor’ so that the grand lists of all towns will reflect fair market value for the same year. . . . ‘Equalized Grand List’ is called ‘Current Value of Taxable Grand List.’”
Public Acts 1975, No. 75-341 §2 (a) prescribed the following formula for computing the grants from lottery funds: “Each town maintaining schools according to law whose adjusted equalized net grand list per capita falls at or below the eighty-fifth percentile among all towns in the state, as determined by ranking in ascending order all towns in the state according to their adjusted equalized net grand lists per capita, shall be paid a grant, except as provided in subsection (b) or (e) of this section, in an amount equal to the product of (1) the school tax rate times (2) the difference between the adjusted equalized net grand list per capita for the town at the eighty-fifth percentile and the adjusted equalized net grand list per capita for the town, times (3) the population of the town.”
Section 2 (b) of the act limited the total grant to any town to an amount not to exceed “five per cent of the total grant per pupil in average daily membership received by such town pursuant to section 10-262 of the general statutes.”
We note that in the 1976 session of the General Assembly the permissible grant from the lottery proceeds was increased from 5 percent to 7 3/10 percent but the source of the funds was still limited to the proceeds of the instant lottery games and a restriction was continued that in the event that these funds proved insufficient, each town entitled to a grant should be paid an amount equal to its proportionate share of the gambling proceeds. General Statutes § 10-262e (e) (Rev. to 1977).
“Since the Court's decision in San Antonio Independent School District v. Rodriguez, 411 U.S. 1, 93 S. Ct. 1278, 36 L. Ed. 2d 16, nineteen states have passed major legislative reforms to their systems for financing public education. Eleven of these states revised their systems for distributing state aid by enacting a form of district
For a listing of these cases and a discussion of many of them as of January, 1976, see Lindquist & Wise, “Developments in Education Litigation: Equal Protection,” 5 J. Law & Ed. 1, 3 n.11. In December, 1976, the system of financing public schools was upheld in Oregon in Olsen v. Oregon, 276 Ore. 9, 554 P.2d 139. A system of equalizing district expenditures on education was, in November, 1976, held unconstitutional in Wisconsin in Buse v. Smith, Wis. 2d , N.W.2d ; new legislation to meet the constitutional standard for educational expenditures established in Serrano v. Priest, 5 Cal. 3d 584, 487 P.2d 1241 (Serrano I), was ruled invalid in Serrano v. Priest, 18 Cal. 3d 728, 557 P.2d 929 (Serrano II); and the level of state funding as it relates to one district was, in January, 1977, ruled unconstitutional by a Washington trial court in Washington v. State, Wash. 2d , P.2d.
“Ultimately, a court must weigh the nature of the restraint or the denial against the apparent public justification, and decide whether the State action is arbitrary. In that process, if the circumstances sensibly so require, the court may call upon the State to demonstrate the existence of a sufficient public need for the restraint or the denial.” Robinson v. Cahill, 62 N.J. 473, 492, 303 A.2d 273.
See Coons, Clune & Sugarman, “Educational Opportunity: A Workable Constitutional Test for State Financial Structures,” 57 Cal. L. Rev. 305; comment, “The Evolution of Equal Protection: Education, Municipal Services, and Wealth,” 7 Harv. Civ. RightsCiv. Lib. L. Rev. 105, 187; Michelson, “What is a ‘Just’ System for Financing Schools? An Evaluation of Alternative Reforms,” 38 Law & Contemp. Prob. 436; San Antonio Independent School District v. Rodriguez, 411 U.S. 1, 130 n.98, 93 S. Ct. 1278, 36 L. Ed. 2d 16.
Concurring Opinion
(concurring). I am in complete agreement with the language of the majority opinion to the effect that Connecticut has for centuries recognized that it is her right and duty to provide for the proper education of the young; that education is so important that the state has, since colonial days, required towns to maintain local schools and made attendance compulsory; and that this basic educational system has continued to this date with the state recognizing that providing for education is a state duty.
To that I would add that the history of the 1965 constitutional convention proceedings demonstrates that the constitutional provision concerning education, adopted by the convention, formalized free
On September 23, 1965, Simon Bernstein, a delegate from the first district, in addressing himself to the educational resolution stated: “[M]y remarks are really addressed to section 1 only, which calls for placing in the Constitution the very fundamental provision that we shall provide as a Constitutional right free public school education.” Conn. Const. Conv. Proc., 1965, pt. 1, p. 311.
Thereafter, on October 19, 1965, Bernstein again spoke concerning an amendment to the resolution: “[T]he statement of purpose of that resolution of mine was that our system of free public education have a tradition [al] acceptance on a par with our bill of rights and it should have the same Constitutional sanctity.” Conn. Const. Conv. Proc., 1965, pt. 3, p. 1039.
The constitutional provision ultimately adopted by the convention reads as follows: “There shall always be free public elementary and secondary schools in the state. The general assembly shall implement this principle by appropriate legislation.” Conn. Const. Art. VIII § 1.
I would add further that the right of our children to an education is a matter of right not only because our state constitution declares it as such, but because education is the very essence and foundation of a civilized culture: it is the cohesive element that binds the fabric of society together. In a real sense, it is as necessary to a civilized society as food and shelter are to an individual. It is our fundamental legacy to the youth of our state to enable
Indeed, as far back as 1894, in the absence of any constitutional provision, this court recognized how essential and important education is when it stated that “[i]t is a duty . . . [that] has always been assumed by the State; not only because the education of youth is a matter of great public utility, but also and chiefly because it is one of great public necessity for the protection and welfare of the State itself.” Bissell v. Davison, 65 Conn. 183, 191, 32 A. 348.
Finally, it should be observed that the issues raised and pressed on this appeal are directed toward the right of the children of this state to a basic education, and the determination of whether certain statutes of this state unconstitutionally impinge upon that right. We are, therefore, limited to those issues.
The function of this court is to review the actions of the trial court and the conclusions reached by it. Such a review of this case leads to but one result: that the conclusions reached by the trial court are more than amply supported by the subordinate facts.
Dissenting Opinion
(dissenting). Although education occupies a position of great importance in this state, and Brown v. Board of Education, 347 U.S. 483, 493, 74 S. Ct. 686, 98 L. Ed. 873, recognizes that today “education is perhaps the most important function of state and local governments” the United States Supreme Court has concluded that social importance is not the criterion by which the funda
Nor is the right rendered fundamental simply because it is mentioned in the Connecticut constitution. Robinson v. Cahill, 62 N.J. 473, 491, 303 A.2d 273; Olsen v. Oregon, 276 Ore. 9, 554 P.2d 139.
As I review the history of education in Connecticut, it does not support the “fundamentality” of the right. Education was not required to be free until 1869. Public Acts 1869, c. 71; compare with Rev. 1866, tit. 16, c. 3, § 98. In 1894, this court spoke of education as “a privilege or advantage, rather than a right in the strict technical sense of the term.
Over the years, the legislature has been troubled by the disparities in financial capability of the school districts, and has made compensatory grants to the poorer systems. See, e.g., Public Acts 1903, c. 102,
The history of the addition of the provision on education to our constitution in 1965 is, like most legislative history, ambiguous. Statements made at the constitutional convention could be interpreted either way depending upon which point of view is fostered. Taken as a whole, this history is indicative of what the majority opinion has stated, that the constitutional amendment regarding free education on the elementary and secondary level was merely a “codification” of the obligation assumed by the state in its statutory enactments. The constitutional provision would prevent the state from requiring students to pay for education or from denying free education to some while making it available to others, but I do not see that the provision renders education a “fundamental” right.
Furthermore, the amendment regarding education must be read not only with the equal protection clause of the constitution, but also with article tenth, which was, like the education provision, new in the 1965 constitution, and provides specifically that “[t]he general assembly shall by general law delegate such legislative authority as from time to time it deems appropriate to towns.” The legislative authority over education is total, and includes the authority to tax for the support of education. Article tenth specifically authorizes the legislature to do what it has done in regard to education: to delegate the responsibility of raising the large part of the funds for its support to the towns.
No one argues that the state’s financial system causes an absolute denial of educational opportunities to any child or that education received in elementary or secondary schools is not free, as mandated by the state constitution. After you have brushed the foam off the beer, the plaintiffs’ argument concerns only one item—money.
The trial court explicitly states, and the majority of this court implicitly holds, that the “appropriate legislation” (article eighth, § 1), by which our legislature is constitutionally required to implement the guarantee of free elementary and secondary education, must be legislation which makes available to all towns the same amount of money per school child. I do not agree. There is nothing in the constitution requiring such an equalized pot of money per town. As I see it, the constitution requires free education, and “appropriate legislation” is legislation which makes education free. I will con
I have difficulty determining on what basis the majority opinion rests, especially when it cites dissenting opinions, which cannot be viewed as authority. The majority opinion states: “We find our thinking to be substantially in accord with the decisions of the New Jersey Supreme Court in Robinson v. Cahill, 62 N.J. 473, 303 A.2d 273, and the California Supreme Court in Serrano v. Priest, 18 Cal. 3d 728, 557 P.2d 929 (Serrano II).” I assume that this means the court is in accord with the rationales and not just the results reached by those decisions. The rationale of Serrano v. Priest, 5 Cal. 3d 584, 487 P.2d 1241 (Serrano I), which relied upon federal authority, is the same rationale
Up until today, this court has always stated that the due process and equal protection guarantees of our state constitution have the same meaning as their counterparts in the federal constitution. Roundhouse Construction Corporation v. Telesco Masons Supplies Co., 168 Conn. 371, 374, 362 A.2d 778; Karp v. Zoning Board, 156 Conn. 287, 295, 240 A.2d 845. Rodriguez unequivocally has ruled that disparities in spending for education between property-rich and property-poor towns do not violate the federal constitution. I see no distinction between the two constitutions in this respect, other than the provision in the state constitution con
As I read the majority opinion, although it mentions the constitutional provision concerning education, the real ground for its conclusion that education is a “fundamental” right is its historic importance in this state. Other rights to state-provided services have historically been of equal or greater importance in Connecticut, notably the rights to police protection, fire protection and public health services. The state assumed the duty of police protection long before it assumed the duty of free education. Using the rationale of the majority, the rights to these services are as fundamental as the right to free education. If delegating the responsibility for raising funds for education to the towns is an unconstitutional method of carrying out the state’s educational function, then such delegation must be equally impermissible in respect to these other historically important functions.
We cannot lose sight of the fact that the issue is not that our children are not getting a sound education, measured by reasonable standards, which will enable them to exercise fully their rights as citizens of their country. The issue is whether, because our state laws allow some towns to furnish a broader spectrum of choice than other towns desire to furnish or feel financially able to furnish, that the system has to tumble down. Both the trial court and my colleagues state that the system need
Our system of school financing, by local taxation and state aid, is one which has steadily extended education and improved its quality. The system has continued to be affirmative and when scrutinizing it under judicial principles we should be sensitive to the efforts the legislature has made.
As the United States Supreme Court in Rodrigues has noted, “ ‘[t]he history of education since the industrial revolution shows a continual struggle between two forces: the desire by members of society to have educational opportunity for all children, and the desire of each family to provide the best education it can afford for its own children.’ ”
To paraphrase Rodrigues, although this state’s system of school financing results in unequal expenditures depending on the wealth of a town, the disparities are not so irrational as to be invidiously discriminatory. This state has persistently endeavored to narrow the differences in levels of expenditures without sacrificing the benefits of local participation. Our system of financing is not the product of purposeful discrimination. It is rooted
Furthermore, it is troubling that the findings of the trial court, in ranking Connecticut towns on the basis of property-per-pupil, have made no mention of the core cities and the role they play in this drama. In Rodriguez, the United States Supreme Court pointed out (p. 58) that research projects have concluded that any financing alternative designed to achieve a greater equality of expenditures is likely to lead to higher taxation and lower educational expenditures in the urban centers, a result that would exacerbate rather than ameliorate existing conditions in those areas. These practical considerations cannot determine constitutional questions but they serve to highlight the wisdom of abstaining from judicial interference in matters better left to the legislature.
Even more than the decision made by the court, the implications of the decision alarm me. I do not see any possibility that any system which falls short of total state financing of education, whether through state assumption of the property tax or through other means, will satisfy the demands of equal protection after this decision. If education is indeed a fundamental right in Connecticut, and after this opinion is published it will be so, the strict scrutiny test must be applied to any legislative scheme for financing education. I do not believe that the so-called power equalization system, in which the state awards funds to towns on the basis of the educational tax effort they make, as measured by their net school mill rates, can survive strict
The comment is more relevant to the “fundamentality” of education than to its status as a “right.” Of course, even a privilege cannot be bestowed in a manner which violates our constitution. Conn. Const. Art. I § 1.
J. Coleman, Foreword to Strayer & Haig, The Financing of Education in the State of New York, p. vii, quoted in San Antonio Independent School District v. Rodriguez, 411 U.S. 1, 49, 93 S. Ct. 1278, 36 L. Ed. 2d 16.
The system left only 10 percent of the California school budget to be affected by district wealth. Serrano v. Priest, 18 Cal. 3d 728, 786, 557 P.2d 929 (Serrano II) (Clark, J., dissenting).
Reference
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